Q4 2023 · 13F-HR
WATER ISLAND CAPITAL LLCholdings as filed
Filed 2024-02-13 · accession 0001222765-24-000004
$976,299
Reported value
57
Positions
2023-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 723787107 | PXDEUR | PIONEER NAT RES CO | $80,576 | 8.25% | 358,308 | Common | SOLE |
| 42809H107 | HES | HESS CORP | $76,714 | 7.86% | 532,143 | Common | SOLE |
| 848637104 | SPLKCHF | SPLUNK INC | $73,041 | 7.48% | 479,432 | Common | SOLE |
| 023436108 | AMED | AMEDISYS INC | $67,559 | 6.92% | 710,697 | Common | SOLE |
| 84612U107 | — | SOVOS BRANDS INC | $64,778 | 6.64% | 2,940,423 | Common | SOLE |
| 84860W300 | SRCUSD | SPIRIT RLTY CAP INC NEW | $56,685 | 5.81% | 1,297,440 | Common | SOLE |
| G1890L107 | CPRI | CAPRI HOLDINGS LIMITED | $42,255 | 4.33% | 841,071 | Common | SOLE |
| 680710100 | — | OLINK HLDG AB | $41,360 | 4.24% | 1,644,551 | Common | SOLE |
| 013091103 | ACI | ALBERTSONS COS INC | $38,793 | 3.97% | 1,686,669 | Common | SOLE |
| 02156B103 | AYXEUR | ALTERYX INC | $36,960 | 3.79% | 783,720 | Common | SOLE |
| G8766E109 | TGHEUR | TEXTAINER GROUP HOLDINGS LTD | $28,989 | 2.97% | 589,199 | Common | SOLE |
| 48576A100 | — | KARUNA THERAPEUTICS INC | $27,639 | 2.83% | 87,325 | Common | SOLE |
| 74971D101 | RPTUSD | RPT REALTY | $27,422 | 2.81% | 2,137,345 | Common | SOLE |
| B38564108 | CMBT | EURONAV NV | $27,123 | 2.78% | 1,541,958 | Common | SOLE |
| 45253H101 | IMGNEUR | IMMUNOGEN INC | $26,500 | 2.71% | 893,758 | Common | SOLE |
| 15678U128 | CERE1EUR | CEREVEL THERAPEUTICS HLDNG I | $24,935 | 2.55% | 588,100 | Common | SOLE |
| 82706C108 | SIMO | SILICON MOTION TECHNOLOGY CO | $23,408 | 2.40% | 382,047 | Common | SOLE |
| 77936F103 | — | ROVER GROUP INC | $23,039 | 2.36% | 2,117,588 | Common | SOLE |
| 60468T105 | MRTXEUR | MIRATI THERAPEUTICS INC | $20,194 | 2.07% | 343,735 | Common | SOLE |
| 29283F103 | ESMTUSD | ENGAGESMART INC | $17,902 | 1.83% | 781,752 | Common | SOLE |
| 096308101 | BBX1USD | BLUEGREEN VACATIONS HLDG COR | $17,420 | 1.78% | 231,891 | Common | SOLE |
| 912909108 | USX1 | UNITED STATES STL CORP NEW | $16,061 | 1.65% | 330,143 | Common | SOLE |
| 75525N107 | — | RAYZEBIO INC | $14,023 | 1.44% | 225,565 | Common | SOLE |
| 69336V101 | PGTIUSD | PGT INNOVATIONS INC | $13,961 | 1.43% | 343,016 | Common | SOLE |
| 45114M109 | — | ICOSAVAX INC | $13,806 | 1.41% | 876,000 | Common | SOLE |
| 69349H107 | TXNM | PNM RES INC | $12,489 | 1.28% | 300,225 | Common | SOLE |
| 78469C103 | SPUSD | SP PLUS CORP | $10,703 | 1.10% | 208,843 | Common | SOLE |
