Q3 2023 · 13F-HR
Bleichroeder LPholdings as filed
Filed 2023-11-09 · accession 0001420506-23-001973
$405.8M
Reported value
74
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 78463V107 | GLD | SPDR GOLD TR | $81.4M | 20.1% | 475,000 | Common | SOLE |
| 117043109 | BC | BRUNSWICK CORP | $77.1M | 19.0% | 975,636 | Common | SOLE |
| G54950103 | LIN | LINDE PLC | $43.4M | 10.7% | 116,564 | Common | SOLE |
| 45170X205 | INVE | IDENTIV INC | $24.3M | 6.00% | 2,884,495 | Common | SOLE |
| 69913P105 | FNAUSD | PARAGON 28 INC | $22.1M | 5.45% | 1,763,339 | Common | SOLE |
| 20459V105 | GPGI | COMPOSECURE INC | $19.3M | 4.75% | 2,989,450 | Common | SOLE |
| 461148108 | — | INTEVAC INC | $15.7M | 3.86% | 5,039,023 | Common | SOLE |
| 56854Q200 | MRNS* | MARINUS PHARMACEUTICALS INC | $15.1M | 3.71% | 1,872,463 | Common | SOLE |
| 78409V104 | SPGI | S&P GLOBAL INC | $14.6M | 3.60% | 40,000 | Common | SOLE |
| 58286E102 | — | MDXHEALTH SA | $9.7M | 2.39% | 3,458,333 | Common | SOLE |
| G7S53R104 | — | PROKIDNEY CORP | $9.2M | 2.26% | 2,000,000 | Common | SOLE |
| 09260D107 | BX | BLACKSTONE INC | $8.6M | 2.11% | 80,000 | Common | SOLE |
| 457669307 | INSM | INSMED INC | $8.2M | 2.02% | 325,000 | Common | SOLE |
| 266042407 | DUOT | DUOS TECHNOLOGIES GROUP INC | $6.6M | 1.62% | 1,283,162 | Common | SOLE |
| 266605500 | DC8A | DURECT CORP | $6.6M | 1.62% | 2,637,965 | Common | SOLE |
| 68404V100 | — | OPTINOSE INC | $5.0M | 1.23% | 4,045,132 | Common | SOLE |
| 45817G201 | IDN | INTELLICHECK INC | $4.7M | 1.15% | 2,073,583 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $4.4M | 1.07% | 30,000 | Common | SOLE |
| 59935V107 | MIST | MILESTONE PHARMACEUTICALS IN | $4.1M | 1.01% | 1,326,085 | Common | SOLE |
| 025816109 | AXP | AMERICAN EXPRESS CO | $3.7M | 0.92% | 25,000 | Common | SOLE |
| 40049J206 | TV | GRUPO TELEVISA S A B | $3.0M | 0.75% | 1,000,000 | Common | SOLE |
| 09609G100 | — | BLUEBIRD BIO INC | $2.7M | 0.67% | 900,000 | Common | SOLE |
| 53632A300 | LIQT | LIQTECH INTL INC | $2.2M | 0.53% | 556,974 | Common | SOLE |
| 22978P106 | CUE1EUR | CUE BIOPHARMA INC | $1.7M | 0.43% | 755,028 | Common | SOLE |
| 067532200 | BRFH | BARFRESH FOOD GROUP INC | $1.5M | 0.38% | 800,287 | Common | SOLE |
| 531229789 | LM0C | LIBERTY MEDIA CORP DEL | $1.4M | 0.35% | 55,216 | Common | SOLE |
| G5480U120 | — | LIBERTY GLOBAL PLC | $1.3M | 0.32% | 69,618 | Common | SOLE |
| 57777K106 | MXCT | MAXCYTE INC | $777,718 | 0.19% | 250,000 | Common | SOLE |
| 531229813 | 22941EUR | LIBERTY MEDIA CORP DEL | $615,814 | 0.15% | 24,197 | Common | SOLE |
| 25253X207 | DMAC | DIAMEDICA THERAPEUTICS INC | $573,578 | 0.14% | 222,317 | Common | SOLE |
| 452525306 | ICCC | IMMUCELL CORP | $542,502 | 0.13% | 101,594 | Common | SOLE |
| 68236H204 | ONDS | ONDAS HLDGS INC | $472,363 | 0.12% | 775,000 | Common | SOLE |
| 531229722 | LLYVK* | LIBERTY MEDIA CORP DEL | $443,109 | 0.11% | 13,804 | Common | SOLE |
| 229790100 | HLTHQ | CUE HEALTH INC | $442,300 | 0.11% | 1,000,000 | Common | SOLE |
| 75513E101 | RTX | RTX CORPORATION | $431,820 | 0.11% | 6,000 | Common | SOLE |
| G5480U104 | — | LIBERTY GLOBAL PLC | $393,572 | 0.10% | 22,989 | Common | SOLE |
