Q3 2025 · 13F-HR
Apriem Advisorsholdings as filed
Filed 2025-11-10 · accession 0001172661-25-004676
$1.06B
Reported value
194
Positions
2025-09-30
Period end
The Brief · Apriem Advisors · Q3 2025
AI · grounded in 13F
Apriem Advisors increased its position in CPRT by 2528.16%. The fund also accumulated shares of BIL by 43.30% and BND by 24.90%. On the sell side, the fund trimmed its holdings in SNA by 32.32% and SCHF by 10.69%.
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 808524201 | SCHX | SCHWAB STRATEGIC TR | $168.7M | 16.0% | 6,405,179 | Common | SOLE |
| 921937835 | BND | VANGUARD BD INDEX FDS | $75.4M | 7.13% | 1,013,920 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $59.6M | 5.64% | 234,246 | Common | SOLE |
| 92189F643 | MOAT | VANECK ETF TRUST | $48.9M | 4.63% | 493,823 | Common | SOLE |
| 921910816 | MGK | VANGUARD WORLD FD | $39.6M | 3.74% | 98,337 | Common | SOLE |
| 78468R663 | BIL | SPDR SERIES TRUST | $37.8M | 3.58% | 412,271 | Common | SOLE |
| 921943858 | VEA | VANGUARD TAX-MANAGED FDS | $34.7M | 3.28% | 578,797 | Common | SOLE |
| 921910840 | MGV | VANGUARD WORLD FD | $34.2M | 3.23% | 248,084 | Common | SOLE |
| 46138G649 | QQQM | INVESCO EXCH TRADED FD TR II | $29.7M | 2.81% | 120,226 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET INC | $28.5M | 2.69% | 117,050 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $24.6M | 2.33% | 111,949 | Common | SOLE |
| 808524797 | SCHD | SCHWAB STRATEGIC TR | $21.6M | 2.05% | 792,245 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $19.6M | 1.86% | 37,873 | Common | SOLE |
| 808524805 | SCHF | SCHWAB STRATEGIC TR | $19.1M | 1.81% | 821,822 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $17.1M | 1.61% | 25,610 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $15.5M | 1.47% | 137,441 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO. | $14.3M | 1.35% | 45,383 | Common | SOLE |
| 922042858 | VWO | VANGUARD INTL EQUITY INDEX F | $13.9M | 1.31% | 256,340 | Common | SOLE |
| 512807306 | LRCX | LAM RESEARCH CORP | $13.0M | 1.23% | 97,305 | Common | SOLE |
| 78464A672 | SPTI | SPDR SERIES TRUST | $12.8M | 1.21% | 441,440 | Common | SOLE |
| 38141G104 | GS | GOLDMAN SACHS GROUP INC | $11.5M | 1.09% | 14,433 | Common | SOLE |
| 808524839 | SCHZ | SCHWAB STRATEGIC TR | $10.8M | 1.02% | 460,500 | Common | SOLE |
| 808524102 | SCHB | SCHWAB STRATEGIC TR | $10.6M | 1.00% | 412,637 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $9.9M | 0.94% | 53,126 | Common | SOLE |
| 254687106 | DIS | DISNEY WALT CO | $9.6M | 0.91% | 84,238 | Common | SOLE |
| 008474108 | AEM | AGNICO EAGLE MINES LTD | $9.3M | 0.88% | 55,230 | Common | SOLE |
| 88160R101 | TSLA | TESLA INC | $9.2M | 0.87% | 20,793 | Common | SOLE |
