Q3 2025 · 13F-HR
READYSTATE ASSET MANAGEMENT LPholdings as filed
Filed 2025-11-07 · accession 0001214659-25-016078
$2.35B
Reported value
355
Positions
2025-09-30
Period end
The Brief · READYSTATE ASSET MANAGEMENT LP · Q3 2025
AI · grounded in 13F
Readystate Asset Management LP established a new position in TLT valued at $268.11M. The fund also initiated new holdings in Rivian Automotive Inc [[stock:RIVN 3.625 10/15/30]] for $141.41M and Granite Constr Inc [[stock:GVA 3.75 05/15/28]] for $96.44M. Other new additions include Mirum Pharmaceuticals Inc [[stock:MIRM 4 05/01/29]] and LQD.
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 464287432 | TLT | ISHARES TR | $268.1M | 11.4% | 3,000,000 | CALL | SOLE |
| 76954AAD5 | RIVN 3.625 10/15/30 | RIVIAN AUTOMOTIVE INC | $141.4M | 6.03% | 153,313,000 | Common | SOLE |
| 387328AD9 | GVA 3.75 05/15/28 | GRANITE CONSTR INC | $96.4M | 4.11% | 40,000,000 | Common | SOLE |
| 604749AB7 | MIRM 4 05/01/29 | MIRUM PHARMACEUTICALS INC | $72.6M | 3.09% | 30,171,000 | Common | SOLE |
| 464287242 | LQD | ISHARES TR | $61.1M | 2.61% | 548,421 | Common | SOLE |
| M2682V108 | CYBR | CYBERARK SOFTWARE LTD | $54.5M | 2.32% | 112,775 | Common | SOLE |
| 30063P105 | EXK | EXACT SCIENCES CORP | $47.6M | 2.03% | 869,915 | Common | SOLE |
| 08265TAD1 | BSY 0.375 07/01/27 | BENTLEY SYS INC | $35.9M | 1.53% | 38,000,000 | Common | SOLE |
| 465741AQ9 | ITRI 1.375 07/15/30 | ITRON INC | $34.5M | 1.47% | 30,000,000 | Common | SOLE |
| 98139A105 | WK | WORKIVA INC | $32.0M | 1.36% | 371,224 | Common | SOLE |
| 15677JAD0 | DAY 0.25 03/15/26 | DAYFORCE INC | $31.4M | 1.34% | 32,000,000 | Common | SOLE |
| 516544AB9 | LNTH 2.625 12/15/27 | LANTHEUS HLDGS INC | $31.1M | 1.33% | 29,500,000 | Common | SOLE |
| 358039AB1 | FRPT 3 04/01/28 | FRESHPET INC | $31.0M | 1.32% | 27,500,000 | Common | SOLE |
| 011642AB1 | ALRM 0 01/15/26 | ALARM COM HLDGS INC | $29.7M | 1.26% | 30,000,000 | Common | SOLE |
| 97717PAH7 | WT 3.25 08/15/29 | WISDOMTREE INC | $29.2M | 1.24% | 22,249,000 | Common | SOLE |
| 89377MAB5 | TMDX 1.5 06/01/28 | TRANSMEDICS GROUP INC | $28.5M | 1.21% | 20,000,000 | Common | SOLE |
| 686688AB8 | ORA 2.5 07/15/27 | ORMAT TECHNOLOGIES INC | $28.4M | 1.21% | 23,532,000 | Common | SOLE |
| 925050106 | VRNA | VERONA PHARMA PLC | $28.0M | 1.19% | 262,265 | Common | SOLE |
| 09228FAM5 | BBCN 3 02/15/29 | BLACKBERRY LTD | $26.8M | 1.14% | 18,020,000 | Common | SOLE |
| 69349H107 | TXNM | TXNM ENERGY INC | $25.8M | 1.10% | 456,446 | Common | SOLE |
| 450056AB2 | IRTC 1.5 09/01/29 | IRHYTHM TECHNOLOGIES INC | $24.8M | 1.06% | 18,000,000 | Common | SOLE |
| 30063PAC9 | EXAS 0.375 03/01/28 | EXACT SCIENCES CORP | $24.5M | 1.05% | 26,500,000 | Common | SOLE |
| 47103J105 | JANX | JANUX THERAPEUTICS INC | $23.5M | 1.00% | 960,379 | Common | SOLE |
| 464288281 | EMB | ISHARES TR | $22.7M | 0.97% | 238,830 | Common | SOLE |
| 848574109 | S9Q | SPIRIT AEROSYSTEMS HLDGS INC | $22.7M | 0.97% | 588,519 | Common | SOLE |
| N5749R100 | 2GH | MERUS N V | $22.5M | 0.96% | 238,696 | Common | SOLE |
| 698884AE3 | PAR 1.5 10/15/27 | PAR TECHNOLOGY CORP | $22.2M | 0.95% | 23,000,000 | Common | SOLE |
| 53802LAB8 | LIVN 2.5 03/15/29 | LIVANOVA PLC | $21.5M | 0.92% | 20,000,000 | Common | SOLE |
| 26441CBY0 | DUK 4.125 04/15/26 | DUKE ENERGY CORP NEW | $21.5M | 0.92% | 20,000,000 | Common | SOLE |
| 530307305 | LBRDK | LIBERTY BROADBAND CORP | $21.5M | 0.92% | 338,012 | Common | SOLE |
| 538034BA6 | LYV 3.125 01/15/29 | LIVE NATION ENTERTAINMENT IN | $20.2M | 0.86% | 12,500,000 | Common | SOLE |
| 98149GAB6 | WKC 3.25 07/01/28 | WORLD KINECT CORPORATION | $20.1M | 0.86% | 18,250,000 | Common | SOLE |
| 156431AQ1 | — | CENTURY ALUM CO | $19.7M | 0.84% | 12,070,000 | Common | SOLE |
| 00971TAL5 | AKAM 0.375 09/01/27 | AKAMAI TECHNOLOGIES INC | $19.2M | 0.82% | 20,000,000 | Common | SOLE |
| 92538JAB2 | VERX 0.75 05/01/29 | VERTEX INC | $18.4M | 0.78% | 18,000,000 | Common | SOLE |
| 62482R107 | 07WA | MR COOPER GROUP INC | $18.3M | 0.78% | 87,000 | Common | SOLE |
