Q3 2023 · 13F-HR
GENDELL JEFFREY Lholdings as filed
Filed 2023-11-13 · accession 0001214659-23-014879
$1.76B
Reported value
75
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 44951W106 | IESC | IES HOLDINGS INC | $751.6M | 42.7% | 11,410,152 | Common | SHARED |
| 78462F103 | SPY | SPDR S&P 500 ETF TRUST | $117.6M | 6.69% | 275,000 | Common | SHARED |
| 020764106 | AMR | ALPHA METALLURGICAL RESOURCE | $114.8M | 6.53% | 442,148 | Common | SHARED |
| 03940R107 | ARCH1USD | ARCH RESOURCES INC | $77.8M | 4.43% | 455,958 | Common | SHARED |
| 464287655 | IWM | ISHARES RUSSELL 2000 ETF | $66.7M | 3.79% | 377,500 | Common | SHARED |
| 05337M104 | — | AVADEL PHARMACEUTICALS-ADR | $57.8M | 3.29% | 5,615,350 | Common | SHARED |
| 704551100 | BTU | PEABODY ENERGY CORP | $57.0M | 3.24% | 2,194,474 | Common | SHARED |
| G6359F137 | NBR | NABORS INDUSTRIES LTD | $47.3M | 2.69% | 384,182 | Common | SHARED |
| 09624H208 | BXC | BLUELINX HOLDINGS INC | $40.1M | 2.28% | 488,717 | Common | SHARED |
| 88162F105 | TTI | TETRA TECHNOLOGIES INC | $31.9M | 1.81% | 5,000,000 | Common | SHARED |
| 608190104 | MHK | MOHAWK INDUSTRIES INC | $30.8M | 1.75% | 358,827 | Common | SHARED |
| 678026105 | OIS | OIL STATES INTERNATIONAL INC | $25.2M | 1.43% | 3,007,167 | Common | SHARED |
| 92189H607 | OIH | VANECK OIL SERVICES ETF | $19.8M | 1.13% | 57,500 | Common | SHARED |
| 48253L205 | KLXE | KLX ENERGY SERVICES HOLDING | $17.8M | 1.01% | 1,502,192 | Common | SHARED |
| 53115L104 | LBRT | LIBERTY ENERGY INC | $16.5M | 0.94% | 891,452 | Common | SHARED |
| 502160104 | LXU | LSB INDUSTRIES INC | $15.4M | 0.88% | 1,508,822 | Common | SHARED |
| 406216101 | HAL | HALLIBURTON CO | $15.4M | 0.88% | 380,000 | Common | SHARED |
| 20854L108 | CEIXEUR | CONSOL ENERGY INC | $14.7M | 0.84% | 140,000 | Common | SHARED |
| 015658107 | ASTL | ALGOMA STEEL GROUP INC | $13.8M | 0.78% | 2,023,891 | Common | SHARED |
| 65441V101 | NINEQ | NINE ENERGY SERVICE INC | $12.8M | 0.73% | 3,103,915 | Common | SHARED |
| 423452101 | HP | HELMERICH & PAYNE | $11.8M | 0.67% | 280,105 | Common | SHARED |
| 912909108 | USX1 | UNITED STATES STEEL CORP | $11.7M | 0.66% | 359,649 | Common | SHARED |
| 576853105 | MTRX | MATRIX SERVICE CO | $9.7M | 0.55% | 825,000 | Common | SHARED |
| 29275Y102 | ENS | ENERSYS | $9.3M | 0.53% | 98,226 | Common | SHARED |
| 81617J301 | WTTR | SELECT WATER SOLUTIONS INC | $8.9M | 0.51% | 1,121,189 | Common | SHARED |
| 546347105 | LPX | LOUISIANA-PACIFIC CORP | $8.2M | 0.46% | 147,787 | Common | SHARED |
| 29355A107 | ENPH | ENPHASE ENERGY INC | $7.5M | 0.43% | 62,500 | Common | SHARED |
| 13462K109 | CWH | CAMPING WORLD HOLDINGS INC-A | $6.9M | 0.39% | 335,900 | Common | SHARED |
| 012653101 | ALB | ALBEMARLE CORP | $6.8M | 0.39% | 40,000 | Common | SHARED |
| 703343103 | PATK | PATRICK INDUSTRIES INC | $6.8M | 0.38% | 90,059 | Common | SHARED |
| 760281204 | RBCAA | REPUBLIC BANCORP INC-CLASS A | $6.5M | 0.37% | 146,709 | Common | SHARED |
| 45784J105 | HCHCEUR | INNOVATE CORP | $6.2M | 0.35% | 3,804,153 | Common | SHARED |
| 40424G108 | — | HMN FINANCIAL INC | $5.9M | 0.34% | 308,277 | Common | SHARED |
| 320866106 | FMBH | FIRST MID BANCSHARES INC | $5.7M | 0.32% | 215,119 | Common | SHARED |
| 25470M109 | DISH | DISH NETWORK CORP-A | $5.5M | 0.31% | 940,106 | Common | SHARED |
| 185899101 | CLF | CLEVELAND-CLIFFS INC | $5.1M | 0.29% | 325,000 | Common | SHARED |
| 710577107 | PEBK | PEOPLES BANCORP OF NC | $4.8M | 0.27% | 217,763 | Common | SHARED |
