Q3 2024 · 13F-HR
Next Capital Management LLCholdings as filed
Filed 2024-11-07 · accession 0001437749-24-033793
$245.1M
Reported value
136
Positions
2024-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 464287200 | IVV | ISHARES CORE S&P 500 ETF | $32.9M | 13.4% | 57,065 | Common | NONE |
| 38173M102 | GBDC | GOLUB CAP BDC INC | $11.7M | 4.76% | 771,910 | Common | NONE |
| 46090E103 | QQQ | INVSC QQQ TRUST SRS 1 ETF | $11.5M | 4.70% | 23,617 | Common | NONE |
| 30303M102 | META | META PLATFORMS INC CLASS A | $10.7M | 4.39% | 18,779 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $10.2M | 4.14% | 43,570 | Common | NONE |
| 922908769 | VTI | VANGUARD TOTAL STOCK MARKET ETF | $8.3M | 3.38% | 29,274 | Common | NONE |
| 46432F842 | IEFA | ISHARES CORE MSCI EAFE ETF | $7.8M | 3.16% | 99,359 | Common | NONE |
| 023135106 | AMZN | AMAZON.COM INC | $7.7M | 3.15% | 41,449 | Common | NONE |
| 81369Y209 | XLV | SELECT SECTOR HEALTH CARE SPDR ETF | $7.1M | 2.91% | 46,256 | Common | NONE |
| 464287614 | IWF | ISHARES RUSSELL 1000 GROWTH ETF | $6.5M | 2.64% | 17,224 | Common | NONE |
| 464287309 | IVW | ISHARES S&P 500 GROWTH ETF | $4.4M | 1.81% | 46,295 | Common | NONE |
| 922908363 | VOO | VANGUARD S&P 500 ETF | $4.2M | 1.70% | 7,874 | Common | NONE |
| 464287622 | IWB | ISHARES RUSSELL 1000 ETF | $4.1M | 1.66% | 12,949 | Common | NONE |
| 46434G103 | IEMG | ISHARES CORE MSCI EMERGING ETF | $3.9M | 1.59% | 67,931 | Common | NONE |
| 464287598 | IWD | ISHARES RUSSELL 1000 VALUE ETF | $3.6M | 1.47% | 18,962 | Common | NONE |
| 464287804 | IJR | ISHARES CORE S&P SMALL CAP ETF | $3.6M | 1.45% | 30,480 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY CLASS B | $3.4M | 1.37% | 7,649 | Common | NONE |
| 464287507 | IJH | ISHARES CORE S&P MID CAPETF | $3.4M | 1.37% | 53,792 | Common | NONE |
| 808524201 | SCHX | SCHWAB US LARGE CAP ETF | $3.3M | 1.35% | 48,834 | Common | NONE |
| 808524607 | SCHA | SCHWAB US SMALL CAP ETF | $3.2M | 1.29% | 61,426 | Common | NONE |
| 921908844 | VIG | VANGUARD DIVIDEND APPRECIATION ETF | $3.0M | 1.24% | 15,297 | Common | NONE |
| 78462F103 | SPY | SPDR S&P 500 ETF | $3.0M | 1.24% | 5,273 | Common | NONE |
| 03761U502 | MFIC | MIDCAP FINL INVESTMENT C | $2.7M | 1.09% | 187,880 | Common | NONE |
| 879369106 | TFX | Teleflex Incorporate | $2.6M | 1.05% | 10,414 | Common | NONE |
| 88160R101 | TSLA | TESLA INC | $2.5M | 1.03% | 9,672 | Common | NONE |
| 922908736 | VUG | VANGUARD GROWTH ETF | $2.4M | 0.99% | 6,308 | Common | NONE |
| 48251W104 | KKR | KKR & CO INC | $2.3M | 0.93% | 17,387 | Common | NONE |
| 46641Q837 | JPST | JPMORGAN ULTRA SHORT INCOME ETF | $2.1M | 0.86% | 41,425 | Common | NONE |
| 67072T108 | JFR | NUVEEN FLOATING RATE INC | $2.1M | 0.86% | 237,911 | Common | NONE |
| 808513105 | SCHW | CHARLES SCHWAB CORP | $1.8M | 0.75% | 28,396 | Common | NONE |
| 922908538 | VOT | VANGUARD MID CAP GROWTH ETF | $1.8M | 0.75% | 7,530 | Common | NONE |
| 931142103 | WMT | WALMART INC | $1.8M | 0.71% | 21,692 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $1.8M | 0.71% | 4,070 | Common | NONE |
