Q3 2023 · 13F-HR
K2 PRINCIPAL FUND, L.P.holdings as filed
Filed 2023-11-13 · accession 0001461790-23-000022
$477.3M
Reported value
226
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 91232N207 | USO | UNITED STS OIL FD LP | $36.4M | 7.62% | 450,000 | PUT | SOLE |
| 78462F103 | SPY | SPDR SP 500 ETF TR | $21.4M | 4.48% | 50,000 | PUT | SOLE |
| 04916EAB0 | AY 4 07/15/25 | ATLANTICA SUSTAINABLE INFRA | $17.7M | 3.70% | 19,300 | Common | SOLE |
| 26210CAC8 | DBX 0 03/01/26 | DROPBOX INC | $15.0M | 3.14% | 15,859 | Common | SOLE |
| 67059NAH1 | NTNX 0.25 10/01/27 | NUTANIX INC | $12.6M | 2.63% | 14,000 | Common | SOLE |
| 29404KAE6 | ENV 0.75 08/15/25 | ENVESTNET INC | $11.5M | 2.41% | 12,500 | Common | SOLE |
| 84921RAB6 | SPOT 0 03/15/26 | SPOTIFY USA INC | $11.1M | 2.32% | 13,000 | Common | SOLE |
| 565788AB2 | MARA 1 12/01/26 | MARATHON DIGITAL HOLDINGS IN | $11.0M | 2.30% | 15,250 | Common | SOLE |
| 02156BAD5 | AYX 0.5 08/01/24 | ALTERYX INC | $10.4M | 2.19% | 10,815 | Common | SOLE |
| 00507V109 | AIY | ACTIVISION BLIZZARD INC | $9.8M | 2.06% | 105,000 | Common | SOLE |
| 896945AD4 | TRIP 0.25 04/01/26 | TRIPADVISOR INC | $9.7M | 2.04% | 11,500 | Common | SOLE |
| 82835W108 | SPRY | ARS PHARMACEUTICALS INC | $9.6M | 2.02% | 2,552,062 | Common | SOLE |
| 98980GAB8 | ZS 0.125 07/01/25 | ZSCALER INC | $9.6M | 2.02% | 8,000 | Common | SOLE |
| 866082AA8 | INN 1.5 02/15/26 | SUMMIT HOTEL PPTYS | $9.6M | 2.00% | 11,375 | Common | SOLE |
| 70509VAA8 | PEB 1.75 12/15/26 | PEBBLEBROOK HOTEL TR | $9.4M | 1.97% | 11,300 | Common | SOLE |
| 10316TAB0 | BOX 0 01/15/26 | BOX INC | $9.2M | 1.93% | 8,500 | Common | SOLE |
| 848577AB8 | SAVE 1 05/15/26 | SPIRIT AIRLS INC | $8.8M | 1.84% | 10,491 | Common | SOLE |
| 753422AF1 | RPD 0.25 03/15/27 | RAPID7 INC | $8.6M | 1.79% | 10,000 | Common | SOLE |
| 464287739 | IYR | ISHARES TR | $7.8M | 1.64% | 100,000 | PUT | SOLE |
| 62482R107 | 07WA | MR COOPER GROUP INC | $7.6M | 1.59% | 141,363 | Common | SOLE |
| 464285204 | IAU | ISHARES GOLD TR | $7.4M | 1.56% | 212,500 | CALL | SOLE |
| 76680RAF4 | RNG 0 03/01/25 | RINGCENTRAL INC | $7.2M | 1.51% | 7,799 | Common | SOLE |
| 848637AF1 | SPLK 1.125 06/15/27 | SPLUNK INC | $7.0M | 1.47% | 7,415 | Common | SOLE |
| 464288661 | IEI | ISHARES TR | $6.9M | 1.44% | 60,700 | PUT | SOLE |
| 758075AD7 | — | REDWOOD TRUST INC | $6.4M | 1.35% | 6,572 | Common | SOLE |
| 928563402 | VMWA | VMWARE INC | $6.2M | 1.30% | 37,305 | Common | SOLE |
