Q4 2023 · 13F-HR
Elequin Capital, LPholdings as filed
Filed 2024-02-14 · accession 0001420506-24-000437
$331.3M
Reported value
365
Positions
2023-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 697435AF2 | PANW 0.375 06/01/25 | PALO ALTO NETWORKS INC | $96.7M | 29.2% | 32,570,000 | Common | NONE |
| 00130H204 | AES 6.875 02/15/24 | AES CORP | $80.3M | 24.2% | 1,058,925 | Common | NONE |
| 723787AP2 | PXD 0.25 05/15/25 | PIONEER NAT RES CO | $33.2M | 10.0% | 13,632,000 | Common | NONE |
| 912909AT5 | X 5 11/01/26 | UNITED STATES STL CORP | $19.1M | 5.76% | 5,250,000 | Common | NONE |
| G21810208 | — | CLARIVATE PLC | $7.2M | 2.18% | 190,000 | Common | SOLE |
| 015857873 | AQNCN 7.75 06/15/24 | ALGONQUIN PWR UTILS CORP | $7.1M | 2.14% | 319,662 | Common | NONE |
| 902681113 | UGI 7.25 06/01/24 | UGI CORP NEW | $5.8M | 1.76% | 100,000 | Common | NONE |
| 78464A359 | CWB | SPDR SER TR | $5.3M | 1.61% | 73,959 | Common | SOLE |
| 207410AF8 | — | CONMED CORP | $5.1M | 1.53% | 4,127,000 | Common | NONE |
| 02209S103 | MO | ALTRIA GROUP INC | $3.5M | 1.04% | 85,800 | Common | SOLE |
| 59522J103 | MAA | MID-AMER APT CMNTYS INC | $3.4M | 1.01% | 24,920 | Common | SOLE |
| 74347G440 | BITO | PROSHARES TR | $1.8M | 0.54% | 87,265 | Common | SOLE |
| 133131102 | CPT | CAMDEN PPTY TR | $1.6M | 0.48% | 16,159 | Common | SOLE |
| 03750L109 | AIRCUSD | APARTMENT INCOME REIT CORP | $1.5M | 0.44% | 42,100 | Common | SOLE |
| 11135F101 | AVGO | BROADCOM INC | $1.5M | 0.44% | 1,300 | Common | SOLE |
| 828806109 | SPG | SIMON PPTY GROUP INC NEW | $1.4M | 0.43% | 10,100 | Common | SOLE |
| 06748F324 | — | BARCLAYS BANK PLC | $1.4M | 0.42% | 89,717 | Common | SOLE |
| 867892101 | SHO | SUNSTONE HOTEL INVS INC NEW | $1.2M | 0.35% | 108,324 | Common | SOLE |
| 554382101 | MAC | MACERICH CO | $977,815 | 0.30% | 63,371 | Common | SOLE |
| 46187W107 | INVH | INVITATION HOMES INC | $868,031 | 0.26% | 25,448 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $856,033 | 0.26% | 1,801 | Common | SOLE |
| 32054K103 | FR | FIRST INDL RLTY TR INC | $812,698 | 0.25% | 15,430 | Common | SOLE |
| 12811T308 | CVRT | CALAMOS ETF TR | $796,851 | 0.24% | 29,595 | Common | SOLE |
| 87911L108 | THW | ABRDN WORLD HEALTHCARE FUND | $787,842 | 0.24% | 67,510 | Common | SOLE |
| 670699107 | QQQX | NUVEEN NASDAQ 100 DYNAMIC OV | $778,650 | 0.24% | 33,635 | Common | SOLE |
| 40167F101 | GOF | GUGGENHEIM STRATEGIC OPPORTU | $776,256 | 0.23% | 60,645 | Common | SOLE |
| 27829C105 | ETW | EATON VANCE TAX-MANAGED GLOB | $748,010 | 0.23% | 96,269 | Common | SOLE |
| 902653104 | UDR | UDR INC | $664,332 | 0.20% | 17,350 | Common | SOLE |
| 665859104 | NTRS | NORTHERN TR CORP | $663,227 | 0.20% | 7,860 | Common | SOLE |
| 29273V100 | ET | ENERGY TRANSFER L P | $659,930 | 0.20% | 47,821 | Common | SOLE |
| 667340103 | NWBI | NORTHWEST BANCSHARES INC MD | $651,219 | 0.20% | 52,181 | Common | SOLE |
| 72200U100 | PCN | PIMCO CORPORATE & INCM STRG | $641,001 | 0.19% | 51,652 | Common | SOLE |
| 74386T105 | PFS | PROVIDENT FINL SVCS INC | $630,239 | 0.19% | 34,955 | Common | SOLE |
| 637870106 | NSA | NATIONAL STORAGE AFFILIATES | $594,099 | 0.18% | 14,326 | Common | SOLE |
| 36467J108 | GLPI | GAMING & LEISURE PPTYS INC | $591,114 | 0.18% | 11,978 | Common | SOLE |
| 76169C100 | REXR | REXFORD INDL RLTY INC | $590,621 | 0.18% | 10,528 | Common | SOLE |
| 01609W102 | BABA | ALIBABA GROUP HLDG LTD | $551,794 | 0.17% | 7,119 | Common | SOLE |
| 55261F104 | MTB | M & T BK CORP | $547,360 | 0.17% | 3,993 | Common | SOLE |
| G5870E132 | — | MARS ACQUISITION CORP | $539,000 | 0.16% | 50,000 | Common | NONE |
| 82981J109 | SITCUSD | SITE CTRS CORP | $530,602 | 0.16% | 38,929 | Common | SOLE |
| 97650W108 | WTFC | WINTRUST FINL CORP | $522,832 | 0.16% | 5,637 | Common | SOLE |
| 101121101 | BXP | BOSTON PROPERTIES INC | $517,714 | 0.16% | 7,378 | Common | SOLE |
| 27829F108 | XEXGX | EATON VANCE TAX-MANAGED GLOB | $510,361 | 0.15% | 66,109 | Common | SOLE |