| 45245EAJ8 | IMAX 0.5 04/01/26 | IMAX CORP | $17.6M | 0.75% | 15,000,000 | Common | SOLE |
| 12769G100 | CZR | CAESARS ENTERTAINMENT INC NE | $16.4M | 0.70% | 607,441 | Common | SOLE |
| 90138F102 | TWLO | TWILIO INC | $16.0M | 0.68% | 160,205 | Common | SOLE |
| 69553P100 | PD | PAGERDUTY INC | $15.9M | 0.68% | 965,268 | Common | SOLE |
| 18538R103 | CLW | CLEARWATER PAPER CORP | $15.8M | 0.67% | 762,138 | Common | SOLE |
| 19260QAF4 | COIN 0.25 04/01/30 | COINBASE GLOBAL INC | $15.7M | 0.67% | 12,500,000 | Common | SOLE |
| 45257U108 | IMNM | IMMUNOME INC | $15.4M | 0.66% | 1,318,290 | Common | SOLE |
| 405024AB6 | HAE 0 03/01/26 | HAEMONETICS CORP MASS | $15.4M | 0.66% | 15,700,000 | Common | SOLE |
| 097023105 | BA | BOEING CO | $15.1M | 0.64% | 70,000 | PUT | SOLE |
| 382550101 | GT | GOODYEAR TIRE & RUBR CO | $14.0M | 0.60% | 1,871,597 | Common | SOLE |
| 011642AD7 | ALRM 2.25 06/01/29 | ALARM COM HLDGS INC | $13.9M | 0.59% | 14,500,000 | Common | SOLE |
| 834203309 | SLNO | SOLENO THERAPEUTICS INC | $13.9M | 0.59% | 205,807 | Common | SOLE |
| 922280102 | VRNS | VARONIS SYS INC | $13.7M | 0.59% | 238,921 | Common | SOLE |
| 83417MAE4 | SEDG 2.25 07/01/29 | SOLAREDGE TECHNOLOGIES INC | $13.2M | 0.56% | 10,000,000 | Common | SOLE |
| 163086AE1 | CHEF 2.375 12/15/28 | CHEFS WHSE INC | $12.9M | 0.55% | 8,900,000 | Common | SOLE |
| 632307104 | NTRA | NATERA INC | $12.7M | 0.54% | 79,155 | Common | SOLE |
| 501147102 | KRYS | KRYSTAL BIOTECH INC | $12.4M | 0.53% | 70,349 | Common | SOLE |
| 78464A714 | XRT | SPDR SERIES TRUST | $12.4M | 0.53% | 143,625 | Common | SOLE |
| 868873100 | SU6 | SURMODICS INC | $11.4M | 0.49% | 383,016 | Common | SOLE |
| 00973Y108 | AKRO | AKERO THERAPEUTICS INC | $11.3M | 0.48% | 237,908 | Common | SOLE |
| 45258DAB1 | IMCR 2.5 02/01/30 | IMMUNOCORE HLDGS PLC | $11.3M | 0.48% | 12,450,000 | Common | SOLE |
| 76029N106 | REPL | REPLIMUNE GROUP INC | $11.0M | 0.47% | 2,621,012 | Common | SOLE |
| L6388F110 | TIGO | MILLICOM INTL CELLULAR S A | $10.2M | 0.44% | 210,526 | Common | SOLE |
| 464287176 | TIP | ISHARES TR | $10.0M | 0.43% | 90,000 | Common | SOLE |
| 092528603 | BINC | BLACKROCK ETF TRUST II | $10.0M | 0.43% | 187,500 | Common | SOLE |
| 09239BAD1 | BL 0 03/15/26 | BLACKLINE INC | $9.8M | 0.42% | 10,000,000 | Common | SOLE |
| 81369Y605 | XLF | SELECT SECTOR SPDR TR | $9.7M | 0.41% | 180,000 | Common | SOLE |
| 68622V106 | OGN | ORGANON & CO | $9.6M | 0.41% | 901,709 | Common | SOLE |
| 090043AD2 | BILL 0 04/01/27 | BILL HOLDINGS INC | $9.3M | 0.40% | 10,000,000 | Common | SOLE |
| 15102KAA8 | CELC 2.75 08/01/31 | CELCUITY INC | $9.3M | 0.40% | 7,000,000 | Common | SOLE |
| 829933100 | SIRI | SIRIUSXM HOLDINGS INC | $9.3M | 0.40% | 399,560 | Common | SOLE |
| 405024AD2 | HAE 2.5 06/01/29 | HAEMONETICS CORP MASS | $9.3M | 0.40% | 10,000,000 | Common | SOLE |
| 83304A106 | SNAP | SNAP INC | $8.9M | 0.38% | 1,150,906 | Common | SOLE |
| 803607AD2 | SRPT 1.25 09/15/27 | SAREPTA THERAPEUTICS INC | $8.8M | 0.38% | 10,000,000 | Common | SOLE |
| 29786AAN6 | ETSY 0.25 06/15/28 | ETSY INC | $8.8M | 0.38% | 9,950,000 | Common | SOLE |
| 92333F101 | VG | VENTURE GLOBAL INC | $7.9M | 0.34% | 555,050 | Common | SOLE |
| 23282W605 | CYTK | CYTOKINETICS INC | $7.8M | 0.33% | 142,482 | Common | SOLE |
| 10316TAD6 | BOX 1.5 09/15/29 | BOX INC | $7.6M | 0.32% | 7,500,000 | Common | SOLE |
| 464287440 | IEF | ISHARES TR | $7.3M | 0.31% | 76,000 | Common | SOLE |
| 090043100 | BILL | BILL HOLDINGS INC | $6.9M | 0.29% | 130,516 | Common | SOLE |
| 588056101 | MERC | MERCER INTL INC | $6.8M | 0.29% | 2,369,685 | Common | SOLE |
| 55306N104 | MKSI | MKS INC. | $6.8M | 0.29% | 55,079 | Common | SOLE |
| 88556E102 | TDUP | THREDUP INC | $6.8M | 0.29% | 716,512 | Common | SOLE |
| 86366E106 | GPCR | STRUCTURE THERAPEUTICS INC | $6.6M | 0.28% | 237,188 | Common | SOLE |
| 01609W102 | BABA | ALIBABA GROUP HLDG LTD | $6.6M | 0.28% | 37,095 | Common | SOLE |
| 008073AA6 | AVAV 0 07/15/30 | AEROVIRONMENT INC | $6.2M | 0.26% | 5,000,000 | Common | SOLE |
| 81761L102 | SVC | SERVICE PPTYS TR | $6.2M | 0.26% | 2,277,834 | Common | SOLE |