| 97717PAD6 | WT 3.25 06/15/26 | WISDOMTREE INC | $6.2M | 1.29% | 6,306 | Common | SOLE |
| 148929102 | CAVA | CAVA GROUP INC | $6.1M | 1.28% | 200,000 | PUT | SOLE |
| 00768Y453 | MSOS | ADVISORSHARES TR | $6.0M | 1.25% | 750,000 | CALL | SOLE |
| 013091103 | ACI | ALBERTSONS COS INC | $5.7M | 1.19% | 249,231 | Common | SOLE |
| 62957HAB1 | — | NABORS INDS INC | $5.5M | 1.16% | 5,619 | Common | SOLE |
| 594972AC5 | MSTR 0.75 12/15/25 | MICROSTRATEGY INC | $5.4M | 1.13% | 5,000 | Common | SOLE |
| 784730AB9 | SSRMCN 2.5 04/01/39 | SSR MINING IN | $5.2M | 1.08% | 5,000 | Common | SOLE |
| 81752R100 | SRG | SERITAGE GROWTH PPTYS | $5.1M | 1.07% | 661,751 | Common | SOLE |
| 94419LAD3 | W 1.125 11/01/24 | WAYFAIR INC | $4.9M | 1.03% | 5,000 | Common | SOLE |
| 78464A714 | XRT | SPDR SER TR | $4.6M | 0.96% | 75,000 | PUT | SOLE |
| 458140100 | INTC | INTEL CORP | $4.4M | 0.93% | 125,000 | CALL | SOLE |
| 15135U109 | CVE | CENOVUS ENERGY INC | $4.2M | 0.87% | 200,000 | Common | SOLE |
| 03748R747 | AIV | APARTMENT INVT MGMT CO | $3.5M | 0.73% | 513,684 | Common | SOLE |
| 379577208 | GMED | GLOBUS MED INC | $3.5M | 0.73% | 70,103 | Common | SOLE |
| G4124C109 | GRAB | GRAB HOLDINGS LIMITED | $3.4M | 0.70% | 947,878 | Common | SOLE |
| 636518102 | — | NATIONAL INSTRS CORP | $3.3M | 0.70% | 56,166 | Common | SOLE |
| 56585A102 | MPC | MARATHON PETE CORP | $3.3M | 0.70% | 22,000 | CALL | SOLE |
| M87915274 | TSEM | TOWER SEMICONDUCTOR LTD | $2.9M | 0.61% | 117,867 | Common | SOLE |
| 848577102 | SAVEEUR | SPIRIT AIRLS INC | $2.8M | 0.60% | 172,700 | CALL | SOLE |
| 670704AJ4 | GMED 0.375 03/15/25 | NUVASIVE INC | $2.8M | 0.58% | 3,000 | Common | SOLE |
| 82835W108 | SPRY | ARS PHARMACEUTICALS INC | $2.6M | 0.55% | 688,900 | CALL | SOLE |
| 09239BAD1 | BL 0 03/15/26 | BLACKLINE INC | $2.6M | 0.54% | 3,000 | Common | SOLE |
| 81752R100 | SRG | SERITAGE GROWTH PPTYS | $2.5M | 0.53% | 326,000 | CALL | SOLE |
| 89679M104 | TFPM | TRIPLE FLAG PRECIOUS METAL | $2.4M | 0.51% | 136,137 | Common | SOLE |
| 023586506 | UHAL/B | U HAUL HOLDING COMPANY | $2.4M | 0.50% | 45,933 | Common | SOLE |
| 42600H108 | — | HENNESSY CAPITAL INVST CORP | $2.3M | 0.49% | 225,000 | Common | SOLE |
| 923725105 | VET | VERMILION ENERGY INC | $2.3M | 0.48% | 158,000 | Common | SOLE |
| 000380204 | — | ABCAM PLC | $2.3M | 0.47% | 100,000 | Common | SOLE |
| G04058106 | — | AP ACQUISITION CORP | $2.2M | 0.46% | 199,901 | Common | SOLE |
| 379577208 | GMED | GLOBUS MED INC | $2.2M | 0.46% | 44,000 | CALL | SOLE |
