Q3 2023 · 13F-HR
Black Maple Capital Management LPholdings as filed
Filed 2023-11-14 · accession 0001214659-23-015114
$147.4M
Reported value
108
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $29.5M | 20.0% | 69,000 | PUT | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $27.0M | 18.3% | 63,270 | Common | SOLE |
| 00507V109 | AIY | ACTIVISION BLIZZARD INC | $8.7M | 5.87% | 92,416 | Common | SOLE |
| 928563402 | VMWA | VMWARE INC | $8.6M | 5.81% | 51,480 | Common | SOLE |
| 89832Q109 | TFC | TRUIST FINL CORP | $4.8M | 3.26% | 168,084 | Common | SOLE |
| 464287440 | IEF | ISHARES TR | $4.8M | 3.23% | 52,000 | Common | SOLE |
| 78464A698 | KRE | SPDR SER TR | $4.2M | 2.83% | 100,000 | PUT | SOLE |
| 693475105 | PNC | PNC FINL SVCS GROUP INC | $3.3M | 2.26% | 27,177 | Common | SOLE |
| G46188101 | HZNPN | HORIZON THERAPEUTICS PUB L | $2.2M | 1.50% | 19,073 | Common | SOLE |
| 81181C104 | — | SEAGEN INC | $2.2M | 1.47% | 10,200 | Common | SOLE |
| 464287465 | EFA | ISHARES TR | $2.2M | 1.46% | 31,268 | Common | SOLE |
| G17977110 | BUR | BURFORD CAP LTD | $2.1M | 1.46% | 153,237 | Common | SOLE |
| 200340107 | CMA | COMERICA INC | $2.0M | 1.34% | 47,554 | Common | SOLE |
| 7591EP100 | RF | REGIONS FINANCIAL CORP NEW | $1.9M | 1.31% | 112,500 | Common | SOLE |
| 01609W102 | BABA | ALIBABA GROUP HLDG LTD | $1.8M | 1.24% | 21,000 | Common | SOLE |
| 26875P101 | EOG | EOG RES INC | $1.7M | 1.13% | 13,200 | Common | SOLE |
| 46434G822 | EWJ | ISHARES INC | $1.7M | 1.13% | 27,525 | Common | SOLE |
| 174610105 | CFG | CITIZENS FINL GROUP INC | $1.6M | 1.07% | 58,967 | Common | SOLE |
| 06643P104 | BFINUSD | BANKFINANCIAL CORP | $1.5M | 1.05% | 179,340 | Common | SOLE |
| 493267108 | KEY | KEYCORP | $1.5M | 0.99% | 136,200 | Common | SOLE |
| 69047Q102 | OVV | OVINTIV INC | $1.5M | 0.99% | 30,600 | Common | SOLE |
| 041356205 | AIEUR | ARLINGTON ASSET INVST CORP | $1.1M | 0.78% | 268,068 | Common | SOLE |
| 29911Q208 | EVBNUSD | EVANS BANCORP INC | $1.1M | 0.76% | 41,705 | Common | SOLE |
| 464287184 | FXI | ISHARES TR | $1.1M | 0.75% | 41,850 | Common | SOLE |
| 78464A755 | XME | SPDR SER TR | $1.1M | 0.75% | 21,000 | Common | SOLE |
| 464286772 | EWY | ISHARES INC | $943,040 | 0.64% | 16,000 | Common | SOLE |
| 464286806 | EWG | ISHARES INC | $917,000 | 0.62% | 35,000 | Common | SOLE |
| 38141G104 | GS | GOLDMAN SACHS GROUP INC | $873,639 | 0.59% | 2,700 | Common | SOLE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB CO | $870,600 | 0.59% | 15,000 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $854,960 | 0.58% | 2,000 | CALL | SOLE |
| 011659109 | ALK | ALASKA AIR GROUP INC | $841,197 | 0.57% | 22,686 | Common | SOLE |
| 060505104 | BAC | BANK AMERICA CORP | $824,138 | 0.56% | 30,100 | Common | SOLE |
| 35671D857 | FCX | FREEPORT-MCMORAN INC | $805,464 | 0.55% | 21,600 | Common | SOLE |
| 464287432 | TLT | ISHARES TR | $753,865 | 0.51% | 8,500 | Common | SOLE |
| 81369Y852 | XLC | SELECT SECTOR SPDR TR | $725,860 | 0.49% | 11,070 | Common | SOLE |
| 717081103 | PFE | PFIZER INC | $696,570 | 0.47% | 21,000 | Common | SOLE |