| 67066G104 | NVDA | NVIDIA CORP | $1.7M | 0.71% | 14,345 | Common | NONE |
| 09257D102 | BGX | BLACKSTONE LONG SHORT CR | $1.7M | 0.70% | 133,592 | Common | NONE |
| 500767306 | KWEB | KRANESHARES CSI CHINA INTERNET ETF | $1.7M | 0.68% | 49,020 | Common | NONE |
| 92204A702 | VGT | VANGUARD INFORMATION TECHNOLOGY ETF | $1.6M | 0.66% | 2,755 | Common | NONE |
| 464287234 | EEM | ISHARES MSCI EMERGING MARKETS ETF | $1.4M | 0.57% | 30,624 | Common | NONE |
| 922908553 | VNQ | VANGUARD REAL ESTATE ETF | $1.4M | 0.57% | 14,224 | Common | NONE |
| 084990175 | — | 1/100 BERKSHIRE HTWY A CLASS A | $1.4M | 0.56% | 200 | Common | NONE |
| 81369Y605 | XLF | SELECT STR FINANCIAL SELECT SPDR ETF | $1.4M | 0.55% | 29,868 | Common | NONE |
| 580135101 | MCD | MCDONALDS CORP | $1.3M | 0.53% | 4,296 | Common | NONE |
| 46434V407 | SHYG | ISHARES HIGH YIELD CORPORAT BOND ETF | $1.3M | 0.53% | 29,859 | Common | NONE |
| 053484101 | AVB | AVALONBAY CMNTYS INC REIT | $1.3M | 0.52% | 5,650 | Common | NONE |
| 191216100 | KO | THE COCA-COLA CO | $1.3M | 0.52% | 17,636 | Common | NONE |
| 464287663 | IUSV | ISHARES CORE S&P US VALUE ETF | $1.2M | 0.51% | 13,031 | Common | NONE |
| 02079K107 | GOOG | ALPHABET INC CLASS C | $1.2M | 0.48% | 7,073 | Common | NONE |
| 78518H202 | BRW | SABA CAPITAL INCOME OPPO | $1.2M | 0.48% | 155,616 | Common | NONE |
| 922908637 | VV | VANGUARD LARGE CAP ETF | $1.2M | 0.48% | 4,429 | Common | NONE |
| 278865100 | ECL | ECOLAB INC | $1.2M | 0.47% | 4,550 | Common | NONE |
| 808524771 | FNDX | SCHWAB FUNDMNTL US LARGECOM ETF | $1.1M | 0.46% | 15,838 | Common | NONE |
| 46137V241 | SPHQ | INVESCO S&P 500 QUALITY ETF | $1.1M | 0.43% | 15,639 | Common | NONE |
| 464287655 | IWM | ISHARES RUSSELL 2000 ETF | $997,329 | 0.41% | 4,515 | Common | NONE |
| 921946406 | VYM | VANGUARD HIGH DIVIDEND YIELD ETF | $997,140 | 0.41% | 7,778 | Common | NONE |
| 09257R101 | BGB | BLACKSTNE STRGIC CREDIT | $947,112 | 0.39% | 76,876 | Common | NONE |
| 718172109 | PM | PHILIP MORRIS INTL INC | $931,377 | 0.38% | 7,665 | Common | NONE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $902,158 | 0.37% | 4,278 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC CLASS A | $900,234 | 0.37% | 5,428 | Common | NONE |
| 437076102 | HD | HOME DEPOT INC | $886,983 | 0.36% | 2,189 | Common | NONE |
| 81369Y803 | XLK | TECHNOLOGY SELECT SECTORSPDR ETF | $885,431 | 0.36% | 3,922 | Common | NONE |
| 808524797 | SCHD | SCHWAB US DIVIDEND EQUITY ETF | $883,423 | 0.36% | 10,451 | Common | NONE |
| 09260D107 | BX | BLACKSTONE INC | $879,834 | 0.36% | 5,746 | Common | NONE |
| 64110L106 | NFLX | NETFLIX INC | $879,495 | 0.36% | 1,240 | Common | NONE |
| 46138G649 | QQQM | INVESCO NASDAQ 100 ETF | $825,694 | 0.34% | 4,111 | Common | NONE |
| 532457108 | LLY | ELI LILLY AND CO | $805,319 | 0.33% | 909 | Common | NONE |
| 464287481 | IWP | ISHARES RUSSELL MID CAP GROWTH ETF | $787,837 | 0.32% | 6,717 | Common | NONE |
| 464287465 | EFA | ISHARES MSCI EAFE ETF | $783,279 | 0.32% | 9,366 | Common | NONE |
