Q1 2024 · 13F-HR
III Capital Managementholdings as filed
Filed 2024-05-15 · accession 0001172661-24-002502
$2.15B
Reported value
130
Positions
2024-03-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 780153BQ4 | RCL 6 08/15/25 | ROYAL CARIBBEAN GROUP | $170.2M | 7.92% | 59,888,000 | Common | SOLE |
| 464287242 | LQD | ISHARES TR | $155.7M | 7.24% | 1,429,200 | PUT | SOLE |
| 09857LAN8 | BKNG 0.75 05/01/25 | BOOKING HOLDINGS INC | $123.5M | 5.75% | 63,910,000 | Common | SOLE |
| 01741RAK8 | ATI 3.5 06/15/25 | ATI INC | $110.8M | 5.16% | 33,396,000 | Common | SOLE |
| 45765UAB9 | NSIT 0.75 02/15/25 | INSIGHT ENTERPRISES INC | $102.0M | 4.75% | 37,505,000 | Common | SOLE |
| 16115QAE0 | GTLS 1 11/15/24 | CHART INDS INC | $101.4M | 4.72% | 36,000,000 | Common | SOLE |
| 46138G508 | BKLN | INVESCO EXCH TRADED FD TR II | $85.2M | 3.97% | 4,029,000 | Common | SOLE |
| 596278AB7 | MIDD 1 09/01/25 | MIDDLEBY CORP | $66.6M | 3.10% | 50,696,000 | Common | SOLE |
| 464287440 | IEF | ISHARES TR | $63.3M | 2.94% | 668,200 | Common | SOLE |
| 00971TAL5 | AKAM 0.375 09/01/27 | AKAMAI TECHNOLOGIES INC | $57.0M | 2.65% | 53,960,000 | Common | SOLE |
| 852234AF0 | XYZ 0.125 03/01/25 | BLOCK INC | $55.6M | 2.59% | 54,325,000 | Common | SOLE |
| 02376R102 | AAL | AMERICAN AIRLS GROUP INC | $53.7M | 2.50% | 3,500,000 | PUT | SOLE |
| 60937PAD8 | MDB 0.25 01/15/26 | MONGODB INC | $50.4M | 2.34% | 28,756,000 | Common | SOLE |
| 29786AAJ5 | ETSY 0.125 10/01/26 | ETSY INC | $43.9M | 2.04% | 41,450,000 | Common | SOLE |
| 842587DP9 | SO 3.875 12/15/25 | SOUTHERN CO | $43.1M | 2.00% | 43,213,000 | Common | SOLE |
| 40171VAA8 | GWRE 1.25 03/15/25 | GUIDEWIRE SOFTWARE INC | $42.7M | 1.99% | 37,000,000 | Common | SOLE |
| 465741AN6 | ITRI 0 03/15/26 | ITRON INC | $41.2M | 1.92% | 40,931,000 | Common | SOLE |
| 36166WAB9 | — | GEO CORRECTIONS HOLDINGS INC | $39.4M | 1.83% | 23,000,000 | Common | SOLE |
| 501812AB7 | LCII 1.125 05/15/26 | LCI INDS | $38.1M | 1.77% | 38,606,000 | Common | SOLE |
| 45867GAD3 | IDCC 3.5 06/01/27 | INTERDIGITAL INC | $34.2M | 1.59% | 23,750,000 | Common | SOLE |
| 45781MAB7 | INVA 2.5 08/15/25 | INNOVIVA INC | $33.4M | 1.56% | 31,280,000 | Common | SOLE |
| 26210CAD6 | DBX 0 03/01/28 | DROPBOX INC | $31.9M | 1.48% | 34,085,000 | Common | SOLE |
| 63845RAB3 | EYE 2.5 05/15/25 | NATIONAL VISION HLDGS INC | $27.5M | 1.28% | 26,106,000 | Common | SOLE |
| 743312AB6 | PRGS 1 04/15/26 | PROGRESS SOFTWARE CORP | $25.8M | 1.20% | 24,850,000 | Common | SOLE |
| 91879QAN9 | MTN 0 01/01/26 | VAIL RESORTS INC | $25.4M | 1.18% | 27,600,000 | Common | SOLE |
| 345370860 | F | FORD MTR CO DEL | $24.6M | 1.14% | 1,850,000 | PUT | SOLE |
| 268158AD4 | DVAX 2.5 05/15/26 | DYNAVAX TECHNOLOGIES CORP | $22.9M | 1.07% | 17,238,000 | Common | SOLE |
| 278768106 | SATS | ECHOSTAR CORP | $22.8M | 1.06% | 1,602,100 | PUT | SOLE |
| 670704AJ4 | GMED 0.375 03/15/25 | NUVASIVE INC | $22.0M | 1.02% | 23,000,000 | Common | SOLE |
