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Baader Bank Aktiengesellschaft

Q3 2023 · 13F-HR

Baader Bank Aktiengesellschaftholdings as filed

Filed 2023-11-14 · accession 0001398344-23-020690

$1.48B
Reported value
316
Positions
2023-09-30
Period end
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Holdings as filed

CUSIPTickerIssuerValue% port.SharesClassVoting
G3421J106FERG1GBXFERGUSON PLC NEW$88.2M5.95%6,500CommonNONE
594918104MSFTMICROSOFT CORP$83.8M5.65%265,354CommonNONE
02079K305GOOGLALPHABET INC$72.4M4.89%553,460CommonNONE
023135106AMZNAMAZON COM INC$62.2M4.20%489,788CommonNONE
G54950103LINLINDE PLC$43.1M2.91%115,701CommonNONE
00724F101ADBEADOBE INC$40.5M2.73%79,393CommonNONE
61218C103MNTKMONTAUK RENEWABLES INC$37.8M2.55%4,146,567CommonNONE
30303M102METAMETA PLATFORMS INC$30.5M2.06%101,682CommonNONE
79466L302CRMSALESFORCE INC$23.6M1.59%116,374CommonNONE
931142103WMTWALMART INC$23.5M1.59%147,198CommonNONE
67066G104NVDANVIDIA CORPORATION$21.9M1.48%50,269CommonNONE
037833100AAPLAPPLE INC$21.4M1.44%124,926CommonNONE
075887109BDXBECTON DICKINSON & CO$20.7M1.40%79,960CommonNONE
68389X105ORCLORACLE CORP$20.5M1.38%193,121CommonNONE
16119P108CHTRCHARTER COMMUNICATIONS INC N$19.9M1.35%45,309CommonNONE
009066101ABNBAIRBNB INC$19.3M1.31%141,008CommonNONE
91324P102UNHUNITEDHEALTH GROUP INC$18.0M1.22%35,750CommonNONE
94419L101WWAYFAIR INC$16.3M1.10%269,900PUTNONE
64110L106NFLXNETFLIX INC$15.1M1.02%40,000PUTNONE
883556102TMOTHERMO FISHER SCIENTIFIC INC$14.8M1.00%29,335CommonNONE
09075V102BNTXBIONTECH SE$14.6M0.99%135,093CommonNONE
084670702BRK/BBERKSHIRE HATHAWAY INC DEL$14.5M0.98%41,801CommonNONE
007903107AMDADVANCED MICRO DEVICES INC$14.3M0.97%139,349CommonNONE
57636Q104MAMASTERCARD INCORPORATED$14.3M0.96%36,055CommonNONE
747525103QCOMQUALCOMM INC$14.2M0.96%127,633CommonNONE
478160104JNJJOHNSON & JOHNSON$12.6M0.85%80,854CommonNONE
92826C839VVISA INC$12.2M0.82%53,240CommonNONE
931142103WMTWALMART INC$12.0M0.81%75,000PUTNONE
H42097107UBSUBS GROUP AG$11.9M0.80%525,000CommonNONE
G1151C101ACNACCENTURE PLC IRELAND$11.8M0.79%38,308CommonNONE
654106103NKENIKE INC$11.8M0.79%122,991CommonNONE
084670702BRK/BBERKSHIRE HATHAWAY INC DEL$11.6M0.78%33,100PUTNONE
235851102DHRDANAHER CORPORATION$11.3M0.76%45,440CommonNONE
149123101CATCATERPILLAR INC$11.2M0.76%41,173CommonNONE
437076102HDHOME DEPOT INC$11.0M0.74%36,299CommonNONE
46120E602ISRGINTUITIVE SURGICAL INC$10.8M0.73%36,938CommonNONE
007903107AMDADVANCED MICRO DEVICES INC$10.7M0.72%104,000PUTNONE
254687106DISDISNEY WALT CO$10.7M0.72%131,672CommonNONE
57636Q104MAMASTERCARD INCORPORATED$10.5M0.71%26,500PUTNONE
