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Compound Planning, Inc.

Q2 2023 · 13F-HR

Compound Planning, Inc.holdings as filed

Filed 2023-08-03 · accession 0001214659-23-010719

$219.2M
Reported value
275
Positions
2023-06-30
Period end
View analyzed profile →PRO

Holdings as filed

CUSIPTickerIssuerValue% port.SharesClassVoting
037833100AAPLAPPLE INC$23.2M10.6%119,613CommonNONE
594918104MSFTMICROSOFT CORP$6.3M2.85%18,370CommonNONE
464287200IVVISHARES TR$6.1M2.80%13,790CommonNONE
46625H100JPMJPMORGAN CHASE & CO$4.2M1.93%29,046CommonNONE
478160104JNJJOHNSON & JOHNSON$4.0M1.82%24,165CommonNONE
097023105BABOEING CO$3.3M1.48%15,408CommonNONE
46432F339QUALISHARES TR$3.0M1.37%22,302CommonNONE
98980G102ZSZSCALER INC$2.8M1.27%19,051CommonNONE
58933Y105MRKMERCK & CO INC$2.4M1.11%21,109CommonNONE
30303M102METAMETA PLATFORMS INC$2.4M1.09%8,345CommonNONE
149123101CATCATERPILLAR INC$2.4M1.08%9,666CommonNONE
46090E103QQQINVESCO QQQ TR$2.3M1.07%6,355CommonNONE
166764100CVXCHEVRON CORP NEW$2.3M1.07%14,872CommonNONE
69374H881COWZPACER FDS TR$2.3M1.03%47,333CommonNONE
459200101IBMINTERNATIONAL BUSINESS MACHS$2.1M0.97%15,904CommonNONE
464287457SHYISHARES TR$2.0M0.92%24,956CommonNONE
060505104BACBANK AMERICA CORP$2.0M0.90%68,729CommonNONE
91324P102UNHUNITEDHEALTH GROUP INC$2.0M0.89%4,074CommonNONE
78462F103SPYSPDR S&P 500 ETF TR$1.9M0.84%4,174CommonNONE
742718109PGPROCTER AND GAMBLE CO$1.8M0.82%11,878CommonNONE
97717X263DDWMWISDOMTREE TR$1.8M0.81%56,505CommonNONE
72201R833MINTPIMCO ETF TR$1.7M0.77%16,981CommonNONE
885155101THLVTHOR LOW VOLATILITY ETF$1.7M0.75%65,174CommonNONE
023135106AMZNAMAZON COM INC$1.6M0.74%12,388CommonNONE
922908736VUGVANGUARD INDEX FDS$1.6M0.73%5,649CommonNONE
46429B655FLOTISHARES TR$1.6M0.71%30,516CommonNONE
78433H501CSHISHP ETF TRUST$1.5M0.67%29,161CommonNONE
78464A854SPYMSPDR SER TR$1.4M0.65%27,315CommonNONE
464287721IYWISHARES TR$1.4M0.64%12,892CommonNONE
464287176TIPISHARES TR$1.4M0.64%13,000CommonNONE
74347B714PROSHARES TR$1.4M0.63%131,545CommonNONE
084670702BRK/BBERKSHIRE HATHAWAY INC DEL$1.4M0.63%4,025CommonNONE
464288885EFGISHARES TR$1.4M0.62%14,299CommonNONE
92204A702VGTVANGUARD WORLD FDS$1.4M0.62%3,058CommonNONE
132061201SYLDCAMBRIA ETF TR$1.3M0.61%21,967CommonNONE
88160R101TSLATESLA INC$1.3M0.61%5,122CommonNONE
92189F643MOATVANECK ETF TRUST$1.3M0.60%16,508CommonNONE
90213U115TWO RDS SHARED TR$1.3M0.60%153,519CommonNONE
58463J304MPTMEDICAL PPTYS TRUST INC$1.3M0.59%139,719CommonNONE
00326A104SGOLABRDN GOLD ETF TRUST$1.3M0.58%69,700CommonNONE
97717X578XSOEWISDOMTREE TR$1.3M0.58%45,547CommonNONE
00507V109AIYACTIVISION BLIZZARD INC$1.3M0.58%15,004CommonNONE
548661107LOWLOWES COS INC$1.2M0.56%5,433CommonNONE
81369Y209XLVSELECT SECTOR SPDR TR$1.2M0.55%9,042CommonNONE
00287Y109ABBVABBVIE INC$1.2M0.54%8,808CommonNONE