| 86333MAA6 | LRN 1.125 09/01/27 | STRIDE INC | $21.9M | 1.02% | 16,500,000 | Common | SOLE |
| 10316TAB0 | BOX 0 01/15/26 | BOX INC | $21.6M | 1.01% | 17,981,000 | Common | SOLE |
| 69331C108 | PCG | PG&E CORP | $20.9M | 0.97% | 1,250,000 | PUT | SOLE |
| 65339F101 | NEE | NEXTERA ENERGY INC | $20.9M | 0.97% | 326,700 | Common | SOLE |
| 83304AAD8 | SNAP 0.25 05/01/25 | SNAP INC | $19.5M | 0.91% | 19,982,000 | Common | SOLE |
| 958102105 | WDC | WESTERN DIGITAL CORP. | $15.8M | 0.74% | 231,596 | Common | SOLE |
| 904311AC1 | — | UNDER ARMOUR INC | $15.5M | 0.72% | 15,404,000 | Common | SOLE |
| 974637AB6 | WGO 1.5 04/01/25 | WINNEBAGO INDS INC | $14.4M | 0.67% | 11,612,000 | Common | SOLE |
| 549498103 | CCIVGBP | LUCID GROUP INC | $14.2M | 0.66% | 4,974,700 | PUT | SOLE |
| 399473AF4 | GRPN 1.125 03/15/26 | GROUPON INC | $13.9M | 0.65% | 17,485,000 | Common | SOLE |
| 060505104 | BAC | BANK AMERICA CORP | $13.3M | 0.62% | 350,000 | PUT | SOLE |
| 737446AT1 | POST 2.5 08/15/27 | POST HLDGS INC | $12.8M | 0.60% | 11,388,000 | Common | SOLE |
| 08265TAD1 | BSY 0.375 07/01/27 | BENTLEY SYS INC | $12.3M | 0.57% | 13,700,000 | Common | SOLE |
| 848577102 | SAVEEUR | SPIRIT AIRLS INC | $11.9M | 0.55% | 2,457,500 | PUT | SOLE |
| 848577AB8 | SAVE 1 05/15/26 | SPIRIT AIRLS INC | $10.3M | 0.48% | 21,591,000 | Common | SOLE |
| 40637HAD1 | HALO 0.25 03/01/27 | HALOZYME THERAPEUTICS INC | $10.1M | 0.47% | 11,400,000 | Common | SOLE |
| 29404KAE6 | ENV 0.75 08/15/25 | ENVESTNET INC | $9.7M | 0.45% | 10,000,000 | Common | SOLE |
| 958102105 | WDC | WESTERN DIGITAL CORP. | $9.6M | 0.44% | 140,000 | CALL | SOLE |
| 82452JAD1 | FOUR 0.5 08/01/27 | SHIFT4 PMTS INC | $9.3M | 0.43% | 10,000,000 | Common | SOLE |
| 08862EAB5 | BYND 0 03/15/27 | BEYOND MEAT INC | $9.3M | 0.43% | 38,841,000 | Common | SOLE |
| 902973304 | USB | US BANCORP DEL | $8.9M | 0.42% | 200,000 | PUT | SOLE |
| 19260Q107 | COIN | COINBASE GLOBAL INC | $8.3M | 0.39% | 31,300 | PUT | SOLE |
| 62914V106 | NIO | NIO INC | $8.1M | 0.38% | 1,800,000 | PUT | SOLE |
| 88339PAD3 | REAL 1 03/01/28 | THE REALREAL INC | $8.1M | 0.38% | 18,233,000 | Common | SOLE |
| 83304A106 | SNAP | SNAP INC | $8.0M | 0.37% | 700,000 | PUT | SOLE |
| 08862E109 | BYND | BEYOND MEAT INC | $6.4M | 0.30% | 774,900 | PUT | SOLE |
| 553368101 | MP | MP MATERIALS CORP | $6.3M | 0.29% | 440,000 | PUT | SOLE |
| 88339P101 | REAL | THE REALREAL INC | $5.8M | 0.27% | 1,477,100 | PUT | SOLE |
| 91325V108 | — | UNITI GROUP INC | $4.7M | 0.22% | 800,000 | PUT | SOLE |
| 278768106 | SATS | ECHOSTAR CORP | $4.3M | 0.20% | 305,218 | Common | SOLE |
| 83304AAH9 | SNAP 0.125 03/01/28 | SNAP INC | $3.8M | 0.18% | 5,000,000 | Common | SOLE |
| 566330AB2 | — | MARCUS CORP DEL | $3.6M | 0.17% | 2,500,000 | Common | SOLE |
| 565788AB2 | MARA 1 12/01/26 | MARATHON DIGITAL HOLDINGS IN | $3.4M | 0.16% | 4,000,000 | Common | SOLE |