G0403H108AONAON PLC$10.3M0.70%31,793CommonNONE
G0403H108AONAON PLC$10.3M0.69%31,700PUTNONE
038222105AMATAPPLIED MATLS INC$10.3M0.69%74,138CommonNONE
038222105AMATAPPLIED MATLS INC$10.2M0.69%74,000PUTNONE
46120E602ISRGINTUITIVE SURGICAL INC$10.2M0.69%35,000PUTNONE
00724F101ADBEADOBE INC$10.2M0.69%20,000PUTNONE
G1151C101ACNACCENTURE PLC IRELAND$10.0M0.67%32,400PUTNONE
78409V104SPGIS&P GLOBAL INC$9.9M0.67%27,047CommonNONE
437076102HDHOME DEPOT INC$9.8M0.66%32,500PUTNONE
023135106AMZNAMAZON COM INC$9.8M0.66%77,000PUTNONE
28176E108EWEDWARDS LIFESCIENCES CORP$9.8M0.66%141,096CommonNONE
037833100AAPLAPPLE INC$9.8M0.66%57,000PUTNONE
254687106DISDISNEY WALT CO$9.4M0.63%116,000PUTNONE
654106103NKENIKE INC$9.0M0.61%94,000PUTNONE
G54950103LINLINDE PLC$8.9M0.60%24,000PUTNONE
278642103EBAYEBAY INC.$8.8M0.59%199,636CommonNONE
478160104JNJJOHNSON & JOHNSON$8.3M0.56%53,500PUTNONE
12685J105CABOCABLE ONE INC$8.2M0.55%13,302CommonNONE
70450Y103PYPLPAYPAL HLDGS INC$8.2M0.55%140,503CommonNONE
883556102TMOTHERMO FISHER SCIENTIFIC INC$8.1M0.55%16,000PUTNONE
110122108BMYBRISTOL-MYERS SQUIBB CO$8.1M0.54%139,064CommonNONE
110122108BMYBRISTOL-MYERS SQUIBB CO$8.0M0.54%138,500PUTNONE
136375102CNICANADIAN NATL RY CO$7.9M0.53%56,604CommonNONE
67066G104NVDANVIDIA CORPORATION$7.6M0.51%17,500PUTNONE
149123101CATCATERPILLAR INC$7.5M0.50%27,300PUTNONE
79466L302CRMSALESFORCE INC$7.4M0.50%36,400PUTNONE
30303M102METAMETA PLATFORMS INC$7.4M0.50%24,500PUTNONE
02079K305GOOGLALPHABET INC$7.3M0.49%56,000PUTNONE
631103108NDAQNASDAQ INC$7.3M0.49%150,115CommonNONE
631103108NDAQNASDAQ INC$7.3M0.49%149,700PUTNONE
594918104MSFTMICROSOFT CORP$7.1M0.48%22,400PUTNONE
G6683N103NUNU HLDGS LTD$6.9M0.47%951,208CommonNONE
46625H100JPMJPMORGAN CHASE & CO$6.8M0.46%47,019CommonNONE
91324P102UNHUNITEDHEALTH GROUP INC$6.8M0.46%13,500PUTNONE
452327109ILMNILLUMINA INC$6.2M0.42%45,221CommonNONE
452327109ILMNILLUMINA INC$6.2M0.42%44,900PUTNONE
278642103EBAYEBAY INC.$6.1M0.41%139,300PUTNONE
760759100RSGREPUBLIC SVCS INC$5.7M0.39%40,194CommonNONE
747525103QCOMQUALCOMM INC$5.6M0.38%50,400PUTNONE
58933Y105MRKMERCK & CO INC$5.5M0.37%53,398CommonNONE
20825C104COPCONOCOPHILLIPS$5.4M0.36%45,050CommonNONE
874039100TSMTAIWAN SEMICONDUCTOR MFG LTD$5.0M0.34%57,835CommonNONE
22788C105CRWDCROWDSTRIKE HLDGS INC$4.8M0.32%28,691CommonNONE
88160R101TSLATESLA INC$4.6M0.31%19,054CommonNONE
70450Y103PYPLPAYPAL HLDGS INC$4.6M0.31%79,400PUTNONE
81141R100SESEA LTD$4.4M0.30%100,001CommonNONE
09857L108BKNGBOOKING HOLDINGS INC$4.3M0.29%1,392CommonNONE
040413106ANETEURARISTA NETWORKS INC$4.3M0.29%23,177CommonNONE
461202103INTUINTUIT$4.0M0.27%7,831CommonNONE
74624M102PPURE STORAGE INC$3.9M0.27%110,793CommonNONE
