Q3 2024 · 13F-HR
Thomas J. Herzfeld Advisors, Inc.holdings as filed
Filed 2024-11-12 · accession 0001398344-24-020507
$300.3M
Reported value
155
Positions
2024-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 69346N107 | PDX | PIMCO Dynamic Income Strategy Fund | $36.2M | 12.0% | 1,533,137 | Common | SOLE |
| 30290Y101 | FSCO | FS Credit Opportunities Corp | $27.3M | 9.08% | 4,292,358 | Common | SOLE |
| 43010E404 | HFRO | Highland Floating Rate Opportunities Fund | $18.5M | 6.16% | 3,019,455 | Common | SOLE |
| 67080R102 | NPFD | Nuveen Vriabl Rat Pfd & Inm | $12.0M | 4.01% | 634,969 | Common | SOLE |
| 42968F108 | PCF | High Income Secs Fd Shs | $10.8M | 3.58% | 1,574,349 | Common | SOLE |
| 83617A108 | SPMC | Sound Point Meridian Cap Inc. | $8.3M | 2.78% | 421,699 | Common | SOLE |
| 21924B302 | CLM | Cornerstone Strategic Value Fund Inc | $5.8M | 1.93% | 756,291 | Common | SOLE |
| 25065A502 | DMA | Destra Multi-Alternative Fd | $5.8M | 1.93% | 669,203 | Common | SOLE |
| 42804T106 | — | The Herzfeld Caribbean Basin Fund Inc | $5.7M | 1.91% | 2,532,115 | Common | SOLE |
| 67072T108 | JFR | Nuveen Floating Rate Income | $5.7M | 1.90% | 648,025 | Common | SOLE |
| 72203T100 | PAXS | PIMCO Access Income Fund | $5.1M | 1.69% | 305,530 | Common | SOLE |
| G66721104 | NCLH | Norwegian Cruise Line Holdings Ltd | $5.0M | 1.66% | 243,207 | Common | SOLE |
| 880198205 | SABA | Saba Capital Income & Opport | $4.9M | 1.62% | 570,087 | Common | SOLE |
| 64133Q108 | NBXG | Neuberger Brman Next Genera | $4.6M | 1.54% | 360,412 | Common | SOLE |
| 67073B106 | JPC | Nuveen Pfd & Income Opportun | $4.6M | 1.52% | 563,822 | Common | SOLE |
| 86887Q109 | SSSS | Suro Capital Corp | $4.4M | 1.46% | 1,088,510 | Common | SOLE |
| 09260K101 | BSTZ | BlackRock Science and Technology Trust II | $4.4M | 1.46% | 227,639 | Common | SOLE |
| V7780T103 | RCL | Royal Caribbean Group | $4.3M | 1.44% | 24,348 | Common | SOLE |
| 576323109 | MTZ | MasTec Inc | $4.3M | 1.43% | 34,872 | Common | SOLE |
| 112830104 | RA | Brookfield Real Assets Incom | $4.2M | 1.41% | 309,471 | Common | SOLE |
| 67075F105 | XDIAX | Nuveen Dow 30 Dynamic Overwrite Fund | $4.0M | 1.33% | 268,086 | Common | SOLE |
| 89147L886 | TYG | Tortoise Energy Infra Corp | $3.9M | 1.29% | 99,054 | Common | SOLE |
| 338478100 | XFFCX | Flaherty & Crumrine Pfd Secs | $3.8M | 1.25% | 229,127 | Common | SOLE |
| 155123102 | CET | Central Securities Corp | $3.8M | 1.25% | 81,851 | Common | SOLE |
| 76883Y107 | RFMZ | Rivernorth Flexible Mun Income Fund II, Inc. | $3.7M | 1.22% | 253,669 | Common | SOLE |
| 19248C105 | LDP | Cohen & Steers Limited Duration Preferred and Income Fund, Inc. | $3.6M | 1.21% | 166,960 | Common | SOLE |
| 09260U109 | BCAT | BlackRock Cap Allocation Tr | $3.5M | 1.17% | 213,860 | Common | SOLE |
| 18469P209 | EMO | Clearbridge Energy Midstrm O | $3.4M | 1.14% | 81,031 | Common | SOLE |
| 885213108 | TBLD | Thornburg Incm Builder Opp Tr | $3.4M | 1.12% | 189,418 | Common | SOLE |
