Q1 2026 · 13F-HR
Joseph P. Lucia & Associates, LLCholdings as filed
Filed 2026-05-15 · accession 0001172661-26-002008
$279.7M
Reported value
169
Positions
2026-03-31
Period end
The Brief · Joseph P. Lucia & Associates, LLC · Q1 2026
AI · grounded in 13F
Joseph P. Lucia & Associates, LLC increased its position in EMB by 674.85%. The fund also accumulated shares of GPIX by 143.74% and AGG by 15.91%. On the sell side, the fund trimmed holdings in AAPL by 2.62% and XLK by 2.45%.
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 92189F676 | SMH | VANECK ETF TRUST | $13.8M | 4.93% | 35,988 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $11.8M | 4.20% | 46,299 | Common | NONE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $9.7M | 3.47% | 55,591 | Common | NONE |
| 808524102 | SCHB | SCHWAB STRATEGIC TR | $8.5M | 3.05% | 339,416 | Common | NONE |
| 74348A467 | NOBL | PROSHARES TR | $8.3M | 2.96% | 78,021 | Common | NONE |
| 78462F103 | SPY | STATE STR SPDR S&P 500 ETF T | $7.7M | 2.74% | 11,777 | Common | NONE |
| 023135106 | AMZN | AMAZON COM INC | $7.5M | 2.70% | 36,232 | Common | NONE |
| 092528603 | BINC | BLACKROCK ETF TRUST II | $7.1M | 2.52% | 135,898 | Common | NONE |
| 808524300 | SCHG | SCHWAB STRATEGIC TR | $6.6M | 2.36% | 226,289 | Common | NONE |
| 46137V282 | RSPT | INVESCO EXCHANGE TRADED FD T | $6.6M | 2.35% | 145,513 | Common | NONE |
| 464287226 | AGG | ISHARES TR | $5.8M | 2.06% | 58,156 | Common | NONE |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $5.7M | 2.04% | 43,023 | Common | NONE |
| 46090E103 | QQQ | INVESCO QQQ TR | $5.7M | 2.02% | 9,804 | Common | NONE |
| 808524797 | SCHD | SCHWAB STRATEGIC TR | $5.6M | 2.02% | 183,908 | Common | NONE |
| 46137V340 | RSPF | INVESCO EXCHANGE TRADED FD T | $5.6M | 2.01% | 78,825 | Common | NONE |
| 46137V357 | RSP | INVESCO EXCHANGE TRADED FD T | $5.6M | 2.00% | 29,147 | Common | NONE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $4.8M | 1.72% | 78,683 | Common | NONE |
| 464287168 | DVY | ISHARES TR | $4.8M | 1.70% | 31,425 | Common | NONE |
| 464287242 | LQD | ISHARES TR | $4.7M | 1.67% | 42,774 | Common | NONE |
| 46641Q332 | JEPI | J P MORGAN EXCHANGE TRADED F | $4.4M | 1.57% | 77,424 | Common | NONE |
| 81369Y605 | XLF | SELECT SECTOR SPDR TR | $4.0M | 1.45% | 82,015 | Common | NONE |
| 032108664 | HACK | AMPLIFY ETF TR | $3.4M | 1.22% | 45,477 | Common | NONE |
| 46137V332 | RSPH | INVESCO EXCHANGE TRADED FD T | $3.4M | 1.22% | 112,720 | Common | NONE |
| 921937819 | BIV | VANGUARD BD INDEX FDS | $3.0M | 1.09% | 39,366 | Common | NONE |
| 81369Y209 | XLV | SELECT SECTOR SPDR TR | $3.0M | 1.08% | 20,535 | Common | NONE |
| 46137V365 | RSPG | INVESCO EXCHANGE TRADED FD T | $2.9M | 1.02% | 26,145 | Common | NONE |
| 922908363 | VOO | VANGUARD INDEX FDS | $2.8M | 1.00% | 4,659 | Common | NONE |
| 81369Y886 | XLU | SELECT SECTOR SPDR TR | $2.8M | 0.98% | 60,018 | Common | NONE |