| 10806X102 | BBIO | BRIDGEBIO PHARMA INC | $6.1M | 0.26% | 117,379 | Common | SOLE |
| G037AX101 | AMBA | AMBARELLA INC | $6.0M | 0.26% | 72,945 | Common | SOLE |
| 464288414 | MUB | ISHARES TR | $6.0M | 0.25% | 56,160 | Common | SOLE |
| 74006W207 | PRAX | PRAXIS PRECISION MEDICINES I | $5.8M | 0.25% | 109,177 | Common | SOLE |
| 45720N103 | INBX | INHIBRX BIOSCIENCES INC | $5.7M | 0.24% | 170,158 | Common | SOLE |
| 530158104 | USA | LIBERTY ALL STAR EQUITY FD | $5.7M | 0.24% | 898,123 | Common | SOLE |
| G1110E107 | BHVN | BIOHAVEN LTD | $5.7M | 0.24% | 377,119 | Common | SOLE |
| 18453H106 | CCO | CLEAR CHANNEL OUTDOOR HLDGS | $5.6M | 0.24% | 3,569,163 | Common | SOLE |
| 185899101 | CLF | CLEVELAND-CLIFFS INC NEW | $5.5M | 0.24% | 454,213 | Common | SOLE |
| 03753U106 | APLSUSD | APELLIS PHARMACEUTICALS INC | $5.5M | 0.23% | 241,977 | Common | SOLE |
| 88162GAB9 | TTEK 2.25 08/15/28 | TETRA TECH INC NEW | $5.4M | 0.23% | 5,000,000 | Common | SOLE |
| 81369Y704 | XLI | SELECT SECTOR SPDR TR | $5.1M | 0.22% | 33,000 | Common | SOLE |
| 753422AF1 | RPD 0.25 03/15/27 | RAPID7 INC | $5.1M | 0.22% | 5,415,000 | Common | SOLE |
| 963320106 | WHR | WHIRLPOOL CORP | $4.9M | 0.21% | 62,750 | Common | SOLE |
| 55616P104 | M | MACYS INC | $4.8M | 0.20% | 265,668 | Common | SOLE |
| 922042742 | VT | VANGUARD INTL EQUITY INDEX F | $4.7M | 0.20% | 34,330 | Common | SOLE |
| 268158AE2 | — | DYNAVAX TECHNOLOGIES CORP | $4.7M | 0.20% | 5,000,000 | Common | SOLE |
| 78433H303 | SPYI | NEOS ETF TRUST | $4.7M | 0.20% | 89,408 | Common | SOLE |
| 88025T102 | TENB | TENABLE HLDGS INC | $4.6M | 0.20% | 157,295 | Common | SOLE |
| 156727AD1 | CRNC 1.5 07/01/28 | CERENCE INC | $4.2M | 0.18% | 5,000,000 | Common | SOLE |
| 436440101 | HO1 | HOLOGIC INC | $4.2M | 0.18% | 61,652 | Common | SOLE |
| 45674M101 | INFA1EUR | INFORMATICA INC | $4.1M | 0.17% | 163,100 | CALL | SOLE |
| 387328AF4 | GVA 3.25 06/15/30 | GRANITE CONSTR INC | $3.7M | 0.16% | 2,435,000 | Common | SOLE |
| 37940X102 | GPN | GLOBAL PMTS INC | $3.7M | 0.16% | 44,597 | Common | SOLE |
| 00081T108 | ACCO | ACCO BRANDS CORP | $3.7M | 0.16% | 927,332 | Common | SOLE |
| 09260E105 | BMEZ | BLACKROCK HEALTH SCIENCES TE | $3.6M | 0.15% | 247,074 | Common | SOLE |
| 98888T107 | ZIMV | ZIMVIE INC | $3.6M | 0.15% | 187,978 | Common | SOLE |
| G3106Q110 | EVAC/U | EQV VENTURES AC CORP. II | $3.5M | 0.15% | 348,140 | Common | SOLE |
| 25862D105 | DLY | DOUBLELINE YIELD OPPORTUNITI | $3.4M | 0.15% | 227,532 | Common | SOLE |
| G4412G101 | HLF | HERBALIFE LTD | $3.3M | 0.14% | 395,881 | Common | SOLE |
| 46438F101 | IBIT | ISHARES BITCOIN TRUST ETF | $3.3M | 0.14% | 50,000 | PUT | SOLE |
| G1828E100 | CEPF | CANTOR EQUITY PARTNERS IV IN | $3.2M | 0.13% | 310,001 | Common | SOLE |
| 832248207 | SFD | SMITHFIELD FOODS INC | $3.1M | 0.13% | 132,300 | Common | SOLE |
| 04351P101 | ASNDUSD | ASCENDIS PHARMA A/S | $3.1M | 0.13% | 15,570 | Common | SOLE |
| G1368E122 | BLUWU | BLUE WTR ACQUISITION CORP. I | $3.0M | 0.13% | 301,200 | Common | SOLE |
| 78468R408 | SJNK | SPDR SERIES TRUST | $3.0M | 0.13% | 118,414 | Common | SOLE |
| 09258A107 | BIT | BLACKROCK MULTI SECTOR INC T | $3.0M | 0.13% | 226,274 | Common | SOLE |
| G39108108 | GTES | GATES INDL CORP PLC | $2.9M | 0.13% | 118,761 | Common | SOLE |
| 09255P107 | HYT | BLACKROCK CORPOR HI YLD FD I | $2.9M | 0.13% | 309,263 | Common | SOLE |
| 29786AAL0 | ETSY 0.125 09/01/27 | ETSY INC | $2.9M | 0.13% | 3,180,000 | Common | SOLE |
| 17888H103 | CIVI | CIVITAS RESOURCES INC | $2.9M | 0.12% | 88,844 | Common | SOLE |
| 229050307 | CYRX | CRYOPORT INC | $2.9M | 0.12% | 304,529 | Common | SOLE |
| 805700101 | ELVR | ELEVRA LITHIUM LTD | $2.8M | 0.12% | 118,308 | Common | SOLE |
| G4002F109 | GTEN | GORES HLDGS X INC | $2.8M | 0.12% | 275,000 | Common | SOLE |
| 74736K101 | QRVO | QORVO INC | $2.7M | 0.12% | 30,113 | Common | SOLE |
| 258622109 | DSL | DOUBLELINE INCOME SOLUTIONS | $2.7M | 0.11% | 215,858 | Common | SOLE |
| 640268306 | NKTR | NEKTAR THERAPEUTICS | $2.6M | 0.11% | 45,042 | Common | SOLE |