21037T109CEGCONSTELLATION ENERGY CORP$3.5M0.24%32,098CommonNONE
009158106APDAIR PRODS & CHEMS INC$3.5M0.23%12,202CommonNONE
34379V103FLNCFLUENCE ENERGY INC$3.4M0.23%148,500CommonNONE
742718109PGPROCTER AND GAMBLE CO$3.4M0.23%23,402CommonNONE
30231G102XOMEXXON MOBIL CORP$3.3M0.23%28,459CommonNONE
898697206TCXTUCOWS INC$3.3M0.22%163,200CommonNONE
459200101IBMINTERNATIONAL BUSINESS MACHS$3.2M0.22%23,272CommonNONE
98459U103YALAYALLA GROUP LTD$3.0M0.20%573,032CommonNONE
191216100KOCOCA COLA CO$2.9M0.19%52,103CommonNONE
444859102HUMHUMANA INC$2.9M0.19%5,898CommonNONE
743315103PGRPROGRESSIVE CORP$2.9M0.19%20,524CommonNONE
384802104GWWGRAINGER W W INC$2.8M0.19%4,083CommonNONE
67103H107ORLYOREILLY AUTOMOTIVE INC$2.7M0.18%2,967CommonNONE
256677105DGDOLLAR GEN CORP NEW$2.5M0.17%23,428CommonNONE
256677105DGDOLLAR GEN CORP NEW$2.4M0.16%23,000PUTNONE
871607107SNPSSYNOPSYS INC$2.4M0.16%5,181CommonNONE
893641100TDGTRANSDIGM GROUP INC$2.3M0.16%2,757CommonNONE
713448108PEPPEPSICO INC$2.2M0.15%12,894CommonNONE
90384S303ULTAULTA BEAUTY INC$2.2M0.15%5,394CommonNONE
94106B101WCNWASTE CONNECTIONS INC$2.1M0.14%15,937CommonNONE
98978V103ZTSZOETIS INC$2.1M0.14%12,151CommonNONE
57142B104MQMARQETA INC$2.1M0.14%350,282CommonNONE
084670108BRK/ABERKSHIRE HATHAWAY INC DEL$2.1M0.14%4CommonNONE
40412C101HCAHCA HEALTHCARE INC$2.0M0.14%8,245CommonNONE
88579Y101MMM3M CO$2.0M0.14%21,770CommonNONE
717081103PFEPFIZER INC$2.0M0.14%60,913CommonNONE
911363109URIUNITED RENTALS INC$1.9M0.13%4,334CommonNONE
351858105FNVFRANCO NEV CORP$1.8M0.12%13,439CommonNONE
433000106HIMSHIMS & HERS HEALTH INC$1.8M0.12%280,300CommonNONE
L8681T102SPOTSPOTIFY TECHNOLOGY S A$1.7M0.11%11,000CommonNONE
043436104ABGASBURY AUTOMOTIVE GROUP INC$1.7M0.11%7,294CommonNONE
G68707101PAGSPAGSEGURO DIGITAL LTD$1.7M0.11%194,000CommonNONE
418056107HASHASBRO INC$1.7M0.11%25,053CommonNONE
171340102CHDCHURCH & DWIGHT CO INC$1.6M0.11%17,766CommonNONE
D18190898DBDEUTSCHE BANK A G$1.6M0.11%156,000CommonNONE
03662Q105AKXANSYS INC$1.6M0.11%5,300CommonNONE
580135101MCDMCDONALDS CORP$1.5M0.10%6,089CommonNONE
00851L103APIAGORA INC$1.5M0.10%603,088CommonNONE
808513105SCHWSCHWAB CHARLES CORP$1.5M0.10%27,784CommonNONE
458140100INTCINTEL CORP$1.5M0.10%43,050CommonNONE
776696106ROPROPER TECHNOLOGIES INC$1.4M0.09%2,851CommonNONE
98980L101ZNGAZOOM VIDEO COMMUNICATIONS IN$1.4M0.09%19,583CommonNONE
09247X101BLKCHFBLACKROCK INC$1.4M0.09%2,151CommonNONE
697435105PANWPALO ALTO NETWORKS INC$1.3M0.09%5,757CommonNONE
002824100ABTABBOTT LABS$1.3M0.09%13,887CommonNONE
11135F101AVGOBROADCOM INC$1.3M0.09%1,615CommonNONE
217204106CPRTCOPART INC$1.3M0.09%30,888CommonNONE