| 025537101 | AEP | AMERICAN ELEC PWR CO INC | $781,812 | 0.32% | 7,620 | Common | NONE |
| 670656107 | NRK | NUVEEN NY AMT FREE QLT M | $747,085 | 0.30% | 66,704 | Common | NONE |
| 124805102 | CBZ | CBIZ INC | $740,190 | 0.30% | 11,000 | Common | NONE |
| 682680103 | OKE | ONEOK INC NEW | $718,104 | 0.29% | 7,880 | Common | NONE |
| 693506107 | PPG | PPG INDS INC | $689,322 | 0.28% | 5,204 | Common | NONE |
| 921943858 | VEA | VANGUARD FTSE DEVELOPED MARKETS ETF | $659,808 | 0.27% | 12,494 | Common | NONE |
| 701094104 | PH | PARKER-HANNIFIN CORP | $653,934 | 0.27% | 1,035 | Common | NONE |
| 33738D101 | EMLP | FIRST TRUST NORTH AMERICAN ENERG ETF | $649,992 | 0.27% | 19,345 | Common | NONE |
| 69121K104 | OBDC | BLUE OWL CAP CORP | $584,563 | 0.24% | 40,121 | Common | NONE |
| 76882G107 | OPP | RIVERNORTH DOUBLLINE STR | $579,520 | 0.24% | 63,859 | Common | NONE |
| 20030N101 | CMCSA | COMCAST CORP NEW CLASS A | $575,048 | 0.23% | 13,767 | Common | NONE |
| 58933Y105 | MRK | MERCK & CO. INC. | $544,245 | 0.22% | 4,788 | Common | NONE |
| 747525103 | QCOM | QUALCOMM INC | $541,439 | 0.22% | 3,184 | Common | NONE |
| 38141G104 | GS | GOLDMAN SACHS GROUP INC | $540,660 | 0.22% | 1,092 | Common | NONE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $535,284 | 0.22% | 3,303 | Common | NONE |
| 922042858 | VWO | VANGUARD FTSE EMERGING MARKETS ETF | $475,198 | 0.19% | 9,931 | Common | NONE |
| 717081103 | PFE | PFIZER INC | $469,262 | 0.19% | 16,215 | Common | NONE |
| 67066X107 | NAN | NUVEEN NEW YORK QLTY MNC | $469,053 | 0.19% | 39,784 | Common | NONE |
| 92189F106 | GDX | VANECK GOLD MINERS ETF | $467,965 | 0.19% | 11,752 | Common | NONE |
| 46431W507 | NEAR | BlackRock Short Mat Bond ETF | $459,879 | 0.19% | 8,975 | Common | NONE |
| 72201R775 | BOND | PIMCO Active Bond ETF | $455,736 | 0.19% | 4,817 | Common | NONE |
| 666807102 | NOC | NORTHROP GRUMMAN CORP | $444,635 | 0.18% | 842 | Common | NONE |
| 922908744 | VTV | VANGUARD VALUE ETF | $438,345 | 0.18% | 2,511 | Common | NONE |
| 126349109 | CSN | CSG SYS INTL INC | $437,850 | 0.18% | 9,000 | Common | NONE |
| 09259E108 | TCPC | BlackRock TCP Capital Co | $421,613 | 0.17% | 50,858 | Common | NONE |
| 00287Y109 | ABBV | ABBVIE INC | $417,868 | 0.17% | 2,116 | Common | NONE |
| 83413U100 | SLRC | SLR INVESTMENT CORP | $414,176 | 0.17% | 27,520 | Common | NONE |
| 742718109 | PG | PROCTER & GAMBLE CO | $400,092 | 0.16% | 2,310 | Common | NONE |
| 293792107 | EPD | ENTERPRISE PRODS PART LP | $389,870 | 0.16% | 13,393 | Common | NONE |
| 464288869 | IWC | ISHARES MICRO CAP ETF | $385,128 | 0.16% | 3,123 | Common | NONE |
| 89147L886 | TYG | TORTOISE ENERGY INFRASTR | $383,473 | 0.16% | 9,770 | Common | NONE |
| 92826C839 | V | VISA INC CLASS A | $359,754 | 0.15% | 1,308 | Common | NONE |
| 526107107 | LII | LENNOX INTL INC | $354,718 | 0.14% | 587 | Common | NONE |
| 578473100 | MAYS | MAYS J W INC | $336,630 | 0.14% | 7,326 | Common | NONE |
