MondegarAI
ASHTON THOMAS SECURITIES, LLC

Q4 2024 · 13F-HR

ASHTON THOMAS SECURITIES, LLCholdings as filed

Filed 2025-02-11 · accession 0001398344-25-002447

$364.2M
Reported value
259
Positions
2024-12-31
Period end
View analyzed profile →PRO

Holdings as filed

CUSIPTickerIssuerValue% port.SharesClassVoting
922908363VOOVANGUARD INDEX FDS$24.0M6.60%44,532CommonNONE
67066G104NVDANVIDIA CORPORATION$15.1M4.16%112,768CommonNONE
594918104MSFTMICROSOFT CORP$13.9M3.83%33,087CommonNONE
921943858VEAVANGUARD TAX-MANAGED FDS$11.2M3.07%233,629CommonNONE
46138J619OMFLINVESCO EXCH TRD SLF IDX FD$9.8M2.70%180,891CommonNONE
037833100AAPLAPPLE INC$9.6M2.63%38,193CommonNONE
023135106AMZNAMAZON COM INC$8.4M2.31%38,371CommonNONE
30303M102METAMETA PLATFORMS INC$7.8M2.14%13,324CommonNONE
92206C870VCITVANGUARD SCOTTSDALE FDS$7.4M2.02%91,712CommonNONE
46138E107GOVIINVESCO EXCH TRADED FD TR II$6.9M1.88%253,428CommonNONE
09290C103DYNFBLACKROCK ETF TRUST$6.6M1.82%129,323CommonNONE
084670702BRK/BBERKSHIRE HATHAWAY INC DEL$6.2M1.70%13,645CommonNONE
337738108FISVFISERV INC$5.7M1.57%27,867CommonNONE
88160R101TSLATESLA INC$5.5M1.51%13,649CommonNONE
11271J107BNBROOKFIELD CORP$5.3M1.45%92,008CommonNONE
68389X105ORCLORACLE CORP$5.3M1.45%31,574CommonNONE
58155Q103MCKMCKESSON CORP$5.2M1.42%9,055CommonNONE
46138E537PZAINVESCO EXCH TRADED FD TR II$4.5M1.22%188,530CommonNONE
02079K305GOOGLALPHABET INC$4.2M1.16%22,238CommonNONE
64110L106NFLXNETFLIX INC$4.1M1.13%4,622CommonNONE
464288588MBBISHARES TR$4.1M1.13%44,818CommonNONE
78462F103SPYSPDR S&P 500 ETF TR$4.1M1.12%6,934CommonNONE
570535104MKLMARKEL GROUP INC$3.5M0.97%2,056CommonNONE
922908736VUGVANGUARD INDEX FDS$3.3M0.91%8,062CommonNONE
02079K107GOOGALPHABET INC$3.3M0.90%17,176CommonNONE
009158106APDAIR PRODS & CHEMS INC$3.2M0.89%11,175CommonNONE
922908769VTIVANGUARD INDEX FDS$2.9M0.79%9,961CommonNONE
907818108UNPUNION PAC CORP$2.9M0.79%12,547CommonNONE
254687106DISDISNEY WALT CO$2.9M0.79%25,673CommonNONE
46090A804GTOINVESCO ACTIVELY MANAGED EXC$2.8M0.77%60,500CommonNONE
922907746VTEBVANGUARD MUN BD FDS$2.6M0.73%52,755CommonNONE
81369Y803XLKSELECT SECTOR SPDR TR$2.5M0.70%10,912CommonNONE
14020W106CGDVCAPITAL GROUP DIVIDEND VALUE$2.5M0.69%71,634CommonNONE
092528603BINCBLACKROCK ETF TRUST II$2.5M0.69%48,036CommonNONE
12572Q105CMECME GROUP INC$2.4M0.65%10,180CommonNONE
539830109LMTLOCKHEED MARTIN CORP$2.3M0.63%4,734CommonNONE
09857L108BKNGBOOKING HOLDINGS INC$2.3M0.63%461CommonNONE
922908553VNQVANGUARD INDEX FDS$2.3M0.63%25,629CommonNONE
79466L302CRMSALESFORCE INC$2.2M0.61%6,664CommonNONE
92204A603VISVANGUARD WORLD FD$2.2M0.59%8,510CommonNONE
023586506UHAL/BU HAUL HOLDING COMPANY$2.2M0.59%33,677CommonNONE