| 720190206 | PDM | PIEDMONT OFFICE REALTY TR IN | $508,991 | 0.15% | 71,588 | Common | SOLE |
| 890110109 | TMP | TOMPKINS FINL CORP | $506,835 | 0.15% | 8,415 | Common | SOLE |
| 11135E203 | BNL | BROADSTONE NET LEASE INC | $495,953 | 0.15% | 28,801 | Common | SOLE |
| 6706ER101 | XBXMX | NUVEEN S&P 500 BUY-WRITE INC | $493,621 | 0.15% | 38,474 | Common | SOLE |
| 74965L101 | RLJ | RLJ LODGING TR | $491,185 | 0.15% | 41,910 | Common | SOLE |
| 292104106 | ESRT | EMPIRE ST RLTY TR INC | $487,087 | 0.15% | 50,267 | Common | SOLE |
| 76882H105 | XRMMX | RIVERNORTH MANAGED DUR MUN I | $476,845 | 0.14% | 33,628 | Common | SOLE |
| 09260K101 | BSTZ | BLACKROCK SCIENCE & TECHNOLO | $472,860 | 0.14% | 28,298 | Common | SOLE |
| 004239109 | AKR | ACADIA RLTY TR | $462,366 | 0.14% | 27,214 | Common | SOLE |
| 530158104 | USA | LIBERTY ALL STAR EQUITY FD | $457,484 | 0.14% | 71,706 | Common | SOLE |
| 41013T105 | PDT | HANCOCK JOHN PREM DIVID FD | $443,413 | 0.13% | 41,635 | Common | SOLE |
| 67079X102 | NDMO | NUVEEN DYNAMIC MUN OPPORTUNI | $434,623 | 0.13% | 43,857 | Common | SOLE |
| 67072T108 | JFR | NUVEEN FLOATING RATE INCOME | $430,876 | 0.13% | 52,418 | Common | SOLE |
| 67075F105 | XDIAX | NUVEEN DOW 30 DYNMC OVERWRT | $408,128 | 0.12% | 29,152 | Common | SOLE |
| 880198106 | — | TEMPLETON GLOBAL INCOME FD | $403,355 | 0.12% | 106,426 | Common | SOLE |
| 09248X100 | BBN | BLACKROCK TAX MUNICPAL BD TR | $402,793 | 0.12% | 24,772 | Common | SOLE |
| 76881Y109 | RIV | RIVERNORTH OPPORTUNITIES FD | $394,838 | 0.12% | 35,927 | Common | SOLE |
| 92206C409 | VCSH | VANGUARD SCOTTSDALE FDS | $393,349 | 0.12% | 5,084 | Common | SOLE |
| 11373M107 | BB3 | BROOKLINE BANCORP INC DEL | $390,240 | 0.12% | 35,769 | Common | SOLE |
| 09251A104 | BDJ | BLACKROCK ENHANCED EQUITY DI | $380,417 | 0.11% | 49,469 | Common | SOLE |
| 409735206 | BTO | HANCOCK JOHN FINL OPPTYS FD | $379,279 | 0.11% | 12,609 | Common | SOLE |
| 49803T300 | KRG | KITE RLTY GROUP TR | $378,013 | 0.11% | 16,536 | Common | SOLE |
| G89229101 | — | TMT ACQUISITION CORP | $378,000 | 0.11% | 35,000 | Common | NONE |
| 139674105 | CCBG | CAPITAL CITY BK GROUP INC | $374,614 | 0.11% | 12,729 | Common | SOLE |
| 493267108 | KEY | KEYCORP | $374,400 | 0.11% | 26,000 | Common | SOLE |
| 464288588 | MBB | ISHARES TR | $374,250 | 0.11% | 3,978 | Common | SOLE |
| 09662W109 | DMB | BNY MELLON MUN BD INFRASTRUC | $360,427 | 0.11% | 34,959 | Common | SOLE |
| 72346Q104 | — | PINNACLE FINL PARTNERS INC | $360,219 | 0.11% | 4,130 | Common | SOLE |
| 05588W108 | LEO | BNY MELLON STRATEGIC MUNS IN | $358,749 | 0.11% | 61,220 | Common | SOLE |
| 92276F100 | VTR | VENTAS INC | $352,718 | 0.11% | 7,077 | Common | SOLE |
| 76131N101 | ROICUSD | RETAIL OPPORTUNITY INVTS COR | $351,452 | 0.11% | 25,050 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $347,004 | 0.10% | 2,040 | Common | SOLE |
| 32055Y201 | FIBK | FIRST INTST BANCSYSTEM INC | $341,387 | 0.10% | 11,102 | Common | SOLE |
| 431284108 | HIW | HIGHWOODS PPTYS INC | $339,831 | 0.10% | 14,801 | Common | SOLE |
| 27828S101 | ETG | EATON VANCE TX ADV GLBL DIV | $332,373 | 0.10% | 19,437 | Common | SOLE |
| 84470P109 | SBSI | SOUTHSIDE BANCSHARES INC | $325,759 | 0.10% | 10,401 | Common | SOLE |
| 67073D102 | XJQCX | NUVEEN CR STRATEGIES INCOME | $324,799 | 0.10% | 62,222 | Common | SOLE |
| 617477104 | EDD | MORGAN STANLEY EMERGING MKTS | $324,206 | 0.10% | 69,572 | Common | SOLE |
| 11120U105 | BRX | BRIXMOR PPTY GROUP INC | $320,800 | 0.10% | 13,786 | Common | SOLE |
| 41013V100 | HTD | HANCOCK JOHN TAX-ADVANTAGED | $315,414 | 0.10% | 16,627 | Common | SOLE |
| 319383204 | BUSE | FIRST BUSEY CORP | $312,558 | 0.09% | 12,593 | Common | SOLE |
| 29476L107 | EQR | EQUITY RESIDENTIAL | $311,366 | 0.09% | 5,091 | Common | SOLE |
| 92189F676 | SMH | VANECK ETF TRUST | $302,875 | 0.09% | 1,732 | Common | SOLE |
| 27828Y108 | ETV | EATON VANCE TAX-MANAGED BUY- | $298,275 | 0.09% | 24,191 | Common | SOLE |
