Q3 2023 · 13F-HR
SCOGGIN MANAGEMENT LPholdings as filed
Filed 2023-11-14 · accession 0001193805-23-001491
$242.5M
Reported value
62
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $26.7M | 11.0% | 62,500 | PUT | SOLE |
| 464287655 | IWM | ISHARES TR | $26.5M | 10.9% | 150,000 | CALL | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $17.9M | 7.39% | 50,000 | PUT | SOLE |
| 399473206 | GRPN | GROUPON INC | $13.0M | 5.37% | 850,000 | CALL | SOLE |
| 28618M106 | ESI | ELEMENT SOLUTIONS INC | $11.3M | 4.65% | 575,000 | Common | SOLE |
| 03769M106 | APO | APOLLO GLOBAL MGMT INC | $11.2M | 4.63% | 125,000 | CALL | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $10.7M | 4.41% | 25,000 | CALL | SOLE |
| 586001109 | 75Z | SOHO HOUSE & CO INC | $10.4M | 4.29% | 1,500,000 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $9.0M | 3.69% | 25,000 | CALL | SOLE |
| 03769M106 | APO | APOLLO GLOBAL MGMT INC | $6.7M | 2.78% | 75,000 | Common | SOLE |
| 03769M106 | APO | APOLLO GLOBAL MGMT INC | $6.7M | 2.78% | 75,000 | PUT | SOLE |
| 879433829 | TDS | TELEPHONE & DATA SYS INC | $4.6M | 1.89% | 250,000 | CALL | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $4.5M | 1.85% | 12,500 | Common | SOLE |
| 464287432 | TLT | ISHARES TR | $4.4M | 1.83% | 50,000 | CALL | SOLE |
| 250565108 | DBI | DESIGNER BRANDS INC | $4.4M | 1.83% | 350,000 | CALL | SOLE |
| 254687106 | DIS | DISNEY WALT CO | $4.1M | 1.67% | 50,000 | CALL | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $3.9M | 1.63% | 12,500 | CALL | SOLE |
| 858568108 | SCM | STELLUS CAP INVT CORP | $3.7M | 1.51% | 268,444 | Common | SOLE |
| 96684W100 | — | WHOLE EARTH BRANDS INC | $3.6M | 1.50% | 1,013,338 | Common | SOLE |
| 81282V100 | PRKS | SEAWORLD ENTMT INC | $3.5M | 1.43% | 75,000 | CALL | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $3.3M | 1.36% | 25,000 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $3.3M | 1.36% | 25,000 | CALL | SOLE |
| 399473206 | GRPN | GROUPON INC | $3.1M | 1.26% | 200,000 | Common | SOLE |
| 81369Y886 | XLU | SELECT SECTOR SPDR TR | $2.9M | 1.22% | 50,000 | CALL | SOLE |
| 80349A208 | SAR | SARATOGA INVT CORP | $2.9M | 1.20% | 113,700 | Common | SOLE |
| Y7542C130 | STNG | SCORPIO TANKERS INC | $2.7M | 1.12% | 50,000 | Common | SOLE |
| 376535100 | GLADUSD | GLADSTONE CAPITAL CORP | $2.2M | 0.92% | 232,076 | Common | SOLE |
| 01609W102 | BABA | ALIBABA GROUP HLDG LTD | $2.2M | 0.89% | 25,000 | Common | SOLE |
| 640979100 | NMRA | NEUMORA THERAPEUTICS INC | $2.1M | 0.87% | 150,000 | Common | SOLE |
| 00768Y453 | MSOS | ADVISORSHARES TR | $2.0M | 0.82% | 250,000 | Common | SOLE |
| 28618M106 | ESI | ELEMENT SOLUTIONS INC | $2.0M | 0.81% | 100,000 | CALL | SOLE |