01609W102BABAALIBABA GROUP HLDG LTD$1.3M0.09%15,255CommonNONE
17888H103CIVICIVITAS RESOURCES INC$1.2M0.08%15,140CommonNONE
366651107ITGARTNER INC$1.2M0.08%3,532CommonNONE
13646K108CPCANADIAN PACIFIC KANSAS CITY$1.2M0.08%15,725CommonNONE
G5960L103MDTMEDTRONIC PLC$1.2M0.08%14,900CommonNONE
20464U100COMPCOMPASS INC$1.2M0.08%396,903CommonNONE
V5633W109MMYTMAKEMYTRIP LIMITED MAURITIUS$1.2M0.08%28,400CommonNONE
45866F104ICEINTERCONTINENTAL EXCHANGE IN$1.1M0.08%10,309CommonNONE
127387108CDNSCADENCE DESIGN SYSTEM INC$1.1M0.07%4,615CommonNONE
369604301GEGENERAL ELECTRIC CO$1.1M0.07%9,837CommonNONE
57667L107MTCHMATCH GROUP INC NEW$1.1M0.07%27,554CommonNONE
83304A106SNAPSNAP INC$1.1M0.07%120,035CommonNONE
M7S64L115PAGAYA TECHNOLOGIES LTD$1.1M0.07%672,869CommonNONE
674599105OXYOCCIDENTAL PETE CORP$1.0M0.07%16,015CommonNONE
G7496G103RNRRENAISSANCERE HLDGS LTD$1.0M0.07%5,141CommonNONE
565788106MARAMARATHON DIGITAL HOLDINGS IN$1.0M0.07%118,952CommonNONE
594972408MSTRMICROSTRATEGY INC$1.0M0.07%3,059CommonNONE
67077M108NTRNUTRIEN LTD$995,2840.07%16,128CommonNONE
443573100HUBSHUBSPOT INC$985,8780.07%2,002CommonNONE
532457108LLYELI LILLY & CO$916,5040.06%1,756CommonNONE
125523100CITHE CIGNA GROUP$902,9050.06%3,157CommonNONE
169656105CMGCHIPOTLE MEXICAN GRILL INC$897,1970.06%490CommonNONE
48251W104KKRKKR & CO INC$896,0000.06%14,546CommonNONE
82509L107SHOPSHOPIFY INC$892,3370.06%16,418CommonNONE
65339F101NEENEXTERA ENERGY INC$863,5080.06%15,583CommonNONE
74467Q103PUBMPUBMATIC INC$848,7180.06%70,142CommonNONE
609839105MPWRMONOLITHIC PWR SYS INC$839,4540.06%1,817CommonNONE
N14506104ESTCELASTIC N V$812,4000.05%10,000CommonNONE
64110L106NFLXNETFLIX INC$806,6300.05%2,181CommonNONE
82983N108SB9SITIO ROYALTIES CORP$793,4490.05%32,782CommonNONE
723787107PXDEURPIONEER NAT RES CO$790,4290.05%3,469CommonNONE
882508104TXNTEXAS INSTRS INC$776,8330.05%4,902CommonNONE
81762P102NOWSERVICENOW INC$776,7320.05%1,392CommonNONE
12047B105BMBLBUMBLE INC$746,0000.05%50,000CommonNONE
M4R82T106FVRRFIVERR INTL LTD$745,3560.05%30,460CommonNONE
17275R102CSCOCISCO SYS INC$738,6750.05%13,958CommonNONE
693718108PCARPACCAR INC$733,7230.05%8,630CommonNONE
872540109TJXTJX COS INC NEW$731,3760.05%8,247CommonNONE
56585A102MPCMARATHON PETE CORP$728,5070.05%4,816CommonNONE
001055102AFLAFLAC INC$719,8770.05%9,388CommonNONE
00971T101AKAMAKAMAI TECHNOLOGIES INC$708,4910.05%6,650CommonNONE
92532F100VRTXVERTEX PHARMACEUTICALS INC$685,5290.05%1,974CommonNONE
060505104BACBANK AMERICA CORP$663,8450.04%24,398CommonNONE
256163106DOCUDOCUSIGN INC$660,9170.04%15,765CommonNONE
683712103OPENOPENDOOR TECHNOLOGIES INC$660,0000.04%250,000CommonNONE