| 95766Q106 | XWIAX | WESTERN ASST INFLTN LKD INM | $289,852 | 0.09% | 35,696 | Common | SOLE |
| 922908553 | VNQ | VANGUARD INDEX FDS | $283,017 | 0.09% | 3,203 | Common | SOLE |
| 76883Y107 | RFMZ | RIVERNORTH FLEXIBLE MUNI INC | $277,052 | 0.08% | 21,149 | Common | SOLE |
| 649445103 | NYCBEUR | NEW YORK CMNTY BANCORP INC | $275,064 | 0.08% | 26,888 | Common | SOLE |
| 32051X108 | FHB | FIRST HAWAIIAN INC | $270,685 | 0.08% | 11,841 | Common | SOLE |
| 91704F104 | UE | URBAN EDGE PPTYS | $269,962 | 0.08% | 14,752 | Common | SOLE |
| 426927109 | XHC | HERITAGE COMM CORP | $261,332 | 0.08% | 26,344 | Common | SOLE |
| 09260E105 | BMEZ | BLACKROCK HEALTH SCIENCES TE | $260,418 | 0.08% | 17,776 | Common | SOLE |
| G4790U128 | — | INFLECTION PT ACQUISITN CRP | $259,250 | 0.08% | 25,000 | Common | NONE |
| 680277100 | OSBC | OLD SECOND BANCORP INC ILL | $259,160 | 0.08% | 16,785 | Common | SOLE |
| 880192109 | TEI | TEMPLETON EMERGING MKTS INCO | $255,510 | 0.08% | 50,100 | Common | SOLE |
| 72201B101 | PTY | PIMCO CORPORATE & INCOME OPP | $253,877 | 0.08% | 19,175 | Common | SOLE |
| 72200W106 | PML | PIMCO MUN INCOME FD II | $249,531 | 0.08% | 30,064 | Common | SOLE |
| 85208J109 | FUND | SPROTT FOCUS TR INC | $244,560 | 0.07% | 30,570 | Common | SOLE |
| 72200N106 | XPCQX | PIMCO CALIF MUN INCOME FD | $238,928 | 0.07% | 25,636 | Common | SOLE |
| 46641Q332 | JEPI | J P MORGAN EXCHANGE TRADED F | $236,909 | 0.07% | 4,309 | Common | SOLE |
| 00302L108 | XAWPX | ABRDN GLOBAL PREMIER PPTYS F | $235,920 | 0.07% | 60,804 | Common | SOLE |
| 6706EW100 | XSSPX | NUVEEN S&P 500 DYNAMIC OVERW | $233,887 | 0.07% | 15,551 | Common | SOLE |
| 670663103 | NMCO | NUVEEN MUN CR OPPORTUNITIES | $233,029 | 0.07% | 23,373 | Common | SOLE |
| G5960L103 | MDT | MEDTRONIC PLC | $230,664 | 0.07% | 2,800 | Common | SOLE |
| 00764C109 | AVK | ADVENT CONV & INCOME FD | $226,769 | 0.07% | 19,927 | Common | SOLE |
| 464287655 | IWM | ISHARES TR | $225,197 | 0.07% | 1,122 | Common | SOLE |
| 65406E102 | NIC | NICOLET BANKSHARES INC | $224,056 | 0.07% | 2,784 | Common | SOLE |
| 72201A103 | XPMQX | PIMCO MUN INCOME FD III | $223,333 | 0.07% | 30,221 | Common | SOLE |
| 85207K107 | PSLV | SPROTT PHYSICAL SILVER TR | $223,008 | 0.07% | 27,600 | Common | SOLE |
| 19248A109 | UTF | COHEN & STEERS INFRASTRUCTUR | $221,533 | 0.07% | 10,430 | Common | SOLE |
| 95766R104 | WIW | WESTERN AST INFL LKD OPP & I | $220,218 | 0.07% | 25,400 | Common | SOLE |
| 85207H104 | PHYS | SPROTT PHYSICAL GOLD TR | $219,882 | 0.07% | 13,803 | Common | SOLE |
| 338478100 | XFFCX | FLAHERTY & CRUMRINE PFD SECS | $216,089 | 0.07% | 15,546 | Common | SOLE |
| 30225T102 | EXR | EXTRA SPACE STORAGE INC | $215,323 | 0.06% | 1,343 | Common | SOLE |
| 670682103 | NMZ | NUVEEN MUN HIGH INCOME OPPOR | $213,023 | 0.06% | 21,561 | Common | SOLE |
| 33733U108 | FCT | FIRST TR SR FLTG RATE INCOME | $210,175 | 0.06% | 20,830 | Common | SOLE |
| 857477103 | STT | STATE STR CORP | $208,910 | 0.06% | 2,697 | Common | SOLE |
| 092501105 | XBOEX | BLACKROCK ENHANCED GLOBAL DI | $208,032 | 0.06% | 20,971 | Common | SOLE |
| 552737108 | MMT | MFS MULTIMARKET INCOME TR | $206,438 | 0.06% | 45,371 | Common | SOLE |
| 87911J103 | HQH | ABRDN HEALTHCARE INVESTORS | $198,823 | 0.06% | 11,999 | Common | SOLE |
| 12811V105 | CCD | CALAMOS DYNAMIC CONV & INCOM | $194,022 | 0.06% | 9,809 | Common | SOLE |
| 320734106 | FLICUSD | FIRST LONG IS CORP | $192,218 | 0.06% | 14,518 | Common | SOLE |
| 49427F108 | KRC | KILROY RLTY CORP | $190,714 | 0.06% | 4,787 | Common | SOLE |
| 00326L100 | XAODX | ABRDN TOTAL DYNAMIC DIVIDEND | $184,824 | 0.06% | 22,931 | Common | SOLE |
| 063425102 | BMRC | BANK MARIN BANCORP | $183,427 | 0.06% | 8,330 | Common | SOLE |
| 128117108 | CHI | CALAMOS CONV OPPORTUNITIES & | $181,849 | 0.05% | 17,553 | Common | SOLE |
| 27828X100 | ETB | EATON VANCE TAX MNGED BUY WR | $181,746 | 0.05% | 14,002 | Common | SOLE |
| G5251K103 | — | KENSINGTON CAPITAL ACQUISITI | $178,929 | 0.05% | 16,738 | Common | SOLE |