| 052769106 | ADSK | AUTODESK INC | $8.9M | 0.84% | 28,063 | Common | SOLE |
| 808524706 | SCHE | SCHWAB STRATEGIC TR | $8.9M | 0.84% | 267,129 | Common | SOLE |
| 761152107 | RMD | RESMED INC | $8.5M | 0.81% | 31,152 | Common | SOLE |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $7.9M | 0.75% | 15,785 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $7.6M | 0.72% | 12,704 | Common | SOLE |
| 70450Y103 | PYPL | PAYPAL HLDGS INC | $7.4M | 0.70% | 110,239 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $7.3M | 0.70% | 14,613 | Common | SOLE |
| 464287614 | IWF | ISHARES TR | $7.3M | 0.69% | 15,661 | Common | NONE |
| 461202103 | INTU | INTUIT | $7.2M | 0.68% | 10,479 | Common | SOLE |
| 92189F106 | GDX | VANECK ETF TRUST | $7.1M | 0.67% | 92,538 | Common | SOLE |
| 00724F101 | ADBE | ADOBE INC | $6.8M | 0.64% | 19,317 | Common | SOLE |
| 217204106 | CPRT | COPART INC | $6.7M | 0.64% | 149,726 | Common | SOLE |
| 172908105 | CTAS | CINTAS CORP | $6.0M | 0.56% | 29,071 | Common | SOLE |
| 097023105 | BA | BOEING CO | $5.1M | 0.48% | 23,499 | Common | SOLE |
| 75886F107 | REGN | REGENERON PHARMACEUTICALS | $4.9M | 0.46% | 8,648 | Common | SOLE |
| 11135F101 | AVGO | BROADCOM INC | $4.6M | 0.44% | 14,077 | Common | SOLE |
| 806857108 | SLB | SCHLUMBERGER LTD | $4.1M | 0.39% | 118,746 | Common | SOLE |
| 88579Y101 | MMM | 3M CO | $3.9M | 0.37% | 25,298 | Common | SOLE |
| 81369Y886 | XLU | SELECT SECTOR SPDR TR | $3.9M | 0.37% | 44,800 | Common | NONE |
| 808524409 | SCHV | SCHWAB STRATEGIC TR | $3.7M | 0.35% | 128,057 | Common | NONE |
| 833034101 | SNA | SNAP ON INC | $3.6M | 0.34% | 10,473 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $3.3M | 0.31% | 13,510 | Common | SOLE |
| 922908751 | VB | VANGUARD INDEX FDS | $3.2M | 0.31% | 12,757 | Common | SOLE |
| G29183103 | ETN | EATON CORP PLC | $3.2M | 0.30% | 8,603 | Common | SOLE |
| 46137V282 | RSPT | INVESCO EXCHANGE TRADED FD T | $3.2M | 0.30% | 71,551 | Common | NONE |
| 00287Y109 | ABBV | ABBVIE INC | $3.1M | 0.30% | 13,488 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $3.0M | 0.28% | 4,029 | Common | SOLE |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $2.9M | 0.27% | 5,067 | Common | SOLE |
| 482480100 | KLAC | KLA CORP | $2.7M | 0.26% | 2,514 | Common | SOLE |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $2.7M | 0.25% | 16,625 | Common | SOLE |
| 053015103 | ADP | AUTOMATIC DATA PROCESSING IN | $2.7M | 0.25% | 9,057 | Common | SOLE |
| 389930207 | BTC | GRAYSCALE BITCOIN MINI TR ET | $2.6M | 0.25% | 51,954 | Common | SOLE |
| 922020805 | VTIP | VANGUARD MALVERN FDS | $2.5M | 0.24% | 49,977 | Common | SOLE |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $2.5M | 0.24% | 2,723 | Common | SOLE |
| 808524300 | SCHG | SCHWAB STRATEGIC TR | $2.5M | 0.23% | 77,581 | Common | SOLE |