| G25508105 | CRH | CRH PLC | $3.3M | 0.15% | 38,498 | Common | SOLE |
| 00206R102 | T | AT&T INC | $3.3M | 0.15% | 187,132 | Common | SOLE |
| 00402L107 | ASO | ACADEMY SPORTS & OUTDOORS IN | $3.3M | 0.15% | 48,598 | Common | SOLE |
| 69007J106 | — | OUTFRONT MEDIA INC | $3.2M | 0.15% | 188,047 | Common | SOLE |
| 87256C101 | TKO | TKO GROUP HOLDINGS INC | $2.9M | 0.13% | 33,511 | Common | SOLE |
| 103304101 | BYD | BOYD GAMING CORP | $2.8M | 0.13% | 42,296 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $2.8M | 0.13% | 5,784 | Common | SOLE |
| 093712107 | BE | BLOOM ENERGY CORP | $2.8M | 0.13% | 250,000 | Common | SOLE |
| 093712107 | BE | BLOOM ENERGY CORP | $2.8M | 0.13% | 250,000 | PUT | SOLE |
| 099724106 | BWA | BORGWARNER INC | $2.8M | 0.13% | 80,403 | Common | SOLE |
| 71880K101 | PHIN | PHINIA INC | $2.8M | 0.13% | 72,052 | Common | SOLE |
| 760125104 | RTO | RENTOKIL INITIAL PLC | $2.6M | 0.12% | 85,977 | Common | SOLE |
| 81369Y308 | XLP | SELECT SECTOR SPDR TR | $2.5M | 0.12% | 33,059 | Common | SOLE |
| 472145AD3 | JAZZ 1.5 08/15/24 | JAZZ INVESTMENTS I LTD | $2.5M | 0.11% | 2,500,000 | Common | SOLE |
| 51509P103 | LSEA | LANDSEA HOMES CORP | $2.1M | 0.10% | 145,493 | Common | SOLE |
| 12769G100 | CZR | CAESARS ENTERTAINMENT INC NE | $2.1M | 0.10% | 47,516 | Common | SOLE |
| 76954A103 | RIVN | RIVIAN AUTOMOTIVE INC | $1.8M | 0.08% | 163,000 | PUT | SOLE |
| 76954A103 | RIVN | RIVIAN AUTOMOTIVE INC | $1.8M | 0.08% | 163,000 | Common | SOLE |
| 83001A102 | SIXEUR | SIX FLAGS ENTMT CORP NEW | $1.8M | 0.08% | 67,592 | Common | SOLE |
| 16119P108 | CHTR | CHARTER COMMUNICATIONS INC N | $1.7M | 0.08% | 5,977 | Common | SOLE |
| 743312100 | PRGS | PROGRESS SOFTWARE CORP | $1.6M | 0.07% | 30,000 | PUT | SOLE |
| 65336K103 | NXST | NEXSTAR MEDIA GROUP INC | $1.4M | 0.07% | 8,286 | Common | SOLE |
| 02376R102 | AAL | AMERICAN AIRLS GROUP INC | $1.4M | 0.06% | 90,000 | Common | SOLE |
| 74967X103 | RH | RH | $1.2M | 0.06% | 3,565 | Common | SOLE |
| 053774105 | CAR | AVIS BUDGET GROUP | $1.2M | 0.05% | 9,460 | Common | SOLE |
| 345370CZ1 | F 0 03/15/26 | FORD MTR CO DEL | $1.1M | 0.05% | 1,098,000 | Common | SOLE |
| G8068L108 | SN | SHARKNINJA INC | $924,881 | 0.04% | 14,848 | Common | SOLE |
| 43300A203 | HLT | HILTON WORLDWIDE HLDGS INC | $857,079 | 0.04% | 4,018 | Common | SOLE |
| 30212P303 | EXPE | EXPEDIA GROUP INC | $804,735 | 0.04% | 5,842 | Common | SOLE |
| 09857L108 | BKNG | BOOKING HOLDINGS INC | $725,576 | 0.03% | 200 | Common | SOLE |
| 45828L108 | IAS | INTEGRAL AD SCIENCE HLDNG CO | $591,490 | 0.03% | 59,327 | Common | SOLE |
| 75734B100 | RDDT | REDDIT INC | $493,200 | 0.02% | 10,000 | Common | SOLE |
| 98954M200 | Z | ZILLOW GROUP INC | $487,799 | 0.02% | 10,000 | Common | SOLE |
| 345370860 | F | FORD MTR CO DEL | $464,800 | 0.02% | 35,000 | Common | SOLE |
| 500754106 | KHC | KRAFT HEINZ CO | $436,490 | 0.02% | 11,829 | Common | SOLE |