| 55939A107 | MAGN | MAGNERA CORP | $2.5M | 0.11% | 210,350 | Common | SOLE |
| 00653Q102 | AHCO | ADAPTHEALTH CORP | $2.5M | 0.10% | 274,433 | Common | SOLE |
| 86384P109 | STUB | STUBHUB HLDGS INC | $2.4M | 0.10% | 142,673 | Common | SOLE |
| G63755105 | NIQ | NIQ GLOBAL INTELLIGENCE PLC | $2.4M | 0.10% | 151,519 | Common | SOLE |
| 27828Q105 | XEFRX | EATON VANCE SR FLTNG RTE TR | $2.4M | 0.10% | 206,070 | Common | SOLE |
| 464288257 | ACWI | ISHARES TR | $2.3M | 0.10% | 16,930 | Common | SOLE |
| G17564124 | CRAQU | CAL REDWOOD ACQUISITION CORP | $2.3M | 0.10% | 225,000 | Common | SOLE |
| G1331A124 | BACCU | BLUE ACQUISITION CORP. | $2.3M | 0.10% | 225,000 | Common | SOLE |
| 07373V105 | BEAM | BEAM THERAPEUTICS INC | $2.3M | 0.10% | 93,930 | Common | SOLE |
| 015658107 | ASTL | ALGOMA STL GROUP INC | $2.3M | 0.10% | 640,324 | Common | SOLE |
| 09260Q108 | BTX | BLACKROCK TECH AND PRIVATE E | $2.3M | 0.10% | 338,664 | Common | SOLE |
| G6858G123 | OBAWU | OXLEY BRIDGE ACQ LTD | $2.3M | 0.10% | 225,000 | Common | SOLE |
| 786700104 | SGMT | SAGIMET BIOSCIENCES INC | $2.2M | 0.10% | 325,359 | Common | SOLE |
| 05464T104 | AXSM | AXSOME THERAPEUTICS INC | $2.2M | 0.09% | 17,860 | Common | SOLE |
| 253868103 | DLR | DIGITAL RLTY TR INC | $2.1M | 0.09% | 11,999 | Common | SOLE |
| 012653101 | ALB | ALBEMARLE CORP | $2.1M | 0.09% | 25,450 | Common | SOLE |
| 87583X109 | TNGX | TANGO THERAPEUTICS INC | $2.1M | 0.09% | 245,109 | Common | SOLE |
| G63221124 | MBVIU | M3-BRIGADE ACQUISITION VI CO | $2.0M | 0.09% | 200,000 | Common | SOLE |
| 01626L204 | ALGS | ALIGOS THERAPEUTICS INC | $2.0M | 0.08% | 203,113 | Common | SOLE |
| 171757206 | CDTX | CIDARA THERAPEUTICS INC | $2.0M | 0.08% | 20,532 | Common | SOLE |
| 14161WAD7 | CDLX 4.25 04/01/29 | CARDLYTICS INC | $1.9M | 0.08% | 3,600,000 | Common | SOLE |
| G1828A108 | CAEP | CANTOR EQUITY PARTNERS III I | $1.8M | 0.08% | 175,000 | Common | SOLE |
| 81211K100 | SDA | SEALED AIR CORP NEW | $1.8M | 0.08% | 50,783 | Common | SOLE |
| 58463J304 | MPT | MEDICAL PPTYS TRUST INC | $1.8M | 0.08% | 350,000 | PUT | SOLE |
| 524660107 | LEG | LEGGETT & PLATT INC | $1.8M | 0.08% | 199,814 | Common | SOLE |
| G0750N120 | AXINU | AXIOM INTELLIGENCE AC CORP 1 | $1.8M | 0.08% | 175,000 | Common | SOLE |
| 464288687 | PFF | ISHARES TR | $1.7M | 0.07% | 54,001 | Common | SOLE |
| G97822103 | PRGO | PERRIGO CO PLC | $1.7M | 0.07% | 76,379 | Common | SOLE |
| 02156V109 | OKLO | OKLO INC | $1.7M | 0.07% | 15,000 | Common | SOLE |
| 278279104 | EFT | EATON VANCE FLTING RATE INC | $1.7M | 0.07% | 140,990 | Common | SOLE |
| 552953101 | MGM | MGM RESORTS INTERNATIONAL | $1.6M | 0.07% | 46,730 | Common | SOLE |
| G50871105 | JAZZ | JAZZ PHARMACEUTICALS PLC | $1.6M | 0.07% | 12,251 | Common | SOLE |
| G16910120 | BLSH | BULLISH | $1.6M | 0.07% | 25,000 | Common | SOLE |
| 128125101 | CSQ | CALAMOS STRATEGIC TOTAL RETU | $1.6M | 0.07% | 81,826 | Common | SOLE |
| G8377R127 | SVACU | SPRING VY ACQUISITION CORP I | $1.6M | 0.07% | 149,254 | Common | SOLE |
| G7257A105 | PCAP | PROCAP ACQUISITION CORP | $1.5M | 0.07% | 148,871 | Common | SOLE |
| 07556Q881 | BZH | BEAZER HOMES USA INC | $1.5M | 0.06% | 62,088 | Common | SOLE |
| G04537109 | ATII | ARCHIMEDES TECH SPAC PARTNER | $1.5M | 0.06% | 147,534 | Common | SOLE |
| 707569109 | PENN | PENN ENTERTAINMENT INC | $1.5M | 0.06% | 77,749 | Common | SOLE |
| 67073B106 | JPC | NUVEEN PFD & INCOME OPPORTUN | $1.5M | 0.06% | 179,162 | Common | SOLE |
| 46641Q332 | JEPI | J P MORGAN EXCHANGE TRADED F | $1.5M | 0.06% | 25,564 | Common | SOLE |
| G63212107 | MBAV | M3BRIGADE ACQUISITION V CORP | $1.5M | 0.06% | 137,766 | Common | SOLE |
| 37045V100 | GM | GENERAL MTRS CO | $1.4M | 0.06% | 23,660 | Common | SOLE |
| G86652115 | TLNCU | TALON CAP CORP | $1.4M | 0.06% | 143,224 | Common | SOLE |
| 126650100 | CVS | CVS HEALTH CORP | $1.4M | 0.06% | 18,966 | Common | SOLE |
| 203668108 | CYH | COMMUNITY HEALTH SYS INC NEW | $1.4M | 0.06% | 430,670 | Common | SOLE |
| 024061103 | DCH | AMERICAN AXLE & MFG HLDGS IN | $1.4M | 0.06% | 226,093 | Common | SOLE |
