Q3 2024 · 13F-HR
Joseph P. Lucia & Associates, LLCholdings as filed
Filed 2024-10-23 · accession 0001172661-24-004326
$217.1M
Reported value
136
Positions
2024-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 037833100 | AAPL | APPLE INC | $10.2M | 4.71% | 43,897 | Common | NONE |
| 92189F676 | SMH | VANECK ETF TRUST | $9.5M | 4.37% | 38,628 | Common | NONE |
| 74348A467 | NOBL | PROSHARES TR | $8.1M | 3.73% | 75,812 | Common | NONE |
| 808524102 | SCHB | SCHWAB STRATEGIC TR | $7.3M | 3.38% | 110,486 | Common | NONE |
| 46137V282 | RSPT | INVESCO EXCHANGE TRADED FD T | $6.6M | 3.05% | 175,652 | Common | NONE |
| 023135106 | AMZN | AMAZON COM INC | $6.3M | 2.91% | 33,886 | Common | NONE |
| 808524300 | SCHG | SCHWAB STRATEGIC TR | $6.1M | 2.82% | 58,816 | Common | NONE |
| 46137V340 | RSPF | INVESCO EXCHANGE TRADED FD T | $5.7M | 2.61% | 82,143 | Common | NONE |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $5.7M | 2.61% | 25,089 | Common | NONE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $5.7M | 2.61% | 46,631 | Common | NONE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $4.8M | 2.21% | 8,360 | Common | NONE |
| 46090E103 | QQQ | INVESCO QQQ TR | $4.7M | 2.15% | 9,550 | Common | NONE |
| 464287168 | DVY | ISHARES TR | $4.5M | 2.08% | 33,474 | Common | NONE |
| 808524797 | SCHD | SCHWAB STRATEGIC TR | $4.4M | 2.01% | 51,730 | Common | NONE |
| 46641Q332 | JEPI | J P MORGAN EXCHANGE TRADED F | $4.3M | 1.99% | 72,543 | Common | NONE |
| 46137V332 | RSPH | INVESCO EXCHANGE TRADED FD T | $4.0M | 1.83% | 123,495 | Common | NONE |
| 464287226 | AGG | ISHARES TR | $3.5M | 1.59% | 34,189 | Common | NONE |
| 032108664 | HACK | AMPLIFY ETF TR | $3.3M | 1.52% | 48,379 | Common | NONE |
| 81369Y209 | XLV | SELECT SECTOR SPDR TR | $3.3M | 1.52% | 21,363 | Common | NONE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $3.3M | 1.51% | 37,464 | Common | NONE |
| 921937819 | BIV | VANGUARD BD INDEX FDS | $3.3M | 1.50% | 41,652 | Common | NONE |
| 464287242 | LQD | ISHARES TR | $3.1M | 1.44% | 27,741 | Common | NONE |
| 46137V357 | RSP | INVESCO EXCHANGE TRADED FD T | $3.1M | 1.43% | 17,365 | Common | NONE |
| 30303M102 | META | META PLATFORMS INC | $2.8M | 1.29% | 4,881 | Common | NONE |
| 46137V324 | RSPN | INVESCO EXCHANGE TRADED FD T | $2.7M | 1.26% | 53,460 | Common | NONE |
| 922908751 | VB | VANGUARD INDEX FDS | $2.6M | 1.20% | 10,979 | Common | NONE |
| 922908538 | VOT | VANGUARD INDEX FDS | $2.6M | 1.19% | 10,653 | Common | NONE |
| 808524201 | SCHX | SCHWAB STRATEGIC TR | $2.6M | 1.19% | 38,150 | Common | NONE |
| 808524607 | SCHA | SCHWAB STRATEGIC TR | $2.5M | 1.15% | 48,283 | Common | NONE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $2.4M | 1.13% | 12,344 | Common | NONE |
| 81369Y605 | XLF | SELECT SECTOR SPDR TR | $2.4M | 1.09% | 52,237 | Common | NONE |
| 37954Y483 | QYLD | GLOBAL X FDS | $2.4M | 1.09% | 131,155 | Common | NONE |
