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K2 PRINCIPAL FUND, L.P.

Q1 2024 · 13F-HR

K2 PRINCIPAL FUND, L.P.holdings as filed

Filed 2024-05-14 · accession 0001461790-24-000010

$579.0M
Reported value
237
Positions
2024-03-31
Period end
View analyzed profile →PRO

Holdings as filed

CUSIPTickerIssuerValue% port.SharesClassVoting
82835W108SPRYARS PHARMACEUTICALS INC$22.7M3.92%2,219,131CommonSOLE
464287432TLTISHARES TR$22.0M3.79%232,000PUTSOLE
67059NAH1NTNX 0.25 10/01/27NUTANIX INC$17.2M2.97%14,000CommonSOLE
04916EAB0AY 4 07/15/25ATLANTICA SUSTAINABLE INFRA$16.7M2.88%17,300CommonSOLE
565788AB2MARA 1 12/01/26MARATHON DIGITAL HOLDINGS IN$15.5M2.69%18,250CommonSOLE
26210CAC8DBX 0 03/01/26DROPBOX INC$15.1M2.61%15,859CommonSOLE
594972AE1MSTR 0 02/15/27MICROSTRATEGY INC$14.0M2.42%10,200CommonSOLE
29404KAE6ENV 0.75 08/15/25ENVESTNET INC$12.4M2.13%12,500CommonSOLE
896945AD4TRIP 0.25 04/01/26TRIPADVISOR INC$10.8M1.86%11,500CommonSOLE
464285204IAUISHARES GOLD TR$10.5M1.81%250,000CommonSOLE
10316TAB0BOX 0 01/15/26BOX INC$10.3M1.77%8,500CommonSOLE
922908363VOOVANGUARD INDEX FDS$9.6M1.66%20,000CALLSOLE
81752R100SRGSERITAGE GROWTH PPTYS$9.4M1.62%974,100CALLSOLE
78463V107GLDSPDR GOLD TR$9.4M1.62%45,500PUTSOLE
70614WAB6PTON 0 02/15/26PELOTON INTERACTIVE INC$9.3M1.61%11,000CommonSOLE
753422AF1RPD 0.25 03/15/27RAPID7 INC$8.8M1.52%10,000CommonSOLE
464285204IAUISHARES GOLD TR$8.4M1.45%200,000PUTSOLE
81369Y852XLCSELECT SECTOR SPDR TR$8.2M1.41%100,000PUTSOLE
46438F101IBITISHARES BITCOIN TR$8.1M1.40%200,000CommonSOLE
848577AB8SAVE 1 05/15/26SPIRIT AIRLS INC$7.9M1.37%16,393CommonSOLE
94419LAD3W 1.125 11/01/24WAYFAIR INC$7.9M1.36%8,000CommonSOLE
97717PAD6WT 3.25 06/15/26WISDOMTREE INC$7.5M1.29%7,344CommonSOLE
29978AAC8EVERBRIDGE INC$7.5M1.29%7,700CommonSOLE
00971TAL5AKAM 0.375 09/01/27AKAMAI TECHNOLOGIES INC$7.4M1.28%7,000CommonSOLE
76680RAF4RNG 0 03/01/25RINGCENTRAL INC$7.4M1.27%7,799CommonSOLE
464287432TLTISHARES TR$7.1M1.23%75,000CALLSOLE
62482R10707WAMR COOPER GROUP INC$7.1M1.22%90,473CommonSOLE
758075AD7REDWOOD TRUST INC$6.6M1.13%6,572CommonSOLE
723787107PXDEURPIONEER NAT RES CO$6.3M1.09%24,138CommonSOLE
573284106MLMMARTIN MARIETTA MATLS INC$6.1M1.06%10,000CALLSOLE
74144T108TROWPRICE T ROWE GROUP INC$6.1M1.05%50,000CALLSOLE
670704AJ4GMED 0.375 03/15/25NUVASIVE INC$5.7M0.99%6,000CommonSOLE
09239BAD1BL 0 03/15/26BLACKLINE INC$5.4M0.94%6,000CommonSOLE