| 35472T101 | FTF | FRANKLIN LTD DURATION INCOME | $178,582 | 0.05% | 28,711 | Common | SOLE |
| 69355M107 | PDO | PIMCO DYNAMIC INCOME OPRNTS | $178,178 | 0.05% | 14,557 | Common | SOLE |
| 915271100 | UVSP | UNIVEST FINANCIAL CORPORATIO | $177,430 | 0.05% | 8,054 | Common | SOLE |
| 69346J106 | GHY | PGIM GLOBAL HIGH YIELD FD FO | $177,114 | 0.05% | 15,591 | Common | SOLE |
| 04282M201 | — | ARROWROOT ACQUISITION CORP | $176,575 | 0.05% | 17,500 | Common | NONE |
| 084680107 | BBT | BERKSHIRE HILLS BANCORP INC | $173,487 | 0.05% | 6,987 | Common | SOLE |
| 05561Q201 | BOKF | BOK FINL CORP | $172,927 | 0.05% | 2,019 | Common | SOLE |
| 12811L107 | CHW | CALAMOS GBL DYN INCOME FUND | $169,482 | 0.05% | 29,373 | Common | SOLE |
| 680033107 | ONB | OLD NATL BANCORP IND | $167,988 | 0.05% | 9,946 | Common | SOLE |
| 092508100 | BTZ | BLACKROCK CR ALLOCATION INCO | $167,019 | 0.05% | 16,184 | Common | SOLE |
| 756109104 | O | REALTY INCOME CORP | $165,427 | 0.05% | 2,881 | Common | SOLE |
| 940610108 | WASH | WASHINGTON TR BANCORP INC | $165,106 | 0.05% | 5,099 | Common | SOLE |
| 46132P108 | IIM | INVESCO VALUE MUN INCOME TR | $163,575 | 0.05% | 13,945 | Common | SOLE |
| 092524107 | XBGYX | BLACKROCK ENHANCED INTL DIV | $162,132 | 0.05% | 30,765 | Common | SOLE |
| 33848W106 | DFP | FLAHERTY & CRUMRINE DYNAMIC | $155,526 | 0.05% | 8,762 | Common | SOLE |
| 33741Q107 | FTHY | FIRST TR HIGH YIELD OPPRT 20 | $153,509 | 0.05% | 11,020 | Common | SOLE |
| 800363103 | SD2 | SANDY SPRING BANCORP INC | $145,516 | 0.04% | 5,342 | Common | SOLE |
| 46590V100 | JBGS | JBG SMITH PPTYS | $144,007 | 0.04% | 8,466 | Common | SOLE |
| 92838U108 | — | VIRTUS CONVERTIBLE & INC FD | $143,919 | 0.04% | 48,295 | Common | SOLE |
| 42722X106 | HFWA | HERITAGE FINL CORP WASH | $141,473 | 0.04% | 6,614 | Common | SOLE |
| 704699107 | PGC | PEAPACK-GLADSTONE FINL CORP | $141,436 | 0.04% | 4,743 | Common | SOLE |
| 72200M108 | XPCKX | PIMCO CALIF MUN INCOME FD II | $141,416 | 0.04% | 24,382 | Common | SOLE |
| 01879R106 | XAWFX | ALLIANCEBERNSTEIN GLOBAL HIG | $135,294 | 0.04% | 13,369 | Common | SOLE |
| 46133G107 | IQI | INVESCO QUALITY MUN INCOME T | $133,711 | 0.04% | 14,060 | Common | SOLE |
| 67073B106 | JPC | NUVEEN PFD & INCOME OPPORTUN | $133,693 | 0.04% | 19,777 | Common | SOLE |
| 46132E103 | VKI | INVESCO ADVANTAGE MUN INCOME | $131,617 | 0.04% | 15,576 | Common | SOLE |
| 12812C106 | CPZ | CALAMOS LNG SHR EQT DYNAMIC | $130,570 | 0.04% | 9,036 | Common | SOLE |
| 670695105 | NUW | NUVEEN AMT-FREE MUN VALUE FD | $128,504 | 0.04% | 9,428 | Common | SOLE |
| 06760L100 | BGH | BARINGS GLOBAL SHORT DURATIO | $127,693 | 0.04% | 9,501 | Common | SOLE |
| 919794107 | VLY | VALLEY NATL BANCORP | $125,987 | 0.04% | 11,601 | Common | SOLE |
| 56064K100 | MMD | MAINSTAY MACKAY DEFINEDTERM | $125,564 | 0.04% | 7,727 | Common | SOLE |
| 67080D103 | NPCT | NUVEEN CORE PLUS IMPACT FUND | $122,573 | 0.04% | 12,160 | Common | SOLE |
| 27828G107 | XEVTX | EATON VANCE TAX ADVT DIV INC | $119,082 | 0.04% | 5,352 | Common | SOLE |
| 46131J103 | VKQ | INVESCO MUNICIPAL TRUST | $117,181 | 0.04% | 12,296 | Common | SOLE |
| 69346H100 | ISD | PGIM HIGH YIELD BOND FUND IN | $114,859 | 0.03% | 9,323 | Common | SOLE |
| 101507101 | STEW | SRH TOTAL RETURN FUND INC | $114,108 | 0.03% | 8,227 | Common | SOLE |
| 633707104 | NBHC | NATIONAL BK HLDGS CORP | $111,235 | 0.03% | 2,991 | Common | SOLE |
| 72200R107 | — | PIMCO MUN INCOME FD | $110,131 | 0.03% | 11,804 | Common | SOLE |
| 293712105 | EFSC | ENTERPRISE FINL SVCS CORP | $108,857 | 0.03% | 2,438 | Common | SOLE |
| 27828H105 | XEVVX | EATON VANCE LTD DURATION INC | $107,421 | 0.03% | 11,213 | Common | SOLE |
| 746922103 | PMO | PUTNAM MUN OPPORTUNITIES TR | $107,047 | 0.03% | 10,464 | Common | SOLE |
| 828730200 | SFNC | SIMMONS 1ST NATL CORP | $106,759 | 0.03% | 5,381 | Common | SOLE |
| 27829L105 | EOT | EATON VANCE NATL MUN OPPORT | $106,055 | 0.03% | 6,268 | Common | SOLE |