922908744VTVVANGUARD INDEX FDS$2.2M0.59%12,711CommonNONE
088929104BGCBGC GROUP INC$2.1M0.58%231,882CommonNONE
11135F101AVGOBROADCOM INC$2.1M0.58%9,091CommonNONE
46641Q118JMEEJ P MORGAN EXCHANGE TRADED F$2.0M0.56%33,498CommonNONE
46625H100JPMJPMORGAN CHASE & CO.$2.0M0.55%8,367CommonNONE
81369Y209XLVSELECT SECTOR SPDR TR$1.9M0.54%14,164CommonNONE
697435105PANWPALO ALTO NETWORKS INC$1.9M0.53%10,586CommonNONE
46120E602ISRGINTUITIVE SURGICAL INC$1.9M0.53%3,678CommonNONE
81369Y605XLFSELECT SECTOR SPDR TR$1.9M0.52%39,003CommonNONE
14020V108CGUSCAPITAL GROUP CORE EQUITY ET$1.8M0.49%51,210CommonNONE
92204A306VDEVANGUARD WORLD FD$1.8M0.49%14,643CommonNONE
674599105OXYOCCIDENTAL PETE CORP$1.8M0.49%35,905CommonNONE
097023105BABOEING CO$1.8M0.48%9,913CommonNONE
22160K105COSTCOSTCO WHSL CORP NEW$1.8M0.48%1,913CommonNONE
46138J437IMFLINVESCO EXCH TRD SLF IDX FD$1.7M0.45%70,401CommonNONE
437076102HDHOME DEPOT INC$1.7M0.45%4,248CommonNONE
46138J585BSJRINVESCO EXCH TRD SLF IDX FD$1.5M0.42%69,090CommonNONE
15135B101CNCCENTENE CORP DEL$1.5M0.42%25,517CommonNONE
81762P102NOWSERVICENOW INC$1.5M0.42%1,437CommonNONE
20030N101CMCSACOMCAST CORP NEW$1.5M0.41%39,757CommonNONE
92203J407BNDXVANGUARD CHARLOTTE FDS$1.5M0.41%30,083CommonNONE
921937827BSVVANGUARD BD INDEX FDS$1.4M0.38%17,910CommonNONE
46641Q654JMSTJ P MORGAN EXCHANGE TRADED F$1.4M0.38%27,269CommonNONE
040413205ANETARISTA NETWORKS INC$1.3M0.37%12,216CommonNONE
92532F100VRTXVERTEX PHARMACEUTICALS INC$1.3M0.36%3,244CommonNONE
91324P102UNHUNITEDHEALTH GROUP INC$1.3M0.35%2,536CommonNONE
81369Y308XLPSELECT SECTOR SPDR TR$1.3M0.35%16,290CommonNONE
03831W108APPAPPLOVIN CORP$1.3M0.35%3,909CommonNONE
713448108PEPPEPSICO INC$1.3M0.35%8,240CommonNONE
46138J452BSJSINVESCO EXCH TRD SLF IDX FD$1.3M0.34%57,821CommonNONE
718172109PMPHILIP MORRIS INTL INC$1.2M0.34%10,215CommonNONE
921908844VIGVANGUARD SPECIALIZED FUNDS$1.2M0.33%6,187CommonNONE
81369Y852XLCSELECT SECTOR SPDR TR$1.2M0.33%12,278CommonNONE
30231G102XOMEXXON MOBIL CORP$1.2M0.32%10,891CommonNONE
052769106ADSKAUTODESK INC$1.2M0.32%3,972CommonNONE
46131T101VTNINVESCO TR INVT GRADE NEW YO$1.2M0.32%111,700CommonNONE
931142103WMTWALMART INC$1.2M0.32%12,952CommonNONE
81369Y407XLYSELECT SECTOR SPDR TR$1.1M0.31%5,083CommonNONE
530158104USALIBERTY ALL STAR EQUITY FD$1.1M0.31%160,268CommonNONE
126650100CVSCVS HEALTH CORP$1.1M0.30%24,635CommonNONE
46138E784PCYINVESCO EXCH TRADED FD TR II$1.1M0.30%55,591CommonNONE
46641Q332JEPIJ P MORGAN EXCHANGE TRADED F$1.1M0.30%19,170CommonNONE
00206R102TAT&T INC$1.1M0.30%48,170CommonNONE
65158N102NMRKNEWMARK GROUP INC$1.1M0.30%85,324CommonNONE
464285204IAUISHARES GOLD TR$1.1M0.29%21,240CommonNONE