26922A222ACIOETF SER SOLUTIONS$1.2M0.53%37,603CommonNONE
931142103WMTWALMART INC$1.2M0.53%7,408CommonNONE
912318300UNITED STS NAT GAS FD LP$1.1M0.52%152,967CommonNONE
907818108UNPUNION PAC CORP$1.1M0.50%5,390CommonNONE
464287879IJSISHARES TR$1.1M0.49%11,390CommonNONE
26922A388DRSKETF SER SOLUTIONS$1.1M0.49%42,891CommonNONE
126650100CVSCVS HEALTH CORP$1.1M0.48%15,367CommonNONE
30231G102XOMEXXON MOBIL CORP$1.1M0.48%9,818CommonNONE
254687106DISDISNEY WALT CO$1.0M0.48%11,757CommonNONE
464288588MBBISHARES TR$1.0M0.48%11,170CommonNONE
02079K305GOOGLALPHABET INC$1.0M0.46%8,454CommonNONE
532457108LLYLILLY ELI & CO$988,0530.45%2,107CommonNONE
81369Y506XLESELECT SECTOR SPDR TR$981,0390.45%12,086CommonNONE
78463V107GLDSPDR GOLD TR$972,6480.44%5,456CommonNONE
46641Q332JEPIJ P MORGAN EXCHANGE TRADED F$968,2720.44%17,500CommonNONE
37954Y483QYLDGLOBAL X FDS$965,7750.44%54,410CommonNONE
718172109PMPHILIP MORRIS INTL INC$952,3560.43%9,756CommonNONE
02079K107GOOGALPHABET INC$950,2200.43%7,855CommonNONE
00206R102TAT&T INC$941,0150.43%58,998CommonNONE
808524797SCHDSCHWAB STRATEGIC TR$940,4840.43%12,951CommonNONE
080694102OZBELPOINTE PREP LLC$924,9300.42%10,750CommonNONE
46431W853COMTISHARES U S ETF TR$912,5710.42%35,126CommonNONE
464289438IWYISHARES TR$891,9000.41%5,625CommonNONE
81369Y803XLKSELECT SECTOR SPDR TR$890,3350.41%5,121CommonNONE
26922B642JUCYETF SER SOLUTIONS$881,9950.40%36,200CommonNONE
92826C839VVISA INC$859,7370.39%3,620CommonNONE
68389X105ORCLORACLE CORP$839,1200.38%7,046CommonNONE
81369Y704XLISELECT SECTOR SPDR TR$832,4860.38%7,757CommonNONE
26922A446OSCVETF SER SOLUTIONS$831,1440.38%26,013CommonNONE
46138G649QQQMINVESCO EXCH TRADED FD TR II$824,7950.38%5,427CommonNONE
09260D107BXBLACKSTONE INC$823,3020.38%8,856CommonNONE
6706ER101XBXMXNUVEEN S&P 500 BUY-WRITE INC$816,0860.37%61,039CommonNONE
81369Y308XLPSELECT SECTOR SPDR TR$803,8530.37%10,838CommonNONE
464288877EFVISHARES TR$797,7920.36%16,301CommonNONE
81369Y860XLRESELECT SECTOR SPDR TR$797,4000.36%21,157CommonNONE
921937827BSVVANGUARD BD INDEX FDS$775,1280.35%10,257CommonNONE
67066G104NVDANVIDIA CORPORATION$762,3630.35%1,802CommonNONE
464287226AGGISHARES TR$761,5480.35%7,775CommonNONE
78463X889SPDWSPDR INDEX SHS FDS$760,2040.35%23,362CommonNONE
36266G107GEHCGE HEALTHCARE TECHNOLOGIES I$753,5820.34%9,276CommonNONE
81369Y407XLYSELECT SECTOR SPDR TR$745,6370.34%4,391CommonNONE
654902204NOKNOKIA CORP$743,8500.34%178,810CommonNONE
22160K105COSTCOSTCO WHSL CORP NEW$736,5290.34%1,368CommonNONE
92343V104VZVERIZON COMMUNICATIONS INC$729,7150.33%19,621CommonNONE
46434V621DGROISHARES TR$728,8650.33%14,144CommonNONE
922908611VBRVANGUARD INDEX FDS$724,1950.33%4,378CommonNONE
92203J407BNDXVANGUARD CHARLOTTE FDS$722,4970.33%14,781CommonNONE