| G0232F117 | ALCUF | ALCHEMY INVTS ACQUISITN CORP | $104,900 | 0.03% | 10,000 | Common | NONE |
| 43940T109 | HOPE | HOPE BANCORP INC | $104,818 | 0.03% | 8,677 | Common | SOLE |
| 060505104 | BAC | BANK AMERICA CORP | $102,390 | 0.03% | 3,041 | Common | SOLE |
| 09257P105 | BTT | BLACKROCK MUN TARGET TERM TR | $102,086 | 0.03% | 4,908 | Common | SOLE |
| 25862D105 | DLY | DOUBLELINE YIELD OPPORTUNITI | $101,770 | 0.03% | 6,844 | Common | SOLE |
| 41021P103 | HPS | HANCOCK JOHN PFD INCOME FD I | $101,681 | 0.03% | 7,191 | Common | SOLE |
| 06652K103 | BKU | BANKUNITED INC | $95,279 | 0.03% | 2,938 | Common | SOLE |
| 67064R102 | NPV | NUVEEN VIRGINIA QLTY MUNCPL | $93,053 | 0.03% | 8,632 | Common | SOLE |
| 464287242 | LQD | ISHARES TR | $92,954 | 0.03% | 840 | Common | SOLE |
| 723787107 | PXDEUR | PIONEER NAT RES CO | $89,952 | 0.03% | 400 | Common | SOLE |
| 03464A100 | FINS | ANGEL OAK FINL STRATEGIES IN | $88,646 | 0.03% | 7,443 | Common | SOLE |
| 92838X102 | — | VIRTUS CONVERTIBLE & INCOME | $87,519 | 0.03% | 25,970 | Common | SOLE |
| 27826U108 | EVN | EATON VANCE MUNI INCOME TRUS | $84,118 | 0.03% | 8,566 | Common | SOLE |
| 67103X102 | OFG | OFG BANCORP | $82,306 | 0.02% | 2,196 | Common | SOLE |
| 87911K100 | HQL | ABRDN LIFE SCIENCES INVESTOR | $82,281 | 0.02% | 6,113 | Common | SOLE |
| 879105104 | THQ | ABRDN HEALTHCARE OPPORTUNITI | $80,716 | 0.02% | 4,457 | Common | SOLE |
| 09260U109 | BCAT | BLACKROCK CAP ALLOCATION TER | $78,174 | 0.02% | 5,229 | Common | SOLE |
| 92838Y100 | AIO | VIRTUS ARTIFICIAL INTELLIGEN | $76,403 | 0.02% | 4,391 | Common | SOLE |
| 42234Q102 | HTLFEUR | HEARTLAND FINL USA INC | $75,709 | 0.02% | 2,013 | Common | SOLE |
| 670928100 | NUV | NUVEEN MUN VALUE FD INC | $74,725 | 0.02% | 8,689 | Common | SOLE |
| 681919106 | OMC | OMNICOM GROUP INC | $69,208 | 0.02% | 800 | Common | SOLE |
| 94987D101 | ERC | ALLSPRING MULTI SECTOR INCOM | $68,912 | 0.02% | 7,300 | Common | SOLE |
| 872340104 | TSI | TCW STRATEGIC INCOME FD INC | $68,382 | 0.02% | 14,898 | Common | SOLE |
| 253868103 | DLR | DIGITAL RLTY TR INC | $68,367 | 0.02% | 508 | Common | SOLE |
| 95766K109 | HIO | WESTERN ASSET HIGH INCOME OP | $68,067 | 0.02% | 17,634 | Common | SOLE |
| 74340W103 | PLD | PROLOGIS INC. | $66,650 | 0.02% | 500 | Common | SOLE |
| 464287614 | IWF | ISHARES TR | $64,575 | 0.02% | 213 | Common | SOLE |
| 110448107 | BTI | BRITISH AMERN TOB PLC | $63,764 | 0.02% | 2,177 | Common | SOLE |
| 302520101 | FNB | F N B CORP | $62,199 | 0.02% | 4,517 | Common | SOLE |
| 29978K102 | EVCO | EVEREST CONSOLIDATOR ACQ COR | $60,684 | 0.02% | 5,547 | Common | SOLE |
| 154760409 | CPF | CENTRAL PAC FINL CORP | $58,528 | 0.02% | 2,974 | Common | SOLE |
| G49667135 | ISLUF | ISRAEL ACQUISITIONS CORP | $53,750 | 0.02% | 5,000 | Common | NONE |
| 27829G106 | ETJ | EATON VANCE RISK-MANAGED DIV | $51,626 | 0.02% | 6,585 | Common | SOLE |
| 015271109 | ARE | ALEXANDRIA REAL ESTATE EQ IN | $50,708 | 0.02% | 400 | Common | SOLE |
| 950810101 | WSBC | WESBANCO INC | $50,380 | 0.02% | 1,606 | Common | SOLE |
| 947890109 | WBS | WEBSTER FINL CORP | $50,100 | 0.02% | 987 | Common | SOLE |
| 19249X108 | PTA | COHEN & STEERS TAX ADVAN PFD | $46,106 | 0.01% | 2,560 | Common | SOLE |
| 72201Y101 | PDI | PIMCO DYNAMIC INCOME FD | $45,844 | 0.01% | 2,554 | Common | SOLE |
| 61745C105 | IIF | MORGAN STANLEY INDIA INVT FD | $44,958 | 0.01% | 2,094 | Common | SOLE |
| 929042109 | VNO | VORNADO RLTY TR | $44,692 | 0.01% | 1,582 | Common | SOLE |
| 72201J104 | PFN | PIMCO INCOME STRATEGY FD II | $44,313 | 0.01% | 6,129 | Common | SOLE |
| 67074C103 | NBB | NUVEEN TAXABLE MUNICPAL INM | $43,233 | 0.01% | 2,738 | Common | SOLE |
| 343873105 | FFIC | FLUSHING FINL CORP | $43,227 | 0.01% | 2,623 | Common | SOLE |
| 464287234 | EEM | ISHARES TR | $41,376 | 0.01% | 1,029 | Common | SOLE |
| 92556H305 | PARA 5.75 04/01/24 A | PARAMOUNT GLOBAL | $40,288 | 0.01% | 2,184 | Common | SOLE |
| 74727A104 | QCRH | QCR HOLDINGS INC | $39,180 | 0.01% | 671 | Common | SOLE |