| 78463V107 | GLD | SPDR GOLD TR | $685,800 | 0.47% | 4,000 | Common | SOLE |
| 16955F107 | — | CHINDATA GROUP HLDGS LTD | $684,999 | 0.46% | 82,530 | Common | SOLE |
| 32022K102 | — | FIRST FINANCIAL NORTHWEST IN | $664,378 | 0.45% | 52,231 | Common | SOLE |
| 464287432 | TLT | ISHARES TR | $620,830 | 0.42% | 7,000 | CALL | SOLE |
| 913915104 | UTI | UNIVERSAL TECHNICAL INST INC | $585,435 | 0.40% | 69,861 | Common | SOLE |
| 51509P103 | LSEA | LANDSEA HOMES CORP | $535,265 | 0.36% | 59,540 | Common | SOLE |
| 53680Q207 | — | LITHIUM AMERS CORP NEW | $518,805 | 0.35% | 30,500 | Common | SOLE |
| 680277100 | OSBC | OLD SECOND BANCORP INC ILL | $509,504 | 0.35% | 37,436 | Common | SOLE |
| 714266103 | PPTA | PERPETUA RESOURCES CORP | $482,558 | 0.33% | 148,024 | Common | SOLE |
| 03743Q108 | APA | APA CORPORATION | $442,442 | 0.30% | 10,765 | Common | SOLE |
| 440407104 | HBNC | HORIZON BANCORP INC | $437,880 | 0.30% | 41,000 | Common | SOLE |
| 78454L100 | SM | SM ENERGY CO | $416,325 | 0.28% | 10,500 | Common | SOLE |
| 200340107 | CMA | COMERICA INC | $415,500 | 0.28% | 10,000 | CALL | SOLE |
| M85548101 | SSYS | STRATASYS LTD | $394,690 | 0.27% | 29,000 | Common | SOLE |
| 247361702 | DAL | DELTA AIR LINES INC DEL | $388,500 | 0.26% | 10,500 | Common | SOLE |
| 20825C104 | COP | CONOCOPHILLIPS | $383,120 | 0.26% | 3,198 | Common | SOLE |
| 710577107 | PEBK | PEOPLES BANCORP N C INC | $382,075 | 0.26% | 17,371 | Common | SOLE |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $370,482 | 0.25% | 2,260 | Common | SOLE |
| 675234108 | OCFC | OCEANFIRST FINL CORP | $367,466 | 0.25% | 25,395 | Common | SOLE |
| 878742204 | TECK | TECK RESOURCES LTD | $366,265 | 0.25% | 8,500 | Common | SOLE |
| 28253R105 | BCOW | 1895 BANCORP OF WIS INC | $329,440 | 0.22% | 46,696 | Common | SOLE |
| 826599102 | SGML | SIGMA LITHIUM CORPORATION | $324,400 | 0.22% | 10,000 | CALL | SOLE |
| 426927109 | XHC | HERITAGE COMM CORP | $322,512 | 0.22% | 38,077 | Common | SOLE |
| 74383L105 | — | PROVIDENT BANCORP INC | $318,065 | 0.22% | 32,824 | Common | SOLE |
| 46435G334 | EWU | ISHARES TR | $316,400 | 0.21% | 10,000 | CALL | SOLE |
| 015658107 | ASTL | ALGOMA STL GROUP INC | $315,132 | 0.21% | 46,343 | Common | SOLE |
| 42806J700 | HTZ | HERTZ GLOBAL HLDGS INC | $306,250 | 0.21% | 25,000 | Common | SOLE |
| 78468R556 | XOP | SPDR SER TR | $295,820 | 0.20% | 2,000 | Common | SOLE |
| 44969Q307 | — | IM CANNABIS CORP | $294,790 | 0.20% | 410,000 | Common | SOLE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $294,671 | 0.20% | 3,260 | Common | SOLE |
| 05990K106 | BANC | BANC OF CALIFORNIA INC | $278,550 | 0.19% | 22,500 | Common | SOLE |
| Y0207T100 | ASC | ARDMORE SHIPPING CORP | $277,230 | 0.19% | 21,309 | Common | SOLE |
| 902973304 | USB | US BANCORP DEL | $270,761 | 0.18% | 8,190 | Common | SOLE |
| 500767306 | KWEB | KRANESHARES TR | $265,489 | 0.18% | 9,700 | Common | SOLE |
| G1890L107 | CPRI | CAPRI HOLDINGS LIMITED | $263,050 | 0.18% | 5,000 | Common | SOLE |
| 316773100 | FITB | FIFTH THIRD BANCORP | $253,300 | 0.17% | 10,000 | Common | SOLE |