| 00162Q858 | SDOG | ALPS ETF TR | $2.4M | 1.09% | 39,963 | Common | NONE |
| 464287432 | TLT | ISHARES TR | $2.4M | 1.08% | 23,982 | Common | NONE |
| 46137V365 | RSPG | INVESCO EXCHANGE TRADED FD T | $2.2M | 1.03% | 29,069 | Common | NONE |
| 808524508 | SCHM | SCHWAB STRATEGIC TR | $2.2M | 1.02% | 26,721 | Common | NONE |
| 464288687 | PFF | ISHARES TR | $2.0M | 0.92% | 60,353 | Common | NONE |
| 92189F429 | PFXF | VANECK ETF TRUST | $1.9M | 0.88% | 104,997 | Common | NONE |
| 46654Q203 | JEPQ | J P MORGAN EXCHANGE TRADED F | $1.9M | 0.85% | 33,795 | Common | NONE |
| 025072877 | AVUV | AMERICAN CENTY ETF TR | $1.7M | 0.80% | 18,145 | Common | NONE |
| 46137V373 | RSPS | INVESCO EXCHANGE TRADED FD T | $1.7M | 0.80% | 53,430 | Common | NONE |
| 81369Y100 | XLB | SELECT SECTOR SPDR TR | $1.7M | 0.78% | 17,577 | Common | NONE |
| 808524870 | SCHP | SCHWAB STRATEGIC TR | $1.6M | 0.72% | 29,071 | Common | NONE |
| 389637109 | GBTC | GRAYSCALE BITCOIN TR BTC | $1.5M | 0.68% | 29,275 | Common | NONE |
| 81369Y704 | XLI | SELECT SECTOR SPDR TR | $1.5M | 0.68% | 10,902 | Common | NONE |
| 48249T106 | KIO | KKR INCOME OPPORTUNITIES FD | $1.5M | 0.68% | 99,447 | Common | NONE |
| 92204A504 | VHT | VANGUARD WORLD FD | $1.5M | 0.67% | 5,146 | Common | NONE |
| 353506108 | FTSD | FRANKLIN ETF TR | $1.3M | 0.62% | 14,685 | Common | NONE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $1.3M | 0.61% | 29,566 | Common | NONE |
| 833445109 | SNOW | SNOWFLAKE INC | $1.3M | 0.60% | 11,250 | Common | NONE |
| 46137V381 | RSPD | INVESCO EXCHANGE TRADED FD T | $1.3M | 0.58% | 24,359 | Common | NONE |
| 464288513 | HYG | ISHARES TR | $1.2M | 0.54% | 14,476 | Common | NONE |
| 464287523 | SOXX | ISHARES TR | $1.2M | 0.53% | 4,992 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC | $1.1M | 0.52% | 6,781 | Common | NONE |
| 90353T100 | UBER | UBER TECHNOLOGIES INC | $1.1M | 0.52% | 14,930 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $1.1M | 0.52% | 2,605 | Common | NONE |
| 464288810 | IHI | ISHARES TR | $1.0M | 0.47% | 17,203 | Common | NONE |
| 78464A698 | KRE | SPDR SER TR | $1.0M | 0.47% | 17,942 | Common | NONE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $1.0M | 0.47% | 4,593 | Common | NONE |
| 97717Y691 | WCLD | WISDOMTREE TR | $1.0M | 0.47% | 31,754 | Common | NONE |
| 37950E416 | SOCL | GLOBAL X FDS | $992,436 | 0.46% | 22,920 | Common | NONE |
| 46429B747 | STIP | ISHARES TR | $973,685 | 0.45% | 9,610 | Common | NONE |
| 46137V530 | PNQI | INVESCO EXCHANGE TRADED FD T | $943,256 | 0.43% | 21,709 | Common | NONE |
| 46429B655 | FLOT | ISHARES TR | $938,115 | 0.43% | 18,380 | Common | NONE |
| 717081103 | PFE | PFIZER INC | $901,052 | 0.41% | 31,135 | Common | NONE |
| 209115104 | ED | CONSOLIDATED EDISON INC | $893,793 | 0.41% | 8,583 | Common | NONE |
| 37954Y475 | XYLD | GLOBAL X FDS | $875,857 | 0.40% | 21,105 | Common | NONE |