| 670651108 | XNCMX | NUVEEN CALIFORNIA AMT QLT MU | $37,367 | 0.01% | 3,238 | Common | SOLE |
| 72369H106 | XPHTX | PIONEER HIGH INCOME FUND INC | $34,899 | 0.01% | 4,881 | Common | SOLE |
| 94987B105 | XEADX | ALLSPRING INCOME OPPORTUNIT | $34,576 | 0.01% | 5,303 | Common | SOLE |
| 670657105 | XNEAX | NUVEEN AMT FREE QLTY MUN INC | $34,067 | 0.01% | 3,097 | Common | SOLE |
| 105368203 | BDN | BRANDYWINE RLTY TR | $33,340 | 0.01% | 6,174 | Common | SOLE |
| 320817109 | FRME | FIRST MERCHANTS CORP | $32,334 | 0.01% | 872 | Common | SOLE |
| 04911A107 | AUB | ATLANTIC UN BANKSHARES CORP | $32,119 | 0.01% | 879 | Common | SOLE |
| 85571B105 | STWD | STARWOOD PPTY TR INC | $31,530 | 0.01% | 1,500 | Common | SOLE |
| 09260Q108 | BTX | BLACKROCK INNOVATION AND GRW | $31,343 | 0.01% | 4,276 | Common | SOLE |
| 09255X100 | XFRAX | BLACKROCK FLOATING RATE INCO | $30,865 | 0.01% | 2,438 | Common | SOLE |
| 81369Y886 | XLU | SELECT SECTOR SPDR TR | $27,929 | 0.01% | 441 | Common | SOLE |
| 858927106 | STEL | STELLAR BANCORP INC | $27,562 | 0.01% | 990 | Common | SOLE |
| 464288513 | HYG | ISHARES TR | $27,164 | 0.01% | 351 | Common | SOLE |
| 746853100 | PPT | PUTNAM PREMIER INCOME TR | $26,100 | 0.01% | 7,311 | Common | SOLE |
| 42226K105 | HR | HEALTHCARE RLTY TR | $25,156 | 0.01% | 1,460 | Common | SOLE |
| 464287226 | AGG | ISHARES TR | $25,011 | 0.01% | 252 | Common | SOLE |
| 464287465 | EFA | ISHARES TR | $24,564 | 0.01% | 326 | Common | SOLE |
| 197236102 | COLB | COLUMBIA BKG SYS INC | $22,224 | 0.01% | 833 | Common | SOLE |
| 09257R101 | BGB | BLACKSTONE STRATEGIC CRED 20 | $21,123 | 0.01% | 1,866 | Common | SOLE |
| 46222L108 | IONQ | IONQ INC | $21,000 | 0.01% | 50 | Common | SOLE |
| 675234108 | OCFC | OCEANFIRST FINL CORP | $19,999 | 0.01% | 1,152 | Common | SOLE |
| G36816109 | — | FRONTIER INVESTMENT CORP | $19,800 | 0.01% | 1,500 | Common | SOLE |
| 95766M105 | MMU | WESTERN ASSET MANAGED MUNS F | $19,191 | 0.01% | 1,887 | Common | SOLE |
| 718172109 | PM | PHILIP MORRIS INTL INC | $18,816 | 0.01% | 200 | Common | SOLE |
| 02115M125 | — | ALSET CAPITAL ACQUISITION CO | $18,142 | 0.01% | 86,389 | Common | SOLE |
| 743606105 | PB | PROSPERITY BANCSHARES INC | $17,881 | 0.01% | 264 | Common | SOLE |
| 88018T101 | TDF | TEMPLETON DRAGON FD INC | $16,699 | 0.01% | 2,044 | Common | SOLE |
| 27827X101 | EIM | EATON VANCE MUN BD FD | $13,848 | 0.00% | 1,367 | Common | SOLE |
| 681936100 | OHI | OMEGA HEALTHCARE INVS INC | $13,644 | 0.00% | 445 | Common | SOLE |
| 045487105 | ASB | ASSOCIATED BANC CORP | $13,625 | 0.00% | 637 | Common | SOLE |
| 318672706 | FBP | FIRST BANCORP P R | $13,111 | 0.00% | 797 | Common | SOLE |
| 00162Q452 | AMLP | ALPS ETF TR | $12,118 | 0.00% | 285 | Common | SOLE |
| 96812F110 | BAERW | BRIDGER AEROSPACE GRP HLDGS | $12,111 | 0.00% | 57,317 | Common | NONE |
| 949746101 | WMT2 | WELLS FARGO CO NEW | $11,960 | 0.00% | 243 | Common | SOLE |
| 923451108 | VBTX | VERITEX HLDGS INC | $11,938 | 0.00% | 513 | Common | SOLE |
| 885213108 | TBLD | THORNBURG INCM BUILDER OPP T | $11,757 | 0.00% | 758 | Common | SOLE |
| G5568L117 | LZM/WS | LIFEZONE METALS LIMITED | $10,393 | 0.00% | 19,426 | Common | NONE |
| 88557W101 | QFIN | QIFU TECHNOLOGY INC | $9,492 | 0.00% | 600 | Common | SOLE |
| 92189F106 | GDX | VANECK ETF TRUST | $9,303 | 0.00% | 300 | Common | SOLE |
| G3156P103 | ASA | ASA GOLD AND PRECIOUS MTLS L | $9,036 | 0.00% | 600 | Common | SOLE |
| 09257W100 | BXMT | BLACKSTONE MTG TR INC | $8,338 | 0.00% | 392 | Common | SOLE |
| 200340107 | CMA | COMERICA INC | $6,195 | 0.00% | 111 | Common | SOLE |
| 02157G101 | — | ALTERNUS CLEAN ENERGY INC | $6,141 | 0.00% | 4,094 | Common | SOLE |
| 14070T102 | CSTRUSD | CAPSTAR FINL HLDGS INC | $6,128 | 0.00% | 327 | Common | SOLE |
| 46132C107 | VMO | INVESCO MUN OPPORTUNITY TR | $5,209 | 0.00% | 542 | Common | SOLE |
| G0543H109 | ASCBF | A SPAC II ACQUISITION CORP | $5,104 | 0.00% | 470 | Common | SOLE |
| 444097109 | — | HUDSON PAC PPTYS INC | $5,074 | 0.00% | 545 | Common | SOLE |
