Q4 2024 · 13F-HR
Thomas J. Herzfeld Advisors, Inc.holdings as filed
Filed 2025-02-12 · accession 0001398344-25-002553
$312.1M
Reported value
147
Positions
2024-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 69346N107 | PDX | PIMCO Dynamic Income Strategy Fund | $39.0M | 12.5% | 1,493,089 | Common | SOLE |
| 30290Y101 | FSCO | FS Credit Opportunities Corp | $22.1M | 7.07% | 3,237,249 | Common | SOLE |
| 43010E404 | HFRO | Highland Floating Rate Opportunities Fund | $14.3M | 4.59% | 2,760,778 | Common | SOLE |
| 880198205 | SABA | Saba Capital Income & Opport | $13.0M | 4.17% | 1,436,590 | Common | SOLE |
| 67080R102 | NPFD | Nuveen Vriabl Rat Pfd & Inm | $11.7M | 3.74% | 640,133 | Common | SOLE |
| 86887Q109 | SSSS | Suro Capital Corp | $8.0M | 2.56% | 1,357,409 | Common | SOLE |
| 112830104 | RA | Brookfield Real Assets Incom | $7.9M | 2.54% | 594,984 | Common | SOLE |
| 74348T102 | PSEC | Prospect Capital Corporation | $7.9M | 2.53% | 1,828,411 | Common | SOLE |
| 83617A108 | SPMC | Sound Point Meridian Cap Inc. | $7.0M | 2.24% | 334,544 | Common | SOLE |
| 98400T106 | — | XAI Octagn Flt Rat & Alt Inm | $6.9M | 2.20% | 1,036,151 | Common | SOLE |
| 67072T108 | JFR | Nuveen Floating Rate Income | $6.0M | 1.91% | 668,591 | Common | SOLE |
| 25065A502 | DMA | Destra Multi-Alternative Fd | $5.8M | 1.87% | 689,580 | Common | SOLE |
| 42804T106 | — | The Herzfeld Caribbean Basin Fund Inc | $5.8M | 1.87% | 2,497,386 | Common | SOLE |
| 338478100 | XFFCX | Flaherty & Crumrine Pfd Secs | $5.7M | 1.83% | 368,225 | Common | SOLE |
| G66721104 | NCLH | Norwegian Cruise Line Holdings Ltd | $5.5M | 1.76% | 213,207 | Common | SOLE |
| 72203T100 | PAXS | PIMCO Access Income Fund | $5.5M | 1.75% | 358,285 | Common | SOLE |
| 89147L886 | TYG | Tortoise Energy Infra Corp | $5.4M | 1.72% | 127,580 | Common | SOLE |
| 18469P209 | EMO | Clearbridge Energy Midstrm O | $4.9M | 1.58% | 105,647 | Common | SOLE |
| 576323109 | MTZ | MasTec Inc | $4.7M | 1.52% | 34,872 | Common | SOLE |
| 09260K101 | BSTZ | BlackRock Science and Technology Trust II | $4.7M | 1.50% | 226,339 | Common | SOLE |
| 64133Q108 | NBXG | Neuberger Brman Next Genera | $4.6M | 1.47% | 359,056 | Common | SOLE |
| 67075F105 | XDIAX | Nuveen Dow 30 Dynamic Overwrite Fund | $4.2M | 1.35% | 279,234 | Common | SOLE |
| 486606106 | KYN | Kayne Anderson Energy Infrst | $4.1M | 1.31% | 321,240 | Common | SOLE |
| V7780T103 | RCL | Royal Caribbean Group | $4.1M | 1.31% | 17,666 | Common | SOLE |
| 19248C105 | LDP | Cohen & Steers Limited Duration Preferred and Income Fund, Inc. | $3.8M | 1.21% | 186,703 | Common | SOLE |
| 155123102 | CET | Central Securities Corp | $3.8M | 1.20% | 82,237 | Common | SOLE |
| 76883Y107 | RFMZ | Rivernorth Flexible Mun Income Fund II, Inc. | $3.4M | 1.10% | 255,434 | Common | SOLE |