| 46137V324 | RSPN | INVESCO EXCHANGE TRADED FD T | $2.7M | 0.98% | 47,588 | Common | NONE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $2.6M | 0.94% | 12,275 | Common | NONE |
| 30303M102 | META | META PLATFORMS INC | $2.6M | 0.94% | 4,582 | Common | NONE |
| 808524201 | SCHX | SCHWAB STRATEGIC TR | $2.6M | 0.92% | 100,569 | Common | NONE |
| 922908751 | VB | VANGUARD INDEX FDS | $2.6M | 0.92% | 9,782 | Common | NONE |
| 81369Y100 | XLB | SELECT SECTOR SPDR TR | $2.6M | 0.91% | 51,143 | Common | NONE |
| 922908538 | VOT | VANGUARD INDEX FDS | $2.5M | 0.89% | 9,622 | Common | NONE |
| 808524607 | SCHA | SCHWAB STRATEGIC TR | $2.4M | 0.87% | 83,758 | Common | NONE |
| 00162Q858 | SDOG | ALPS ETF TR | $2.4M | 0.87% | 37,238 | Common | NONE |
| 353506108 | FTSD | FRANKLIN ETF TR | $2.3M | 0.84% | 25,763 | Common | NONE |
| 81369Y704 | XLI | SELECT SECTOR SPDR TR | $2.3M | 0.81% | 14,095 | Common | NONE |
| 37954Y483 | QYLD | GLOBAL X FDS | $2.2M | 0.78% | 126,741 | Common | NONE |
| 808524508 | SCHM | SCHWAB STRATEGIC TR | $2.1M | 0.76% | 68,648 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC | $2.1M | 0.74% | 7,162 | Common | NONE |
| 025072877 | AVUV | AMERICAN CENTY ETF TR | $2.1M | 0.74% | 18,640 | Common | NONE |
| 46654Q203 | JEPQ | J P MORGAN EXCHANGE TRADED F | $2.0M | 0.71% | 35,762 | Common | NONE |
| 464287523 | SOXX | ISHARES TR | $1.9M | 0.67% | 5,693 | Common | NONE |
| 464287432 | TLT | ISHARES TR | $1.8M | 0.63% | 20,188 | Common | NONE |
| 00888H208 | APRW | AIM ETF PRODUCTS TRUST | $1.7M | 0.61% | 48,532 | Common | NONE |
| 00888H802 | JANW | AIM ETF PRODUCTS TRUST | $1.6M | 0.58% | 44,755 | Common | NONE |
| 464288281 | EMB | ISHARES TR | $1.6M | 0.57% | 16,946 | Common | NONE |
| 92189F429 | PFXF | VANECK ETF TRUST | $1.5M | 0.54% | 85,884 | Common | NONE |
| 46137V373 | RSPS | INVESCO EXCHANGE TRADED FD T | $1.5M | 0.53% | 50,675 | Common | NONE |
| 464288760 | ITA | ISHARES TR | $1.5M | 0.52% | 6,704 | Common | NONE |
| 464288687 | PFF | ISHARES TR | $1.4M | 0.51% | 46,752 | Common | NONE |
| 38149W622 | GPIX | GOLDMAN SACHS ETF TR | $1.4M | 0.49% | 27,421 | Common | NONE |
| 90353T100 | UBER | UBER TECHNOLOGIES INC | $1.4M | 0.49% | 19,055 | Common | NONE |
| 025072257 | SDSI | AMERICAN CENTY ETF TR | $1.3M | 0.48% | 26,288 | Common | NONE |
| 29273V100 | ET | ENERGY TRANSFER L P | $1.3M | 0.46% | 66,660 | Common | NONE |
| 46137V381 | RSPD | INVESCO EXCHANGE TRADED FD T | $1.2M | 0.44% | 23,199 | Common | NONE |
| 464288513 | HYG | ISHARES TR | $1.1M | 0.40% | 14,028 | Common | NONE |
| 48249T106 | KIO | KKR INCOME OPPORTUNITIES FD | $1.1M | 0.39% | 99,034 | Common | NONE |
| 025072802 | AVDV | AMERICAN CENTY ETF TR | $1.1M | 0.39% | 10,873 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $1.0M | 0.37% | 2,779 | Common | NONE |
| 09261X102 | BXSL | BLACKSTONE SECD LENDING FD | $1.0M | 0.36% | 41,738 | Common | NONE |
| 46429B655 | FLOT | ISHARES TR | $1.0M | 0.36% | 19,914 | Common | NONE |