| 848637AF1 | SPLK 1.125 06/15/27 | SPLUNK INC | $8,699 | 0.89% | 8,362,000 | Common | SOLE |
| 419879101 | HAN | HAWAIIAN HOLDINGS INC | $7,953 | 0.81% | 560,086 | Common | SOLE |
| Y2187A150 | EGLEUSD | EAGLE BULK SHIPPING INC | $5,762 | 0.59% | 104,015 | Common | SOLE |
| 168615102 | CHS1USD | CHICOS FAS INC | $3,095 | 0.32% | 408,359 | Common | SOLE |
| 84921RAB6 | SPOT 0 03/15/26 | SPOTIFY USA INC | $3,080 | 0.32% | 3,500,000 | Common | SOLE |
| 483548AF0 | — | KAMAN CORP | $2,926 | 0.30% | 3,000,000 | Common | SOLE |
| 76680RAF4 | RNG 0 03/01/25 | RINGCENTRAL INC | $2,888 | 0.30% | 3,105,000 | Common | SOLE |
| 09239BAD1 | BL 0 03/15/26 | BLACKLINE INC | $2,726 | 0.28% | 3,071,000 | Common | SOLE |
| 92343XAC4 | VRNT 0.25 04/15/26 | VERINT SYSTEMS INC | $2,636 | 0.27% | 3,000,000 | Common | SOLE |
| 256163AD8 | — | DOCUSIGN INC | $1,990 | 0.20% | 2,000,000 | Common | SOLE |
| 852234AF0 | XYZ 0.125 03/01/25 | BLOCK INC | $1,955 | 0.20% | 2,000,000 | Common | SOLE |
| 638517102 | NWLIEUR | NATIONAL WESTN LIFE GROUP IN | $1,604 | 0.16% | 3,320 | Common | SOLE |
| 68570P200 | — | ORCHARD THERAPEUTICS PLC | $1,497 | 0.15% | 91,000 | Common | SOLE |
| 97717PAD6 | WT 3.25 06/15/26 | WISDOMTREE INC | $1,456 | 0.15% | 1,500,000 | Common | SOLE |
| 14070T102 | CSTRUSD | CAPSTAR FINL HLDGS INC | $815 | 0.08% | 43,480 | Common | SOLE |
| 96145D105 | WRKUSD | WESTROCK CO | $760 | 0.08% | 18,316 | Common | SOLE |
| 22822V101 | CCI | CROWN CASTLE INC | $703 | 0.07% | 6,102 | Common | SOLE |
| 209034107 | CNSLEUR | CONSOLIDATED COMM HLDGS INC | $491 | 0.05% | 112,845 | Common | SOLE |
| 027745108 | AMNBUSD | AMERICAN NATL BANKSHARES INC | $260 | 0.03% | 5,339 | Common | SOLE |
| 668771958 | — | GEN DIGITAL INC | $194 | 0.02% | 482,600 | PUT | SOLE |
| 912909958 | — | UNITED STATES STL CORP NEW | $193 | 0.02% | 214,000 | PUT | SOLE |
| 98421M906 | — | XEROX HOLDINGS CORP | $97 | 0.01% | 44,500 | CALL | SOLE |
| 238337909 | — | DAVE & BUSTERS ENTMT INC | $87 | 0.01% | 14,300 | CALL | SOLE |
| 879433909 | — | TELEPHONE & DATA SYS INC | $35 | 0.00% | 50,000 | CALL | SOLE |
| 81282V900 | — | SEAWORLD ENTMT INC | $21 | 0.00% | 17,500 | CALL | SOLE |
| 12769G900 | — | CAESARS ENTERTAINMENT INC NE | $15 | 0.00% | 20,000 | CALL | SOLE |
| Y2187A950 | — | EAGLE BULK SHIPPING INC | $14 | 0.00% | 92,300 | PUT | SOLE |
| 668771908 | — | GEN DIGITAL INC | $8 | 0.00% | 20,000 | CALL | SOLE |
| 78469C903 | — | SP PLUS CORP | $3 | 0.00% | 50,000 | CALL | SOLE |
| 464288953 | — | ISHARES TR | $1 | 0.00% | 100,000 | PUT | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.