| 09254V105 | MIY | BLACKROCK MUNIYIELD MICH QU | $5,055 | 0.00% | 445 | Common | SOLE |
| G70021103 | — | PEPPERLIME HEALTH ACQUSTN CO | $4,985 | 0.00% | 459 | Common | SOLE |
| 96684W126 | — | WHOLE EARTH BRANDS INC | $4,000 | 0.00% | 50,000 | Common | NONE |
| 02081G201 | ATEC | ALPHATEC HLDGS INC | $3,929 | 0.00% | 260 | Common | SOLE |
| 27877D104 | — | ECD AUTOMOTIVE DESIGN INC | $3,844 | 0.00% | 3,125 | Common | SOLE |
| 55336V100 | MPLX | MPLX LP | $3,672 | 0.00% | 100 | Common | SOLE |
| 09174P113 | BTMWW | BITCOIN DEPOT INC | $3,665 | 0.00% | 25,275 | Common | NONE |
| G7573M106 | — | RIGEL RESOURCE ACQ CORP | $3,288 | 0.00% | 300 | Common | SOLE |
| G6363K114 | — | NABORS ENERGY TRANSITION COR | $3,250 | 0.00% | 25,000 | Common | NONE |
| 703343103 | PATK | PATRICK INDS INC | $3,111 | 0.00% | 31 | Common | SOLE |
| 700517105 | PK | PARK HOTELS & RESORTS INC | $3,060 | 0.00% | 200 | Common | SOLE |
| G0135E126 | AIMWF | AIMFINITY INVESTMENT CORP I | $3,000 | 0.00% | 80,000 | Common | NONE |
| 459867123 | IMAQR | INTERNATIONAL MEDIA ACQUISIT | $3,000 | 0.00% | 100,000 | Common | SOLE |
| 78573L106 | SBRA | SABRA HEALTH CARE REIT INC | $2,968 | 0.00% | 208 | Common | SOLE |
| 035710839 | NLY | ANNALY CAPITAL MANAGEMENT IN | $2,886 | 0.00% | 149 | Common | SOLE |
| 707569109 | PENN | PENN ENTERTAINMENT INC | $2,810 | 0.00% | 108 | Common | SOLE |
| 604749101 | MIRM | MIRUM PHARMACEUTICALS INC | $2,745 | 0.00% | 93 | Common | SOLE |
| 018581108 | BFH | BREAD FINANCIAL HOLDINGS INC | $2,635 | 0.00% | 80 | Common | SOLE |
| L02235114 | AMPWF | ARDAGH METAL PACKAGING S A | $2,500 | 0.00% | 25,000 | Common | NONE |
| 46125A118 | — | INTUITIVE MACHINES INC | $2,481 | 0.00% | 12,660 | Common | NONE |
| 66718N129 | NVACR | NORTHVIEW ACQUISITION CORP | $2,180 | 0.00% | 25,000 | Common | SOLE |
| G4373K109 | HAIAF | HEALTHCARE AI ACQUISITION CO | $2,134 | 0.00% | 196 | Common | SOLE |
| 453204109 | PI | IMPINJ INC | $2,071 | 0.00% | 23 | Common | SOLE |
| 84757T113 | MDAIW | SPECTRAL AI INC | $2,000 | 0.00% | 10,000 | Common | NONE |
| 758083125 | — | REDWOODS ACQUISITION CORP | $1,890 | 0.00% | 24,578 | Common | SOLE |
| G85727116 | SDAWW | SUNCAR TECHNOLOGY GROUP INC | $1,869 | 0.00% | 5,000 | Common | NONE |
| G18932106 | CPTAF | CAPTIVISION INC | $1,734 | 0.00% | 466 | Common | SOLE |
| 53814L108 | LTHM1EUR | LIVENT CORP | $1,618 | 0.00% | 90 | Common | SOLE |
| 531229748 | LLYVA* | LIBERTY MEDIA CORP DEL | $1,462 | 0.00% | 40 | Common | SOLE |
| 163086101 | CHEF | CHEFS WHSE INC | $1,442 | 0.00% | 49 | Common | SOLE |
| G9845F117 | LSBWF | YS BIOPHARMA CO LTD | $1,425 | 0.00% | 37,500 | Common | NONE |
| G9471C115 | EVTWF | VERTICAL AEROSPACE LTD | $1,418 | 0.00% | 25,000 | Common | NONE |
| 902788108 | UMBF | UMB FINL CORP | $1,253 | 0.00% | 15 | Common | SOLE |
| 04687C113 | ATEKW | ATHENA TECHNOLOGY ACQ CORP I | $1,250 | 0.00% | 50,000 | Common | NONE |
| 81256L112 | ICUCW | SEASTAR MEDICAL HOLDING CORP | $1,216 | 0.00% | 40,000 | Common | NONE |
| 00217D100 | ASTS | AST SPACEMOBILE INC | $1,206 | 0.00% | 200 | Common | SOLE |
| 393222104 | GPRE | GREEN PLAINS INC | $1,185 | 0.00% | 47 | Common | SOLE |
| H8817H100 | RIG | TRANSOCEAN LTD | $1,149 | 0.00% | 181 | Common | SOLE |
| 09662E109 | DSM | BNY MELLON STRATEGIC MUN BD | $1,108 | 0.00% | 194 | Common | SOLE |
| 95758L107 | — | WESTERN ACQSTN VENTURES CORP | $1,086 | 0.00% | 100 | Common | SOLE |
| G9831X106 | ZLSSF | ZALATORIS II ACQUISITION COR | $1,069 | 0.00% | 100 | Common | SOLE |
| 866082100 | INN | SUMMIT HOTEL PPTYS INC | $1,062 | 0.00% | 158 | Common | SOLE |
| 83542D110 | SONWQ | SONDER HOLDINGS INC | $974 | 0.00% | 48,700 | Common | NONE |
| 122017106 | BURL | BURLINGTON STORES INC | $972 | 0.00% | 5 | Common | SOLE |
| 131193104 | CALY | TOPGOLF CALLAWAY BRANDS CORP | $961 | 0.00% | 67 | Common | SOLE |
| 92343X100 | VTY | VERINT SYS INC | $946 | 0.00% | 35 | Common | SOLE |