| 30050B101 | EVH | EVOLENT HEALTH INC | $2.1M | 0.44% | 77,857 | Common | SOLE |
| 78464A672 | SPTI | SPDR SER TR | $2.1M | 0.43% | 75,000 | PUT | SOLE |
| 38136Y102 | GDST | GOLDENSTONE ACQUISITION LTD | $2.0M | 0.42% | 189,289 | Common | SOLE |
| 72016P105 | PLL | PIEDMONT LITHIUM INC | $2.0M | 0.42% | 51,000 | PUT | SOLE |
| 205477102 | — | COMPUTER TASK GROUP INC | $2.0M | 0.42% | 192,168 | Common | SOLE |
| 136385101 | CNQ | CANADIAN NAT RES LTD | $1.9M | 0.41% | 30,000 | Common | SOLE |
| G0751N103 | ABYEUR | ATLANTICA SUSTAINABLE INFR P | $1.9M | 0.40% | 100,000 | CALL | SOLE |
| 32076VAD5 | AGCN 0.375 01/15/27 | FIRST MAJESTIC SILVER CORP | $1.9M | 0.39% | 2,500 | Common | SOLE |
| 82706C108 | SIMO | SILICON MOTION TECHNOLOGY CO | $1.8M | 0.39% | 36,000 | Common | SOLE |
| 02156BAF0 | AYX 1 08/01/26 | ALTERYX INC | $1.8M | 0.37% | 2,000 | Common | SOLE |
| 57776J100 | MXL | MAXLINEAR INC | $1.8M | 0.37% | 80,000 | CALL | SOLE |
| 458140100 | INTC | INTEL CORP | $1.8M | 0.37% | 50,000 | Common | SOLE |
| 848577102 | SAVEEUR | SPIRIT AIRLS INC | $1.7M | 0.35% | 101,489 | Common | SOLE |
| G6256B106 | — | DENALI CAPITAL ACQUISITN COR | $1.6M | 0.35% | 150,600 | Common | SOLE |
| 70932M107 | PFSI | PENNYMAC FINL SVCS INC NEW | $1.6M | 0.34% | 24,644 | Common | SOLE |
| 92189F791 | GDXJ | VANECK ETF TRUST | $1.6M | 0.34% | 50,000 | PUT | SOLE |
| 02156V109 | OKLO | ALTC ACQUISITION CORP | $1.5M | 0.31% | 142,777 | Common | SOLE |
| 876030107 | TPR | TAPESTRY INC | $1.4M | 0.30% | 50,000 | PUT | SOLE |
| 594972AE1 | MSTR 0 02/15/27 | MICROSTRATEGY INC | $1.4M | 0.29% | 2,000 | Common | SOLE |
| 56585A102 | MPC | MARATHON PETE CORP | $1.3M | 0.28% | 8,844 | Common | SOLE |
| G1890L107 | CPRI | CAPRI HOLDINGS LIMITED | $1.3M | 0.27% | 24,900 | PUT | SOLE |
| 296006109 | ERO | ERO COPPER CORP | $1.3M | 0.27% | 75,000 | PUT | SOLE |
| 42806J700 | HTZ | HERTZ GLOBAL HLDGS INC | $1.3M | 0.27% | 104,500 | CALL | SOLE |
| 462726100 | I8R | IROBOT CORP | $1.1M | 0.24% | 30,000 | PUT | SOLE |
| 87165B103 | SYF | SYNCHRONY FINANCIAL | $1.1M | 0.24% | 37,042 | Common | SOLE |
| 27032D304 | — | EARTHSTONE ENERGY INC | $1.1M | 0.24% | 55,883 | Common | SOLE |
| 858119100 | STLD | STEEL DYNAMICS INC | $1.1M | 0.24% | 10,525 | Common | SOLE |
| 84612U107 | — | SOVOS BRANDS INC | $1.1M | 0.24% | 50,000 | Common | SOLE |
| 042644104 | AOGO | AROGO CAPITAL ACQUISITION CO | $1.1M | 0.23% | 105,000 | Common | SOLE |