| 949746101 | WMT2 | WELLS FARGO CO NEW | $249,246 | 0.17% | 6,100 | Common | SOLE |
| 464288646 | IGSB | ISHARES TR | $249,150 | 0.17% | 5,000 | Common | SOLE |
| 65340P106 | NXE | NEXGEN ENERGY LTD | $232,830 | 0.16% | 39,000 | Common | SOLE |
| 825107105 | SHBI | SHORE BANCSHARES INC | $223,098 | 0.15% | 21,207 | Common | SOLE |
| 41165Y100 | 1S4 | HARBORONE BANCORP INC NEW | $219,807 | 0.15% | 23,089 | Common | SOLE |
| G9456A100 | GLNG | GOLAR LNG LTD | $218,340 | 0.15% | 9,000 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $217,495 | 0.15% | 500 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $217,495 | 0.15% | 500 | CALL | SOLE |
| 06652V208 | BANR | BANNER CORP | $211,900 | 0.14% | 5,000 | Common | SOLE |
| 55616P104 | M | MACYS INC | $208,980 | 0.14% | 18,000 | Common | SOLE |
| 204157101 | — | COMMUNITY WEST BANCSHARES | $208,593 | 0.14% | 16,058 | Common | SOLE |
| 172967424 | C | CITIGROUP INC | $205,650 | 0.14% | 5,000 | Common | SOLE |
| 845467109 | SWN1EUR | SOUTHWESTERN ENERGY CO | $193,500 | 0.13% | 30,000 | Common | SOLE |
| 743868101 | PROV | PROVIDENT FINL HLDGS INC | $190,054 | 0.13% | 14,519 | Common | SOLE |
| 038169207 | APLD | APPLIED DIGITAL CORP | $187,200 | 0.13% | 30,000 | Common | SOLE |
| 74052F108 | — | PREMIER FINANCIAL CORP | $170,600 | 0.12% | 10,000 | Common | SOLE |
| 781386305 | RDNW | RUMBLEON INC | $164,339 | 0.11% | 26,809 | Common | SOLE |
| 91232N207 | USO | UNITED STS OIL FD LP | $161,720 | 0.11% | 2,000 | Common | SOLE |
| 91232N207 | USO | UNITED STS OIL FD LP | $161,720 | 0.11% | 2,000 | PUT | SOLE |
| 89386L100 | TGAN | TRANSPHORM INC | $141,909 | 0.10% | 63,923 | Common | SOLE |
| 040044109 | AREN | THE ARENA GROUP HOLDINGS INC | $103,687 | 0.07% | 24,226 | Common | SOLE |
| 87157B103 | — | SYNCHRONOSS TECHNOLOGIES INC | $91,596 | 0.06% | 95,412 | Common | SOLE |
| 209034107 | CNSLEUR | CONSOLIDATED COMM HLDGS INC | $91,027 | 0.06% | 26,616 | Common | SOLE |
| L0175J104 | ASPS | ALTISOURCE PORTFOLIO SOLNS S | $79,800 | 0.05% | 20,000 | Common | SOLE |
| 38983D300 | — | GREAT AJAX CORP | $79,038 | 0.05% | 12,273 | Common | SOLE |
| 29415C101 | EOSE | EOS ENERGY ENTERPRISES INC | $77,933 | 0.05% | 36,248 | Common | SOLE |
| 038169207 | APLD | APPLIED DIGITAL CORP | $75,504 | 0.05% | 12,100 | CALL | SOLE |
| 00653A107 | ADAPY | ADAPTIMMUNE THERAPEUTICS PLC | $54,474 | 0.04% | 69,839 | Common | SOLE |
| 25525P107 | DHC | DIVERSIFIED HEALTHCARE TR | $48,500 | 0.03% | 25,000 | Common | SOLE |
| G39973105 | CHR | GLORY STAR NEW MED GP HLDG L | $37,772 | 0.03% | 97,351 | Common | SOLE |
| 29415C101 | EOSE | EOS ENERGY ENTERPRISES INC | $21,500 | 0.01% | 10,000 | CALL | SOLE |
| 20440T300 | C1B2 | COMPANHIA BRASILEIRA DE DIST | $19,918 | 0.01% | 29,885 | Common | SOLE |
| 78464A698 | KRE | SPDR SER TR | $8,354 | 0.01% | 200 | Common | SOLE |
| 33850F116 | — | FLAME ACQUISITION CORP | $8,320 | 0.01% | 10,400 | Common | SOLE |
| 34960Q109 | — | FORTRESS BIOTECH INC | $4,355 | 0.00% | 15,000 | Common | SOLE |
| 50066V115 | KORGW | KORE GROUP HLDGS INC | $2,347 | 0.00% | 33,199 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.