| 747525103 | QCOM | QUALCOMM INC | $2.3M | 0.21% | 13,531 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $2.2M | 0.21% | 11,910 | Common | NONE |
| 032108649 | SILJ | AMPLIFY ETF TR | $2.2M | 0.21% | 95,000 | Common | SOLE |
| 166764100 | CVX | CHEVRON CORP NEW | $2.1M | 0.20% | 13,635 | Common | SOLE |
| 863667101 | SYK | STRYKER CORPORATION | $2.0M | 0.19% | 5,441 | Common | SOLE |
| 78467X109 | DIA | SPDR DOW JONES INDL AVERAGE | $1.9M | 0.18% | 4,150 | Common | NONE |
| 64110L106 | NFLX | NETFLIX INC | $1.9M | 0.18% | 1,567 | Common | SOLE |
| 922908363 | VOO | VANGUARD INDEX FDS | $1.9M | 0.18% | 3,038 | Common | SOLE |
| 464287655 | IWM | ISHARES TR | $1.9M | 0.18% | 7,679 | Common | SOLE |
| 548661107 | LOW | LOWES COS INC | $1.8M | 0.17% | 7,069 | Common | SOLE |
| 060505104 | BAC | BANK AMERICA CORP | $1.6M | 0.15% | 31,729 | Common | SOLE |
| 922908595 | VBK | VANGUARD INDEX FDS | $1.5M | 0.14% | 5,107 | Common | SOLE |
| 532457108 | LLY | ELI LILLY & CO | $1.5M | 0.14% | 1,940 | Common | SOLE |
| 816851109 | SRE | SEMPRA | $1.5M | 0.14% | 16,366 | Common | SOLE |
| 717081103 | PFE | PFIZER INC | $1.4M | 0.14% | 56,475 | Common | SOLE |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $1.4M | 0.13% | 6,929 | Common | SOLE |
| 92189F676 | SMH | VANECK ETF TRUST | $1.4M | 0.13% | 4,165 | Common | SOLE |
| 855244109 | SBUX | STARBUCKS CORP | $1.3M | 0.13% | 15,870 | Common | SOLE |
| 36828A101 | GEV | GE VERNOVA INC | $1.3M | 0.12% | 2,110 | Common | SOLE |
| 03027X100 | AMT | AMERICAN TOWER CORP NEW | $1.3M | 0.12% | 6,728 | Common | NONE |
| 209115104 | ED | CONSOLIDATED EDISON INC | $1.3M | 0.12% | 12,742 | Common | SOLE |
| 437076102 | HD | HOME DEPOT INC | $1.2M | 0.12% | 3,002 | Common | SOLE |
| 922908611 | VBR | VANGUARD INDEX FDS | $1.2M | 0.11% | 5,747 | Common | SOLE |
| 438516106 | HON | HONEYWELL INTL INC | $1.1M | 0.11% | 5,414 | Common | SOLE |
| 00206R102 | T | AT&T INC | $1.1M | 0.10% | 38,869 | Common | NONE |
| 17275R102 | CSCO | CISCO SYS INC | $1.1M | 0.10% | 15,398 | Common | SOLE |
| 15118V207 | CELH | CELSIUS HLDGS INC | $1.0M | 0.10% | 18,144 | Common | SOLE |
| 651639106 | NEM | NEWMONT CORP | $1.0M | 0.10% | 12,015 | Common | SOLE |
| 75513E101 | RTX | RTX CORPORATION | $1.0M | 0.09% | 5,985 | Common | SOLE |
| 92826C839 | V | VISA INC | $916,605 | 0.09% | 2,685 | Common | SOLE |
| 69608A108 | PLTR | PALANTIR TECHNOLOGIES INC | $911,735 | 0.09% | 4,998 | Common | SOLE |
| 58933Y105 | MRK | MERCK & CO INC | $880,311 | 0.08% | 10,489 | Common | SOLE |
| 22788C105 | CRWD | CROWDSTRIKE HLDGS INC | $870,915 | 0.08% | 1,776 | Common | SOLE |
| 666807102 | NOC | NORTHROP GRUMMAN CORP | $869,685 | 0.08% | 1,427 | Common | SOLE |