| 72201J104 | PFN | PIMCO Income Strategy FdII | $3.3M | 1.06% | 444,945 | Common | SOLE |
| 09260U109 | BCAT | BlackRock Cap Allocation Tr | $3.2M | 1.03% | 212,086 | Common | SOLE |
| 27901F109 | XTEAX | Ecofin Sustainable and Social Impact Term Fund | $3.2M | 1.02% | 265,279 | Common | SOLE |
| 670699107 | QQQX | Nuveen NASDAQ 100 Dynamic Overwrite Fund | $3.2M | 1.02% | 117,169 | Common | SOLE |
| 885213108 | TBLD | Thornburg Incm Builder Opp Tr | $3.0M | 0.96% | 184,536 | Common | SOLE |
| 552738106 | MFM | MFS Municipal Income Trust | $2.8M | 0.90% | 526,027 | Common | SOLE |
| 82889N855 | PFIX | Simplify Exchange Traded Fun | $2.8M | 0.89% | 53,202 | Common | SOLE |
| 27829F108 | XEXGX | Eaton Vance Tax-Managed Glob | $2.7M | 0.86% | 326,929 | Common | SOLE |
| 874036106 | TWN | The Taiwan Fund Inc | $2.7M | 0.85% | 68,717 | Common | SOLE |
| 69355J104 | SDHY | PGIM Short Dur Hig yld Opp F | $2.7M | 0.85% | 164,559 | Common | SOLE |
| 143658300 | CCL1EUR | Carnival Corp | $2.6M | 0.82% | 102,657 | Common | SOLE |
| N70544106 | PL0 | Playa Hotels & Resorts Nv | $2.6M | 0.82% | 202,058 | Common | SOLE |
| 67071B108 | JRS | Nuveen Real Estate Income Fund | $2.5M | 0.81% | 291,923 | Common | SOLE |
| 09254L107 | MUC | BlackRock Munihldngs Cali QL | $2.3M | 0.73% | 215,693 | Common | SOLE |
| 644393100 | NFE | New Fortress Energy Inc | $2.0M | 0.65% | 133,602 | Common | SOLE |
| 09257R101 | BGB | Blackstone Strategic Cred 20 | $2.0M | 0.65% | 165,122 | Common | SOLE |
| P73684113 | OSW | OneSpaWorld Holdings Limited | $2.0M | 0.64% | 100,000 | Common | SOLE |
| 65339F101 | NEE | NextEra Energy Inc | $1.9M | 0.61% | 26,697 | Common | SOLE |
| 573284106 | MLM | Martin Marietta Materials Inc | $1.9M | 0.60% | 3,640 | Common | SOLE |
| 67103X102 | OFG | OFG Bancorp | $1.8M | 0.59% | 43,454 | Common | SOLE |
| 269808101 | ECC | Eagle Pt Cr Co LLC | $1.8M | 0.59% | 206,460 | Common | SOLE |
| 35472T101 | FTF | Franklin Limited Duration Income Trust | $1.8M | 0.57% | 270,295 | Common | SOLE |
| 733174700 | BPOP | Popular Inc | $1.7M | 0.56% | 18,598 | Common | SOLE |
| 006212104 | ADX | Adams Diversified Equity Fund Inc | $1.7M | 0.53% | 83,059 | Common | SOLE |
| 318672706 | FBP | First BanCorp/Puerto Rico | $1.6M | 0.53% | 88,690 | Common | SOLE |
| 95790B109 | DMO | Western Asset Mortgage Opp Fund Inc. | $1.6M | 0.51% | 134,792 | Common | SOLE |
| 670735109 | JLS | Nuveen Mortgage and Income Fund | $1.6M | 0.50% | 87,331 | Common | SOLE |
| 21924B302 | CLM | Cornerstone Strategic Value Fund Inc | $1.5M | 0.47% | 171,852 | Common | SOLE |
| 72369H106 | XPHTX | Pioneer High Income Fund Inc. | $1.4M | 0.45% | 179,982 | Common | SOLE |
| 67066V101 | NAD | Nuveen Quality Municipal Income Fund | $1.3M | 0.43% | 115,117 | Common | SOLE |