| 389637109 | GBTC | GRAYSCALE BITCOIN TRUST ETF | $982,919 | 0.35% | 18,630 | Common | NONE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $965,241 | 0.35% | 3,982 | Common | NONE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $958,759 | 0.34% | 19,099 | Common | NONE |
| 78464A102 | XNTK | SPDR SERIES TRUST | $940,452 | 0.34% | 3,684 | Common | NONE |
| 06829D503 | BCTK | BARON ETF TR | $940,022 | 0.34% | 40,295 | Common | NONE |
| 02079K107 | GOOG | ALPHABET INC | $915,461 | 0.33% | 3,191 | Common | NONE |
| 78463V107 | GLD | SPDR GOLD TR | $897,585 | 0.32% | 2,086 | Common | NONE |
| 30231G102 | XOM | EXXON MOBIL CORP | $896,093 | 0.32% | 5,282 | Common | NONE |
| 209115104 | ED | CONSOLIDATED EDISON INC | $879,948 | 0.31% | 7,775 | Common | NONE |
| 46137V530 | PNQI | INVESCO EXCHANGE TRADED FD T | $849,915 | 0.30% | 19,001 | Common | NONE |
| 808524631 | SCYB | SCHWAB STRATEGIC TR | $831,740 | 0.30% | 31,990 | Common | NONE |
| 00888H786 | FEBW | AIM ETF PRODUCTS TRUST | $825,952 | 0.30% | 24,670 | Common | NONE |
| 78464A698 | KRE | SPDR SERIES TRUST | $825,060 | 0.29% | 12,664 | Common | NONE |
| 37950E416 | SOCL | GLOBAL X FDS | $823,831 | 0.29% | 19,026 | Common | NONE |
| 56167N183 | KHPI | MANAGED PORTFOLIO SERIES | $785,046 | 0.28% | 32,240 | Common | NONE |
| 025072109 | KORP | AMERICAN CENTY ETF TR | $755,641 | 0.27% | 16,212 | Common | NONE |
| 389930207 | BTC | GRAYSCALE BITCOIN MINI TR ET | $753,109 | 0.27% | 25,112 | Common | NONE |
| 808524870 | SCHP | SCHWAB STRATEGIC TR | $747,249 | 0.27% | 28,082 | Common | NONE |
| 81369Y852 | XLC | SELECT SECTOR SPDR TR | $740,212 | 0.26% | 6,677 | Common | NONE |
| 025072703 | AVDE | AMERICAN CENTY ETF TR | $734,794 | 0.26% | 8,661 | Common | NONE |
| 37954Y384 | BUG | GLOBAL X FDS | $688,931 | 0.25% | 27,437 | Common | NONE |
| 00888H406 | JULW | AIM ETF PRODUCTS TRUST | $686,773 | 0.25% | 17,695 | Common | NONE |
| 46429B747 | STIP | ISHARES TR | $685,534 | 0.25% | 6,628 | Common | NONE |
| 37954Y475 | XYLD | GLOBAL X FDS | $636,841 | 0.23% | 16,275 | Common | NONE |
| 46140H502 | DBP | INVESCO DB MULTI-SECTOR COMM | $620,626 | 0.22% | 5,640 | Common | NONE |
| 00888H687 | SEPW | AIM ETF PRODUCTS TRUST | $619,516 | 0.22% | 19,612 | Common | NONE |
| 11135F101 | AVGO | BROADCOM INC | $607,879 | 0.22% | 1,964 | Common | NONE |
| 464288810 | IHI | ISHARES TR | $585,463 | 0.21% | 10,974 | Common | NONE |
| 64110L106 | NFLX | NETFLIX INC. | $578,438 | 0.21% | 6,016 | Common | NONE |
| 46137V274 | RSPU | INVESCO EXCHANGE TRADED FD T | $577,665 | 0.21% | 7,122 | Common | NONE |
| 032108409 | DIVO | AMPLIFY ETF TR | $568,653 | 0.20% | 12,679 | Common | NONE |
| 38149W630 | GPIQ | GOLDMAN SACHS ETF TR | $559,311 | 0.20% | 11,301 | Common | NONE |
| 88160R101 | TSLA | TESLA INC | $558,784 | 0.20% | 1,503 | Common | NONE |
| 97717Y691 | WCLD | WISDOMTREE TR | $555,279 | 0.20% | 20,325 | Common | NONE |
| 464285204 | IAU | ISHARES GOLD TR | $547,474 | 0.20% | 6,210 | Common | NONE |