921937835BNDVANGUARD BD INDEX FDS$1.0M0.29%14,469CommonNONE
67103H107ORLYOREILLY AUTOMOTIVE INC$990,1430.27%834CommonNONE
38141G104GSGOLDMAN SACHS GROUP INC$988,9150.27%1,725CommonNONE
461202103INTUINTUIT$978,5750.27%1,558CommonNONE
060505104BACBANK AMERICA CORP$976,7450.27%22,254CommonNONE
883556102TMOTHERMO FISHER SCIENTIFIC INC$965,5470.27%1,846CommonNONE
83175M205SNNSMITH & NEPHEW PLC$951,4920.26%38,710CommonNONE
33739P301FMHIFIRST TR EXCH TRADED FD III$942,2830.26%19,513CommonNONE
872540109TJXTJX COS INC NEW$931,9280.26%7,705CommonNONE
101137107BSXBOSTON SCIENTIFIC CORP$921,4250.25%10,316CommonNONE
871607107SNPSSYNOPSYS INC$905,6820.25%1,866CommonNONE
46137V118PSPINVESCO EXCHANGE TRADED FD T$887,4980.24%13,292CommonNONE
61174X109MNSTMONSTER BEVERAGE CORP NEW$884,5320.24%16,829CommonNONE
92206C771VMBSVANGUARD SCOTTSDALE FDS$873,2480.24%19,260CommonNONE
922042858VWOVANGUARD INTL EQUITY INDEX F$863,8450.24%19,615CommonNONE
09255E102MYNBLACKROCK MUNIYIELD N Y QUAL$861,8400.24%85,500CommonNONE
09256A109CIIBLACKROCK ENHANCD CAP & INM$857,4660.24%42,660CommonNONE
443201108HWMHOWMET AEROSPACE INC$855,4920.23%7,814CommonNONE
00326L100XAODXABRDN TOTAL DYNAMIC DIVIDEND$845,2050.23%100,500CommonNONE
922042775VEUVANGUARD INTL EQUITY INDEX F$828,8860.23%14,438CommonNONE
92204A504VHTVANGUARD WORLD FD$828,1450.23%3,264CommonNONE
922042866VPLVANGUARD INTL EQUITY INDEX F$823,4250.23%11,591CommonNONE
922908751VBVANGUARD INDEX FDS$806,8110.22%3,358CommonNONE
806857108SLBSCHLUMBERGER LTD$795,6700.22%20,753CommonNONE
363576109AJGGALLAGHER ARTHUR J & CO$791,6580.22%2,787CommonNONE
257651109DCIDONALDSON INC$774,1210.21%11,494CommonNONE
571748102MRSHMARSH & MCLENNAN COS INC$770,6230.21%3,628CommonNONE
921937793BLVVANGUARD BD INDEX FDS$765,8690.21%11,192CommonNONE
36242H104XGDVXGABELLI DIVID & INCOME TR$761,9330.21%31,550CommonNONE
824348106SHWSHERWIN WILLIAMS CO$757,3640.21%2,228CommonNONE
921937819BIVVANGUARD BD INDEX FDS$746,9800.21%9,996CommonNONE
747525103QCOMQUALCOMM INC$736,4540.20%4,828CommonNONE
855244109SBUXSTARBUCKS CORP$727,9930.20%7,963CommonNONE
615369105MCOMOODYS CORP$727,0960.20%1,534CommonNONE
58933Y105MRKMERCK & CO INC$725,7070.20%7,270CommonNONE
742718109PGPROCTER AND GAMBLE CO$716,8000.20%4,249CommonNONE
09260D107BXBLACKSTONE INC$710,7150.20%4,127CommonNONE
743315103PGRPROGRESSIVE CORP$700,8590.19%2,921CommonNONE
988498101YUMYUM BRANDS INC$698,6860.19%5,201CommonNONE
371901109GNTXGENTEX CORP$691,8760.19%24,082CommonNONE
14020G101CGGRCAPITAL GROUP GROWTH ETF$682,2030.19%18,354CommonNONE
N6596X109NXPINXP SEMICONDUCTORS N V$679,4620.19%3,269CommonNONE