| G4828B100 | WELNF | INTEGRATED WELLNESS ACQ CORP | $1.1M | 0.23% | 100,000 | Common | SOLE |
| 29260Y109 | 0C3 | ENDEAVOR GROUP HLDGS INC | $995,000 | 0.21% | 50,000 | Common | SOLE |
| 889478103 | TOL | TOLL BROTHERS INC | $961,480 | 0.20% | 13,000 | Common | SOLE |
| 16208T102 | CLDT | CHATHAM LODGING TR | $957,000 | 0.20% | 100,000 | PUT | SOLE |
| V7780T103 | RCL | ROYAL CARIBBEAN GROUP | $921,400 | 0.19% | 10,000 | PUT | SOLE |
| 496902404 | KGC | KINROSS GOLD CORP | $912,000 | 0.19% | 200,000 | CALL | SOLE |
| 758075AF2 | RWT 7.75 06/15/27 | REDWOOD TRUST INC | $902,850 | 0.19% | 1,000 | Common | SOLE |
| 89346D107 | TAC | TRANSALTA CORP | $870,000 | 0.18% | 100,000 | CALL | SOLE |
| G0542S106 | — | A SPAC I ACQUISITION CORP | $859,669 | 0.18% | 79,599 | Common | SOLE |
| 526057104 | LEN | LENNAR CORP | $852,948 | 0.18% | 7,600 | Common | SOLE |
| 780287108 | RGLD | ROYAL GOLD INC | $797,475 | 0.17% | 7,500 | PUT | SOLE |
| 35671D857 | FCX | FREEPORT-MCMORAN INC | $745,800 | 0.16% | 20,000 | PUT | SOLE |
| 889478103 | TOL | TOLL BROTHERS INC | $739,600 | 0.15% | 10,000 | PUT | SOLE |
| G8656T109 | TLGYF | TLGY ACQUISITION CORPORATION | $703,884 | 0.15% | 64,106 | Common | SOLE |
| 549498103 | CCIVGBP | LUCID GROUP INC | $698,750 | 0.15% | 125,000 | CALL | SOLE |
| 143658300 | CCL1EUR | CARNIVAL CORP | $686,000 | 0.14% | 50,000 | PUT | SOLE |
| 351858105 | FNV | FRANCO NEV CORP | $667,450 | 0.14% | 5,000 | PUT | SOLE |
| 912909108 | USX1 | UNITED STATES STL CORP NEW | $649,600 | 0.14% | 20,000 | CALL | SOLE |
| 29978AAC8 | — | EVERBRIDGE INC | $649,243 | 0.14% | 700 | Common | SOLE |
| M87915274 | TSEM | TOWER SEMICONDUCTOR LTD | $614,000 | 0.13% | 25,000 | CALL | SOLE |
| 695263103 | — | PACWEST BANCORP DEL | $581,709 | 0.12% | 73,541 | Common | SOLE |
| 866082100 | INN | SUMMIT HOTEL PPTYS INC | $580,000 | 0.12% | 100,000 | PUT | SOLE |
| 526057104 | LEN | LENNAR CORP | $561,150 | 0.12% | 5,000 | PUT | SOLE |
| 09239B109 | BL | BLACKLINE INC | $554,700 | 0.12% | 10,000 | CALL | SOLE |
| 71715X203 | PMCB | PHARMACYTE BIOTECH INC | $542,810 | 0.11% | 258,481 | Common | SOLE |
| H42097107 | UBS | UBS GROUP AG | $542,300 | 0.11% | 22,000 | Common | SOLE |
| 29978K102 | EVCO | EVEREST CONSOLIDATOR ACQ COR | $526,361 | 0.11% | 48,647 | Common | SOLE |
| 023586100 | UHAL | U HAUL HOLDING COMPANY | $468,211 | 0.10% | 8,580 | Common | SOLE |
| 8342EP107 | XPL | SOLITARIO RESOURCES CORP | $453,815 | 0.10% | 850,000 | Common | SOLE |
| 816850101 | SMTC | SEMTECH CORP | $422,300 | 0.09% | 16,400 | Common | SOLE |