22160K105COSTCOSTCO WHSL CORP NEW$659,8250.04%1,175CommonNONE
500754106KHCKRAFT HEINZ CO$653,6570.04%19,606CommonNONE
61174X109MNSTMONSTER BEVERAGE CORP NEW$635,1930.04%12,058CommonNONE
244199105DEDEERE & CO$632,5390.04%1,683CommonNONE
031100100AMEAMETEK INC$630,9350.04%4,270CommonNONE
H1467J104CBCHUBB LIMITED$626,6220.04%3,010CommonNONE
670346105NUENUCOR CORP$623,8370.04%3,990CommonNONE
512807108LRCXEURLAM RESEARCH CORP$622,7900.04%1,010CommonNONE
75886F107REGNREGENERON PHARMACEUTICALS$622,0250.04%759CommonNONE
Y2573F102FLEXFLEX LTD$620,5400.04%23,000CommonNONE
302130109EXPDEXPEDITORS INTL WASH INC$602,9540.04%5,260CommonNONE
291011104EMREMERSON ELEC CO$598,4170.04%6,211CommonNONE
416515104HIGHARTFORD FINL SVCS GROUP INC$597,0620.04%8,420CommonNONE
20030N101CMCSACOMCAST CORP NEW$590,4010.04%13,349CommonNONE
922475108VEEVVEEVA SYS INC$589,8030.04%2,905CommonNONE
571748102MRSHMARSH & MCLENNAN COS INC$584,7300.04%3,073CommonNONE
03073E105CORCENCORA INC$583,4240.04%3,242CommonNONE
844741108LUVSOUTHWEST AIRLS CO$568,4700.04%21,000CommonNONE
19260Q107COINCOINBASE GLOBAL INC$566,0660.04%7,789CommonNONE
G16962105BGUSDBUNGE LIMITED$565,0650.04%5,220CommonNONE
016255101ALGNALIGN TECHNOLOGY INC$564,8420.04%1,850CommonNONE
337738108FISVFISERV INC$558,2890.04%4,961CommonNONE
60770K107MRNAMODERNA INC$554,8200.04%5,631CommonNONE
G29183103ETNEATON CORP PLC$554,5280.04%2,600CommonNONE
13321L108CCJCAMECO CORP$549,0450.04%14,214CommonNONE
98850P109YUMCYUM CHINA HLDGS INC$540,4840.04%9,700CommonNONE
81181C104SEAGEN INC$532,2650.04%2,510CommonNONE
92763W103VIPSVIPSHOP HLDGS LTD$528,9720.04%33,412CommonNONE
N82405106STLASTELLANTIS N.V$523,1410.04%28,730CommonNONE
25400W102APPSDIGITAL TURBINE INC$519,4390.04%85,970CommonNONE
15101Q108CLSEURCELESTICA INC$517,4780.03%21,116CommonNONE
23331A109DHID R HORTON INC$513,2810.03%4,778CommonNONE
871829107SYYSYSCO CORP$507,4980.03%7,706CommonNONE
72352L106PINSPINTEREST INC$489,2430.03%18,100CommonNONE
756109104OREALTY INCOME CORP$486,4830.03%10,933CommonSOLE
H50430232LOGILOGITECH INTL S A$481,3710.03%7,607CommonNONE
067901108ABXBARRICK GOLD CORP$479,8840.03%34,195CommonNONE
87612E106TGTTARGET CORP$475,4510.03%4,300CommonNONE
863667101SYKSTRYKER CORPORATION$472,3220.03%1,738CommonNONE
607828100MODMODINE MFG CO$471,4870.03%10,441CommonNONE
931427108WFCWALGREENS BOOTS ALLIANCE INC$465,2040.03%21,152CommonNONE
918204108VFCV F CORP$452,9130.03%25,709CommonNONE
03769M106APOAPOLLO GLOBAL MGMT INC$434,8240.03%4,871CommonNONE
651718504NPKINEWPARK RES INC$428,4200.03%62,000CommonNONE
91680M107UPSTUPSTART HLDGS INC$428,1000.03%15,000CommonNONE
35671D857FCXFREEPORT-MCMORAN INC$427,7890.03%11,652CommonNONE
