Q3 2025 · 13F-HR
Joseph P. Lucia & Associates, LLCholdings as filed
Filed 2025-10-20 · accession 0001172661-25-004332
$265.1M
Reported value
161
Positions
2025-09-30
Period end
The Brief · Joseph P. Lucia & Associates, LLC · Q3 2025
AI · grounded in 13F
Joseph P. Lucia & Associates, LLC established a new position in SMH valued at $12.1M. The fund also initiated new stakes in AAPL for $10.5M and NVDA for $9.7M. Additional new positions include SCHB at $8.4M and NOBL at $8.3M. Total assets under management for the period stand at $265.1M across 161 positions.
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 92189F676 | SMH | VANECK ETF TRUST | $12.1M | 4.57% | 37,143 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $10.5M | 3.94% | 41,058 | Common | NONE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $9.7M | 3.64% | 51,765 | Common | NONE |
| 808524102 | SCHB | SCHWAB STRATEGIC TR | $8.4M | 3.16% | 325,418 | Common | NONE |
| 74348A467 | NOBL | PROSHARES TR | $8.3M | 3.14% | 80,719 | Common | NONE |
| 023135106 | AMZN | AMAZON COM INC | $7.7M | 2.89% | 34,846 | Common | NONE |
| 808524300 | SCHG | SCHWAB STRATEGIC TR | $7.6M | 2.85% | 236,869 | Common | NONE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $7.2M | 2.72% | 10,822 | Common | NONE |
| 46137V282 | RSPT | INVESCO EXCHANGE TRADED FD T | $6.9M | 2.60% | 154,792 | Common | NONE |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $6.5M | 2.47% | 23,188 | Common | NONE |
| 46137V340 | RSPF | INVESCO EXCHANGE TRADED FD T | $6.2M | 2.35% | 80,226 | Common | NONE |
| 46090E103 | QQQ | INVESCO QQQ TR | $5.7M | 2.15% | 9,483 | Common | NONE |
| 46641Q332 | JEPI | J P MORGAN EXCHANGE TRADED F | $4.6M | 1.75% | 81,294 | Common | NONE |
| 46137V357 | RSP | INVESCO EXCHANGE TRADED FD T | $4.5M | 1.71% | 23,962 | Common | NONE |
| 808524797 | SCHD | SCHWAB STRATEGIC TR | $4.5M | 1.71% | 165,622 | Common | NONE |
| 464287168 | DVY | ISHARES TR | $4.5M | 1.69% | 31,601 | Common | NONE |
| 464287226 | AGG | ISHARES TR | $4.4M | 1.65% | 43,591 | Common | NONE |
| 81369Y605 | XLF | SELECT SECTOR SPDR TR | $4.1M | 1.55% | 76,049 | Common | NONE |
| 032108664 | HACK | AMPLIFY ETF TR | $4.1M | 1.54% | 47,043 | Common | NONE |
| 464287242 | LQD | ISHARES TR | $3.8M | 1.44% | 34,181 | Common | NONE |
| 092528603 | BINC | BLACKROCK ETF TRUST II | $3.5M | 1.34% | 66,669 | Common | NONE |
| 46137V332 | RSPH | INVESCO EXCHANGE TRADED FD T | $3.4M | 1.29% | 116,745 | Common | NONE |
| 30303M102 | META | META PLATFORMS INC | $3.4M | 1.26% | 4,565 | Common | NONE |
| 922908538 | VOT | VANGUARD INDEX FDS | $3.1M | 1.17% | 10,593 | Common | NONE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $3.0M | 1.15% | 34,012 | Common | NONE |
| 808524201 | SCHX | SCHWAB STRATEGIC TR | $2.8M | 1.06% | 106,698 | Common | NONE |
| 46137V324 | RSPN | INVESCO EXCHANGE TRADED FD T | $2.7M | 1.02% | 48,066 | Common | NONE |