| 552738106 | MFM | MFS Municipal Income Trust | $3.1M | 1.04% | 547,602 | Common | SOLE |
| 72201J104 | PFN | PIMCO Income Strategy FdII | $3.0M | 1.01% | 399,172 | Common | SOLE |
| 89147X104 | — | Tortoise Pwr & Energy Infras | $3.0M | 1.01% | 167,772 | Common | SOLE |
| 670699107 | QQQX | Nuveen NASDAQ 100 Dynamic Overwrite Fund | $2.9M | 0.95% | 113,701 | Common | SOLE |
| 874036106 | TWN | The Taiwan Fund Inc | $2.9M | 0.95% | 64,926 | Common | SOLE |
| 35472T101 | FTF | Franklin Limited Duration Income Trust | $2.7M | 0.92% | 412,154 | Common | SOLE |
| 486606106 | KYN | Kayne Anderson Energy Infrst | $2.7M | 0.90% | 245,557 | Common | SOLE |
| 27829F108 | XEXGX | Eaton Vance Tax-Managed Glob | $2.7M | 0.89% | 307,690 | Common | SOLE |
| 09254L107 | MUC | BlackRock Munihldngs Cali QL | $2.6M | 0.86% | 223,827 | Common | SOLE |
| 89148K200 | XNDPX | Tortoise Energy Independence | $2.4M | 0.80% | 63,784 | Common | SOLE |
| 67103X102 | OFG | OFG Bancorp | $2.4M | 0.80% | 53,454 | Common | SOLE |
| 65339F101 | NEE | NextEra Energy Inc | $2.3M | 0.75% | 26,697 | Common | SOLE |
| 67066V101 | NAD | Nuveen Quality Municipal Income Fund | $2.2M | 0.73% | 178,003 | Common | SOLE |
| 573284106 | MLM | Martin Marietta Materials Inc | $2.1M | 0.69% | 3,840 | Common | SOLE |
| 318672706 | FBP | First BanCorp/Puerto Rico | $1.9M | 0.63% | 88,690 | Common | SOLE |
| 09257R101 | BGB | Blackstone Strategic Cred 20 | $1.9M | 0.62% | 152,231 | Common | SOLE |
| 733174700 | BPOP | Popular Inc | $1.9M | 0.62% | 18,598 | Common | SOLE |
| 526057104 | LEN | Lennar Corp | $1.8M | 0.59% | 9,450 | Common | SOLE |
| 006212104 | ADX | Adams Diversified Equity Fund Inc | $1.7M | 0.56% | 77,883 | Common | SOLE |
| N70544106 | PL0 | Playa Hotels & Resorts Nv | $1.6M | 0.52% | 202,058 | Common | SOLE |
| P73684113 | OSW | OneSpaWorld Holdings Limited | $1.6M | 0.52% | 94,570 | Common | SOLE |
| 143658300 | CCL1EUR | Carnival Corp | $1.5M | 0.51% | 82,700 | Common | SOLE |
| 670735109 | JLS | Nuveen Mortgage and Income Fund | $1.5M | 0.50% | 80,859 | Common | SOLE |
| 95790B109 | DMO | Western Asset Mortgage Opp Fund Inc. | $1.5M | 0.49% | 123,469 | Common | SOLE |
| 27901F109 | XTEAX | Ecofin Sustainable and Social Impact Term Fund | $1.5M | 0.49% | 112,962 | Common | SOLE |
| P31076105 | CPA | Copa Holdings SA | $1.4M | 0.48% | 15,250 | Common | SOLE |
| 72369H106 | XPHTX | Pioneer High Income Fund Inc. | $1.4M | 0.46% | 172,124 | Common | SOLE |
| 344419106 | FMX | Fomento Economico Mexicano SAB de CV | $1.4M | 0.46% | 13,899 | Common | SOLE |
| 929160109 | VMC | Vulcan Materials Co | $1.3M | 0.44% | 5,219 | Common | SOLE |
| 92540K109 | VTMX | Vesta Real Estate Corp | $1.3M | 0.43% | 48,412 | Common | SOLE |
| 723653101 | XHNWX | Pioneer Diversified High Income Trust | $1.2M | 0.42% | 101,600 | Common | SOLE |
| 94987D101 | ERC | Wells Fargo Advantage Multi-Sector Income Fund | $1.2M | 0.41% | 129,426 | Common | SOLE |