| P31076105 | CPA | Copa Holdings SA | $1.3M | 0.43% | 15,250 | Common | SOLE |
| 94987D101 | ERC | Wells Fargo Advantage Multi-Sector Income Fund | $1.3M | 0.43% | 145,328 | Common | SOLE |
| 723653101 | XHNWX | Pioneer Diversified High Income Trust | $1.3M | 0.41% | 109,456 | Common | SOLE |
| 929160109 | VMC | Vulcan Materials Co | $1.3M | 0.41% | 5,019 | Common | SOLE |
| 526057104 | LEN | Lennar Corp | $1.3M | 0.41% | 9,450 | Common | SOLE |
| 92540K109 | VTMX | Vesta Real Estate Corp | $1.1M | 0.35% | 42,412 | Common | SOLE |
| 09253X102 | XMUIX | BlackRock Muni Intermediate Duration Fund Inc | $1.0M | 0.34% | 86,319 | Common | SOLE |
| 59318E102 | CMU | MFS High Yield Municipal Trust | $1.0M | 0.32% | 284,360 | Common | SOLE |
| 151290889 | CX | Cemex SAB de CV | $877,477 | 0.28% | 155,581 | Common | SOLE |
| 56064K100 | MMD | NYLI MacKay Defined Term Muni | $840,977 | 0.27% | 56,328 | Common | SOLE |
| 59318B108 | CXH | MFS Investment Grade Municipal Trust | $775,733 | 0.25% | 97,088 | Common | SOLE |
| 72200M108 | XPCKX | PIMCO Calif Mun Income Fd II | $748,710 | 0.24% | 130,893 | Common | SOLE |
| 670663103 | NMCO | Nuveen Municipal Credit Opp Fund | $719,655 | 0.23% | 67,828 | Common | SOLE |
| 40051E202 | ASR | Grupo Aeroportuario del Sureste SAB de CV | $714,923 | 0.23% | 2,775 | Common | SOLE |
| 05589T104 | — | BNY Mellon Mun Income Inc | $651,297 | 0.21% | 91,732 | Common | SOLE |
| 09662E109 | DSM | BNY Mellon Strategic Mun Bd | $623,256 | 0.20% | 107,273 | Common | SOLE |
| 344419106 | FMX | Fomento Economico Mexicano SAB de CV | $586,376 | 0.19% | 6,859 | Common | SOLE |
| 30040P103 | EVTC | EVERTEC Inc | $585,491 | 0.19% | 16,956 | Common | SOLE |
| 27827Y109 | XENWX | Eaton Vance New York Mun Bd | $556,971 | 0.18% | 58,444 | Common | SOLE |
| 67070X101 | NZF | Nuveen Municipal Credit Inc. | $524,466 | 0.17% | 43,095 | Common | SOLE |
| 723760104 | XMIOX | Pioneer Mun High Income Oppo | $508,130 | 0.16% | 42,844 | Common | SOLE |
| 09253T101 | XMVTX | BlackRock MuniIvest FD II Inc. | $454,937 | 0.15% | 43,122 | Common | SOLE |
| 670695105 | NUW | Nuveen Amt- Free Mun Value Fd | $451,616 | 0.14% | 33,256 | Common | SOLE |
| 67066Y105 | NAC | Nuveen CA Qualty Mun Income | $431,910 | 0.14% | 38,256 | Common | SOLE |
| 46131M106 | VGM | Invesco Tr Invt Grade Muns | $391,860 | 0.13% | 38,798 | Common | SOLE |
| 33848E106 | PFO | Flaherty & Crumrine Pfd Inco | $359,670 | 0.12% | 39,919 | Common | SOLE |
| 30151E806 | CEFS | Exchange Listed FDS Tr | $352,316 | 0.11% | 16,448 | Common | SOLE |
| 78463V107 | GLD | SPDR Gold Tr | $338,498 | 0.11% | 1,398 | Common | SOLE |
| 811543107 | SEB | Seaboard Corp | $332,863 | 0.11% | 137 | Common | SOLE |
| 05588W108 | LEO | BNY Mellon Strategic Muns In | $296,836 | 0.10% | 49,145 | Common | SOLE |
