Q3 2023 · 13F-HR
BASSWOOD CAPITAL MANAGEMENT, L.L.C.holdings as filed
Filed 2023-11-14 · accession 0001405086-23-000269
$1.32B
Reported value
103
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 46625H100 | JPM | JPMORGAN CHASE & CO | $68.1M | 5.17% | 469,496 | Common | SOLE |
| 947890109 | WBS | WEBSTER FINL CORP | $58.3M | 4.43% | 1,446,247 | Common | SOLE |
| 526057104 | LEN | LENNAR CORP | $45.6M | 3.46% | 405,933 | Common | SOLE |
| 25432X102 | DCOM | DIME CMNTY BANCSHARES INC | $40.5M | 3.08% | 2,030,332 | Common | SOLE |
| 902973304 | USB | US BANCORP DEL | $38.1M | 2.89% | 1,152,063 | Common | SOLE |
| 68268W103 | OMF | ONEMAIN HLDGS INC | $36.6M | 2.78% | 913,858 | Common | SOLE |
| 060505104 | BAC | BANK AMERICA CORP | $36.4M | 2.76% | 1,328,750 | Common | SOLE |
| 949746101 | WMT2 | WELLS FARGO CO NEW | $33.0M | 2.51% | 808,517 | Common | SOLE |
| 70932M107 | PFSI | PENNYMAC FINL SVCS INC NEW | $32.7M | 2.49% | 491,650 | Common | SOLE |
| 31946M103 | FCNCA | FIRST CTZNS BANCSHARES INC N | $32.2M | 2.44% | 23,333 | Common | SOLE |
| 808513105 | SCHW | SCHWAB CHARLES CORP | $30.4M | 2.31% | 554,472 | Common | SOLE |
| 617446448 | MS | MORGAN STANLEY | $30.2M | 2.29% | 369,259 | Common | SOLE |
| 302520101 | FNB | F N B CORP | $29.9M | 2.27% | 2,767,814 | Common | SOLE |
| 87161C501 | SYU1 | SYNOVUS FINL CORP | $28.1M | 2.14% | 1,011,885 | Common | SOLE |
| 957638109 | WAL | WESTERN ALLIANCE BANCORP | $27.8M | 2.11% | 604,656 | Common | SOLE |
| 14040H105 | COF | CAPITAL ONE FINL CORP | $26.1M | 1.98% | 268,664 | Common | SOLE |
| 27579R104 | EWBC | EAST WEST BANCORP INC | $25.9M | 1.96% | 490,838 | Common | SOLE |
| 75902K106 | RM | REGIONAL MGMT CORP | $25.4M | 1.93% | 918,388 | Common | SOLE |
| 05465C100 | AX | AXOS FINANCIAL INC | $25.3M | 1.92% | 668,498 | Common | SOLE |
| 09247X101 | BLKCHF | BLACKROCK INC | $22.1M | 1.68% | 34,175 | Common | SOLE |
| 174610105 | CFG | CITIZENS FINL GROUP INC | $21.9M | 1.66% | 818,047 | Common | SOLE |
| 156504300 | CCS | CENTURY CMNTYS INC | $20.9M | 1.59% | 313,585 | Common | SOLE |
| 29667J101 | ESQ | ESQUIRE FINL HLDGS INC | $20.8M | 1.58% | 454,671 | Common | SOLE |
| 733174700 | BPOP | POPULAR INC | $20.5M | 1.56% | 325,281 | Common | SOLE |
| 55305B101 | MHO | M/I HOMES INC | $20.4M | 1.55% | 242,741 | Common | SOLE |
| 03769M106 | APO | APOLLO GLOBAL MGMT INC | $20.1M | 1.52% | 223,508 | Common | SOLE |
| 58844R108 | MBIN | MERCHANTS BANCORP IND | $19.9M | 1.51% | 718,178 | Common | SOLE |
| 03076C106 | AMP | AMERIPRISE FINL INC | $19.6M | 1.49% | 59,406 | Common | SOLE |
| 929089100 | VOYA | VOYA FINANCIAL INC | $18.4M | 1.40% | 276,671 | Common | SOLE |
| 29977A105 | EVR | EVERCORE INC | $17.4M | 1.32% | 125,971 | Common | SOLE |
| 410120109 | HWC | HANCOCK WHITNEY CORPORATION | $17.1M | 1.30% | 462,285 | Common | SOLE |
| 649445103 | NYCBEUR | NEW YORK CMNTY BANCORP INC | $16.7M | 1.27% | 1,475,869 | Common | SOLE |