| 92189H300 | EMLC | VANECK ETF TRUST | $1.4M | 0.06% | 53,053 | Common | SOLE |
| 101507101 | STEW | SRH TOTAL RETURN FUND INC | $1.3M | 0.06% | 73,701 | Common | SOLE |
| 45826J105 | NTLA | INTELLIA THERAPEUTICS INC | $1.3M | 0.05% | 74,266 | Common | SOLE |
| 15117B202 | CLDX | CELLDEX THERAPEUTICS INC NEW | $1.2M | 0.05% | 46,520 | Common | SOLE |
| 67072T108 | JFR | NUVEEN FLOATING RATE INCOME | $1.2M | 0.05% | 143,473 | Common | SOLE |
| 19842X109 | STK | COLUMBIA SELIGM PREM TECH GR | $1.2M | 0.05% | 33,162 | Common | SOLE |
| 922908553 | VNQ | VANGUARD INDEX FDS | $1.2M | 0.05% | 12,752 | Common | SOLE |
| G6359F137 | NBR | NABORS INDUSTRIES LTD | $1.1M | 0.05% | 27,127 | Common | SOLE |
| 78467V608 | SRLN | SSGA ACTIVE ETF TR | $1.1M | 0.05% | 26,639 | Common | SOLE |
| G0R38G120 | XRPNU | ARMADA ACQUISITION CORP II | $1.1M | 0.05% | 100,000 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $1.1M | 0.04% | 1,578 | Common | SOLE |
| 041242108 | ARKO | ARKO CORP | $1.1M | 0.04% | 229,786 | Common | SOLE |
| 268150109 | DT | DYNATRACE INC | $1.0M | 0.04% | 21,636 | Common | SOLE |
| G2003N105 | BEAG | BOLD EAGLE ACQUISITION CORP | $1.0M | 0.04% | 100,000 | Common | SOLE |
| G2254C105 | CCIIU | COHEN CIRCLE ACQUISIT CORP I | $1.0M | 0.04% | 100,473 | Common | SOLE |
| 20030N101 | CMCSA | COMCAST CORP NEW | $1.0M | 0.04% | 32,775 | Common | SOLE |
| 27828H105 | XEVVX | EATON VANCE LIMITED DURATION | $1.0M | 0.04% | 99,370 | Common | SOLE |
| G3473K126 | FIGXU | FIGX CAP ACQUISITION CORP. | $1.0M | 0.04% | 100,000 | Common | SOLE |
| G3R25N124 | LATAU | GALATA ACQUISITION CORP II | $998,000 | 0.04% | 100,000 | Common | SOLE |
| G2851K120 | DMIIU | DRUGS MADE IN AMER ACQ II CO | $994,500 | 0.04% | 100,000 | Common | SOLE |
| G2584S135 | KOYNU | CSLM DIGITA ASSET ACQ CORP I | $987,952 | 0.04% | 97,817 | Common | SOLE |
| 879105104 | THQ | ABRDN HEALTHCARE OPPORTUNITI | $978,804 | 0.04% | 56,611 | Common | SOLE |
| N62509109 | NAMS | NEWAMSTERDAM PHARMA COMPANY | $976,999 | 0.04% | 34,353 | Common | SOLE |
| 27829G106 | ETJ | EATON VANCE RISK-MANAGED DIV | $937,136 | 0.04% | 104,242 | Common | SOLE |
| 05352A100 | AVTR | AVANTOR INC | $925,904 | 0.04% | 74,191 | Common | SOLE |
| G1169T104 | MRLN | BLEICHROEDER ACQUISITION COR | $916,398 | 0.04% | 88,200 | Common | SOLE |
| 001744101 | AMN | AMN HEALTHCARE SVCS INC | $912,688 | 0.04% | 47,143 | Common | SOLE |
| 253393102 | DKS | DICKS SPORTING GOODS INC | $853,325 | 0.04% | 3,840 | Common | SOLE |
| 76243J105 | RYTM | RHYTHM PHARMACEUTICALS INC | $844,781 | 0.04% | 8,365 | Common | SOLE |
| G7309T128 | PAII/U | PYROPHYTE ACQUISITION CORP. | $828,067 | 0.04% | 81,744 | Common | SOLE |
| 09248X100 | BBN | BLACKROCK TAX MUNICPAL BD TR | $824,339 | 0.04% | 49,659 | Common | SOLE |
| 34986A104 | FWRD | FORWARD AIR CORP | $808,634 | 0.03% | 31,538 | Common | SOLE |
| 03237H101 | AMLX | AMYLYX PHARMACEUTICALS INC | $803,604 | 0.03% | 59,132 | Common | SOLE |
| 43283X105 | HGV | HILTON GRAND VACATIONS INC | $801,958 | 0.03% | 19,181 | Common | SOLE |
| 344174107 | FHTX | FOGHORN THERAPEUTICS INC | $787,975 | 0.03% | 161,140 | Common | SOLE |
| 780910105 | RVT | ROYCE SMALL CAP TRUST INC | $722,818 | 0.03% | 44,812 | Common | SOLE |
| 913259107 | UTL | UNITIL CORP | $717,900 | 0.03% | 15,000 | Common | SOLE |
| 006212104 | ADX | ADAMS DIVERSIFIED EQUITY FD | $715,964 | 0.03% | 32,106 | Common | SOLE |
| 229663109 | CUBE | CUBESMART | $714,721 | 0.03% | 17,578 | Common | SOLE |
| 19240Q201 | COGT | COGENT BIOSCIENCES INC | $713,577 | 0.03% | 49,692 | Common | SOLE |
| 78518H202 | BRW | SABA CAPITAL INCOME & OPRNT | $694,102 | 0.03% | 89,331 | Common | SOLE |
| 52635N103 | LENZ | LENZ THERAPEUTICS INC | $684,773 | 0.03% | 14,701 | Common | SOLE |
| 05370A108 | RNAGBP | AVIDITY BIOSCIENCES INC | $675,553 | 0.03% | 15,505 | Common | SOLE |
| 55287L101 | MBX | MBX BIOSCIENCES INC | $673,750 | 0.03% | 38,500 | Common | SOLE |
| 27828Y108 | ETV | EATON VANCE TAX-MANAGED BUY- | $672,828 | 0.03% | 47,216 | Common | SOLE |