| 29273V100 | ET | ENERGY TRANSFER L P | $845,474 | 0.39% | 52,677 | Common | NONE |
| 78464A102 | XNTK | SPDR SER TR | $782,992 | 0.36% | 3,964 | Common | NONE |
| 09261X102 | BXSL | BLACKSTONE SECD LENDING FD | $745,548 | 0.34% | 25,454 | Common | NONE |
| 254687106 | DIS | DISNEY WALT CO | $729,916 | 0.34% | 7,588 | Common | NONE |
| 464288760 | ITA | ISHARES TR | $719,469 | 0.33% | 4,808 | Common | NONE |
| 81369Y886 | XLU | SELECT SECTOR SPDR TR | $660,780 | 0.30% | 8,180 | Common | NONE |
| 00888H687 | SEPW | AIM ETF PRODUCTS TRUST | $621,614 | 0.29% | 21,790 | Common | NONE |
| 46138E354 | SPLV | INVESCO EXCH TRADED FD TR II | $612,287 | 0.28% | 8,536 | Common | NONE |
| 922908512 | VOE | VANGUARD INDEX FDS | $590,887 | 0.27% | 3,524 | Common | NONE |
| 46138G805 | BAB | INVESCO EXCH TRADED FD TR II | $562,566 | 0.26% | 20,405 | Common | NONE |
| 532457108 | LLY | ELI LILLY & CO | $530,791 | 0.24% | 599 | Common | NONE |
| 02079K107 | GOOG | ALPHABET INC | $530,720 | 0.24% | 3,174 | Common | NONE |
| 27829C105 | ETW | EATON VANCE TAX-MANAGED GLOB | $528,482 | 0.24% | 60,885 | Common | NONE |
| 81369Y407 | XLY | SELECT SECTOR SPDR TR | $513,749 | 0.24% | 2,564 | Common | NONE |
| 37954Y384 | BUG | GLOBAL X FDS | $502,009 | 0.23% | 16,220 | Common | NONE |
| 88160R101 | TSLA | TESLA INC | $494,481 | 0.23% | 1,890 | Common | NONE |
| 46137V274 | RSPU | INVESCO EXCHANGE TRADED FD T | $487,427 | 0.22% | 7,095 | Common | NONE |
| 808524409 | SCHV | SCHWAB STRATEGIC TR | $482,140 | 0.22% | 5,999 | Common | NONE |
| 922908363 | VOO | VANGUARD INDEX FDS | $467,516 | 0.22% | 886 | Common | NONE |
| 922908629 | VO | VANGUARD INDEX FDS | $455,898 | 0.21% | 1,728 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $455,197 | 0.21% | 989 | Common | NONE |
| 032108409 | DIVO | AMPLIFY ETF TR | $428,788 | 0.20% | 10,410 | Common | NONE |
| 464287457 | SHY | ISHARES TR | $411,552 | 0.19% | 4,950 | Common | NONE |
| 464287481 | IWP | ISHARES TR | $402,187 | 0.19% | 3,429 | Common | NONE |
| 46137V118 | PSP | INVESCO EXCHANGE TRADED FD T | $393,698 | 0.18% | 5,771 | Common | NONE |
| 37950E291 | DIV | GLOBAL X FDS | $382,678 | 0.18% | 20,475 | Common | NONE |
| 025072810 | FDG | AMERICAN CENTY ETF TR | $370,044 | 0.17% | 3,994 | Common | NONE |
| 808524706 | SCHE | SCHWAB STRATEGIC TR | $334,053 | 0.15% | 11,448 | Common | NONE |
| 46138E362 | SPHD | INVESCO EXCH TRADED FD TR II | $308,528 | 0.14% | 6,101 | Common | NONE |
| 46137V621 | PGF | INVESCO EXCHANGE TRADED FD T | $300,124 | 0.14% | 19,165 | Common | NONE |
| 37954Y376 | PFFV | GLOBAL X FDS | $291,318 | 0.13% | 12,113 | Common | NONE |
| 64110L106 | NFLX | NETFLIX INC | $288,673 | 0.13% | 407 | Common | NONE |
| 78464A631 | XAR | SPDR SER TR | $287,303 | 0.13% | 1,826 | Common | NONE |
| 22544F103 | DHY | CREDIT SUISSE HIGH YIELD BD | $277,360 | 0.13% | 122,185 | Common | NONE |
| 78463V107 | GLD | SPDR GOLD TR | $276,359 | 0.13% | 1,137 | Common | NONE |