| 92189F676 | SMH | VANECK SEMICONDUCTOR ETF | $303,867 | 0.12% | 1,238 | Common | NONE |
| 896215209 | TRS | TRIMAS CORP | $293,595 | 0.12% | 11,500 | Common | NONE |
| 79466L302 | CRM | SALESFORCE INC | $283,862 | 0.12% | 1,037 | Common | NONE |
| 922042742 | VT | VANGUARD TOTAL WORLD STOCK ETF | $282,847 | 0.12% | 2,363 | Common | NONE |
| 02209S103 | MO | ALTRIA GROUP INC | $273,801 | 0.11% | 5,349 | Common | NONE |
| 72352L106 | PINS | PINTEREST INC CLASS A | $270,937 | 0.11% | 8,370 | Common | NONE |
| 00724F101 | ADBE | ADOBE INC | $270,799 | 0.11% | 523 | Common | NONE |
| 609207105 | MDLZ | MONDELEZ INTL INC CLASS A | $269,338 | 0.11% | 3,656 | Common | NONE |
| 233051200 | DBEF | XTRACKERS MSCI EAFE HDGDEQY ETF | $266,029 | 0.11% | 6,331 | Common | NONE |
| 166764100 | CVX | CHEVRON CORP NEW | $260,373 | 0.11% | 1,768 | Common | NONE |
| 464287796 | IYE | ISHARES US ENERGY ETF | $254,870 | 0.10% | 5,500 | Common | NONE |
| 718546104 | PSX | PHILLIPS 66 | $250,281 | 0.10% | 1,904 | Common | NONE |
| 438516106 | HON | HONEYWELL INTL INC | $245,778 | 0.10% | 1,189 | Common | NONE |
| 776696106 | ROP | ROPER TECHNOLOGIES INC | $241,495 | 0.10% | 434 | Common | NONE |
| 89417E109 | TRV | TRAVELERS COS INC | $235,056 | 0.10% | 1,004 | Common | NONE |
| 002824100 | ABT | ABBOTT LABS | $231,326 | 0.09% | 2,029 | Common | NONE |
| 053015103 | ADP | AUTOMATIC DATA PROCESSIN | $230,645 | 0.09% | 833 | Common | NONE |
| 21037T109 | CEG | CONSTELLATION ENERGY COR | $230,378 | 0.09% | 886 | Common | NONE |
| 902653104 | UDR | UDR INC REIT | $226,700 | 0.09% | 5,000 | Common | NONE |
| 552953101 | MGM | MGM RESORTS INTL | $225,549 | 0.09% | 5,750 | Common | NONE |
| 808524508 | SCHM | CHARLES SCHWAB US MC ETF | $224,110 | 0.09% | 2,697 | Common | NONE |
| 09247X101 | BLKCHF | BLACKROCK INC CLASS EQUITY | $224,084 | 0.09% | 236 | Common | NONE |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $219,857 | 0.09% | 248 | Common | NONE |
| 09857L108 | BKNG | BOOKING HLDGS INC | $219,030 | 0.09% | 52 | Common | NONE |
| 562750109 | MANH | MANHATTAN ASSOCS INC | $216,944 | 0.09% | 771 | Common | NONE |
| 969457100 | WMB | WILLIAMS COS INC | $212,044 | 0.09% | 4,645 | Common | NONE |
| 25459Y876 | CURE | DRXN DAILY HEALTHCRE BULL 3X SHS ETF | $199,770 | 0.08% | 1,500 | Common | NONE |
| 093712107 | BE | Bloom Energy Corp | $196,648 | 0.08% | 18,622 | Common | NONE |
| 969136100 | WVVI | WILLAMETTE VY VINEYARD I | $190,704 | 0.08% | 54,800 | Common | NONE |
| 92556H206 | 0VVB | PARAMOUNT GLOBAL CLASS B | $186,413 | 0.08% | 17,553 | Common | NONE |
| 032108631 | — | Amplify ETF TR Ampify Alternative Harvest ETF | $173,600 | 0.07% | 52,447 | Common | NONE |
| G97229101 | WPLCF | WISE PLC ORDF | $100,020 | 0.04% | 11,116 | Common | NONE |
| 29788T103 | ETWOGBP | E2OPEN PARENT HLDGS INC CLASS A | $64,329 | 0.03% | 14,587 | Common | NONE |
| 23283M101 | CYDY | CYTODYN INC | $5,143 | 0.00% | 32,500 | Common | NONE |
| 92747V106 | — | VINTAGE WINE ESTATES INC | $200 | 0.00% | 100,049 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.