| 921937819 | BIV | VANGUARD BD INDEX FDS | $2.7M | 1.01% | 34,305 | Common | NONE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $2.6M | 0.99% | 12,217 | Common | NONE |
| 353506108 | FTSD | FRANKLIN ETF TR | $2.6M | 0.98% | 28,541 | Common | NONE |
| 922908751 | VB | VANGUARD INDEX FDS | $2.6M | 0.97% | 10,103 | Common | NONE |
| 81369Y209 | XLV | SELECT SECTOR SPDR TR | $2.5M | 0.96% | 18,296 | Common | NONE |
| 808524607 | SCHA | SCHWAB STRATEGIC TR | $2.5M | 0.93% | 88,566 | Common | NONE |
| 00162Q858 | SDOG | ALPS ETF TR | $2.3M | 0.88% | 38,706 | Common | NONE |
| 464287432 | TLT | ISHARES TR | $2.2M | 0.85% | 25,115 | Common | NONE |
| 808524508 | SCHM | SCHWAB STRATEGIC TR | $2.2M | 0.83% | 74,426 | Common | NONE |
| 81369Y704 | XLI | SELECT SECTOR SPDR TR | $2.2M | 0.83% | 14,189 | Common | NONE |
| 46137V365 | RSPG | INVESCO EXCHANGE TRADED FD T | $2.1M | 0.81% | 26,873 | Common | NONE |
| 37954Y483 | QYLD | GLOBAL X FDS | $2.1M | 0.79% | 123,234 | Common | NONE |
| 46654Q203 | JEPQ | J P MORGAN EXCHANGE TRADED F | $2.1M | 0.78% | 36,166 | Common | NONE |
| 025072877 | AVUV | AMERICAN CENTY ETF TR | $1.9M | 0.71% | 18,871 | Common | NONE |
| 389637109 | GBTC | GRAYSCALE BITCOIN TRUST ETF | $1.9M | 0.70% | 20,740 | Common | NONE |
| 00888H208 | APRW | AIM ETF PRODUCTS TRUST | $1.8M | 0.69% | 53,727 | Common | NONE |
| 81369Y100 | XLB | SELECT SECTOR SPDR TR | $1.8M | 0.67% | 19,709 | Common | NONE |
| 90353T100 | UBER | UBER TECHNOLOGIES INC | $1.8M | 0.66% | 17,885 | Common | NONE |
| 464288687 | PFF | ISHARES TR | $1.7M | 0.65% | 54,843 | Common | NONE |
| 92189F429 | PFXF | VANECK ETF TRUST | $1.7M | 0.64% | 95,705 | Common | NONE |
| 00888H802 | JANW | AIM ETF PRODUCTS TRUST | $1.7M | 0.63% | 46,360 | Common | NONE |
| 464287523 | SOXX | ISHARES TR | $1.6M | 0.60% | 5,867 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC | $1.6M | 0.60% | 6,519 | Common | NONE |
| 81369Y886 | XLU | SELECT SECTOR SPDR TR | $1.6M | 0.59% | 17,982 | Common | NONE |
| 46137V373 | RSPS | INVESCO EXCHANGE TRADED FD T | $1.5M | 0.57% | 51,730 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $1.5M | 0.57% | 2,902 | Common | NONE |
| 48249T106 | KIO | KKR INCOME OPPORTUNITIES FD | $1.4M | 0.53% | 111,712 | Common | NONE |
| 29273V100 | ET | ENERGY TRANSFER L P | $1.4M | 0.53% | 81,660 | Common | NONE |
| 46137V381 | RSPD | INVESCO EXCHANGE TRADED FD T | $1.4M | 0.52% | 23,998 | Common | NONE |
| 025072257 | SDSI | AMERICAN CENTY ETF TR | $1.4M | 0.52% | 26,674 | Common | NONE |
| 464288760 | ITA | ISHARES TR | $1.4M | 0.52% | 6,545 | Common | NONE |
| 389930207 | BTC | GRAYSCALE BITCOIN MINI TR ET | $1.3M | 0.50% | 26,014 | Common | NONE |
| 46137V530 | PNQI | INVESCO EXCHANGE TRADED FD T | $1.3M | 0.49% | 23,247 | Common | NONE |