023436108AMEDAMEDISYS INC$425,2930.03%4,560CommonNONE
872590104TMUST-MOBILE US INC$423,1240.03%3,022CommonNONE
H01301128ALCALCON AG$419,9650.03%5,920CommonNONE
615369105MCOMOODYS CORP$417,5000.03%1,323CommonNONE
01973R101ALSNALLISON TRANSMISSION HLDGS I$415,1040.03%7,032CommonNONE
N3167Y103RACEFERRARI N V$413,9560.03%1,480CommonNONE
47215P106JDJD.COM INC$412,3620.03%14,175CommonNONE
07831C103BRBRBELLRING BRANDS INC$412,3000.03%10,000CommonNONE
00206R102TAT&T INC$409,7980.03%27,624CommonNONE
20854L108CEIXEURCONSOL ENERGY INC NEW$391,4390.03%3,735CommonNONE
88162F105TTITETRA TECHNOLOGIES INC DEL$388,2520.03%60,959CommonNONE
058498106BALLBALL CORP$374,2370.03%7,520CommonNONE
85472N109STNSTANTEC INC$353,3970.02%4,015CommonNONE
58733R102MELIMERCADOLIBRE INC$346,3420.02%276CommonNONE
22266T109CPNGCOUPANG INC$341,8150.02%20,181CommonNONE
654110105NIKOLA CORP$339,7760.02%242,887CommonSOLE
29355A107ENPHENPHASE ENERGY INC$325,4000.02%2,734CommonNONE
194162103CLCOLGATE PALMOLIVE CO$322,5820.02%4,602CommonNONE
G9889V101ZENVFZENVIA INC$315,0000.02%300,000CommonNONE
651639106NEMNEWMONT CORP$300,2720.02%8,252CommonNONE
92537N108VRTVERTIV HOLDINGS CO$297,2690.02%8,219CommonNONE
40415F101HDBHDFC BANK LTD$296,3120.02%5,024CommonNONE
G48833118WFRDWEATHERFORD INTL PLC$293,7530.02%3,252CommonNONE
G98239109XPXP INC$289,2960.02%12,557CommonNONE
013872106AAALCOA CORP$285,8830.02%9,879CommonNONE
064149107BNSBANK NOVA SCOTIA HALIFAX$283,4350.02%7,017CommonSOLE
761152107RMDRESMED INC$283,0000.02%1,940CommonNONE
94106L109WMWASTE MGMT INC DEL$270,2220.02%1,806CommonNONE
23292B104HEPSD MARKET ELECTR SVCS & TRADI$266,9020.02%200,737CommonNONE
40609P105HNRGHALLADOR ENERGY COMPANY$246,8490.02%17,133CommonNONE
70439P108PAYPAYMENTUS HOLDINGS INC$242,5920.02%14,614CommonNONE
36118L106FUTUFUTU HLDGS LTD$241,3270.02%4,257CommonNONE
420261109HWKNHAWKINS INC$240,0140.02%4,088CommonNONE
86800U104SMCIUSDSUPER MICRO COMPUTER INC$236,1030.02%861CommonNONE
02079K107GOOGALPHABET INC$233,7150.02%1,791CommonNONE
256135203RDYDR REDDYS LABS LTD$231,0310.02%3,480CommonNONE
55354G100MSCIMSCI INC$230,4070.02%504CommonSOLE
88554D205DDD3-D SYS CORP DEL$221,5550.01%50,643CommonSOLE
008474108AEMAGNICO EAGLE MINES LTD$210,1970.01%3,865CommonNONE
G4124C109GRABGRAB HOLDINGS LIMITED$180,4820.01%51,104CommonNONE
143658300CCL1EURCARNIVAL CORP$179,0900.01%14,650CommonSOLE
134748102CANCANAAN INC$175,4250.01%96,557CommonNONE
L00849106AGROADECOAGRO S A$175,3500.01%15,000CommonNONE
37364X109GEOSGEOSPACE TECHNOLOGIES CORP$174,8250.01%13,500CommonNONE
89853L203T2 BIOSYSTEMS INC$121,2480.01%616,066CommonSOLE