| 745867101 | PHM | PULTE GROUP INC | $14.3M | 1.08% | 192,445 | Common | SOLE |
| 66405S100 | NBN | NORTHEAST BK LEWISTON ME | $14.1M | 1.07% | 319,505 | Common | SOLE |
| 254709108 | DFSEUR | DISCOVER FINL SVCS | $14.0M | 1.06% | 161,914 | Common | SOLE |
| 31620R303 | FNF | FIDELITY NATIONAL FINANCIAL | $13.8M | 1.05% | 334,183 | Common | SOLE |
| 31847R102 | FAF | FIRST AMERN FINL CORP | $13.4M | 1.02% | 237,631 | Common | SOLE |
| 09581B103 | OWL | BLUE OWL CAPITAL INC | $13.2M | 1.00% | 1,021,461 | Common | SOLE |
| 87724P106 | TMHC | TAYLOR MORRISON HOME CORP | $12.6M | 0.95% | 294,852 | Common | SOLE |
| 754730109 | RJF | RAYMOND JAMES FINL INC | $12.4M | 0.94% | 123,551 | Common | SOLE |
| 48251W104 | KKR | KKR & CO INC | $12.2M | 0.92% | 197,661 | Common | SOLE |
| 69343T107 | PJT | PJT PARTNERS INC | $11.8M | 0.90% | 149,062 | Common | SOLE |
| 88224Q107 | TCBI | TEXAS CAP BANCSHARES INC | $11.6M | 0.88% | 196,347 | Common | SOLE |
| 743315103 | PGR | PROGRESSIVE CORP | $11.5M | 0.87% | 82,529 | Common | SOLE |
| 200340107 | CMA | COMERICA INC | $10.0M | 0.76% | 240,717 | Common | SOLE |
| 09260D107 | BX | BLACKSTONE INC | $9.8M | 0.74% | 91,358 | Common | SOLE |
| 695263103 | — | PACWEST BANCORP DEL | $9.0M | 0.68% | 1,140,153 | Common | SOLE |
| 889478103 | TOL | TOLL BROTHERS INC | $8.6M | 0.65% | 116,260 | Common | SOLE |
| 464287432 | TLT | ISHARES TR | $8.5M | 0.65% | 96,083 | Common | SOLE |
| 92645B103 | VCTR | VICTORY CAP HLDGS INC | $8.4M | 0.63% | 250,868 | Common | SOLE |
| 929042109 | VNO | VORNADO RLTY TR | $8.3M | 0.63% | 364,097 | Common | SOLE |
| 30190A104 | FG | F&G ANNUITIES & LIFE INC | $8.0M | 0.60% | 283,704 | Common | SOLE |
| 74874Q100 | QNST | QUINSTREET INC | $7.5M | 0.57% | 835,350 | Common | SOLE |
| 680033107 | ONB | OLD NATL BANCORP IND | $7.4M | 0.56% | 511,657 | Common | SOLE |
| 71367G102 | PWP | PERELLA WEINBERG PARTNERS | $7.2M | 0.55% | 710,625 | Common | SOLE |
| 133034108 | CAC | CAMDEN NATL CORP | $7.0M | 0.53% | 247,699 | Common | SOLE |
| 319383204 | BUSE | FIRST BUSEY CORP | $6.5M | 0.49% | 336,470 | Common | SOLE |
| 909907107 | UBSI | UNITED BANKSHARES INC WEST V | $6.4M | 0.49% | 233,034 | Common | SOLE |
| 05969A105 | TBBK | BANCORP INC DEL | $6.1M | 0.46% | 176,314 | Common | SOLE |
| 40172N107 | — | GUILD HLDGS CO | $6.0M | 0.45% | 544,327 | Common | SOLE |
| G17977110 | BUR | BURFORD CAP LTD | $5.9M | 0.45% | 422,784 | Common | SOLE |
| 62482R107 | 07WA | MR COOPER GROUP INC | $5.1M | 0.39% | 95,873 | Common | SOLE |
| N00985106 | AER | AERCAP HOLDINGS NV | $5.0M | 0.38% | 80,526 | Common | SOLE |
| 32055Y201 | FIBK | FIRST INTST BANCSYSTEM INC | $5.0M | 0.38% | 199,020 | Common | SOLE |
| 48666K109 | KBH | KB HOME | $4.8M | 0.36% | 103,217 | Common | SOLE |
| 52603A208 | LC | LENDINGCLUB CORP | $4.6M | 0.35% | 747,528 | Common | SOLE |
| 896095106 | TCBK | TRICO BANCSHARES | $4.4M | 0.34% | 137,981 | Common | SOLE |
| 87165B103 | SYF | SYNCHRONY FINANCIAL | $4.4M | 0.33% | 142,588 | Common | SOLE |