| 464287200 | IVV | ISHARES TR | $868,268 | 0.08% | 1,297 | Common | SOLE |
| 701094104 | PH | PARKER-HANNIFIN CORP | $855,193 | 0.08% | 1,128 | Common | SOLE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $847,889 | 0.08% | 5,518 | Common | SOLE |
| 68389X105 | ORCL | ORACLE CORP | $822,218 | 0.08% | 2,924 | Common | SOLE |
| 78463V107 | GLD | SPDR GOLD TR | $807,628 | 0.08% | 2,272 | Common | SOLE |
| 808513105 | SCHW | SCHWAB CHARLES CORP | $744,475 | 0.07% | 7,798 | Common | SOLE |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $728,044 | 0.07% | 2,583 | Common | SOLE |
| 617446448 | MS | MORGAN STANLEY | $720,384 | 0.07% | 4,532 | Common | SOLE |
| 031162100 | AMGN | AMGEN INC | $704,089 | 0.07% | 2,495 | Common | SOLE |
| 311900104 | FAST | FASTENAL CO | $701,959 | 0.07% | 14,314 | Common | SOLE |
| 291011104 | EMR | EMERSON ELEC CO | $692,571 | 0.07% | 5,280 | Common | SOLE |
| 126600105 | CVBF | CVB FINL CORP | $652,395 | 0.06% | 34,500 | Common | SOLE |
| 922908769 | VTI | VANGUARD INDEX FDS | $631,071 | 0.06% | 1,923 | Common | NONE |
| 907818108 | UNP | UNION PAC CORP | $591,161 | 0.06% | 2,501 | Common | SOLE |
| 09255X100 | XFRAX | BLACKROCK FLOATING RATE INCO | $573,422 | 0.05% | 44,177 | Common | SOLE |
| 931142103 | WMT | WALMART INC | $568,977 | 0.05% | 5,521 | Common | SOLE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $553,407 | 0.05% | 1,961 | Common | SOLE |
| 713448108 | PEP | PEPSICO INC | $546,452 | 0.05% | 3,891 | Common | SOLE |
| 316092808 | FTEC | FIDELITY COVINGTON TRUST | $510,991 | 0.05% | 2,300 | Common | SOLE |
| 922908736 | VUG | VANGUARD INDEX FDS | $507,907 | 0.05% | 1,059 | Common | SOLE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB CO | $505,647 | 0.05% | 11,212 | Common | SOLE |
| 46120E602 | ISRG | INTUITIVE SURGICAL INC | $482,114 | 0.05% | 1,078 | Common | SOLE |
| 21037T109 | CEG | CONSTELLATION ENERGY CORP | $476,164 | 0.05% | 1,447 | Common | SOLE |
| 369604301 | GE | GE AEROSPACE | $474,337 | 0.04% | 1,577 | Common | SOLE |
| 670651108 | XNCMX | NUVEEN CALIFORNIA AMT QLT MU | $474,315 | 0.04% | 37,436 | Common | SOLE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $458,820 | 0.04% | 10,440 | Common | SOLE |
| 79466L302 | CRM | SALESFORCE INC | $446,745 | 0.04% | 1,885 | Common | SOLE |
| 002824100 | ABT | ABBOTT LABS | $440,568 | 0.04% | 3,289 | Common | SOLE |
| 874039100 | TSM | TAIWAN SEMICONDUCTOR MFG LTD | $422,845 | 0.04% | 1,514 | Common | SOLE |
| 67066Y105 | NAC | NUVEEN CA QUALTY MUN INCOME | $416,530 | 0.04% | 36,220 | Common | SOLE |
| 191216100 | KO | COCA COLA CO | $413,453 | 0.04% | 6,234 | Common | SOLE |
| 74144T108 | TROW | PRICE T ROWE GROUP INC | $412,591 | 0.04% | 4,020 | Common | SOLE |
| 115236101 | BRO | BROWN & BROWN INC | $407,611 | 0.04% | 4,346 | Common | SOLE |