| 023193105 | AMBQ | AMBIQ MICRO INC | $643,280 | 0.03% | 21,500 | Common | SOLE |
| 092501105 | XBOEX | BLACKROCK ENHANCED GLOBAL DI | $609,091 | 0.03% | 52,644 | Common | SOLE |
| 35472T101 | FTF | FRANKLIN LTD DURATION INCOME | $589,168 | 0.03% | 92,491 | Common | SOLE |
| G9R39C103 | WENN | WEN ACQUISITION CORP | $558,163 | 0.02% | 55,100 | Common | SOLE |
| G2949D104 | DYNC | DYNAMIX CORP | $550,679 | 0.02% | 52,899 | Common | SOLE |
| 92841M101 | XNIEX | VIRTUS EQUITY & CONV INCM FD | $547,825 | 0.02% | 21,817 | Common | SOLE |
| 349381103 | FIGR | FIGURE TECHNOLOGY SOLUTIO | $545,550 | 0.02% | 15,000 | Common | SOLE |
| 63947X101 | NCNO | NCINO INC | $542,200 | 0.02% | 20,000 | Common | SOLE |
| 36242H104 | XGDVX | GABELLI DIVID & INCOME TR | $537,554 | 0.02% | 19,814 | Common | SOLE |
| 877619106 | TSHA | TAYSHA GENE THERAPIES INC | $529,648 | 0.02% | 161,972 | Common | SOLE |
| 04014F102 | ARDC | ARES DYNAMIC CR ALLOCATION F | $526,415 | 0.02% | 37,414 | Common | SOLE |
| G01558108 | ALDF | ALDEL FINL II INC | $522,500 | 0.02% | 50,000 | Common | SOLE |
| G3106N109 | FTW | EQV VENTURES ACQUISITION COR | $520,038 | 0.02% | 50,100 | Common | SOLE |
| G4992A110 | JACS | JACKSON ACQUISITION CO II | $519,000 | 0.02% | 50,000 | Common | SOLE |
| G75751100 | RAC | RITHM ACQUISITION CORP | $512,500 | 0.02% | 50,000 | Common | SOLE |
| 82537J108 | SI | SHOULDER INNOVATIONS INC | $511,350 | 0.02% | 40,745 | Common | SOLE |
| G5093B105 | JENA | JENA ACQUISITION CORP II | $507,500 | 0.02% | 50,000 | Common | SOLE |
| G6861F120 | OYSEU | OYSTER ENTERPRISES II ACQUIS | $507,068 | 0.02% | 49,470 | Common | SOLE |
| 59356Q108 | MIAX | MIAMI INTL HLDGS INC | $503,250 | 0.02% | 12,500 | Common | SOLE |
| 12811V105 | CCD | CALAMOS DYNAMIC CONV & INCOM | $500,605 | 0.02% | 23,793 | Common | SOLE |
| 41013T105 | PDT | HANCOCK JOHN PREM DIVID FD | $495,328 | 0.02% | 37,131 | Common | SOLE |
| 46131H107 | VVR | INVESCO SR INCOME TR | $491,251 | 0.02% | 141,980 | Common | SOLE |
| 92556W104 | VIA | VIA TRANSN INC | $480,800 | 0.02% | 10,000 | Common | SOLE |
| 237266101 | DAR | DARLING INGREDIENTS INC | $458,605 | 0.02% | 14,856 | Common | SOLE |
| 94987B105 | XEADX | ALLSPRING INCOME OPPORTUNIT | $451,752 | 0.02% | 64,444 | Common | SOLE |
| N44445109 | IMTX | IMMATICS N.V | $425,548 | 0.02% | 49,947 | Common | SOLE |
| 81369Y209 | XLV | SELECT SECTOR SPDR TR | $411,804 | 0.02% | 2,959 | Common | SOLE |
| 868873100 | SU6 | SURMODICS INC | $409,493 | 0.02% | 13,700 | PUT | SOLE |
| 464289867 | AOR | ISHARES TR | $394,006 | 0.02% | 6,120 | Common | SOLE |
| 92838Y100 | AIO | VIRTUS ARTIFICIAL INTELLIGEN | $382,654 | 0.02% | 15,924 | Common | SOLE |
| 46434G764 | EMXC | ISHARES INC | $381,364 | 0.02% | 5,649 | Common | SOLE |
| 19247L106 | RQI | COHEN & STEERS QUALITY INCOM | $381,270 | 0.02% | 30,575 | Common | SOLE |
| 940923105 | WBI | WATERBRIDGE INFRASTRUCTURE L | $378,300 | 0.02% | 15,000 | Common | SOLE |
| 780915104 | RMT | ROYCE MICRO-CAP TR INC | $372,617 | 0.02% | 35,863 | Common | SOLE |
| 302491303 | FMC | FMC CORP | $363,036 | 0.02% | 10,795 | Common | SOLE |
| 880192109 | TEI | TEMPLETON EMERGING MKTS INCO | $361,094 | 0.02% | 58,241 | Common | SOLE |
| 95766K109 | HIO | WESTERN ASSET HIGH INCOME OP | $359,105 | 0.02% | 93,517 | Common | SOLE |
| 95768B107 | HYI | WESTERN ASSET HIGH YIELD OPP | $349,672 | 0.01% | 29,861 | Common | SOLE |
| 46138G805 | BAB | INVESCO EXCH TRADED FD TR II | $346,174 | 0.01% | 12,685 | Common | SOLE |
| 64119N608 | NTSK | NETSKOPE INC | $340,950 | 0.01% | 15,000 | Common | SOLE |
| 46434V647 | REET | ISHARES TR | $334,453 | 0.01% | 13,085 | Common | SOLE |
| G2296A109 | CCCMUSD | COLUMBUS CIRCLE CAP CORP. I | $334,132 | 0.01% | 33,017 | Common | SOLE |
| 46138E404 | PCEF | INVESCO EXCH TRADED FD TR II | $329,106 | 0.01% | 16,480 | Common | SOLE |
| G1827K107 | CEPO | CANTOR EQUITY PARTNERS I INC | $317,670 | 0.01% | 30,370 | Common | SOLE |
| G7117W123 | PACHU | PIONEER ACQUISITION I CORP | $316,495 | 0.01% | 31,492 | Common | SOLE |