| 041242116 | — | ARKO CORP | $356,633 | 0.09% | 333,333 | Common | SOLE |
| 14448C104 | CARR | CARRIER GLOBAL CORPORATION | $331,200 | 0.08% | 6,000 | Common | SOLE |
| 70450Y103 | PYPL | PAYPAL HLDGS INC | $309,838 | 0.08% | 5,300 | Common | SOLE |
| 502431109 | LHX | L3HARRIS TECHNOLOGIES INC | $278,592 | 0.07% | 1,600 | Common | SOLE |
| 98585N106 | YEXT | YEXT INC | $273,855 | 0.07% | 43,263 | Common | SOLE |
| 68902V107 | OTIS | OTIS WORLDWIDE CORP | $240,930 | 0.06% | 3,000 | Common | SOLE |
| 531229748 | LLYVA* | LIBERTY MEDIA CORP DEL | $193,092 | 0.05% | 6,049 | Common | SOLE |
| 85207H104 | PHYS | SPROTT PHYSICAL GOLD TR | $179,573 | 0.04% | 12,540 | Common | SOLE |
| 231269309 | CRIS | CURIS INC | $164,743 | 0.04% | 24,999 | Common | SOLE |
| G9001E128 | LILAK | LIBERTY LATIN AMERICA LTD | $134,820 | 0.03% | 16,522 | Common | SOLE |
| 535919500 | LGF/BEUR | LIONS GATE ENTMNT CORP | $129,170 | 0.03% | 16,413 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $126,399 | 0.03% | 1,075 | Common | SOLE |
| 127387108 | CDNS | CADENCE DESIGN SYSTEM INC | $123,008 | 0.03% | 525 | Common | SOLE |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $93,916 | 0.02% | 913 | Common | SOLE |
| 064058100 | BK | BANK NEW YORK MELLON CORP | $85,300 | 0.02% | 2,000 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC | $76,766 | 0.02% | 515 | Common | SOLE |
| 20459V113 | CMPOW | COMPOSECURE INC | $65,000 | 0.02% | 100,000 | Common | SOLE |
| 880770102 | TER | TERADYNE INC | $60,276 | 0.01% | 600 | Common | SOLE |
| 02209S103 | MO | ALTRIA GROUP INC | $50,460 | 0.01% | 1,200 | Common | SOLE |
| G9001E102 | LILA | LIBERTY LATIN AMERICA LTD | $32,779 | 0.01% | 4,017 | Common | SOLE |
| 55024U109 | LITE | LUMENTUM HLDGS INC | $29,819 | 0.01% | 660 | Common | SOLE |
| 00206R102 | T | AT&T INC | $24,783 | 0.01% | 1,650 | Common | SOLE |
| 00214Q708 | ARKF | ARK ETF TR | $23,232 | 0.01% | 1,200 | Common | SOLE |
| 00214Q302 | ARKG | ARK ETF TR | $22,985 | 0.01% | 825 | Common | SOLE |
| 98420X103 | ASNSUSD | X4 PHARMACEUTICALS INC | $19,473 | 0.00% | 17,865 | Common | SOLE |
| 80516T113 | SVREW | SAVERONE 2014 LTD | $16,414 | 0.00% | 121,000 | Common | SOLE |
| 00214Q401 | ARKW | ARK ETF TR | $16,248 | 0.00% | 300 | Common | SOLE |
| 68386H111 | OPFI/WS | OPPFI INC | $11,575 | 0.00% | 250,000 | Common | SOLE |
| 26886C107 | — | EQRX INC | $11,100 | 0.00% | 5,000 | Common | SOLE |
| 26886C115 | — | EQRX INC | $8,020 | 0.00% | 200,000 | Common | SOLE |
| 31773D200 | FNCHQ | FINCH THERAPEUTICS GROUP INC | $5,030 | 0.00% | 971 | Common | SOLE |
| 934423104 | WBD | WARNER BROS DISCOVERY INC | $4,335 | 0.00% | 399 | Common | SOLE |
| 01861F110 | AENTW | ALLIANCE ENTERTAINMENT HOLDI | $3,800 | 0.00% | 200,000 | Common | SOLE |
| 83444K113 | — | SOMALOGIC INC | $3,086 | 0.00% | 14,020 | Common | SOLE |
| 05366Y201 | AVNW | AVIAT NETWORKS INC | $2,059 | 0.00% | 66 | Common | SOLE |
| 31423J110 | — | FAZE HOLDINGS INC | $1,268 | 0.00% | 75,000 | Common | SOLE |
| 81663L200 | WGS | GENEDX HOLDINGS CORP | $1,107 | 0.00% | 304 | Common | SOLE |
| 04634X202 | — | ASTRA SPACE INC | $956 | 0.00% | 517 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.