| 269808101 | ECC | Eagle Pt Cr Co LLC | $1.2M | 0.41% | 124,399 | Common | SOLE |
| 644393100 | NFE | New Fortress Energy Inc | $1.2M | 0.40% | 133,602 | Common | SOLE |
| 47103U845 | JAAA | Janus Detroit Str Tr | $955,170 | 0.32% | 18,773 | Common | SOLE |
| 151290889 | CX | Cemex SAB de CV | $949,044 | 0.32% | 155,581 | Common | SOLE |
| 292104106 | ESRT | Empire State Realty Trust Inc | $818,746 | 0.27% | 73,894 | Common | SOLE |
| 67070X101 | NZF | Nuveen Municipal Credit Inc. | $817,113 | 0.27% | 62,375 | Common | SOLE |
| 670663103 | NMCO | Nuveen Municipal Credit Opp Fund | $808,789 | 0.27% | 69,305 | Common | SOLE |
| 40051E202 | ASR | Grupo Aeroportuario del Sureste SAB de CV | $784,659 | 0.26% | 2,775 | Common | SOLE |
| 05589T104 | — | BNY Mellon Mun Income Inc | $684,954 | 0.23% | 93,701 | Common | SOLE |
| 09662E109 | DSM | BNY Mellon Strategic Mun Bd | $621,193 | 0.21% | 99,710 | Common | SOLE |
| 27827Y109 | XENWX | Eaton Vance New York Mun Bd | $616,604 | 0.21% | 61,908 | Common | SOLE |
| 59318E102 | CMU | MFS High Yield Municipal Trust | $591,241 | 0.20% | 161,321 | Common | SOLE |
| 72200M108 | XPCKX | PIMCO Calif Mun Income Fd II | $585,723 | 0.20% | 93,268 | Common | SOLE |
| 59318B108 | CXH | MFS Investment Grade Municipal Trust | $584,631 | 0.19% | 71,123 | Common | SOLE |
| 30040P103 | EVTC | EVERTEC Inc | $574,639 | 0.19% | 16,956 | Common | SOLE |
| 09253T101 | XMVTX | BlackRock MuniIvest FD II Inc. | $566,801 | 0.19% | 49,763 | Common | SOLE |
| 09253X102 | XMUIX | BlackRock Muni Intermediate Duration Fund Inc | $560,024 | 0.19% | 44,517 | Common | SOLE |
| 46131T101 | VTN | Invesco Tr Invt Grade New Yo | $478,875 | 0.16% | 41,533 | Common | SOLE |
| 723760104 | XMIOX | Pioneer Mun High Income Oppo | $462,718 | 0.15% | 37,316 | Common | SOLE |
| 811543107 | SEB | Seaboard Corp | $429,769 | 0.14% | 137 | Common | SOLE |
| 30151E806 | CEFS | Exchange Listed FDS Tr | $402,859 | 0.13% | 18,106 | Common | SOLE |
| 67066Y105 | NAC | Nuveen CA Qualty Mun Income | $389,588 | 0.13% | 32,766 | Common | SOLE |
| 46131M106 | VGM | Invesco Tr Invt Grade Muns | $346,980 | 0.12% | 32,858 | Common | SOLE |
| 46132H106 | VCV | Invesco California Value Municipal Income Trust | $346,563 | 0.12% | 31,824 | Common | SOLE |
| 78463V107 | GLD | SPDR Gold Tr | $339,798 | 0.11% | 1,398 | Common | SOLE |
| 31423P108 | FMN | Federated Hermes Prem Muni I | $283,337 | 0.09% | 22,813 | Common | SOLE |
| 46138W107 | FXY | Investco CurrencyShares Japan | $269,931 | 0.09% | 4,198 | Common | SOLE |
| 723763108 | XMHIX | Pioneer Municipal High Income Trust | $267,763 | 0.09% | 27,892 | Common | SOLE |
| 723762100 | XPMAX | Pioneer Municipal High Income Advantage Trust | $266,579 | 0.09% | 30,156 | Common | SOLE |
| 59318D104 | CXE | MFS High Income Mun Tr | $236,639 | 0.08% | 59,086 | Common | SOLE |
| 746823103 | PMM | Putnam Managed Mun Income Tr | $233,045 | 0.08% | 35,798 | Common | SOLE |