| 819047101 | SHAK | SHAKE SHACK INC | $815 | 0.00% | 11 | Common | SOLE |
| 95758L115 | CYCUW | WESTERN ACQSTN VENTURES CORP | $798 | 0.00% | 25,000 | Common | NONE |
| 306121112 | FBYDW | FALCONS BEYOND GLOBAL INC | $750 | 0.00% | 1,000 | Common | NONE |
| 974637100 | WGO | WINNEBAGO INDS INC | $729 | 0.00% | 10 | Common | SOLE |
| 10316T104 | BOX | BOX INC | $666 | 0.00% | 26 | Common | SOLE |
| G4412G101 | HLF | HERBALIFE LTD | $595 | 0.00% | 39 | Common | SOLE |
| G6359F137 | NBR | NABORS INDUSTRIES LTD | $571 | 0.00% | 7 | Common | SOLE |
| 761330109 | RVNCEUR | REVANCE THERAPEUTICS INC | $545 | 0.00% | 62 | Common | SOLE |
| G6693P114 | AIIOW | NWTN INC | $533 | 0.00% | 5,327 | Common | NONE |
| 163072101 | CAKE | CHEESECAKE FACTORY INC | $525 | 0.00% | 15 | Common | SOLE |
| 91325V108 | — | UNITI GROUP INC | $457 | 0.00% | 79 | Common | SOLE |
| 15678U128 | CERE1EUR | CEREVEL THERAPEUTICS HLDNG I | $424 | 0.00% | 10 | Common | SOLE |
| G5509L101 | LIVN | LIVANOVA PLC | $310 | 0.00% | 6 | Common | SOLE |
| 55273C107 | MIN | MFS INTER INCOME TR | $268 | 0.00% | 100 | Common | SOLE |
| 698884103 | PAR | PAR TECHNOLOGY CORP | $261 | 0.00% | 6 | Common | SOLE |
| 92826C839 | V | VISA INC | $260 | 0.00% | 1 | Common | SOLE |
| 98423F109 | XMTR | XOMETRY INC | $251 | 0.00% | 7 | Common | SOLE |
| 78573M104 | SABR | SABRE CORP | $238 | 0.00% | 54 | Common | SOLE |
| 45781M101 | INVA | INNOVIVA INC | $225 | 0.00% | 14 | Common | SOLE |
| 607525102 | MODNEUR | MODEL N INC | $215 | 0.00% | 8 | Common | SOLE |
| 925550105 | VIAV | VIAVI SOLUTIONS INC | $211 | 0.00% | 21 | Common | SOLE |
| 70931T103 | PMT | PENNYMAC MTG INVT TR | $194 | 0.00% | 13 | Common | SOLE |
| 69366J200 | PTCT | PTC THERAPEUTICS INC | $193 | 0.00% | 7 | Common | SOLE |
| 89422G107 | TVTX | TRAVERE THERAPEUTICS INC | $180 | 0.00% | 20 | Common | SOLE |
| 60471A119 | — | MIRION TECHNOLOGIES INC | $162 | 0.00% | 80 | Common | NONE |
| 69354N106 | PRAA | PRA GROUP INC | $157 | 0.00% | 6 | Common | SOLE |
| 647551100 | NMFC | NEW MTN FIN CORP | $140 | 0.00% | 11 | Common | SOLE |
| 23248B109 | CXAI | CXAPP INC | $129 | 0.00% | 100 | Common | SOLE |
| G7207P103 | ASBP | POWERUP ACQUISITION CORP | $109 | 0.00% | 10 | Common | SOLE |
| 232109108 | CUTREUR | CUTERA INC | $85 | 0.00% | 24 | Common | SOLE |
| 64049M209 | NEO | NEOGENOMICS INC | $81 | 0.00% | 5 | Common | SOLE |
| 22410J106 | CBRL | CRACKER BARREL OLD CTRY STOR | $77 | 0.00% | 1 | Common | SOLE |
| G3R95P116 | OIOWW | ESGL HLDGS LTD | $76 | 0.00% | 20,000 | Common | NONE |
| 89151E109 | TTEN | TOTALENERGIES SE | $67 | 0.00% | 1 | Common | SOLE |
| 896945201 | TRIP | TRIPADVISOR INC | $65 | 0.00% | 3 | Common | SOLE |
| 53681K100 | — | LITHIUM AMERICAS ARGENTINA C | $51 | 0.00% | 8 | Common | SOLE |
| 733245104 | PRCH | PORCH GROUP INC | $43 | 0.00% | 14 | Common | SOLE |
| 31423J110 | — | FAZE HOLDINGS INC | $30 | 0.00% | 7,064 | Common | NONE |
| 29664W105 | ESPR | ESPERION THERAPEUTICS INC NE | $27 | 0.00% | 9 | Common | SOLE |
| 88339P101 | REAL | THE REALREAL INC | $22 | 0.00% | 11 | Common | SOLE |
| 006212104 | ADX | ADAMS DIVERSIFIED EQUITY FD | $18 | 0.00% | 1 | Common | SOLE |
| 90187B804 | TWO | TWO HBRS INVT CORP | $14 | 0.00% | 1 | Common | SOLE |
| 05988J103 | BAND | BANDWIDTH INC | $14 | 0.00% | 1 | Common | SOLE |
| G1901X108 | HTCO | CARAVELLE INTERNATIONAL GROU | $12 | 0.00% | 25 | Common | SOLE |
| G9R16L100 | VMCAF | VALUENCE MERGER CORP I | $11 | 0.00% | 1 | Common | SOLE |
| 08975P108 | CMRC | BIGCOMMERCE HLDGS INC | $10 | 0.00% | 1 | Common | SOLE |
| 36165L108 | GDS | GDS HLDGS LTD | $9 | 0.00% | 1 | Common | SOLE |
| 282914100 | EGHT | 8X8 INC NEW | $8 | 0.00% | 2 | Common | SOLE |
| 46222L116 | IONQ/WS | IONQ INC | $4 | 0.00% | 1 | Common | NONE |
| 00217D118 | — | AST SPACEMOBILE INC | $2 | 0.00% | 1 | Common | NONE |
| L0423Q124 | ARVLF | ARRIVAL | $1 | 0.00% | 1 | Common | SOLE |
| 00835Q111 | AEVAW | AEVA TECHNOLOGIES INC | $1 | 0.00% | 49 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.