88339J105TTDTHE TRADE DESK INC$660,0480.18%5,616CommonNONE
278865100ECLECOLAB INC$657,9710.18%2,808CommonNONE
65339F101NEENEXTERA ENERGY INC$634,3850.17%8,789CommonNONE
09251A104BDJBLACKROCK ENHANCED EQUITY DI$629,4950.17%76,026CommonNONE
922908629VOVANGUARD INDEX FDS$609,6610.17%2,308CommonNONE
573284106MLMMARTIN MARIETTA MATLS INC$603,7890.17%1,169CommonNONE
75886F107REGNREGENERON PHARMACEUTICALS$576,9870.16%810CommonNONE
169656105CMGCHIPOTLE MEXICAN GRILL INC$576,7700.16%9,580CommonNONE
87612G101TRGPTARGA RES CORP$560,3120.15%3,145CommonNONE
459200101IBMINTERNATIONAL BUSINESS MACHS$560,2660.15%2,543CommonNONE
125523100CITHE CIGNA GROUP$557,2510.15%2,018CommonNONE
05722G100BKRBAKER HUGHES COMPANY$548,6010.15%13,374CommonNONE
09250U101BGRBLACKROCK ENERGY & RES TR$541,6630.15%42,955CommonNONE
57636Q104MAMASTERCARD INCORPORATED$539,2080.15%1,027CommonNONE
46654Q203JEPQJ P MORGAN EXCHANGE TRADED F$537,8810.15%9,540CommonNONE
580135101MCDMCDONALDS CORP$533,9770.15%1,838CommonNONE
46641Q837JPSTJ P MORGAN EXCHANGE TRADED F$531,1520.15%10,545CommonNONE
020002101ALLALLSTATE CORP$506,2670.14%2,625CommonNONE
670100205NVONOVO-NORDISK A S$498,8300.14%5,799CommonNONE
303075105FDSFACTSET RESH SYS INC$495,6490.14%1,032CommonNONE
784117103SEICSEI INVTS CO$492,3230.14%5,969CommonNONE
G1151C101ACNACCENTURE PLC IRELAND$491,8020.14%1,394CommonNONE
166764100CVXCHEVRON CORP NEW$491,5910.13%3,387CommonNONE
701094104PHPARKER-HANNIFIN CORP$491,0150.13%770CommonNONE
14021D107CGBLCAPITAL GROUP CORE BALANCED$475,6580.13%15,211CommonNONE
36465A109GGNGAMCO GLOBAL GOLD NAT RES &$462,5790.13%122,700CommonNONE
46138G656RDIVINVESCO EXCH TRADED FD TR II$457,6960.13%9,486CommonNONE
842587107SOSOUTHERN CO$456,2170.13%5,542CommonNONE
81369Y886XLUSELECT SECTOR SPDR TR$451,5630.12%5,966CommonNONE
025537101AEPAMERICAN ELEC PWR CO INC$450,4970.12%4,909CommonNONE
704326107PAYXPAYCHEX INC$446,0670.12%3,179CommonNONE
172908105CTASCINTAS CORP$439,0280.12%2,403CommonNONE
70450Y103PYPLPAYPAL HLDGS INC$437,4190.12%5,130CommonNONE
92204A702VGTVANGUARD WORLD FD$435,2600.12%700CommonNONE
863667101SYKSTRYKER CORPORATION$434,2200.12%1,203CommonNONE
302130109EXPDEXPEDITORS INTL WASH INC$426,1320.12%3,847CommonNONE
24703L202DELLDELL TECHNOLOGIES INC$411,1760.11%3,568CommonNONE
355145103FTFRANKLIN UNVL TR$409,7260.11%56,050CommonNONE
852234103XYZBLOCK INC$400,0480.11%4,707CommonNONE
002824100ABTABBOTT LABS$394,3010.11%3,475CommonNONE
654106103NKENIKE INC$388,2630.11%5,131CommonNONE
452327109ILMNILLUMINA INC$386,1910.11%2,890CommonNONE
98138H101WDAYWORKDAY INC$385,4970.11%1,494CommonNONE
87911J103HQHABRDN HEALTHCARE INVESTORS$374,8170.10%23,353CommonNONE