| 24790A101 | — | DENBURY INC | $411,740 | 0.09% | 4,201 | Common | SOLE |
| M6000J119 | HUBCZ | HUB CYBER SECURITY LTD | $409,224 | 0.09% | 2,153,811 | Common | SOLE |
| G3034H109 | EMCGF | EMBRACE CHANGE ACQUISITN COR | $405,307 | 0.08% | 37,633 | Common | SOLE |
| M6000J101 | — | HUB CYBER SECURITY LTD | $378,872 | 0.08% | 1,619,113 | Common | SOLE |
| 34969G102 | — | FORTUNE RISE ACQUISITION COR | $357,491 | 0.07% | 32,707 | Common | SOLE |
| 50202D102 | — | LF CAPITAL ACQUISITION CORP | $354,240 | 0.07% | 32,679 | Common | SOLE |
| 42806J700 | HTZ | HERTZ GLOBAL HLDGS INC | $350,166 | 0.07% | 28,585 | Common | SOLE |
| G33032122 | — | ARES ACQUISITION CORPORATION | $347,923 | 0.07% | 526,359 | Common | SOLE |
| 143658300 | CCL1EUR | CARNIVAL CORP | $343,000 | 0.07% | 25,000 | CALL | SOLE |
| 923372106 | VGAS | VERDE CLEAN FUELS INC | $297,114 | 0.06% | 78,810 | Common | SOLE |
| 10482B101 | BHR | BRAEMAR HOTELS RESORTS INC | $277,000 | 0.06% | 100,000 | PUT | SOLE |
| 23331A109 | DHI | D R HORTON INC | $268,675 | 0.06% | 2,500 | PUT | SOLE |
| 758075402 | RWT | REDWOOD TRUST INC | $267,375 | 0.06% | 37,500 | PUT | SOLE |
| 49446R109 | KIM | KIMCO RLTY CORP | $266,014 | 0.06% | 15,123 | Common | SOLE |
| 358039105 | FRPT | FRESHPET INC | $263,520 | 0.06% | 4,000 | CALL | SOLE |
| 39525U107 | GFR | GREENFIRE RES LTD NEW | $226,047 | 0.05% | 45,666 | Common | SOLE |
| 98262P101 | WW6 | WW INTL INC | $221,400 | 0.05% | 20,000 | Common | SOLE |
| 023586506 | UHAL/B | U HAUL HOLDING COMPANY | $209,560 | 0.04% | 4,000 | CALL | SOLE |
| G6301J104 | — | MOUNTAIN CO I ACQUISITN CO | $198,036 | 0.04% | 17,777 | Common | SOLE |
| G5568L117 | LZM/WS | LIFEZONE METALS LIMITED | $196,695 | 0.04% | 166,691 | Common | SOLE |
| 29103K100 | FLD | FTAC EMERALD ACQUISITION COR | $194,891 | 0.04% | 18,632 | Common | SOLE |
| 293594107 | ENVX | ENOVIX CORPORATION | $192,555 | 0.04% | 15,343 | Common | SOLE |
| 03748R747 | AIV | APARTMENT INVT MGMT CO | $191,760 | 0.04% | 28,200 | CALL | SOLE |
| G7308P101 | PHYTF | PYROPHYTE ACQUISITION CORP | $163,225 | 0.03% | 14,961 | Common | SOLE |
| 107930109 | BCT1EUR | BRIACELL THERAPEUTICS CORP | $156,056 | 0.03% | 24,969 | Common | SOLE |
| 54960E104 | — | LUCY SCIENTIFIC DISCOVERY IN | $150,000 | 0.03% | 250,000 | Common | SOLE |
| G4790U102 | USAR | INFLECTION PT ACQUISITN CRP | $140,531 | 0.03% | 13,760 | Common | SOLE |
| 296424104 | ESHA | ESH ACQUISITION CORP | $138,209 | 0.03% | 13,657 | Common | SOLE |