46429B697USMVISHARES TR$717,4360.33%9,652CommonNONE
91167Q100BNOUNITED STS BRENT OIL FD LP$715,8850.33%28,107CommonNONE
095229100AVANTAX INC$709,3120.32%31,694CommonNONE
45816D10035YCORECARD CORPORATION$703,3090.32%27,733CommonNONE
464287465EFAISHARES TR$702,4730.32%9,689CommonNONE
893617209TCITRANSCONTINENTAL RLTY INVS$696,0800.32%19,003CommonNONE
85209W109SPTSPROUT SOCIAL INC$691,5230.32%14,981CommonNONE
37954Y855LITGLOBAL X FDS$689,3990.31%10,603CommonNONE
438516106HONHONEYWELL INTL INC$682,0530.31%3,287CommonNONE
68622V106OGNORGANON & CO$678,9260.31%32,625CommonNONE
81369Y886XLUSELECT SECTOR SPDR TR$676,7030.31%10,341CommonNONE
26922A784ADMEETF SER SOLUTIONS$673,6880.31%18,500CommonNONE
871829107SYYSYSCO CORP$672,5430.31%9,064CommonNONE
49456B101KMIKINDER MORGAN INC DEL$656,0450.30%38,098CommonNONE
00724F101ADBEADOBE SYSTEMS INCORPORATED$647,9120.30%1,325CommonNONE
338478100XFFCXFLAHERTY & CRUMRINE PFD SECS$646,2270.29%47,033CommonNONE
37954Y343MLPAGLOBAL X FDS$625,7480.29%14,576CommonNONE
921946810VIGIVANGUARD WHITEHALL FDS$624,6210.28%8,318CommonNONE
92189H805REMXVANECK ETF TRUST$615,4580.28%7,401CommonNONE
67079X102NDMONUVEEN DYNAMIC MUN OPPORTUNI$606,6410.28%59,650CommonNONE
79466L302CRMSALESFORCE INC$597,6550.27%2,829CommonNONE
78464A763SDYSPDR SER TR$587,9050.27%4,796CommonNONE
370334104GISGENERAL MLS INC$582,6020.27%7,596CommonNONE
464287598IWDISHARES TR$575,4710.26%3,646CommonNONE
74347Y771PROSHARES TR II$573,3190.26%31,007CommonNONE
464287614IWFISHARES TR$572,7120.26%2,081CommonNONE
09258G104BSTBLACKROCK SCIENCE & TECHNOLO$572,3930.26%16,620CommonNONE
00091G104ACVAACV AUCTIONS INC$569,9100.26%33,000CommonNONE
26923G707NFLTETFIS SER TR I$567,3440.26%25,781CommonNONE
78470P408XLSRSSGA ACTIVE TR$565,4840.26%13,042CommonNONE
78112J109RUBICON TECHNOLOGIES INC$552,7800.25%1,494,000CommonNONE
12504G100IGRCBRE GBL REAL ESTATE INC FD$546,7310.25%104,538CommonNONE
464287556IBBISHARES TR$544,4220.25%4,288CommonNONE
922042858VWOVANGUARD INTL EQUITY INDEX F$519,1130.24%12,761CommonNONE
75513E101RTXRAYTHEON TECHNOLOGIES CORP$513,3420.23%5,240CommonNONE
316092600FHLCFIDELITY COVINGTON TRUST$506,2890.23%8,021CommonNONE
G5960L103MDTMEDTRONIC PLC$490,6310.22%5,569CommonNONE
172967424CCITIGROUP INC$487,5260.22%10,589CommonNONE
717081103PFEPFIZER INC$485,8740.22%13,246CommonNONE
921937819BIVVANGUARD BD INDEX FDS$482,1770.22%6,409CommonNONE
007903107AMDADVANCED MICRO DEVICES INC$479,1150.22%4,206CommonNONE
03027X100AMTAMERICAN TOWER CORP NEW$469,6000.21%2,421CommonNONE
437076102HDHOME DEPOT INC$461,5800.21%1,486CommonNONE
580135101MCDMCDONALDS CORP$444,9230.20%1,491CommonNONE
78463X509SPEMSPDR INDEX SHS FDS$444,5490.20%12,930CommonNONE
911312106UPSUNITED PARCEL SERVICE INC$437,3320.20%2,440CommonNONE
001055102AFLAFLAC INC$437,1570.20%6,263CommonNONE