| 37950E416 | SOCL | GLOBAL X FDS | $1.2M | 0.47% | 20,391 | Common | NONE |
| 97717Y691 | WCLD | WISDOMTREE TR | $1.2M | 0.45% | 34,203 | Common | NONE |
| 09261X102 | BXSL | BLACKSTONE SECD LENDING FD | $1.2M | 0.45% | 45,646 | Common | NONE |
| 46429B655 | FLOT | ISHARES TR | $1.2M | 0.44% | 22,809 | Common | NONE |
| 78464A698 | KRE | SPDR SERIES TRUST | $1.2M | 0.44% | 18,363 | Common | NONE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $1.1M | 0.43% | 4,058 | Common | NONE |
| 464288513 | HYG | ISHARES TR | $1.1M | 0.42% | 13,822 | Common | NONE |
| 78464A102 | XNTK | SPDR SERIES TRUST | $1.1M | 0.42% | 4,110 | Common | NONE |
| 64110L106 | NFLX | NETFLIX INC | $1.0M | 0.39% | 867 | Common | NONE |
| 808524870 | SCHP | SCHWAB STRATEGIC TR | $1.0M | 0.39% | 38,259 | Common | NONE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $1.0M | 0.38% | 23,072 | Common | NONE |
| 464288810 | IHI | ISHARES TR | $905,165 | 0.34% | 15,066 | Common | NONE |
| 922908363 | VOO | VANGUARD INDEX FDS | $891,013 | 0.34% | 1,455 | Common | NONE |
| 46429B747 | STIP | ISHARES TR | $843,211 | 0.32% | 8,158 | Common | NONE |
| 025072802 | AVDV | AMERICAN CENTY ETF TR | $835,636 | 0.32% | 9,386 | Common | NONE |
| 02079K107 | GOOG | ALPHABET INC | $807,489 | 0.30% | 3,315 | Common | NONE |
| 37954Y384 | BUG | GLOBAL X FDS | $794,411 | 0.30% | 22,574 | Common | NONE |
| 209115104 | ED | CONSOLIDATED EDISON INC | $779,326 | 0.29% | 7,752 | Common | NONE |
| 025072109 | KORP | AMERICAN CENTY ETF TR | $753,127 | 0.28% | 15,822 | Common | NONE |
| 00888H687 | SEPW | AIM ETF PRODUCTS TRUST | $745,243 | 0.28% | 23,730 | Common | NONE |
| 00888H406 | JULW | AIM ETF PRODUCTS TRUST | $733,343 | 0.28% | 19,095 | Common | NONE |
| 56167N183 | KHPI | MANAGED PORTFOLIO SERIES | $679,940 | 0.26% | 26,633 | Common | NONE |
| 37954Y475 | XYLD | GLOBAL X FDS | $679,669 | 0.26% | 17,312 | Common | NONE |
| 92204A504 | VHT | VANGUARD WORLD FD | $668,989 | 0.25% | 2,577 | Common | NONE |
| 254687106 | DIS | DISNEY WALT CO | $666,492 | 0.25% | 5,820 | Common | NONE |
| 025072703 | AVDE | AMERICAN CENTY ETF TR | $626,197 | 0.24% | 7,936 | Common | NONE |
| 78463V107 | GLD | SPDR GOLD TR | $614,608 | 0.23% | 1,729 | Common | NONE |
| 81369Y852 | XLC | SELECT SECTOR SPDR TR | $602,503 | 0.23% | 5,090 | Common | NONE |
| 464287481 | IWP | ISHARES TR | $600,970 | 0.23% | 4,220 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $593,736 | 0.22% | 1,181 | Common | NONE |
| 46438F101 | IBIT | ISHARES BITCOIN TRUST ETF | $575,705 | 0.22% | 8,857 | Common | NONE |
| 81369Y407 | XLY | SELECT SECTOR SPDR TR | $572,260 | 0.22% | 2,388 | Common | NONE |
| 00888H711 | AUGW | AIM ETF PRODUCTS TRUST | $565,305 | 0.21% | 17,688 | Common | NONE |
| 46137V274 | RSPU | INVESCO EXCHANGE TRADED FD T | $537,003 | 0.20% | 7,005 | Common | NONE |
| 11135F101 | AVGO | BROADCOM INC | $530,163 | 0.20% | 1,606 | Common | NONE |