92189F676SMHVANECK ETF TRUST$5.1M0.87%22,500CALLSOLE
552690109MDUMDU RES GROUP INC$5.0M0.87%200,000CALLSOLE
458140100INTCINTEL CORP$4.9M0.84%110,000CommonSOLE
81752R100SRGSERITAGE GROWTH PPTYS$4.8M0.83%498,605CommonSOLE
013091103ACIALBERTSONS COS INC$4.8M0.82%222,700CommonSOLE
87874RAD2TTGT 0 12/15/26TECHTARGET INC$4.8M0.82%5,000CommonSOLE
94419LAF8W 1 08/15/26WAYFAIR INC$4.6M0.80%5,000CommonSOLE
69349H107TXNMPNM RES INC$4.5M0.78%119,500CALLSOLE
21874AAB2CORZ 12 01/23/29CORE SCIENTIFIC INC NEW$4.5M0.77%5,000CommonSOLE
653656AB4NICEIT 0 09/15/25NICE LTD$4.5M0.77%4,271CommonSOLE
912318409UNGUNITED STS NAT GAS FD LP$4.4M0.75%300,000CALLSOLE
74144T108TROWPRICE T ROWE GROUP INC$4.3M0.74%35,000PUTSOLE
74347G440BITOPROSHARES TR$4.2M0.73%130,128CommonSOLE
351858105FNVFRANCO NEV CORP$3.8M0.66%32,300CALLSOLE
801056102SANMSANMINA CORPORATION$3.7M0.64%60,000CALLSOLE
89679M104TFPMTRIPLE FLAG PRECIOUS METAL$3.6M0.61%181,737CommonSOLE
35671D857FCXFREEPORT-MCMORAN INC$3.5M0.61%75,000CALLSOLE
92840M102VSTVISTRA CORP$3.5M0.60%50,000CALLSOLE
G16234109BROOKFIELD BUSINESS PARTNERS$3.5M0.60%156,353CommonSOLE
G4124C109GRABGRAB HOLDINGS LIMITED$3.2M0.54%1,004,373CommonSOLE
97717PAF1WISDOMTREE INC$3.2M0.54%2,700CommonSOLE
78463V107GLDSPDR GOLD TR$3.1M0.53%15,000CALLSOLE
42809H107HESHESS CORP$3.1M0.53%20,149CommonSOLE
292766102ERFGBPENERPLUS CORP$3.0M0.53%155,105CommonSOLE
78464A755XMESPDR SER TR$3.0M0.52%50,000PUTSOLE
92189F791GDXJVANECK ETF TRUST$2.9M0.50%75,000PUTSOLE
845467109SWN1EURSOUTHWESTERN ENERGY CO$2.9M0.50%378,401CommonSOLE
92840M102VSTVISTRA CORP$2.8M0.49%40,355CommonSOLE
53680QAA6LARCN 1.75 01/15/27LITHIUM AMERICAS ARGENTINA C$2.8M0.48%3,500CommonSOLE
00768Y453MSOSADVISORSHARES TR$2.8M0.48%275,000CALLSOLE
580589109MGRCMCGRATH RENTCORP$2.6M0.45%21,311CommonSOLE
64110Y108NLOPNET LEASE OFFICE PROPERTIES$2.6M0.45%109,205CommonSOLE
24703L202DELLDELL TECHNOLOGIES INC$2.6M0.44%22,500PUTSOLE
17144M102CHURCHILL CAPITAL CORP VII$2.5M0.44%236,940CommonSOLE
87241L109TFIITFI INTL INC$2.5M0.43%15,682CommonSOLE
780287108RGLDROYAL GOLD INC$2.4M0.42%20,000CALLSOLE
25400Q105DJTTRUMP MEDIA TECHNOLOGY GRO$2.3M0.40%37,600PUTSOLE
55024UAF6LITE 0.5 06/15/28LUMENTUM HLDGS INC$2.3M0.40%3,000CommonSOLE
858119100STLDSTEEL DYNAMICS INC$2.3M0.40%15,600CommonSOLE
Y2187A150EGLEUSDEAGLE BULK SHIPPING INC$2.3M0.39%36,206CommonSOLE
98944F109ZEOZEO ENERGY CORP$2.3M0.39%395,293CommonSOLE