464288224ICLNISHARES TR$436,7600.20%23,737CommonNONE
921908844VIGVANGUARD SPECIALIZED FUNDS$435,2980.20%2,680CommonNONE
72201Y101PDIPIMCO DYNAMIC INCOME FD$428,8190.20%22,870CommonNONE
81762P102NOWSERVICENOW INC$428,7830.20%763CommonNONE
464287796IYEISHARES TR$423,4240.19%9,884CommonNONE
46641Q837JPSTJ P MORGAN EXCHANGE TRADED F$413,7960.19%8,253CommonNONE
33739P103FTLSFIRST TR EXCH TRADED FD III$404,9520.18%7,671CommonNONE
922908363VOOVANGUARD INDEX FDS$402,6310.18%989CommonNONE
464287168DVYISHARES TR$400,0160.18%3,531CommonNONE
773903109ROKROCKWELL AUTOMATION INC$396,3280.18%1,203CommonNONE
461202103INTUINTUIT$393,3570.18%859CommonNONE
26922B709IDUBETF SER SOLUTIONS$390,8380.18%19,677CommonNONE
65339F101NEENEXTERA ENERGY INC$389,2670.18%5,246CommonNONE
27828N102XETYXEATON VANCE TAX-MANAGED DIVE$384,7150.18%30,876CommonNONE
921943858VEAVANGUARD TAX-MANAGED FDS$376,7540.17%8,158CommonNONE
46435G524IGROISHARES TR$375,2530.17%6,051CommonNONE
27829C105ETWEATON VANCE TAX-MANAGED GLOB$374,4120.17%45,549CommonNONE
97717W471USDUWISDOMTREE TR$372,3940.17%14,042CommonNONE
64110L106NFLXNETFLIX INC$363,2370.17%825CommonNONE
04010L103ARCCARES CAPITAL CORP$362,9260.17%19,315CommonNONE
922908769VTIVANGUARD INDEX FDS$361,7390.16%1,642CommonNONE
46138E719IFLNINVESCO EXCH TRADED FD TR II$356,8540.16%20,415CommonNONE
46138J866INVESCO EXCH TRD SLF IDX FD$352,9890.16%16,674CommonNONE
40167F101GOFGUGGENHEIM STRATEGIC OPPORTU$352,1800.16%22,150CommonNONE
46138J841BSCOINVESCO EXCH TRD SLF IDX FD$345,7820.16%16,810CommonNONE
46138J825BSCPINVESCO EXCH TRD SLF IDX FD$342,3310.16%17,006CommonNONE
71844V201PECOPHILLIPS EDISON & CO INC$341,8960.16%10,032CommonNONE
713448108PEPPEPSICO INC$339,5690.15%1,833CommonNONE
78464A409SPYGSPDR SER TR$328,4780.15%5,384CommonNONE
21676P103CPSCOOPER STD HLDGS INC$327,7520.15%22,984CommonNONE
98978V103ZTSZOETIS INC$322,7430.15%1,874CommonNONE
87283Q404TDVGT ROWE PRICE ETF INC$322,2890.15%9,670CommonNONE
27829F108XEXGXEATON VANCE TAX-MANAGED GLOB$315,0770.14%39,782CommonNONE
78468R721TFISPDR SER TR$313,4730.14%6,791CommonNONE
92206C870VCITVANGUARD SCOTTSDALE FDS$311,6160.14%3,943CommonNONE
016255101ALGNALIGN TECHNOLOGY INC$310,1420.14%877CommonNONE
464288307IMCGISHARES TR$309,9160.14%5,086CommonNONE
87911J103HQHTEKLA HEALTHCARE INVS$308,6320.14%18,102CommonNONE
78468R853SPSMSPDR SER TR$308,2630.14%7,937CommonNONE
178867107CIVBCIVISTA BANCSHARES INC$307,5100.14%17,673CommonNONE
78463X756EWXSPDR INDEX SHS FDS$306,5120.14%5,837CommonNONE
372460105GPCGENUINE PARTS CO$304,1060.14%1,797CommonNONE
72201J104PFNPIMCO INCOME STRATEGY FD II$301,1110.14%41,763CommonNONE
842587107SOSOUTHERN CO$299,8520.14%4,268CommonNONE
46284V101IRMIRON MTN INC DEL$295,4730.13%5,200CommonNONE