| 92204A504 | VHT | VANGUARD WORLD FD | $546,294 | 0.20% | 2,006 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $545,809 | 0.20% | 1,139 | Common | NONE |
| 922908512 | VOE | VANGUARD INDEX FDS | $542,471 | 0.19% | 2,944 | Common | NONE |
| 931142103 | WMT | WALMART INC | $522,343 | 0.19% | 4,198 | Common | NONE |
| 46438F101 | IBIT | ISHARES BITCOIN TRUST ETF | $514,636 | 0.18% | 13,395 | Common | NONE |
| 00888H711 | AUGW | AIM ETF PRODUCTS TRUST | $511,124 | 0.18% | 15,898 | Common | NONE |
| 46138E354 | SPLV | INVESCO EXCH TRADED FD TR II | $495,012 | 0.18% | 6,768 | Common | NONE |
| 78468R606 | SPHY | SPDR SERIES TRUST | $479,249 | 0.17% | 20,551 | Common | NONE |
| 09260U109 | BCAT | BLACKROCK CAP ALLOCATION TER | $470,204 | 0.17% | 33,277 | Common | NONE |
| 75526L878 | FEOE | RBB FUND TRUST | $468,319 | 0.17% | 9,281 | Common | NONE |
| 27829C105 | ETW | EATON VANCE TAX-MANAGED GLOB | $466,905 | 0.17% | 53,178 | Common | NONE |
| 464287556 | IBB | ISHARES TR | $464,337 | 0.17% | 2,750 | Common | NONE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $443,747 | 0.16% | 1,509 | Common | NONE |
| 922908629 | VO | VANGUARD INDEX FDS | $442,257 | 0.16% | 1,540 | Common | NONE |
| 37960A529 | SHLD | GLOBAL X FDS | $438,783 | 0.16% | 6,194 | Common | NONE |
| 464287481 | IWP | ISHARES TR | $427,408 | 0.15% | 3,336 | Common | NONE |
| 00888H844 | NVBW | AIM ETF PRODUCTS TRUST | $423,332 | 0.15% | 12,719 | Common | NONE |
| 254687106 | DIS | DISNEY WALT CO | $405,419 | 0.14% | 4,206 | Common | NONE |
| 808524805 | SCHF | SCHWAB STRATEGIC TR | $387,437 | 0.14% | 15,654 | Common | NONE |
| 149123101 | CAT | CATERPILLAR INC | $385,040 | 0.14% | 543 | Common | NONE |
| 84858T772 | EUAD | SPINNAKER ETF SERIES | $384,056 | 0.14% | 9,427 | Common | NONE |
| 808524409 | SCHV | SCHWAB STRATEGIC TR | $381,250 | 0.14% | 12,500 | Common | NONE |
| 405024100 | HAE | HAEMONETICS CORP MASS | $380,937 | 0.14% | 6,759 | Common | NONE |
| 025072810 | FDG | AMERICAN CENTY ETF TR | $375,453 | 0.13% | 3,292 | Common | NONE |
| 81369Y407 | XLY | SELECT SECTOR SPDR TR | $366,718 | 0.13% | 3,365 | Common | NONE |
| 22788C105 | CRWD | CROWDSTRIKE HLDGS INC | $361,910 | 0.13% | 927 | Common | NONE |
| 464287457 | SHY | ISHARES TR | $349,301 | 0.12% | 4,230 | Common | NONE |
| 00888H737 | JUNW | AIM ETF PRODUCTS TRUST | $345,339 | 0.12% | 10,355 | Common | NONE |
| 46138G508 | BKLN | INVESCO EXCH TRADED FD TR II | $343,051 | 0.12% | 16,808 | Common | NONE |
| 46137V118 | PSP | INVESCO EXCHANGE TRADED FD T | $326,177 | 0.12% | 5,771 | Common | NONE |
| 37954Y376 | PFFV | GLOBAL X FDS | $324,325 | 0.12% | 14,858 | Common | NONE |
| 78464A631 | XAR | SPDR SERIES TRUST | $299,696 | 0.11% | 1,180 | Common | NONE |
| 92189F106 | GDX | VANECK ETF TRUST | $298,436 | 0.11% | 3,252 | Common | NONE |
| 532457108 | LLY | ELI LILLY & CO | $298,270 | 0.11% | 324 | Common | NONE |
| 464288869 | IWC | ISHARES TR | $297,673 | 0.11% | 1,865 | Common | NONE |