| 19260Q107 | COIN | COINBASE GLOBAL INC | $1.9M | 0.77% | 25,000 | CALL | SOLE |
| 879433829 | TDS | TELEPHONE & DATA SYS INC | $1.8M | 0.76% | 100,000 | Common | SOLE |
| F21107101 | CSTM | CONSTELLIUM SE | $1.8M | 0.74% | 98,800 | Common | SOLE |
| 02553E106 | AEO | AMERICAN EAGLE OUTFITTERS IN | $1.7M | 0.68% | 100,000 | CALL | SOLE |
| 399473206 | GRPN | GROUPON INC | $1.5M | 0.63% | 100,000 | PUT | SOLE |
| 29332G102 | EHABUSD | ENHABIT INC | $1.4M | 0.58% | 125,000 | Common | SOLE |
| 586001109 | 75Z | SOHO HOUSE & CO INC | $1.4M | 0.57% | 200,000 | CALL | SOLE |
| 250565108 | DBI | DESIGNER BRANDS INC | $1.3M | 0.52% | 100,000 | Common | SOLE |
| 55616P104 | M | MACYS INC | $1.2M | 0.48% | 100,000 | CALL | SOLE |
| 81282V100 | PRKS | SEAWORLD ENTMT INC | $1.2M | 0.48% | 25,000 | Common | SOLE |
| 911684108 | AD | UNITED STATES CELLULAR CORP | $1.1M | 0.44% | 25,000 | PUT | SOLE |
| 146869102 | CVNA | CARVANA CO | $1.0M | 0.43% | 25,000 | Common | SOLE |
| 146869102 | CVNA | CARVANA CO | $1.0M | 0.43% | 25,000 | PUT | SOLE |
| 146869102 | CVNA | CARVANA CO | $1.0M | 0.43% | 25,000 | CALL | SOLE |
| 29280W109 | NRGV | ENERGY VAULT HOLDINGS INC | $956,250 | 0.39% | 375,000 | CALL | SOLE |
| 457642205 | INOD | INNODATA | $853,000 | 0.35% | 100,000 | CALL | SOLE |
| 674482203 | OBE | OBSIDIAN ENERGY LTD | $822,000 | 0.34% | 100,000 | Common | SOLE |
| 33833Q106 | FPH | FIVE POINT HOLDINGS LLC | $742,500 | 0.31% | 250,000 | Common | SOLE |
| 29280W109 | NRGV | ENERGY VAULT HOLDINGS INC | $637,500 | 0.26% | 250,000 | Common | SOLE |
| 96684W100 | — | WHOLE EARTH BRANDS INC | $630,000 | 0.26% | 175,000 | CALL | SOLE |
| 00835Q103 | — | AEVA TECHNOLOGIES INC | $585,125 | 0.24% | 764,969 | Common | SOLE |
| 957090103 | WABC | WESTAMERICA BANCORPORATION | $432,500 | 0.18% | 10,000 | Common | SOLE |
| 185634102 | CLNNEUR | CLENE INC | $371,925 | 0.15% | 750,000 | Common | SOLE |
| 471871103 | — | JASPER THERAPEUTICS INC | $355,632 | 0.15% | 508,045 | Common | SOLE |
| 03823U102 | AAOI | APPLIED OPTOELECTRONICS INC | $317,044 | 0.13% | 28,901 | Common | SOLE |
| 29332G102 | EHABUSD | ENHABIT INC | $281,250 | 0.12% | 25,000 | CALL | SOLE |
| 96927A105 | — | WILLIAM PENN BANCORPORATION | $268,557 | 0.11% | 21,519 | Common | SOLE |
| 92244V104 | VAXX | VAXXINITY INC | $205,500 | 0.08% | 150,000 | Common | SOLE |
| 42329E105 | — | HELIOGEN INC | $67,499 | 0.03% | 17,857 | Common | SOLE |
| 01438T106 | ALDX | ALDDERYA THERAPEUTICS INC | $66,800 | 0.03% | 10,000 | Common | SOLE |
| 60879E200 | — | MOMENTUS INC | $60,000 | 0.02% | 30,000 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.