62914V106NIONIO INC$120,3850.01%14,212CommonSOLE
72919P202PLUGPLUG POWER INC$115,8120.01%16,185CommonSOLE
874080104TALTAL EDUCATION GROUP$96,5850.01%11,899CommonSOLE
N2451R105CVACCUREVAC N V$81,9600.01%12,000CommonNONE
292671708UUUUENERGY FUELS INC$77,3090.01%10,441CommonSOLE
916896103UECURANIUM ENERGY CORP$67,1160.00%14,598CommonSOLE
68373L406OPGNEUROPGEN INC$61,0690.00%171,110CommonSOLE
853606101SLISTANDARD LITHIUM LTD$51,1160.00%20,011CommonSOLE
138035100CANOPY GROWTH CORP$48,7350.00%69,959CommonSOLE
058586108BLDPBALLARD PWR SYS INC NEW$44,7350.00%12,763CommonNONE
899896104TUPTUPPERWARE BRANDS CORP$42,1110.00%33,400CommonSOLE
88688T100TLRYEURTILRAY BRANDS INC$41,6090.00%19,539CommonSOLE
82835P103SVMSILVERCORP METALS INC$37,3060.00%17,794CommonSOLE
248356107DNNDENISON MINES CORP$30,7350.00%20,774CommonSOLE
95805V108WRNWESTERN COPPER & GOLD CORP$21,4730.00%17,400CommonSOLE
05338F207AVALO THERAPEUTICS INC$19,8230.00%184,373CommonSOLE
05156X884AURORA CANNABIS INC$19,0370.00%36,319CommonSOLE
68375N103OPKOPKO HEALTH INC$18,6760.00%13,100CommonSOLE
35952H601FCELCHFFUELCELL ENERGY INC$15,2480.00%13,370CommonSOLE
76090R200OBLNEURRESHAPE LIFESCIENCES INC$12,6620.00%42,050CommonSOLE
62857J201MYOMYOMO INC$12,3420.00%11,941CommonSOLE
62844N307MY SIZE INC$9,8390.00%12,778CommonSOLE
83548F200SONMEURSONIM TECHNOLOGIES INC$8,7150.00%14,600CommonSOLE
644535106NGDNNEW GOLD INC CDA$8,2930.00%10,000CommonSOLE
03062D100SPMEURAMERICAS GOLD AND SILVER COR$6,8830.00%21,389CommonSOLE
00654J107ADDEX THERAPEUTICS LTD$6,5760.00%19,203CommonSOLE
020283305AAUAFALMADEN MINERALS LTD$5,9460.00%45,943CommonSOLE
696389204CUR2EURPALISADE BIO INC$5,4050.00%10,423CommonSOLE
86803X204SUNWQSUNWORKS INC$5,0960.00%11,000CommonSOLE
38068T105GOROGOLD RESOURCE CORP$4,3280.00%11,409CommonSOLE
278700109EBET INC$3,9230.00%139,479CommonSOLE
576810105MTNBEURMATINAS BIOPHARMA HLDGS INC$3,7710.00%33,544CommonSOLE
92535P881VERSUS SYSTEMS INC$3,6290.00%19,546CommonSOLE
65344D109NEXIMMUNE INC$3,2260.00%17,251CommonSOLE
68559A208CIJORBITAL INFRASTRUCTURE GRP I$3,1700.00%23,309CommonSOLE
68236P107GTXIEURONCTERNAL THERAPEUTICS INC$2,7130.00%10,149CommonSOLE
28252C109POLISHED COM INC$2,5270.00%34,861CommonSOLE
238116206DATASEA INC$2,4940.00%13,458CommonSOLE
03842K200AQUABOUNTY TECHNOLOGIES INC$2,3870.00%11,209CommonSOLE
03890D108VSAREURARAVIVE INC$1,8890.00%16,064CommonSOLE
G2161P132CHINA SXT PHARMACEUTICALS IN$1,4150.00%12,916CommonSOLE
03236M200AMYRIS INC$1,1640.00%21,793CommonSOLE
92672L107VRAYQVIEWRAY INC$9290.00%127,775CommonSOLE
86882C204SURGALIGN HOLDINGS INC$2450.00%20,273CommonSOLE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.