53656F623INFLLISTED FD TR$293,0530.13%9,586CommonNONE
902252105TYLTYLER TECHNOLOGIES INC$291,5290.13%700CommonNONE
G54950103LINLINDE PLC$289,7950.13%760CommonNONE
33734X846CIBRFIRST TR EXCHANGE TRADED FD$288,8810.13%6,362CommonNONE
36239Q109GGTGABELLI MULTIMEDIA TR INC$285,7300.13%43,457CommonNONE
294429105EFXEQUIFAX INC$281,2930.13%1,195CommonNONE
78468R663BILSPDR SER TR$279,6210.13%3,045CommonNONE
69608A108PLTRPALANTIR TECHNOLOGIES INC$279,2820.13%18,218CommonNONE
74347Y797SCOPROSHARES TR II$279,0250.13%10,857CommonNONE
244199105DEDEERE & CO$277,1500.13%684CommonNONE
00162Q452AMLPALPS ETF TR$275,6540.13%7,030CommonNONE
00214Q104ARKKARK ETF TR$275,0130.13%6,230CommonNONE
682680103OKEONEOK INC NEW$274,5920.13%4,449CommonNONE
01609W102BABAALIBABA GROUP HLDG LTD$273,8880.12%3,286CommonNONE
46120E602ISRGINTUITIVE SURGICAL INC$273,5520.12%800CommonNONE
46435G342REMISHARES TR$271,4000.12%11,500CommonNONE
11135F101AVGOBROADCOM INC$271,2730.12%313CommonNONE
539830109LMTLOCKHEED MARTIN CORP$271,1340.12%589CommonNONE
458140100INTCINTEL CORP$270,6120.12%8,092CommonNONE
70450Y103PYPLPAYPAL HLDGS INC$270,3900.12%4,052CommonNONE
464286657BKFISHARES INC$268,5730.12%7,853CommonNONE
67111Q107OCCIOFS CREDIT COMPANY INC$267,6830.12%32,019CommonNONE
33739E108FPEFIRST TR EXCH TRADED FD III$267,4990.12%16,750CommonNONE
39818P799PKSTPEAKSTONE REALTY TRUST$267,1440.12%9,598CommonNONE
46138G508BKLNINVESCO EXCH TRADED FD TR II$265,0410.12%12,597CommonNONE
002824100ABTABBOTT LABS$263,2910.12%2,415CommonNONE
482480100KLACKLA CORP$261,4260.12%539CommonNONE
35243J101FBRTFRANKLIN BSP RLTY TR INC$257,8540.12%18,210CommonNONE
09256A109CIIBLACKROCK ENHANCD CAP & INM$256,8820.12%13,878CommonNONE
464285204IAUISHARES GOLD TR$254,7300.12%7,000CommonNONE
92206C102VGSHVANGUARD SCOTTSDALE FDS$252,9350.12%4,381CommonNONE
92189F437ANGLVANECK ETF TRUST$250,9850.11%9,038CommonNONE
172908105CTASCINTAS CORP$247,8630.11%499CommonNONE
670699107QQQXNUVEEN NASDAQ 100 DYNAMIC OV$243,0210.11%9,748CommonNONE
78464A508SPYVSPDR SER TR$241,1420.11%5,582CommonNONE
78468R408SJNKSPDR SER TR$238,1330.11%9,641CommonNONE
277432100EMNEASTMAN CHEM CO$236,0070.11%2,819CommonNONE
562803106LOANMANHATTAN BRDG CAP INC$235,8350.11%46,700CommonNONE
025816109AXPAMERICAN EXPRESS CO$231,5030.11%1,329CommonNONE
72201R783HYSPIMCO ETF TR$230,9660.11%2,533CommonNONE
451100101IEPICAHN ENTERPRISES LP$230,7890.11%7,950CommonNONE
57636Q104MAMASTERCARD INCORPORATED$230,1710.10%585CommonNONE
46428Q109SLVISHARES SILVER TR$229,8940.10%11,005CommonNONE
78464A870XBISPDR SER TR$228,7200.10%2,749CommonNONE
00123Q104AGNCAGNC INVT CORP$228,4600.10%22,553CommonNONE
053015103ADPAUTOMATIC DATA PROCESSING IN$226,2610.10%1,029CommonNONE
85207K107PSLVSPROTT PHYSICAL SILVER TR$224,7800.10%28,855CommonNONE