| 723762100 | XPMAX | Pioneer Municipal High Income Advantage Trust | $294,629 | 0.09% | 34,950 | Common | SOLE |
| 59318D104 | CXE | MFS High Income Mun Tr | $279,812 | 0.09% | 76,036 | Common | SOLE |
| 746823103 | PMM | Putnam Managed Mun Income Tr | $258,746 | 0.08% | 43,341 | Common | SOLE |
| G3156P103 | ASA | ASA Gold and Precious Metals Ltd | $254,812 | 0.08% | 12,602 | Common | SOLE |
| 24610T108 | VFL | Delaware Invts Natl Mun Inco | $254,415 | 0.08% | 25,115 | Common | SOLE |
| 46131T101 | VTN | Invesco Tr Invt Grade New Yo | $252,662 | 0.08% | 24,132 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF Tr | $228,571 | 0.07% | 390 | Common | SOLE |
| 101507101 | STEW | SRH Total Return Fund Inc | $197,697 | 0.06% | 12,341 | Common | SOLE |
| G23773107 | CWCO | Consolidated Water Co Ltd | $157,722 | 0.05% | 6,092 | Common | SOLE |
| 46090E103 | QQQ | Invesco QQQ Tr | $138,032 | 0.04% | 270 | Common | SOLE |
| 19842X109 | STK | Columbia Seligman Premium Technology Growth Fund | $127,704 | 0.04% | 3,997 | Common | SOLE |
| 64107A113 | NPWR/WS | Net Power Inc. | $117,953 | 0.04% | 32,771 | Common | SOLE |
| 46434V860 | TFLO | iShares Tr | $109,419 | 0.04% | 2,168 | Common | SOLE |
| 09260E105 | BMEZ | BlackRock Health Sciences Trust II | $98,813 | 0.03% | 6,862 | Common | SOLE |
| 64110L106 | NFLX | Netflix, Inc. | $89,132 | 0.03% | 100 | Common | SOLE |
| 78467Y107 | MDY | SPDR S&P MidCap 400 ETF Tr | $85,437 | 0.03% | 150 | Common | SOLE |
| 30303M102 | META | Meta Platforms Inc | $58,551 | 0.02% | 100 | Common | SOLE |
| 890930100 | TPZ | Tortoise Pwr & Energy Infras | $47,554 | 0.02% | 2,370 | Common | SOLE |
| 46138W107 | FXY | Investco CurrencyShares Japan | $35,172 | 0.01% | 600 | Common | SOLE |
| 00548F105 | PEO | Adams Natural Resources Fund Inc | $34,564 | 0.01% | 1,594 | Common | SOLE |
| 68386H103 | OPFI | Oppfi Inc Com | $29,859 | 0.01% | 3,898 | Common | SOLE |
| 33718W103 | FPF | First Tr Inter Dur Pfd & In | $18,990 | 0.01% | 1,055 | Common | SOLE |
| 74623V111 | PCTTW | Purecycle Technologies Inc | $18,743 | 0.01% | 5,457 | Common | SOLE |
| 092524107 | XBGYX | BlackRock Enhanced International Dividend Trust | $17,157 | 0.01% | 3,231 | Common | SOLE |
| 612160119 | AIRJW | Montana Technologies Corp | $16,838 | 0.01% | 15,307 | Common | SOLE |
| 61745C105 | IIF | Morgan Stanley India Investment Fund Inc | $14,556 | 0.00% | 576 | Common | SOLE |
| 00302M106 | XAGDX | Aberdeen Global Dynamic Dividend Fund | $14,190 | 0.00% | 1,448 | Common | SOLE |
| 47109U104 | JOF | Japan Smaller Capitalization Fund Inc | $11,942 | 0.00% | 1,557 | Common | SOLE |
| 69346J106 | GHY | PGIM Global Short Duration High Yield Fund, Inc. | $11,852 | 0.00% | 962 | Common | SOLE |
| 644465106 | GF | The New Germany Fund Inc | $11,392 | 0.00% | 1,460 | Common | SOLE |