| 80880W106 | SCLXUSD | SCILEX HOLDING CO | $136,360 | 0.03% | 97,400 | PUT | SOLE |
| 349915108 | — | FORTUNA SILVER MINES INC | $136,000 | 0.03% | 50,000 | CALL | SOLE |
| 33850F116 | — | FLAME ACQUISITION CORP | $132,126 | 0.03% | 165,158 | Common | SOLE |
| 70931T103 | PMT | PENNYMAC MTG INVT TR | $131,403 | 0.03% | 10,597 | Common | SOLE |
| G79407105 | — | SCREAMING EAGLE ACQUISITN CO | $120,708 | 0.03% | 11,540 | Common | SOLE |
| 26205E107 | DTI | DRILLING TOOLS INTL CORP | $101,205 | 0.02% | 25,950 | Common | SOLE |
| 243733110 | — | DEEP MEDICINE ACQUISITION CO | $97,846 | 0.02% | 280,361 | Common | SOLE |
| 349915108 | — | FORTUNA SILVER MINES INC | $86,123 | 0.02% | 31,663 | Common | SOLE |
| 798241105 | SJT | SAN JUAN BASIN RTY TR | $72,197 | 0.02% | 10,418 | Common | SOLE |
| 758075402 | RWT | REDWOOD TRUST INC | $71,400 | 0.01% | 10,014 | Common | SOLE |
| G8956E117 | — | TORTOISEECOFIN ACQUISITION C | $58,106 | 0.01% | 445,943 | Common | SOLE |
| 17144M110 | — | CHURCHILL CAPITAL CORP VII | $51,526 | 0.01% | 167,292 | Common | SOLE |
| 20460L104 | SPWR | COMPLETE SOLARIA INC | $41,404 | 0.01% | 20,099 | Common | SOLE |
| 29978K110 | EVCOW | EVEREST CONSOLIDATOR ACQ COR | $40,302 | 0.01% | 201,508 | Common | SOLE |
| G4923T113 | IVCWF | INVESTCORP EUROPE ACQUISITIO | $39,522 | 0.01% | 217,155 | Common | SOLE |
| 040450124 | — | ARISZ ACQUISITION CORP | $35,930 | 0.01% | 399,223 | Common | SOLE |
| 12520C117 | — | CF ACQUISITION CORP VIII | $34,424 | 0.01% | 137,696 | Common | SOLE |
| 629567116 | — | NABORS ENERGY TRANSITION COR | $27,738 | 0.01% | 184,796 | Common | SOLE |
| G83752116 | — | SPRING VALLEY ACQUISTN CORP | $26,345 | 0.01% | 260,841 | Common | SOLE |
| G30449121 | — | ENERGEM CORP | $25,068 | 0.01% | 527,749 | Common | SOLE |
| 67190B112 | — | OAK WOODS ACQUISITION CORP | $25,060 | 0.01% | 501,190 | Common | SOLE |
| 81221H113 | — | SEAPORT GLOBAL ACQUISITION I | $22,074 | 0.00% | 401,337 | Common | SOLE |
| 00438Y123 | — | ACCRETION ACQUISITION CORP | $19,712 | 0.00% | 350,117 | Common | SOLE |
| 296424112 | ESHAR | ESH ACQUISITION CORP | $19,473 | 0.00% | 92,727 | Common | SOLE |
| G49667119 | ISLWF | ISRAEL ACQUISITIONS CORP | $18,929 | 0.00% | 137,664 | Common | SOLE |
| 97655B125 | WINVR | WINVEST ACQUISITION CORP | $18,906 | 0.00% | 370,704 | Common | SOLE |
| G0283A116 | ATMVR | ALPHAVEST ACQUISITION CORP | $18,895 | 0.00% | 118,094 | Common | SOLE |