| 81369Y860 | XLRE | SELECT SECTOR SPDR TR | $290,546 | 0.10% | 7,116 | Common | NONE |
| 46138G805 | BAB | INVESCO EXCH TRADED FD TR II | $285,668 | 0.10% | 10,596 | Common | NONE |
| 46436E338 | TLTW | ISHARES TR | $282,501 | 0.10% | 12,489 | Common | NONE |
| 922908769 | VTI | VANGUARD INDEX FDS | $281,038 | 0.10% | 876 | Common | NONE |
| 922908553 | VNQ | VANGUARD INDEX FDS | $278,562 | 0.10% | 3,140 | Common | NONE |
| 81369Y308 | XLP | SELECT SECTOR SPDR TR | $275,371 | 0.10% | 3,359 | Common | NONE |
| 00888H794 | DECW | AIM ETF PRODUCTS TRUST | $272,091 | 0.10% | 8,144 | Common | NONE |
| 808524706 | SCHE | SCHWAB STRATEGIC TR | $269,004 | 0.10% | 8,164 | Common | NONE |
| 46138E362 | SPHD | INVESCO EXCH TRADED FD TR II | $267,150 | 0.10% | 5,385 | Common | NONE |
| 92204A405 | VFH | VANGUARD WORLD FD | $262,279 | 0.09% | 2,171 | Common | NONE |
| 92537N108 | VRT | VERTIV HOLDINGS CO | $252,591 | 0.09% | 1,008 | Common | NONE |
| 37954Y871 | URA | GLOBAL X FDS | $252,514 | 0.09% | 5,214 | Common | NONE |
| 874039100 | TSM | TAIWAN SEMICONDUCTOR MANUFAC | $251,197 | 0.09% | 742 | Common | NONE |
| 922908736 | VUG | VANGUARD INDEX FDS | $246,786 | 0.09% | 565 | Common | NONE |
| 85207H104 | PHYS | SPROTT ASSET MANAGEMENT LP | $246,485 | 0.09% | 6,955 | Common | NONE |
| 172967424 | C | CITIGROUP INC | $245,571 | 0.09% | 2,165 | Common | NONE |
| 46137V621 | PGF | INVESCO EXCHANGE TRADED FD T | $245,561 | 0.09% | 17,846 | Common | NONE |
| 717081103 | PFE | PFIZER INC | $241,530 | 0.09% | 8,601 | Common | NONE |
| 37960A370 | ZAP | GLOBAL X FDS | $238,659 | 0.09% | 7,421 | Common | NONE |
| 464287762 | IYH | ISHARES TR | $238,547 | 0.09% | 3,870 | Common | NONE |
| 37954Y632 | AIQ | GLOBAL X FDS | $234,149 | 0.08% | 5,017 | Common | NONE |
| 032095101 | APH | AMPHENOL CORP | $227,069 | 0.08% | 1,794 | Common | NONE |
| 464287879 | IJS | ISHARES TR | $213,684 | 0.08% | 1,804 | Common | NONE |
| 37954Y673 | PAVE | GLOBAL X FDS | $211,126 | 0.08% | 4,155 | Common | NONE |
| 770700102 | HOOD | ROBINHOOD MKTS INC | $208,801 | 0.07% | 3,013 | Common | NONE |
| 37950E291 | DIV | GLOBAL X FDS | $206,672 | 0.07% | 10,935 | Common | NONE |
| 132061201 | SYLD | CAMBRIA ETF TR | $206,096 | 0.07% | 2,733 | Common | NONE |
| 00888H703 | JANT | AIM ETF PRODUCTS TRUST | $204,551 | 0.07% | 5,099 | Common | NONE |
| 78467V202 | INKM | SSGA ACTIVE ETF TR | $204,228 | 0.07% | 6,095 | Common | NONE |
| 97717W505 | DON | WISDOMTREE TR | $203,382 | 0.07% | 3,871 | Common | NONE |
| 00888H752 | MAYW | AIM ETF PRODUCTS TRUST | $201,209 | 0.07% | 5,954 | Common | NONE |
| 125523100 | CI | THE CIGNA GROUP | $200,063 | 0.07% | 750 | Common | NONE |
| 22544F103 | DHY | CREDIT SUISSE HIGH YIELD CRE | $183,037 | 0.07% | 96,335 | Common | NONE |
| 746823103 | PMM | PUTNAM MANAGED MUN INCOME TR | $172,114 | 0.06% | 27,986 | Common | NONE |
| 03945R102 | ACHR | ARCHER AVIATION INC | $56,198 | 0.02% | 10,870 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.