| 25434V401 | DFUS | DIMENSIONAL ETF TRUST | $406,388 | 0.04% | 5,610 | Common | SOLE |
| 92189F429 | PFXF | VANECK ETF TRUST | $403,379 | 0.04% | 22,700 | Common | SOLE |
| G5960L103 | MDT | MEDTRONIC PLC | $397,926 | 0.04% | 4,178 | Common | SOLE |
| 03073E105 | COR | CENCORA INC | $396,288 | 0.04% | 1,268 | Common | SOLE |
| 00326A104 | SGOL | ETFS GOLD TR | $380,210 | 0.04% | 10,329 | Common | SOLE |
| 650111107 | NYT | NEW YORK TIMES CO | $371,263 | 0.04% | 6,468 | Common | NONE |
| 83444M101 | SOLV | SOLVENTUM CORP | $368,358 | 0.03% | 5,046 | Common | SOLE |
| 85207H104 | PHYS | SPROTT ASSET MANAGEMENT LP | $364,563 | 0.03% | 12,308 | Common | SOLE |
| 45782C417 | PFEB | INNOVATOR ETFS TRUST | $363,164 | 0.03% | 9,150 | Common | SOLE |
| 78464A854 | SPYM | SPDR SERIES TRUST | $363,028 | 0.03% | 4,634 | Common | SOLE |
| 22160N109 | CSGP | COSTAR GROUP INC | $356,632 | 0.03% | 4,227 | Common | SOLE |
| 776696106 | ROP | ROPER TECHNOLOGIES INC | $339,109 | 0.03% | 680 | Common | SOLE |
| 74347R206 | QLD | PROSHARES TR | $335,042 | 0.03% | 2,442 | Common | SOLE |
| 09174C104 | BITB | BITWISE BITCOIN ETF TR | $324,415 | 0.03% | 5,214 | Common | SOLE |
| 12738K109 | CDLR | CADELER A S | $324,205 | 0.03% | 15,700 | Common | SOLE |
| 46438F101 | IBIT | ISHARES BITCOIN TRUST ETF | $321,360 | 0.03% | 4,944 | Common | SOLE |
| 27828H105 | XEVVX | EATON VANCE LIMITED DURATION | $319,115 | 0.03% | 31,440 | Common | SOLE |
| 258623107 | DBL | DOUBLELINE OPPORTUNISTIC CR | $313,314 | 0.03% | 20,110 | Common | SOLE |
| 464287507 | IJH | ISHARES TR | $303,133 | 0.03% | 4,645 | Common | SOLE |
| 26441C204 | DUK | DUKE ENERGY CORP NEW | $298,980 | 0.03% | 2,416 | Common | SOLE |
| 92189F791 | GDXJ | VANECK ETF TRUST | $297,090 | 0.03% | 3,000 | Common | SOLE |
| 921946406 | VYM | VANGUARD WHITEHALL FDS | $285,745 | 0.03% | 2,027 | Common | SOLE |
| 92345Y106 | VRSK | VERISK ANALYTICS INC | $279,679 | 0.03% | 1,112 | Common | SOLE |
| 258622109 | DSL | DOUBLELINE INCOME SOLUTIONS | $273,844 | 0.03% | 22,300 | Common | SOLE |
| 902252105 | TYL | TYLER TECHNOLOGIES INC | $272,043 | 0.03% | 520 | Common | SOLE |
| 922908744 | VTV | VANGUARD INDEX FDS | $271,902 | 0.03% | 1,458 | Common | SOLE |
| 92204A702 | VGT | VANGUARD WORLD FD | $271,574 | 0.03% | 364 | Common | SOLE |
| 65339F101 | NEE | NEXTERA ENERGY INC | $270,254 | 0.03% | 3,580 | Common | SOLE |
| 949746101 | WMT2 | WELLS FARGO CO NEW | $262,943 | 0.02% | 3,137 | Common | SOLE |
| 45784N742 | ZMAR | INNOVATOR ETFS TRUST | $262,678 | 0.02% | 9,700 | Common | SOLE |
| 278865100 | ECL | ECOLAB INC | $260,441 | 0.02% | 951 | Common | SOLE |
| 6706ER101 | XBXMX | NUVEEN S&P 500 BUY-WRITE INC | $259,458 | 0.02% | 17,968 | Common | SOLE |