| 89532M101 | TRVI | TREVI THERAPEUTICS INC | $314,751 | 0.01% | 34,399 | Common | SOLE |
| 92840R101 | NFJ | VIRTUS DIVIDEND INTEREST & P | $299,998 | 0.01% | 23,059 | Common | SOLE |
| 09257R101 | BGB | BLACKSTONE STRATEGIC CRED 20 | $299,175 | 0.01% | 24,583 | Common | SOLE |
| G66721104 | NCLH | NORWEGIAN CRUISE LINE HLDG L | $298,491 | 0.01% | 12,119 | Common | SOLE |
| 753422104 | RPD | RAPID7 INC | $293,438 | 0.01% | 15,650 | Common | SOLE |
| G7010A103 | PMTRU | PERIMETER ACQUISITION CORP I | $273,473 | 0.01% | 26,045 | Common | SOLE |
| 12811L107 | CHW | CALAMOS GBL DYN INCOME FUND | $269,367 | 0.01% | 35,725 | Common | SOLE |
| G6717R104 | OACC | OAKTREE ACQUISITION CORP III | $261,750 | 0.01% | 25,000 | Common | SOLE |
| G5093B121 | JENA/U | JENA ACQUISITION CORP II | $260,250 | 0.01% | 25,000 | Common | SOLE |
| 26433C105 | DPG | DUFF & PHELPS UTLITY AND INF | $259,581 | 0.01% | 20,107 | Common | SOLE |
| G7633M104 | DRDB | ROMAN DBDR ACQUISITION CORP | $257,750 | 0.01% | 25,000 | Common | SOLE |
| G32901103 | FACT | FACT II ACQUISITION CORP | $257,500 | 0.01% | 25,000 | Common | SOLE |
| 09250W107 | XBMEX | BLACKROCK HEALTH SCIENCES TR | $256,738 | 0.01% | 6,896 | Common | SOLE |
| G2868C103 | DAAQ | DIGITAL ASSET ACQUISITION CO | $255,500 | 0.01% | 25,000 | Common | SOLE |
| G7515A103 | RDAG | REPUBLIC DIGITAL ACQUISITION | $255,250 | 0.01% | 25,000 | Common | SOLE |
| G8901A103 | TACH | TITAN ACQUISITION CORP | $253,961 | 0.01% | 25,095 | Common | SOLE |
| 69346J106 | GHY | PGIM GLOBAL HIGH YIELD FD FO | $250,052 | 0.01% | 19,414 | Common | SOLE |
| 18915M107 | NET | CLOUDFLARE INC | $249,568 | 0.01% | 1,163 | Common | SOLE |
| 471871202 | JSPR | JASPER THERAPEUTICS INC | $234,285 | 0.01% | 98,439 | Common | SOLE |
| 33741Q107 | FTHY | FIRST TR HIGH YIELD OPPRT 20 | $219,755 | 0.01% | 15,166 | Common | SOLE |
| G0R78B122 | BCSS/U | BAIN CAP GSS INVT CORP | $218,368 | 0.01% | 21,642 | Common | SOLE |
| 002120202 | ATYR | ATYR PHARMA INC | $216,420 | 0.01% | 300,000 | CALL | SOLE |
| 27828U106 | ETO | EATON VANCE TAX-ADVANTAGED G | $208,795 | 0.01% | 7,576 | Common | SOLE |
| 27828G107 | XEVTX | EATON VANCE TAX ADVT DIV INC | $208,021 | 0.01% | 8,508 | Common | SOLE |
| 128117108 | CHI | CALAMOS CONV OPPORTUNITIES & | $205,636 | 0.01% | 19,058 | Common | SOLE |
| 092524107 | XBGYX | BLACKROCK ENHANCED INTL DIV | $205,580 | 0.01% | 35,753 | Common | SOLE |
| G0701G125 | BDCIU | BTC DEV CORP | $202,000 | 0.01% | 20,000 | Common | SOLE |
| 09253W104 | XMYDX | BLACKROCK MUNIYIELD FD INC | $201,031 | 0.01% | 19,037 | Common | SOLE |
| 41013X106 | HPF | HANCOCK JOHN PFD INCOME FD I | $194,516 | 0.01% | 11,544 | Common | SOLE |
| G5304D122 | KCHVU | KOCHAV DEFENSE ACQUI CO | $193,475 | 0.01% | 18,894 | Common | SOLE |
| 552737108 | MMT | MFS MULTIMARKET INCOME TR | $184,221 | 0.01% | 38,540 | Common | SOLE |
| 67073D102 | XJQCX | NUVEEN CR STRATEGIES INCOME | $177,573 | 0.01% | 33,695 | Common | SOLE |
| 92835W107 | ZTR | VIRTUS TOTAL RETURN FD INC | $172,454 | 0.01% | 26,737 | Common | SOLE |
| 12811P108 | XCHYX | CALAMOS CONV & HIGH INCOME F | $164,452 | 0.01% | 14,657 | Common | SOLE |
| 09248E102 | XBFZX | BLACKROCK CALIF MUN INCOME T | $160,330 | 0.01% | 14,642 | Common | SOLE |
| 27827X101 | EIM | EATON VANCE MUN BD FD | $155,899 | 0.01% | 15,684 | Common | SOLE |
| 75025X100 | RLGT | RADIANT LOGISTICS INC | $155,742 | 0.01% | 26,397 | Common | SOLE |
| G9009S129 | BLZRU | TRAILBLAZER ACQUISITION CORP | $153,750 | 0.01% | 15,000 | Common | SOLE |
| 76883Y107 | RFMZ | RIVERNORTH FLEXIBLE MUNI INC | $152,398 | 0.01% | 11,678 | Common | SOLE |
| 09249W101 | BLW | BLACKROCK LTD DURATION INCOM | $150,010 | 0.01% | 10,715 | Common | SOLE |
| 42806J148 | HTZWW | HERTZ GLOBAL HLDGS INC | $148,200 | 0.01% | 40,000 | Common | SOLE |
| 67069Y102 | XNXJX | NUVEEN NEW JERSEY QULT MUN F | $146,959 | 0.01% | 11,842 | Common | SOLE |
| 092479104 | — | BLACKROCK MUN INCOME QUALITY | $145,646 | 0.01% | 13,301 | Common | SOLE |
| 78573M104 | SABR | SABRE CORP | $140,271 | 0.01% | 76,651 | Common | SOLE |