92206C706VGITVANGUARD SCOTTSDALE FDS$221,6170.10%3,778CommonNONE
26441C204DUKDUKE ENERGY CORP NEW$221,5750.10%2,469CommonNONE
22758A105CAPLCROSSAMERICA PARTNERS LP$221,3490.10%11,236CommonNONE
72369H106XPHTXPIONEER HIGH INCOME FUND INC$220,8700.10%32,868CommonNONE
552737108MMTMFS MULTIMARKET INCOME TR$220,7900.10%48,956CommonNONE
46435G250HYDBISHARES TR$220,0130.10%4,922CommonNONE
112830104RABROOKFIELD REAL ASSETS INCOM$219,3860.10%13,090CommonNONE
854502101SWKSTANLEY BLACK & DECKER INC$213,8460.10%2,282CommonNONE
46429B663HDVISHARES TR$211,5220.10%2,099CommonNONE
855244109SBUXSTARBUCKS CORP$211,3230.10%2,133CommonNONE
670346105NUENUCOR CORP$210,0580.10%1,281CommonNONE
231021106CMICUMMINS INC$209,3670.10%854CommonNONE
78464A847SPMDSPDR SER TR$209,1580.10%4,558CommonNONE
808524870SCHPSCHWAB STRATEGIC TR$208,6160.10%3,979CommonNONE
78463X103SPEUSPDR INDEX SHS FDS$208,2340.09%5,407CommonNONE
46434V381XTISHARES TR$208,0130.09%3,741CommonNONE
09260K101BSTZBLACKROCK SCIENCE & TECHNOLO$207,8290.09%11,476CommonNONE
949746101WMT2WELLS FARGO CO NEW$204,8160.09%4,799CommonNONE
922908744VTVVANGUARD INDEX FDS$200,9640.09%1,414CommonNONE
143658300CCL1EURCARNIVAL CORP$197,3010.09%10,478CommonNONE
72200X104RCSPIMCO STRATEGIC INCOME FD$193,4140.09%37,195CommonNONE
00764C109AVKADVENT CONV & INCOME FD$193,3800.09%16,500CommonNONE
92240M108VGREURVECTOR GROUP LTD$192,1760.09%15,002CommonNONE
38150K103AAAUGOLDMAN SACHS PHYSICAL GOLD$190,3500.09%10,000CommonNONE
17259U204CIONCION INVT CORP$189,1760.09%18,225CommonNONE
12811P108XCHYXCALAMOS CONV & HIGH INCOME F$177,0750.08%15,768CommonNONE
74347G440BITOPROSHARES TR$172,7720.08%10,175CommonNONE
29336T1000E41ENLINK MIDSTREAM LLC$169,8860.08%16,027CommonNONE
456837103INGING GROEP N.V.$164,7920.08%12,234CommonNONE
64828T201RITMRITHM CAPITAL CORP$162,2410.07%17,352CommonNONE
41013T105PDTHANCOCK JOHN PREM DIVID FD$156,4030.07%13,277CommonNONE
376536108GOODGLADSTONE COMMERCIAL CORP$128,5740.06%10,394CommonNONE
092501105XBOEXBLACKROCK ENHANCED GLOBAL DI$123,5770.06%12,272CommonNONE
09251A104BDJBLACKROCK ENHANCED EQUITY DI$110,3530.05%13,232CommonNONE
092533108BKCCUSDBLACKROCK CAP INVT CORP$107,0110.05%32,625CommonNONE
269808101ECCEAGLE POINT CREDIT COMPANY I$106,7760.05%10,509CommonNONE
00326L100XAODXABRDN TOTAL DYNAMIC DIVIDEND$105,1000.05%12,724CommonNONE
06759L103BBDCBARINGS BDC INC$97,8660.04%12,502CommonNONE
41013P749HANCOCK JOHN INVT TR$86,6430.04%18,474CommonNONE
05964H105SANBANCO SANTANDER S.A.$85,8010.04%23,127CommonNONE
16934Q208CHIMERA INVT CORP$70,6120.03%12,238CommonNONE
550241103LUMNLUMEN TECHNOLOGIES INC$69,5180.03%30,760CommonNONE
164651101CHMICHERRY HILL MTG INVT CORP$60,1870.03%12,461CommonNONE
04744L205ATHXQATHERSYS INC NEW$18,2700.01%21,000CommonNONE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.