| 494368103 | KMB | KIMBERLY-CLARK CORP | $257,632 | 0.02% | 2,072 | Common | SOLE |
| 45784N783 | KFEB | INNOVATOR ETFS TRUST | $254,315 | 0.02% | 9,500 | Common | SOLE |
| 398182303 | AHR | AMERICAN HEALTHCARE REIT INC | $253,656 | 0.02% | 6,038 | Common | SOLE |
| 464288638 | IGIB | ISHARES TR | $249,642 | 0.02% | 4,615 | Common | SOLE |
| 19247G107 | COHR | COHERENT CORP | $246,679 | 0.02% | 2,290 | Common | SOLE |
| 172967424 | C | CITIGROUP INC | $239,548 | 0.02% | 2,360 | Common | SOLE |
| 45784N775 | ZFEB | INNOVATOR ETFS TRUST | $237,120 | 0.02% | 9,500 | Common | SOLE |
| 69318G106 | PBF | PBF ENERGY INC | $233,715 | 0.02% | 7,747 | Common | SOLE |
| 595112103 | MU | MICRON TECHNOLOGY INC | $232,407 | 0.02% | 1,389 | Common | SOLE |
| 200525103 | CBSH | COMMERCE BANCSHARES INC | $228,702 | 0.02% | 3,827 | Common | SOLE |
| 458140100 | INTC | INTEL CORP | $226,871 | 0.02% | 6,762 | Common | SOLE |
| 784117103 | SEIC | SEI INVTS CO | $224,683 | 0.02% | 2,648 | Common | SOLE |
| 580135101 | MCD | MCDONALDS CORP | $223,987 | 0.02% | 737 | Common | SOLE |
| 882508104 | TXN | TEXAS INSTRS INC | $223,623 | 0.02% | 1,217 | Common | SOLE |
| 464287556 | IBB | ISHARES TR | $223,052 | 0.02% | 1,545 | Common | SOLE |
| 90353T100 | UBER | UBER TECHNOLOGIES INC | $221,118 | 0.02% | 2,257 | Common | SOLE |
| 46138E354 | SPLV | INVESCO EXCH TRADED FD TR II | $220,440 | 0.02% | 3,000 | Common | SOLE |
| 37045V100 | GM | GENERAL MTRS CO | $219,404 | 0.02% | 3,599 | Common | SOLE |
| 18915M107 | NET | CLOUDFLARE INC | $215,663 | 0.02% | 1,005 | Common | SOLE |
| 92204A207 | VDC | VANGUARD WORLD FD | $213,730 | 0.02% | 1,000 | Common | SOLE |
| H5919C104 | ONON | ON HLDG AG | $211,750 | 0.02% | 5,000 | Common | SOLE |
| 78464A763 | SDY | SPDR SERIES TRUST | $211,195 | 0.02% | 1,508 | Common | SOLE |
| 33733U108 | FCT | FIRST TR SR FLTG RATE INCOME | $210,000 | 0.02% | 21,000 | Common | SOLE |
| 24703L202 | DELL | DELL TECHNOLOGIES INC | $209,820 | 0.02% | 1,480 | Common | SOLE |
| 570535104 | MKL | MARKEL GROUP INC | $208,338 | 0.02% | 109 | Common | SOLE |
| 718546104 | PSX | PHILLIPS 66 | $206,886 | 0.02% | 1,521 | Common | SOLE |
| 46284V101 | IRM | IRON MTN INC DEL | $204,594 | 0.02% | 2,007 | Common | SOLE |
| 35671D857 | FCX | FREEPORT-MCMORAN INC | $203,518 | 0.02% | 5,189 | Common | SOLE |
| 808524607 | SCHA | SCHWAB STRATEGIC TR | $203,252 | 0.02% | 7,285 | Common | SOLE |
| 169656105 | CMG | CHIPOTLE MEXICAN GRILL INC | $200,614 | 0.02% | 5,119 | Common | SOLE |
| 23325P104 | DNP | DNP SELECT INCOME FD INC | $174,174 | 0.02% | 17,400 | Common | SOLE |
| 85207K107 | PSLV | SPROTT ASSET MANAGEMENT LP | $164,850 | 0.02% | 10,500 | Common | SOLE |
| Y1146L208 | CTRM | CASTOR MARITIME INC | $39,520 | 0.00% | 19,000 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.