| 39854F119 | — | GRINDR INC | $18,184 | 0.00% | 23,015 | Common | SOLE |
| 35088F115 | FORLW | FOUR LEAF ACQUISITION CORP | $17,114 | 0.00% | 223,717 | Common | SOLE |
| 77867R118 | — | ROTH CH ACQUISITION V CO | $16,069 | 0.00% | 214,257 | Common | SOLE |
| G6759A134 | — | NOVA VISION ACQUISITION CORP | $15,850 | 0.00% | 79,252 | Common | SOLE |
| G8656T125 | TLGWF | TLGY ACQUISITION CORPORATION | $15,518 | 0.00% | 360,890 | Common | SOLE |
| G6301J112 | — | MOUNTAIN CO I ACQUISITN CO | $15,355 | 0.00% | 108,900 | Common | SOLE |
| 37653T116 | — | GLOBAL SYSTEMS DYNAMICS INC | $11,911 | 0.00% | 595,571 | Common | SOLE |
| 92853V114 | — | VIVEON HEALTH ACQUISITION CO | $11,832 | 0.00% | 516,666 | Common | SOLE |
| 72942P120 | — | PLUTONIAN ACQUISITION CORP | $11,747 | 0.00% | 169,507 | Common | SOLE |
| G7243P117 | NCNWF | NOCO NOCO INC | $11,722 | 0.00% | 234,433 | Common | SOLE |
| 84757T113 | MDAIW | SPECTRAL AI INC | $11,647 | 0.00% | 89,595 | Common | SOLE |
| 237699111 | — | DATA KNIGHTS ACQUISITION COR | $10,562 | 0.00% | 234,708 | Common | SOLE |
| G71704111 | HOVRW | PONO CAP THREE INC | $10,436 | 0.00% | 231,901 | Common | SOLE |
| 00973W300 | — | AKERNA CORP | $10,184 | 0.00% | 46,377 | Common | SOLE |
| G52443127 | KVACW | KEEN VISION ACQUISITION CORP | $8,590 | 0.00% | 156,183 | Common | SOLE |
| 08178Q119 | BENFW | BENEFICIENT | $8,578 | 0.00% | 222,812 | Common | SOLE |
| G9074V114 | — | TRISTAR ACQUISITION I CORP | $8,139 | 0.00% | 184,138 | Common | SOLE |
| 00085X113 | — | ABRI SPAC I INC | $8,008 | 0.00% | 227,492 | Common | SOLE |
| 34969G110 | — | FORTUNE RISE ACQUISITION COR | $8,000 | 0.00% | 100,000 | Common | SOLE |
| G4790U110 | — | INFLECTION PT ACQUISITN CRP | $7,940 | 0.00% | 46,165 | Common | SOLE |
| 00438Y115 | — | ACCRETION ACQUISITION CORP | $7,477 | 0.00% | 330,838 | Common | SOLE |
| 079174116 | — | BELLEVUE LIFE SCNCS AQSTN CO | $7,005 | 0.00% | 199,583 | Common | SOLE |
| 07402Q119 | — | BEARD ENERGY TRANSITION ACQ | $6,915 | 0.00% | 230,500 | Common | SOLE |
| G87076116 | — | 10X CAP VENTURE ACQSTN CORP | $6,636 | 0.00% | 95,069 | Common | SOLE |
| 84921J116 | — | SPORTSMAP TECH ACQUISITIN CO | $6,296 | 0.00% | 220,900 | Common | SOLE |
| 50535E116 | — | PROSOMNUS INC | $5,917 | 0.00% | 84,531 | Common | SOLE |
| G2058L111 | — | CHAVANT CAPITAL ACQUISITN CO | $5,866 | 0.00% | 247,510 | Common | SOLE |
| 066644113 | — | BANNIX ACQUISITION CORP | $5,712 | 0.00% | 228,497 | Common | SOLE |
| 97655B117 | WINVW | WINVEST ACQUISITION CORP | $5,695 | 0.00% | 569,464 | Common | SOLE |