| 46625H100 | JPM | JPMORGAN CHASE & CO. | $276,227 | 0.13% | 1,310 | Common | NONE |
| 437076102 | HD | HOME DEPOT INC | $266,764 | 0.12% | 658 | Common | NONE |
| 92204A405 | VFH | VANGUARD WORLD FD | $264,443 | 0.12% | 2,406 | Common | NONE |
| 464288869 | IWC | ISHARES TR | $263,658 | 0.12% | 2,138 | Common | NONE |
| 81369Y308 | XLP | SELECT SECTOR SPDR TR | $255,889 | 0.12% | 3,083 | Common | NONE |
| 81369Y860 | XLRE | SELECT SECTOR SPDR TR | $255,266 | 0.12% | 5,714 | Common | NONE |
| 464288828 | IHF | ISHARES TR | $253,854 | 0.12% | 4,445 | Common | NONE |
| 922908553 | VNQ | VANGUARD INDEX FDS | $251,346 | 0.12% | 2,580 | Common | NONE |
| 92189F353 | HYEM | VANECK ETF TRUST | $248,207 | 0.11% | 12,479 | Common | NONE |
| 46438F101 | IBIT | ISHARES BITCOIN TRUST ETF | $243,769 | 0.11% | 6,747 | Common | NONE |
| 00888H752 | MAYW | AIM ETF PRODUCTS TRUST | $239,545 | 0.11% | 7,977 | Common | NONE |
| 922908736 | VUG | VANGUARD INDEX FDS | $236,117 | 0.11% | 615 | Common | NONE |
| 746823103 | PMM | PUTNAM MANAGED MUN INCOME TR | $229,080 | 0.11% | 35,189 | Common | NONE |
| 37954Y814 | FINX | GLOBAL X FDS | $226,262 | 0.10% | 8,075 | Common | NONE |
| 389930108 | BTCGBP | GRAYSCALE BITCOIN MINI TR BT | $226,106 | 0.10% | 40,161 | Common | NONE |
| 922908769 | VTI | VANGUARD INDEX FDS | $225,896 | 0.10% | 798 | Common | NONE |
| 132061201 | SYLD | CAMBRIA ETF TR | $225,288 | 0.10% | 3,113 | Common | NONE |
| 78464A367 | SPLB | SPDR SER TR | $221,958 | 0.10% | 9,187 | Common | NONE |
| 808524805 | SCHF | SCHWAB STRATEGIC TR | $219,457 | 0.10% | 5,337 | Common | NONE |
| 389638107 | ETHE | GRAYSCALE ETHEREUM TR ETH | $218,988 | 0.10% | 10,004 | Common | NONE |
| 922020805 | VTIP | VANGUARD MALVERN FDS | $216,964 | 0.10% | 4,400 | Common | NONE |
| 149123101 | CAT | CATERPILLAR INC | $215,188 | 0.10% | 550 | Common | NONE |
| 11135F101 | AVGO | BROADCOM INC | $213,136 | 0.10% | 1,236 | Common | NONE |
| 464288851 | IEO | ISHARES TR | $211,707 | 0.10% | 2,315 | Common | NONE |
| 78467V202 | INKM | SSGA ACTIVE ETF TR | $211,279 | 0.10% | 6,445 | Common | NONE |
| 464287762 | IYH | ISHARES TR | $210,689 | 0.10% | 3,241 | Common | NONE |
| 78464A706 | DGT | SPDR SER TR | $209,823 | 0.10% | 1,522 | Common | NONE |
| 092528603 | BINC | BLACKROCK ETF TRUST II | $207,322 | 0.10% | 3,873 | Common | NONE |
| 00888H208 | APRW | AIM ETF PRODUCTS TRUST | $202,657 | 0.09% | 6,285 | Common | NONE |
| 01438T106 | ALDX | ALDEYRA THERAPEUTICS INC | $171,035 | 0.08% | 31,732 | Common | NONE |
| 46131T101 | VTN | INVESCO TR INVT GRADE NEW YO | $129,909 | 0.06% | 11,267 | Common | NONE |
| 09255E102 | MYN | BLACKROCK MUNIYIELD N Y QUAL | $124,865 | 0.06% | 11,583 | Common | NONE |
| 92838X102 | — | VIRTUS CONVERTIBLE & INCOME | $114,198 | 0.05% | 32,628 | Common | NONE |
| 38964R104 | — | GRAYSCALE ETHEREUM MINI TR E | $44,728 | 0.02% | 18,331 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.