| 74347W130 | SVXY | ProShares Short VIX Short-Term Futures ETF | $11,013 | 0.00% | 220 | Common | SOLE |
| 87261Y106 | TMC | TMC The Metals Company Inc | $10,034 | 0.00% | 8,959 | Common | SOLE |
| 169373107 | XXCHNXX | China Fd Inc | $9,830 | 0.00% | 824 | Common | SOLE |
| 872340104 | TSI | TCW Strategic Income Fund Inc | $9,620 | 0.00% | 2,000 | Common | SOLE |
| 00302L108 | XAWPX | Aberdeen Global Premier Properties Fund | $9,499 | 0.00% | 2,461 | Common | SOLE |
| 88018T101 | TDF | Templeton Dragon Fd Inc. | $9,297 | 0.00% | 1,095 | Common | SOLE |
| 592835102 | MXF | The Mexico Fund, Inc. | $9,161 | 0.00% | 694 | Common | SOLE |
| 592834105 | MXE | Mexico Equity & Income Fd | $9,034 | 0.00% | 1,125 | Common | SOLE |
| 00326L100 | XAODX | Aberdeen Total Dynamic Dividend Fund | $8,898 | 0.00% | 1,058 | Common | SOLE |
| 00306J109 | XJEQX | Aberdeen Japan Equity Fund Inc | $8,407 | 0.00% | 1,462 | Common | SOLE |
| 00301W105 | AEF | Aberdeen Emerging Markets Equity Inc. | $8,019 | 0.00% | 1,545 | Common | SOLE |
| 00326W106 | ASGI | Aberdeen Std Global Infrastructure | $7,818 | 0.00% | 446 | Common | SOLE |
| 09262F100 | ECAT | BlackRock ESG Cap Allc Tr | $7,544 | 0.00% | 460 | Common | SOLE |
| 86164T107 | EDF | Virtus Stone HBR Emrg Mkts I | $7,266 | 0.00% | 1,546 | Common | SOLE |
| 298768102 | EEA | The European Equity Fund Inc | $6,057 | 0.00% | 744 | Common | SOLE |
| 617477104 | EDD | Morgan Stanley Emerging Mkts | $5,902 | 0.00% | 1,300 | Common | SOLE |
| 500634209 | KF | The Korea Fund Inc | $5,773 | 0.00% | 313 | Common | SOLE |
| 67090X107 | JCE | Nuveen Core Equity Alpha Fund | $5,762 | 0.00% | 362 | Common | SOLE |
| 780910105 | RVT | Royce Value Trust Inc | $5,697 | 0.00% | 361 | Common | SOLE |
| 368802104 | GAM | General American Investors Co Inc | $5,685 | 0.00% | 111 | Common | SOLE |
| 529900102 | ASG | Liberty All Star Growth Fund Inc | $5,600 | 0.00% | 991 | Common | SOLE |
| 895436103 | TY | Tri-Continental Corp | $5,452 | 0.00% | 172 | Common | SOLE |
| 36242H104 | XGDVX | The Gabelli Dividend & Income Trust | $5,437 | 0.00% | 225 | Common | SOLE |
| 92835W107 | ZTR | Virtus Total Return Fund Inc. | $5,420 | 0.00% | 925 | Common | SOLE |
| 09251A104 | BDJ | BlackRock Enhanced Equity Dividend Trust | $5,267 | 0.00% | 636 | Common | SOLE |
| 362397101 | GAB | Gabelli Equity Trust Inc | $5,210 | 0.00% | 968 | Common | SOLE |
| 530158104 | USA | Liberty All Star Equity Fund | $5,188 | 0.00% | 746 | Common | SOLE |
| 577096100 | MTTR* | Matterport Inc | $3,465 | 0.00% | 731 | Common | SOLE |
| 09260Q108 | BTX | BlackRock Innovation and Grw | $1,786 | 0.00% | 240 | Common | SOLE |
| 65340G205 | NXDT | Nexpoint Diversified Rel Et | $1,519 | 0.00% | 249 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.