| 830830105 | SKY | SKYLINE CHAMPION CORP | $4.8M | 0.27% | 75,000 | Common | SHARED |
| 358435105 | FRD | FRIEDMAN INDUSTRIES | $4.7M | 0.27% | 353,387 | Common | SHARED |
| 78464A698 | KRE | SPDR S&P REGIONAL BANKING | $4.7M | 0.27% | 111,727 | Common | SHARED |
| 46138G474 | PSCE | INVESCO S&P SMALLCAP ENERGY | $4.5M | 0.26% | 78,869 | Common | SHARED |
| 464287630 | IWN | ISHARES RUSSELL 2000 VALUE E | $4.1M | 0.23% | 30,000 | Common | SHARED |
| 667746101 | NWPX | NORTHWEST PIPE CO | $4.0M | 0.23% | 131,767 | Common | SHARED |
| 44951J105 | IROQ | IF BANCORP INC | $3.8M | 0.21% | 252,163 | Common | SHARED |
| 86722A103 | SXC | SUNCOKE ENERGY INC | $3.6M | 0.21% | 359,416 | Common | SHARED |
| 68628V308 | ORN | ORION GROUP HOLDINGS INC | $3.5M | 0.20% | 654,811 | Common | SHARED |
| 077454106 | BDC | BELDEN INC | $3.3M | 0.19% | 33,882 | Common | SHARED |
| 007903107 | AMD | ADVANCED MICRO DEVICES | $3.1M | 0.18% | 30,000 | Common | SHARED |
| 03074A102 | ASRV | AMERISERV FINANCIAL INC | $3.1M | 0.17% | 1,152,415 | Common | SHARED |
| 350060109 | FSTR | FOSTER (LB) CO-A | $3.0M | 0.17% | 157,293 | Common | SHARED |
| 21867A105 | CLB | CORE LABORATORIES INC | $2.9M | 0.16% | 119,953 | Common | SHARED |
| 33741H107 | FUNC | FIRST UNITED CORP | $2.6M | 0.15% | 160,640 | Common | SHARED |
| 08862L103 | — | BEYOND AIR INC | $2.5M | 0.14% | 1,090,297 | Common | SHARED |
| 33744V103 | FUSB | FIRST US BANCSHARES INC | $2.5M | 0.14% | 289,691 | Common | SHARED |
| 825107105 | SHBI | SHORE BANCSHARES INC | $2.5M | 0.14% | 233,410 | Common | SHARED |
| 05614L209 | BW | BABCOCK & WILCOX ENTERPR | $2.4M | 0.14% | 579,937 | Common | SHARED |
| 912909108 | USX1 | UNITED STATES STEEL CORP | $2.4M | 0.14% | 75,000 | CALL | SOLE |
| 174903104 | CZWI | CITIZENS COMMUNITY BANCORP I | $2.2M | 0.13% | 230,959 | Common | SHARED |
| 31447P100 | FENC | FENNEC PHARMACEUTICALS INC | $2.1M | 0.12% | 285,992 | Common | SHARED |
| H42097107 | UBS | UBS GROUP AG-REG | $1.8M | 0.11% | 75,000 | Common | SHARED |
| 218683100 | CMT | CORE MOLDING TECHNOLOGIES IN | $1.6M | 0.09% | 55,480 | Common | SHARED |
| 023139884 | OSG | AMBAC FINANCIAL GROUP INC | $1.6M | 0.09% | 130,296 | Common | SHARED |
| 05603E208 | BVFL | BV FINANCIAL INC | $1.4M | 0.08% | 136,251 | Common | SHARED |
| 81577F109 | — | SEELOS THERAPEUTICS INC | $1.2M | 0.07% | 6,744,585 | Common | SHARED |
| 878155308 | TISI | TEAM INC | $1.2M | 0.07% | 171,041 | Common | SHARED |
| 255519100 | DXYN | DIXIE GROUP INC | $958,725 | 0.05% | 1,391,473 | Common | SHARED |
| 458140100 | INTC | INTEL CORP | $888,750 | 0.05% | 25,000 | Common | SHARED |
| 31931U102 | FRBA | FIRST BANK/HAMILTON NJ | $758,955 | 0.04% | 70,404 | Common | SHARED |
| 78408D105 | SBFG | SB FINANCIAL GROUP INC | $497,259 | 0.03% | 36,834 | Common | SHARED |
| 404111106 | HBT | HBT FINANCIAL INC/DE | $472,106 | 0.03% | 25,883 | Common | SHARED |
| 095825105 | BRBS | BLUE RIDGE BANKSHARES INC | $442,336 | 0.03% | 97,862 | Common | SHARED |
| 88337F105 | ODP1 | ODP CORP/THE | $419,734 | 0.02% | 9,095 | Common | SHARED |
| 709789101 | PEBO | PEOPLES BANCORP INC | $268,749 | 0.02% | 10,589 | Common | SHARED |
| 420476103 | HWBK | HAWTHORN BANCSHARES INC | $268,206 | 0.02% | 16,505 | Common | SHARED |
| 015658115 | ASTLW | ALGOMA STEEL GROUP INC -CW26 | $113,976 | 0.01% | 93,408 | Common | SHARED |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.