025816109AXPAMERICAN EXPRESS CO$371,2840.10%1,254CommonNONE
00287Y109ABBVABBVIE INC$366,5950.10%2,082CommonNONE
92854T100VIVID SEATS INC$363,5750.10%78,526CommonNONE
09255C106BLACKROCK MUNIHLDGS NY QLTY$356,7300.10%34,500CommonNONE
48251W104KKRKKR & CO INC$356,6110.10%2,417CommonNONE
552727109MCRMFS CHARTER INCOME TR$342,2870.09%53,650CommonNONE
05464C101AXONAXON ENTERPRISE INC$335,1960.09%563CommonNONE
478160104JNJJOHNSON & JOHNSON$330,4570.09%2,265CommonNONE
833445109SNOWSNOWFLAKE INC$325,4960.09%2,108CommonNONE
17275R102CSCOCISCO SYS INC$325,2840.09%5,495CommonNONE
244199105DEDEERE & CO$317,3510.09%747CommonNONE
032654105ADIANALOG DEVICES INC$307,0050.08%1,445CommonNONE
92840R101NFJVIRTUS DIVIDEND INTEREST & P$305,9620.08%24,225CommonNONE
09248X100BBNBLACKROCK TAX MUNICPAL BD TR$291,7720.08%18,100CommonNONE
600544100MLKNMILLERKNOLL INC$290,5750.08%12,863CommonNONE
670656107NRKNUVEEN NEW YORK AMT QLT MUNI$287,6530.08%27,500CommonNONE
21036P108STZCONSTELLATION BRANDS INC$285,7530.08%1,293CommonNONE
882508104TXNTEXAS INSTRS INC$285,2030.08%1,513CommonNONE
092501105XBOEXBLACKROCK ENHANCED GLOBAL DI$283,5200.08%26,325CommonNONE
438516106HONHONEYWELL INTL INC$281,9110.08%1,248CommonNONE
01609W102BABAALIBABA GROUP HLDG LTD$270,7340.07%3,193CommonNONE
27828U106ETOEATON VANCE TAX-ADVANTAGED G$270,0290.07%10,690CommonNONE
50208A102XSCDXLMP CAP & INCOME FD INC$266,6000.07%15,500CommonNONE
98850P109YUMCYUM CHINA HLDGS INC$257,7210.07%5,350CommonNONE
949746101WMT2WELLS FARGO CO NEW$257,6400.07%3,678CommonNONE
808524854SCHRSCHWAB STRATEGIC TR$256,9150.07%10,577CommonNONE
09290D101BLKBLACKROCK INC$256,2780.07%253CommonNONE
191216100KOCOCA COLA CO$253,4840.07%3,991CommonNONE
053015103ADPAUTOMATIC DATA PROCESSING IN$249,1130.07%848CommonNONE
149123101CATCATERPILLAR INC$240,1470.07%655CommonNONE
27828X100ETBEATON VANCE TAX MNGED BUY WR$239,4010.07%15,960CommonNONE
969457100WMBWILLIAMS COS INC$236,8830.07%4,392CommonNONE
92343V104VZVERIZON COMMUNICATIONS INC$236,7010.06%5,799CommonNONE
666807102NOCNORTHROP GRUMMAN CORP$235,1140.06%501CommonNONE
11135E203BNLBROADSTONE NET LEASE INC$230,7790.06%14,551CommonNONE
78409V104SPGIS&P GLOBAL INC$230,0900.06%457CommonNONE
548661107LOWLOWES COS INC$229,0300.06%916CommonNONE
02209S103MOALTRIA GROUP INC$225,8990.06%4,305CommonNONE
92206C409VCSHVANGUARD SCOTTSDALE FDS$225,2930.06%2,888CommonNONE
33738D879RDVIFIRST TR EXCHANGE-TRADED FD$223,6140.06%9,225CommonNONE
98978V103ZTSZOETIS INC$222,5620.06%1,366CommonNONE
921909768VXUSVANGUARD STAR FDS$218,9840.06%3,716CommonNONE
770700102HOODROBINHOOD MKTS INC$217,5610.06%5,839CommonNONE
682680103OKEONEOK INC NEW$216,8640.06%2,156CommonNONE