| 46138E354 | SPLV | INVESCO EXCH TRADED FD TR II | $526,705 | 0.20% | 7,168 | Common | NONE |
| 922908512 | VOE | VANGUARD INDEX FDS | $522,708 | 0.20% | 2,994 | Common | NONE |
| 032108409 | DIVO | AMPLIFY ETF TR | $512,555 | 0.19% | 11,500 | Common | NONE |
| 09260U109 | BCAT | BLACKROCK CAP ALLOCATION TER | $511,423 | 0.19% | 34,579 | Common | NONE |
| 808524631 | SCYB | SCHWAB STRATEGIC TR | $508,431 | 0.19% | 19,021 | Common | NONE |
| 27829C105 | ETW | EATON VANCE TAX-MANAGED GLOB | $505,394 | 0.19% | 55,844 | Common | NONE |
| 88160R101 | TSLA | TESLA INC | $473,235 | 0.18% | 1,064 | Common | NONE |
| 808524409 | SCHV | SCHWAB STRATEGIC TR | $464,305 | 0.18% | 15,950 | Common | NONE |
| 922908629 | VO | VANGUARD INDEX FDS | $464,109 | 0.18% | 1,580 | Common | NONE |
| 46625H100 | JPM | JPMORGAN CHASE & CO. | $454,895 | 0.17% | 1,442 | Common | NONE |
| 37960A529 | SHLD | GLOBAL X FDS | $440,054 | 0.17% | 6,265 | Common | NONE |
| 00888H844 | NVBW | AIM ETF PRODUCTS TRUST | $433,005 | 0.16% | 13,009 | Common | NONE |
| 025072810 | FDG | AMERICAN CENTY ETF TR | $428,517 | 0.16% | 3,558 | Common | NONE |
| 00888H786 | FEBW | AIM ETF PRODUCTS TRUST | $425,186 | 0.16% | 12,830 | Common | NONE |
| 46137V118 | PSP | INVESCO EXCHANGE TRADED FD T | $398,314 | 0.15% | 5,771 | Common | NONE |
| 84858T772 | EUAD | SPINNAKER ETF SERIES | $396,286 | 0.15% | 8,437 | Common | NONE |
| 437076102 | HD | HOME DEPOT INC | $379,087 | 0.14% | 935 | Common | NONE |
| 464287457 | SHY | ISHARES TR | $375,997 | 0.14% | 4,532 | Common | NONE |
| 46138G805 | BAB | INVESCO EXCH TRADED FD TR II | $374,009 | 0.14% | 13,705 | Common | NONE |
| 22788C105 | CRWD | CROWDSTRIKE HLDGS INC | $356,016 | 0.13% | 726 | Common | NONE |
| 46138G508 | BKLN | INVESCO EXCH TRADED FD TR II | $351,791 | 0.13% | 16,808 | Common | NONE |
| 931142103 | WMT | WALMART INC | $349,064 | 0.13% | 3,387 | Common | NONE |
| 808524805 | SCHF | SCHWAB STRATEGIC TR | $347,035 | 0.13% | 14,907 | Common | NONE |
| 00888H737 | JUNW | AIM ETF PRODUCTS TRUST | $339,471 | 0.13% | 10,355 | Common | NONE |
| 81369Y860 | XLRE | SELECT SECTOR SPDR TR | $330,131 | 0.12% | 7,836 | Common | NONE |
| 770700102 | HOOD | ROBINHOOD MKTS INC | $308,267 | 0.12% | 2,153 | Common | NONE |
| 00888H752 | MAYW | AIM ETF PRODUCTS TRUST | $297,941 | 0.11% | 9,041 | Common | NONE |
| 46137V621 | PGF | INVESCO EXCHANGE TRADED FD T | $296,435 | 0.11% | 20,276 | Common | NONE |
| 808524706 | SCHE | SCHWAB STRATEGIC TR | $291,454 | 0.11% | 8,734 | Common | NONE |
| 19260Q107 | COIN | COINBASE GLOBAL INC | $290,916 | 0.11% | 862 | Common | NONE |
| 81369Y308 | XLP | SELECT SECTOR SPDR TR | $286,521 | 0.11% | 3,656 | Common | NONE |
| 37954Y376 | PFFV | GLOBAL X FDS | $286,480 | 0.11% | 12,391 | Common | NONE |
| 21873S108 | CRWV | COREWEAVE INC | $285,332 | 0.11% | 2,085 | Common | NONE |