| 858927106 | STEL | STELLAR BANCORP INC | $4.3M | 0.32% | 200,458 | Common | SOLE |
| 42722X106 | HFWA | HERITAGE FINL CORP WASH | $3.8M | 0.29% | 230,737 | Common | SOLE |
| 840441109 | SSBUSD | SOUTHSTATE CORPORATION | $3.6M | 0.27% | 52,944 | Common | SOLE |
| 511637100 | LBAIUSD | LAKELAND BANCORP INC | $3.6M | 0.27% | 281,681 | Common | SOLE |
| 436893200 | HOMB | HOME BANCSHARES INC | $3.5M | 0.26% | 166,538 | Common | SOLE |
| 700885106 | PKBK | PARKE BANCORP INC | $3.5M | 0.26% | 214,033 | Common | SOLE |
| 318910106 | FBNC | FIRST BANCORP N C | $3.5M | 0.26% | 123,266 | Common | SOLE |
| G54050102 | LAZ | LAZARD LTD | $3.3M | 0.25% | 106,639 | Common | SOLE |
| 020002101 | ALL | ALLSTATE CORP | $3.1M | 0.24% | 28,155 | Common | SOLE |
| 03076K108 | ABCB | AMERIS BANCORP | $3.1M | 0.24% | 81,689 | Common | SOLE |
| 33741H107 | FUNC | FIRST UTD CORP | $3.0M | 0.23% | 184,523 | Common | SOLE |
| 084680107 | BBT | BERKSHIRE HILLS BANCORP INC | $3.0M | 0.22% | 147,794 | Common | SOLE |
| 59001A102 | MTH | MERITAGE HOMES CORP | $2.9M | 0.22% | 23,872 | Common | SOLE |
| 92828Q109 | VRTS | VIRTUS INVT PARTNERS INC | $2.9M | 0.22% | 14,320 | Common | SOLE |
| 78440X887 | SLG | SL GREEN RLTY CORP | $2.7M | 0.20% | 71,906 | Common | SOLE |
| 91680M107 | UPST | UPSTART HLDGS INC | $2.5M | 0.19% | 88,794 | Common | SOLE |
| 316773100 | FITB | FIFTH THIRD BANCORP | $2.4M | 0.18% | 93,607 | Common | SOLE |
| 31813A109 | FINW | FINWISE BANCORP | $2.1M | 0.16% | 244,150 | Common | SOLE |
| 591774104 | MCB | METROPOLITAN BK HLDG CORP | $1.8M | 0.13% | 48,786 | Common | SOLE |
| 55261F104 | MTB | M & T BK CORP | $1.7M | 0.13% | 13,360 | Common | SOLE |
| 022671101 | AMAL | AMALGAMATED FINANCIAL CORP | $1.6M | 0.12% | 90,822 | Common | SOLE |
| 91823B109 | UWMC | UWM HOLDINGS CORPORATION | $1.5M | 0.11% | 312,164 | Common | SOLE |
| 981419104 | WRLD | WORLD ACCEP CORPORATION | $1.5M | 0.11% | 11,430 | Common | SOLE |
| 950810101 | WSBC | WESBANCO INC | $1.4M | 0.11% | 58,859 | Common | SOLE |
| 01446U103 | ALRS | ALERUS FINL CORP | $1.1M | 0.08% | 60,240 | Common | SOLE |
| 268948106 | EGBN | EAGLE BANCORP INC MD | $986,957 | 0.07% | 46,012 | Common | SOLE |
| 464287432 | TLT | ISHARES TR | $888,385 | 0.07% | 10,083 | CALL | SOLE |
| 172967424 | C | CITIGROUP INC | $819,310 | 0.06% | 19,920 | Common | SOLE |
| 554225102 | — | MACATAWA BK CORP | $705,152 | 0.05% | 78,700 | Common | SOLE |
| 69320M109 | PCB | PCB BANCORP | $568,375 | 0.04% | 36,788 | Common | SOLE |
| 800363103 | SD2 | SANDY SPRING BANCORP INC | $443,751 | 0.03% | 20,707 | Common | SOLE |
| 78464A698 | KRE | SPDR SER TR | $336,917 | 0.03% | 8,066 | PUT | SOLE |
| 78467Y107 | MDY | SPDR S&P MIDCAP 400 ETF TR | $235,170 | 0.02% | 515 | PUT | SOLE |
| 14888L101 | CLST | CATALYST BANCORP INC | $135,627 | 0.01% | 11,246 | Common | SOLE |
| 493267108 | KEY | KEYCORP | $2,819 | 0.00% | 262 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.