| 318136116 | — | FINTECH ECOSYSTEM DEVE | $5,500 | 0.00% | 275,000 | Common | SOLE |
| 04208V111 | — | ARMADA ACQUISITION CORP I | $4,826 | 0.00% | 84,670 | Common | SOLE |
| 73919C118 | — | POWER DIGITAL INFRASTRUCTU | $4,741 | 0.00% | 47,411 | Common | SOLE |
| 09216A116 | — | BLACK MOUNTAIN ACQ CORP | $4,583 | 0.00% | 104,170 | Common | SOLE |
| G12729128 | — | BOWEN ACQUISITION CORP | $4,439 | 0.00% | 29,596 | Common | SOLE |
| G6859L121 | BRLSW | OXUS ACQUISITION CORP | $4,375 | 0.00% | 35,000 | Common | SOLE |
| M6000J127 | HUBCW | HUB CYBER SECURITY LTD | $4,248 | 0.00% | 404,542 | Common | SOLE |
| G3R95N111 | ZEOWW | ESGEN ACQUISITION CORP | $4,165 | 0.00% | 115,685 | Common | SOLE |
| 02369M110 | RMCOW | AMERICAN ACQUISITION OPPT IN | $4,063 | 0.00% | 97,660 | Common | SOLE |
| G7637J123 | — | ROSE HILL ACQUISITION CORP | $4,000 | 0.00% | 80,000 | Common | SOLE |
| G5260A112 | — | KEYARCH ACQUISITION CORP | $4,000 | 0.00% | 100,000 | Common | SOLE |
| G3167L117 | — | ENPHYS ACQUISITION CORP | $3,944 | 0.00% | 56,345 | Common | SOLE |
| 37892F125 | GLLIW | GLOBALINK INVT INC | $3,520 | 0.00% | 320,000 | Common | SOLE |
| 482082112 | — | JUPITER ACQUISITION CORP | $3,410 | 0.00% | 113,274 | Common | SOLE |
| 61244M117 | — | MONTEREY CAP ACQUISITION COR | $3,287 | 0.00% | 149,396 | Common | SOLE |
| 365506112 | — | GARDINER HEALTHCARE ACQTS CO | $2,619 | 0.00% | 86,729 | Common | SOLE |
| G6759A118 | — | NOVA VISION ACQUISITION CORP | $2,599 | 0.00% | 152,000 | Common | SOLE |
| G7308P127 | PHYWF | PYROPHYTE ACQUISITION CORP | $2,320 | 0.00% | 35,695 | Common | SOLE |
| 459867115 | IMAQW | INTERNATIONAL MEDIA ACQUISIT | $1,969 | 0.00% | 98,456 | Common | SOLE |
| 758083117 | — | REDWOODS ACQUISITION CORP | $1,770 | 0.00% | 35,335 | Common | SOLE |
| 042644112 | AOGOW | AROGO CAPITAL ACQUISITION CO | $1,699 | 0.00% | 32,052 | Common | SOLE |
| 02156Y111 | — | ALTITUDE ACQUISITION CORP | $1,597 | 0.00% | 30,141 | Common | SOLE |
| 92838J111 | — | VISION SENSING ACQUISITION C | $1,253 | 0.00% | 33,875 | Common | SOLE |
| G7134L118 | VEEAW | PLUM ACQUISITION CORP I | $1,018 | 0.00% | 16,971 | Common | SOLE |
| 68218C116 | OLITW | OMNILIT ACQUISITION CORP | $602 | 0.00% | 12,873 | Common | SOLE |
| G0223V121 | ATMCW | ALPHATIME ACQUISITION CORP | $515 | 0.00% | 10,099 | Common | SOLE |
| G04058114 | — | AP ACQUISITION CORP | $457 | 0.00% | 10,142 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.