| 921659108 | VNDA | VANDA PHARMACEUTICALS INC | $137,774 | 0.01% | 27,610 | Common | SOLE |
| 552727109 | MCR | MFS CHARTER INCOME TR | $133,690 | 0.01% | 20,824 | Common | SOLE |
| 09254G108 | XMQTX | BLACKROCK MUNIYIELD QUALITY | $124,803 | 0.01% | 12,443 | Common | SOLE |
| 09253R105 | XMVFX | BLACKROCK MUNIVEST FD INC | $121,511 | 0.01% | 17,713 | Common | SOLE |
| 15713L109 | CRVO | CERVOMED INC | $117,580 | 0.01% | 14,534 | Common | SOLE |
| 95766Q106 | XWIAX | WESTERN ASST INFLTN LKD INM | $115,186 | 0.00% | 13,680 | Common | SOLE |
| G3730U123 | FCRS/U | FUTURECREST ACQUISITION CORP | $106,000 | 0.00% | 10,000 | Common | SOLE |
| G6757R121 | ONCHU | 1RT ACQUISITION CORP. | $104,900 | 0.00% | 10,000 | Common | SOLE |
| G4365E129 | HCMAU | HCM III ACQUISITION CORP | $103,100 | 0.00% | 10,000 | Common | SOLE |
| G6001J107 | IPEX | MAYWOOD ACQUISITION CORP | $102,400 | 0.00% | 10,000 | Common | SOLE |
| G4R12K123 | GSRFU | GSR IV ACQUISITION CORP | $101,350 | 0.00% | 10,000 | Common | SOLE |
| 746823103 | PMM | PUTNAM MANAGED MUN INCOME TR | $94,339 | 0.00% | 15,619 | Common | SOLE |
| G75751118 | RAC/WS | RITHM ACQUISITION CORP | $59,334 | 0.00% | 96,666 | Common | SOLE |
| G2296A117 | — | COLUMBUS CIRCLE CAP CORP. I | $55,500 | 0.00% | 50,000 | Common | SOLE |
| 872340104 | TSI | TCW STRATEGIC INCOME FD INC | $49,239 | 0.00% | 10,008 | Common | SOLE |
| 14147L108 | CRDF | CARDIFF ONCOLOGY INC | $43,309 | 0.00% | 21,024 | Common | SOLE |
| 02156K103 | OPTU | ALTICE USA INC | $39,724 | 0.00% | 16,483 | Common | SOLE |
| G4375F116 | — | HAYMAKER ACQUISITION CORP IV | $35,550 | 0.00% | 90,000 | Common | SOLE |
| G47875110 | IPCXR | INFLECTION PT ACQUISITION CO | $35,200 | 0.00% | 80,000 | Common | SOLE |
| G5451A111 | LEGT/WS | LEGATO MERGER CORP III | $30,290 | 0.00% | 81,600 | Common | SOLE |
| G4405D115 | HVIIR | HENNESSY CAP INVT CORP VII | $27,000 | 0.00% | 100,000 | Common | SOLE |
| G5501C117 | CUBWW | LIONHEART HOLDINGS | $26,231 | 0.00% | 95,040 | Common | SOLE |
| G0131Y118 | ANSCW | AGRICULTURE & NAT SOL ACQ CO | $25,010 | 0.00% | 100,000 | Common | SOLE |
| G98659124 | MCGAW | YORKVILLE ACQUISITION CORP. | $23,664 | 0.00% | 19,886 | Common | SOLE |
| G8901A111 | TACHW | TITAN ACQUISITION CORP | $22,590 | 0.00% | 75,000 | Common | SOLE |
| G5093B113 | JENA-R | JENA ACQUISITION CORP II | $20,000 | 0.00% | 100,000 | Common | SOLE |
| G3852D115 | GSHRW | GESHER ACQUISITION CORP. II | $16,500 | 0.00% | 50,000 | Common | SOLE |
| G8118C116 | SDHIR | SIDDHI ACQUISITION CORP | $15,075 | 0.00% | 75,000 | Common | SOLE |
| G63212115 | MBAVW | M3BRIGADE ACQUISITION V CORP | $12,261 | 0.00% | 10,050 | Common | SOLE |
| G2847J112 | DMAAR | DRUGS MADE IN AMER ACQUTN CO | $10,875 | 0.00% | 50,000 | Common | SOLE |
| G24243126 | COPL/WS | COPLEY ACQUISITION CORP | $10,045 | 0.00% | 50,000 | Common | SOLE |
| G04537125 | ATIIW | ARCHIMEDES TECH SPAC PARTNER | $9,370 | 0.00% | 25,000 | Common | SOLE |
| 171756117 | DAICW | CID HOLDCO INC | $7,625 | 0.00% | 50,000 | Common | SOLE |
| G52258129 | KFIIR | K&F GROWTH ACQUISITION CORP | $7,500 | 0.00% | 50,000 | Common | SOLE |
| G6363K114 | — | NABORS ENERGY TRANSITION COR | $6,803 | 0.00% | 25,000 | Common | SOLE |
| G17564116 | CRAQR | CAL REDWOOD ACQUISITION CORP | $5,500 | 0.00% | 25,000 | Common | SOLE |
| G5353S137 | LCCCR | LAKESHORE ACQUISITION III CO | $5,100 | 0.00% | 25,000 | Common | SOLE |
| G26745128 | POLEW | ANDRETTI ACQUISITION CORP II | $5,000 | 0.00% | 25,000 | Common | SOLE |
| G6476A110 | NPACW | NEW PROVIDENCE ACQUISITION C | $4,100 | 0.00% | 10,000 | Common | SOLE |
| G1000R127 | — | AA MISSION ACQUISITION CORP | $4,000 | 0.00% | 25,000 | Common | SOLE |
| G63638111 | NAMMW | NAMIB MINERALS | $3,500 | 0.00% | 25,000 | Common | SOLE |
| G2124S116 | CHPGR | CHAMPIONSGATE ACQUISITION CO | $3,500 | 0.00% | 25,000 | Common | SOLE |
| 76881Y174 | RIV-R | RIVERNORTH OPPORTUNITIES FD | $2,344 | 0.00% | 289,376 | Common | SOLE |
| 19248A117 | UTF-R | COHEN & STEERS INFRASTRUCTUR | $1,438 | 0.00% | 18,436 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.