D18190898DBDEUTSCHE BANK A G$216,3820.06%12,691CommonNONE
872590104TMUST-MOBILE US INC$211,2390.06%954CommonNONE
031162100AMGNAMGEN INC$205,9060.06%810CommonNONE
89417E109TRVTRAVELERS COMPANIES INC$204,9970.06%849CommonNONE
235851102DHRDANAHER CORPORATION$202,4630.06%864CommonNONE
78467V608SRLNSSGA ACTIVE ETF TR$200,7630.06%4,811CommonNONE
27828H105XEVVXEATON VANCE LTD DURATION INC$195,4000.05%20,000CommonNONE
46138J635BSJQINVESCO EXCH TRD SLF IDX FD$183,5580.05%7,887CommonNONE
92204A801VAWVANGUARD WORLD FD$177,8840.05%947CommonNONE
552737108MMTMFS MULTIMARKET INCOME TR$161,8050.04%34,500CommonNONE
92206C102VGSHVANGUARD SCOTTSDALE FDS$145,4500.04%2,500CommonNONE
92912T100XIGDXVOYA GLBL EQTY DIV & PREM OP$136,5840.04%25,200CommonNONE
27829F108XEXGXEATON VANCE TAX-MANAGED GLOB$122,8570.03%15,038CommonNONE
808524730FNDESCHWAB STRATEGIC TR$99,9900.03%3,442CommonNONE
46138G508BKLNINVESCO EXCH TRADED FD TR II$99,9350.03%4,743CommonNONE
81369Y506XLESELECT SECTOR SPDR TR$71,3550.02%833CommonNONE
46641Q134JIREJ P MORGAN EXCHANGE TRADED F$58,2170.02%995CommonNONE
92204A405VFHVANGUARD WORLD FD$57,9720.02%491CommonNONE
922908538VOTVANGUARD INDEX FDS$42,6300.01%168CommonNONE
46138J817BSJPINVESCO EXCH TRD SLF IDX FD$40,1760.01%1,742CommonNONE
81369Y704XLISELECT SECTOR SPDR TR$28,3280.01%215CommonNONE
92204A108VCRVANGUARD WORLD FD$28,1540.01%75CommonNONE
92204A884VOXVANGUARD WORLD FD$27,8930.01%180CommonNONE
92204A876VPUVANGUARD WORLD FD$27,2910.01%167CommonNONE
92204A207VDCVANGUARD WORLD FD$24,3090.01%115CommonNONE
922908595VBKVANGUARD INDEX FDS$14,2830.00%51CommonNONE
922042874VGKVANGUARD INTL EQUITY INDEX F$13,6920.00%216CommonNONE
92206C847VGLTVANGUARD SCOTTSDALE FDS$11,5130.00%208CommonNONE
808524755FNDFSCHWAB STRATEGIC TR$9,3320.00%281CommonNONE
92206C664VTWOVANGUARD SCOTTSDALE FDS$9,2010.00%103CommonNONE
46138G664RWJINVESCO EXCH TRADED FD TR II$6,8640.00%150CommonNONE
46138G649QQQMINVESCO EXCH TRADED FD TR II$6,5240.00%31CommonNONE
81369Y860XLRESELECT SECTOR SPDR TR$5,9380.00%146CommonNONE
46641Q761JQUAJ P MORGAN EXCHANGE TRADED F$4,7530.00%83CommonNONE
46137V662PJPINVESCO EXCHANGE TRADED FD T$4,5440.00%55CommonNONE
808524706SCHESCHWAB STRATEGIC TR$3,6220.00%136CommonNONE
92206C706VGITVANGUARD SCOTTSDALE FDS$2,5520.00%44CommonNONE
922908611VBRVANGUARD INDEX FDS$2,3780.00%12CommonNONE
922908652VXFVANGUARD INDEX FDS$2,2800.00%12CommonNONE
922042718VSSVANGUARD INTL EQUITY INDEX F$1,7170.00%15CommonNONE
808524870SCHPSCHWAB STRATEGIC TR$1,2920.00%50CommonNONE
46090A887GSYINVESCO ACTIVELY MANAGED EXC$1,1530.00%23CommonNONE
674599162OXY/WSOCCIDENTAL PETE CORP$1930.00%7CommonNONE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.