| 05588W108 | LEO | BNY Mellon Strategic Muns In | $232,986 | 0.08% | 35,789 | Common | SOLE |
| 46434V860 | TFLO | iShares Tr | $226,131 | 0.08% | 4,469 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF Tr | $223,766 | 0.07% | 390 | Common | SOLE |
| 33848E106 | PFO | Flaherty & Crumrine Pfd Inco | $212,120 | 0.07% | 22,542 | Common | SOLE |
| 85208R101 | CEF | Sprott Physical Gold and Silver Trust | $195,920 | 0.07% | 8,000 | Common | SOLE |
| 101507101 | STEW | SRH Total Return Fund Inc | $194,933 | 0.06% | 12,338 | Common | SOLE |
| 95766Q106 | XWIAX | Western Asset/Claymore Inflation-Linked Securities & Income Fund | $178,695 | 0.06% | 20,900 | Common | SOLE |
| 02390A101 | AMX | America Movil SAB de CV | $175,019 | 0.06% | 10,698 | Common | SOLE |
| G23773107 | CWCO | Consolidated Water Co Ltd | $153,579 | 0.05% | 6,092 | Common | SOLE |
| 00548F105 | PEO | Adams Natural Resources Fund Inc | $135,164 | 0.05% | 5,821 | Common | SOLE |
| 46090E103 | QQQ | Invesco QQQ Tr | $131,779 | 0.04% | 270 | Common | SOLE |
| 78468R663 | BIL | SPDR Ser Tr | $125,688 | 0.04% | 1,369 | Common | SOLE |
| 89148H207 | XTTPX | Tortoise Pipeline & Energy Fund, Inc. | $116,852 | 0.04% | 2,769 | Common | SOLE |
| 19842X109 | STK | Columbia Seligman Premium Technology Growth Fund | $114,703 | 0.04% | 3,425 | Common | SOLE |
| 09260E105 | BMEZ | BlackRock Health Sciences Trust II | $111,308 | 0.04% | 7,027 | Common | SOLE |
| 78467Y107 | MDY | SPDR S&P MidCap 400 ETF Tr | $85,449 | 0.03% | 150 | Common | SOLE |
| 91232N207 | USO | United States Oil Fund LP | $78,660 | 0.03% | 1,125 | Common | SOLE |
| 74347G416 | — | ProShares UltraShort S&P50 | $74,804 | 0.02% | 3,626 | Common | SOLE |
| 64110L106 | NFLX | Netflix, Inc. | $70,927 | 0.02% | 100 | Common | SOLE |
| 30303M102 | META | Meta Platforms Inc | $57,244 | 0.02% | 100 | Common | SOLE |
| 95766R104 | WIW | Western Asset/Claymore Inflation-Linked Opportunities & Income Fund | $54,497 | 0.02% | 6,165 | Common | SOLE |
| 64107A113 | NPWR/WS | Net Power Inc. | $38,014 | 0.01% | 32,771 | Common | SOLE |
| 092524107 | XBGYX | BlackRock Enhanced International Dividend Trust | $20,219 | 0.01% | 3,486 | Common | SOLE |
| 68386H103 | OPFI | Oppfi Inc Com | $18,438 | 0.01% | 3,898 | Common | SOLE |
| 61745C105 | IIF | Morgan Stanley India Investment Fund Inc | $16,995 | 0.01% | 565 | Common | SOLE |
| 74623V111 | PCTTW | Purecycle Technologies Inc | $16,371 | 0.01% | 5,457 | Common | SOLE |
| 00302M106 | XAGDX | Aberdeen Global Dynamic Dividend Fund | $15,505 | 0.01% | 1,460 | Common | SOLE |
| 644465106 | GF | The New Germany Fund Inc | $12,980 | 0.00% | 1,453 | Common | SOLE |
| 47109U104 | JOF | Japan Smaller Capitalization Fund Inc | $12,876 | 0.00% | 1,557 | Common | SOLE |
| 69346J106 | GHY | PGIM Global Short Duration High Yield Fund, Inc. | $12,294 | 0.00% | 962 | Common | SOLE |
| 00302L108 | XAWPX | Aberdeen Global Premier Properties Fund | $11,060 | 0.00% | 2,394 | Common | SOLE |