| 35909D109 | FYBR | FRONTIER COMMUNICATIONS PARE | $393,176 | 0.02% | 16,048 | Common | SOLE |
| 29260Y109 | 0C3 | ENDEAVOR GROUP HLDGS INC | $357,518 | 0.02% | 13,895 | Common | SOLE |
| 654110AG0 | — | NIKOLA CORP | $331,195 | 0.02% | 250,000 | Common | SOLE |
| 654110105 | — | NIKOLA CORP | $322,920 | 0.02% | 310,500 | PUT | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $296,367 | 0.01% | 328 | Common | SOLE |
| 92766K106 | IPOAGBP | VIRGIN GALACTIC HOLDINGS INC | $222,000 | 0.01% | 150,000 | Common | SOLE |
| 92766K106 | IPOAGBP | VIRGIN GALACTIC HOLDINGS INC | $222,000 | 0.01% | 150,000 | PUT | SOLE |
| 08975B117 | BBAI/WS | BIGBEAR AI HLDGS INC | $34,153 | 0.00% | 98,996 | Common | SOLE |
| 123013112 | — | BURTECH ACQUISITION CORP | $26,625 | 0.00% | 150,000 | Common | SOLE |
| 40472A128 | EONR/WS | HNR ACQUISITION CORP | $13,375 | 0.00% | 100,000 | Common | SOLE |
| 549498103 | CCIVGBP | LUCID GROUP INC | $11,414 | 0.00% | 4,005 | Common | SOLE |
| 82836N115 | — | SILVERBOX CORP III | $10,416 | 0.00% | 83,333 | Common | SOLE |
| G11728139 | — | BLEUACACIA LTD | $9,420 | 0.00% | 200,000 | Common | SOLE |
| 00809J119 | — | AETHERIUM ACQUISITION CORP | $8,137 | 0.00% | 150,000 | Common | SOLE |
| 09174P113 | BTMWW | BITCOIN DEPOT INC | $7,521 | 0.00% | 81,799 | Common | SOLE |
| 06690B115 | PNSWQ | PINSTRIPES HOLDINGS INC | $5,905 | 0.00% | 22,499 | Common | SOLE |
| 28202V116 | EFTRW | EFFECTOR THERAPEUTICS INC | $5,750 | 0.00% | 41,795 | Common | SOLE |
| G1995D117 | CRTWF | CARTICA ACQUISITION CORP | $4,499 | 0.00% | 49,999 | Common | SOLE |
| 29978K110 | EVCOW | EVEREST CONSOLIDATOR ACQ COR | $3,802 | 0.00% | 24,999 | Common | SOLE |
| 87169M113 | OPTXW | SYNTEC OPTICS HLDGS INC | $3,745 | 0.00% | 46,848 | Common | SOLE |
| 74349W112 | SOARW | VOLATO GROUP INC | $3,499 | 0.00% | 25,000 | Common | SOLE |
| G11728113 | BLEUW | BLEUACACIA LTD | $3,034 | 0.00% | 99,999 | Common | SOLE |
| 36119D111 | FTIIW | FUTURETECH II ACQUISITION CO | $2,600 | 0.00% | 80,000 | Common | SOLE |
| 73245B115 | SBCWW | PONO CAP TWO INC | $1,871 | 0.00% | 55,787 | Common | SOLE |
| G0135E126 | AIMWF | AIMFINITY INVESTMENT CORP I | $1,650 | 0.00% | 100,000 | Common | SOLE |
| G6256B114 | SMNRW | DENALI CAPITAL ACQUISITN COR | $1,583 | 0.00% | 41,184 | Common | SOLE |
| G7185D114 | — | PERCEPTION CAPITAL CORP III | $1,147 | 0.00% | 22,999 | Common | SOLE |
| 29415V117 | COCHW | ENVOY MEDICAL INC | $1,099 | 0.00% | 10,300 | Common | SOLE |
| G5338L124 | — | LAMF GLOBAL VENTURES CORP I | $1,076 | 0.00% | 37,499 | Common | SOLE |
| G8059B119 | SLNWF | SELINA HOSPITALITY PLC | $1,014 | 0.00% | 144,913 | Common | SOLE |
| G1745A124 | CTSWF | CACTUS ACQUISITION CORP 1 LT | $999 | 0.00% | 24,994 | Common | SOLE |
| G49219127 | IVAWF | INVESTCORP INDIA ACQUISTN CO | $625 | 0.00% | 12,500 | Common | SOLE |
| G3R95P116 | OIOWW | ESGL HLDGS LTD | $405 | 0.00% | 66,400 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.