| 92204A405 | VFH | VANGUARD WORLD FD | $284,922 | 0.11% | 2,171 | Common | NONE |
| 464288869 | IWC | ISHARES TR | $278,053 | 0.10% | 1,865 | Common | NONE |
| 78464A631 | XAR | SPDR SERIES TRUST | $277,253 | 0.10% | 1,180 | Common | NONE |
| 922908553 | VNQ | VANGUARD INDEX FDS | $274,667 | 0.10% | 3,004 | Common | NONE |
| 37950E291 | DIV | GLOBAL X FDS | $274,372 | 0.10% | 15,510 | Common | NONE |
| 00888H794 | DECW | AIM ETF PRODUCTS TRUST | $273,982 | 0.10% | 8,305 | Common | NONE |
| 922908736 | VUG | VANGUARD INDEX FDS | $270,980 | 0.10% | 565 | Common | NONE |
| 532457108 | LLY | ELI LILLY & CO | $270,373 | 0.10% | 354 | Common | NONE |
| 68389X105 | ORCL | ORACLE CORP | $266,897 | 0.10% | 949 | Common | NONE |
| 46138E362 | SPHD | INVESCO EXCH TRADED FD TR II | $266,288 | 0.10% | 5,385 | Common | NONE |
| 389638107 | ETHE | GRAYSCALE ETHEREUM TRUST ETF | $253,221 | 0.10% | 7,389 | Common | NONE |
| 464285204 | IAU | ISHARES GOLD TR | $249,674 | 0.09% | 3,431 | Common | NONE |
| 922908769 | VTI | VANGUARD INDEX FDS | $248,054 | 0.09% | 755 | Common | NONE |
| 37954Y632 | AIQ | GLOBAL X FDS | $239,449 | 0.09% | 4,848 | Common | NONE |
| 30231G102 | XOM | EXXON MOBIL CORP | $237,310 | 0.09% | 2,104 | Common | NONE |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $227,036 | 0.09% | 1,115 | Common | NONE |
| 33733E302 | FDN | FIRST TR EXCHANGE-TRADED FD | $225,271 | 0.08% | 805 | Common | NONE |
| 717081103 | PFE | PFIZER INC | $220,203 | 0.08% | 8,642 | Common | NONE |
| 060505104 | BAC | BANK AMERICA CORP | $216,705 | 0.08% | 4,200 | Common | NONE |
| 149123101 | CAT | CATERPILLAR INC | $216,332 | 0.08% | 453 | Common | NONE |
| 78467V202 | INKM | SSGA ACTIVE ETF TR | $209,330 | 0.08% | 6,320 | Common | NONE |
| 464288828 | IHF | ISHARES TR | $208,426 | 0.08% | 4,220 | Common | NONE |
| 85207H104 | PHYS | SPROTT ASSET MANAGEMENT LP | $206,007 | 0.08% | 6,955 | Common | NONE |
| 00888H703 | JANT | AIM ETF PRODUCTS TRUST | $205,605 | 0.08% | 5,169 | Common | NONE |
| 922020805 | VTIP | VANGUARD MALVERN FDS | $205,558 | 0.08% | 4,060 | Common | NONE |
| 132061201 | SYLD | CAMBRIA ETF TR | $204,950 | 0.08% | 2,985 | Common | NONE |
| 97717W505 | DON | WISDOMTREE TR | $202,453 | 0.08% | 3,871 | Common | NONE |
| 316092204 | FDIS | FIDELITY COVINGTON TRUST | $200,082 | 0.08% | 1,945 | Common | NONE |
| 22544F103 | DHY | CREDIT SUISSE HIGH YIELD CRE | $198,450 | 0.07% | 96,335 | Common | NONE |
| 746823103 | PMM | PUTNAM MANAGED MUN INCOME TR | $180,185 | 0.07% | 29,832 | Common | NONE |
| 01438T106 | ALDX | ALDEYRA THERAPEUTICS INC | $164,905 | 0.06% | 31,591 | Common | NONE |
| 29415C101 | EOSE | EOS ENERGY ENTERPRISES INC | $115,324 | 0.04% | 10,125 | Common | NONE |
| 03945R102 | ACHR | ARCHER AVIATION INC | $108,925 | 0.04% | 11,370 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.