| 74347W130 | SVXY | ProShares Short VIX Short-Term Futures ETF | $11,024 | 0.00% | 220 | Common | SOLE |
| 592834105 | MXE | Mexico Equity & Income Fd | $10,546 | 0.00% | 1,150 | Common | SOLE |
| 592835102 | MXF | The Mexico Fund, Inc. | $10,472 | 0.00% | 694 | Common | SOLE |
| 872340104 | TSI | TCW Strategic Income Fund Inc | $10,260 | 0.00% | 2,000 | Common | SOLE |
| 00326L100 | XAODX | Aberdeen Total Dynamic Dividend Fund | $9,628 | 0.00% | 1,058 | Common | SOLE |
| 87261Y106 | TMC | TMC The Metals Company Inc | $9,497 | 0.00% | 8,959 | Common | SOLE |
| 169373107 | XXCHNXX | China Fd Inc | $9,402 | 0.00% | 738 | Common | SOLE |
| 00306J109 | XJEQX | Aberdeen Japan Equity Fund Inc | $9,032 | 0.00% | 1,445 | Common | SOLE |
| 00326W106 | ASGI | Aberdeen Std Global Infrastructure | $8,973 | 0.00% | 444 | Common | SOLE |
| 88018T101 | TDF | Templeton Dragon Fd Inc. | $8,940 | 0.00% | 976 | Common | SOLE |
| 86164T107 | EDF | Virtus Stone HBR Emrg Mkts I | $8,216 | 0.00% | 1,568 | Common | SOLE |
| 09262F100 | ECAT | BlackRock ESG Cap Allc Tr | $8,214 | 0.00% | 463 | Common | SOLE |
| 500634209 | KF | The Korea Fund Inc | $7,166 | 0.00% | 315 | Common | SOLE |
| 00301W105 | AEF | Aberdeen Emerging Markets Equity Inc. | $6,982 | 0.00% | 1,239 | Common | SOLE |
| 298768102 | EEA | The European Equity Fund Inc | $6,941 | 0.00% | 740 | Common | SOLE |
| 617477104 | EDD | Morgan Stanley Emerging Mkts | $6,552 | 0.00% | 1,300 | Common | SOLE |
| 612160119 | AIRJW | Montana Technologies Corp | $6,429 | 0.00% | 15,307 | Common | SOLE |
| 92835W107 | ZTR | Virtus Total Return Fund Inc. | $5,593 | 0.00% | 902 | Common | SOLE |
| 529900102 | ASG | Liberty All Star Growth Fund Inc | $5,561 | 0.00% | 991 | Common | SOLE |
| 780910105 | RVT | Royce Value Trust Inc | $5,502 | 0.00% | 350 | Common | SOLE |
| 368802104 | GAM | General American Investors Co Inc | $5,501 | 0.00% | 103 | Common | SOLE |
| 36242H104 | XGDVX | The Gabelli Dividend & Income Trust | $5,431 | 0.00% | 222 | Common | SOLE |
| 67090X107 | JCE | Nuveen Core Equity Alpha Fund | $5,348 | 0.00% | 348 | Common | SOLE |
| 895436103 | TY | Tri-Continental Corp | $5,312 | 0.00% | 161 | Common | SOLE |
| 530158104 | USA | Liberty All Star Equity Fund | $5,300 | 0.00% | 746 | Common | SOLE |
| 09251A104 | BDJ | BlackRock Enhanced Equity Dividend Trust | $5,238 | 0.00% | 606 | Common | SOLE |
| 362397101 | GAB | Gabelli Equity Trust Inc | $5,176 | 0.00% | 943 | Common | SOLE |
| 09260Q108 | BTX | BlackRock Innovation and Grw | $5,134 | 0.00% | 680 | Common | SOLE |
| 577096100 | MTTR* | Matterport Inc | $3,290 | 0.00% | 731 | Common | SOLE |
| G4790U102 | USAR | Inflection Pt Acquisitn Crp | $1,935 | 0.00% | 180 | Common | SOLE |
| 65340G205 | NXDT | Nexpoint Diversified Rel Et | $1,538 | 0.00% | 246 | Common | SOLE |
| G6693P114 | AIIOW | NWTN Inc | $1,256 | 0.00% | 26,327 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.