G3R34K103FNVTFINNOVATE ACQUISITION CORP$2.2M0.39%200,000CommonSOLE
458140100INTCINTEL CORP$2.2M0.38%50,000CALLSOLE
G38258102GENERATION ASIA I ACQUISITIO$2.2M0.38%200,000CommonSOLE
496902404KGCKINROSS GOLD CORP$2.1M0.37%350,000CALLSOLE
G1889L100CMCAFCAPITALWORKS EMNG MKTS ACQST$2.1M0.37%195,320CommonSOLE
G6301J104MOUNTAIN CO I ACQUISITN CO$2.1M0.36%180,680CommonSOLE
03748R747AIVAPARTMENT INVT MGMT CO$2.1M0.36%253,284CommonSOLE
78464A755XMESPDR SER TR$2.1M0.36%34,250CommonSOLE
G8675N109TGAAFTARGET GLOBAL ACQUISI I CORP$2.0M0.34%177,098CommonSOLE
32076VAD5AGCN 0.375 01/15/27FIRST MAJESTIC SILVER CORP$2.0M0.34%2,500CommonSOLE
11135F101AVGOBROADCOM INC$1.9M0.33%1,450CommonSOLE
69349H107TXNMPNM RES INC$1.9M0.33%50,021CommonSOLE
573284106MLMMARTIN MARIETTA MATLS INC$1.8M0.32%3,000CommonSOLE
82835W108SPRYARS PHARMACEUTICALS INC$1.7M0.30%171,200CALLSOLE
G9R16L100VMCAFVALUENCE MERGER CORP I$1.7M0.29%147,549CommonSOLE
351858105FNVFRANCO NEV CORP$1.7M0.29%13,900CommonSOLE
833445109SNOWSNOWFLAKE INC$1.6M0.28%10,000PUTSOLE
52603BAD9TREE 0.5 07/15/25LENDINGTREE INC$1.6M0.28%1,725CommonSOLE
G49219101IVCAFINVESTCORP INDIA ACQUISTN CO$1.5M0.27%138,336CommonSOLE
78464A755XMESPDR SER TR$1.5M0.26%25,000CALLSOLE
44934N207IB ACQUISITION CORP$1.5M0.26%150,000CommonSOLE
698884103PARPAR TECHNOLOGY CORP$1.5M0.26%32,764CommonSOLE
03842W105AQUCAQUARON ACQUISITION CORP$1.4M0.25%132,209CommonSOLE
G47862100CURRINFINT ACQUISITION CORP$1.4M0.24%120,936CommonSOLE
23331A109DHID R HORTON INC$1.4M0.24%8,400CommonSOLE
745867101PHMPULTE GROUP INC$1.3M0.23%11,000CommonSOLE
72942P104PLUTONIAN ACQUISITION CORP$1.3M0.23%123,655CommonSOLE
13123X508CPE*CALLON PETE CO DEL$1.3M0.22%35,428CommonSOLE
44364H100HUDSON ACQUISITION I CORP$1.2M0.21%117,027CommonSOLE
45333D104IGTAINCEPTION GROWTH ACQUSTN LTD$1.2M0.20%106,686CommonSOLE
G89229119TMT ACQUISITION CORP$1.2M0.20%108,285CommonSOLE
185899101CLFCLEVELAND-CLIFFS INC NEW$1.1M0.20%50,000CALLSOLE
573874104MRVLMARVELL TECHNOLOGY INC$1.1M0.20%16,000CommonSOLE
34969G102FORTUNE RISE ACQUISITION COR$1.1M0.19%99,999CommonSOLE
31561T102AIEVFEUTUNE LIGHT ACQUISITION CO$1.1M0.19%100,624CommonSOLE
64823D102NEW PROVIDENCE ACQSITN CORP$1.1M0.19%99,915CommonSOLE
294600101ETRNUSDEQUITRANS MIDSTREAM CORP$1.1M0.18%85,566CommonSOLE
G2R05B100DP CAP ACQUISITION CORP I$1.1M0.18%96,746CommonSOLE
G4023C101GOLDEN STAR ACQUISITION CORP$1.1M0.18%99,545CommonSOLE
V7780T103RCLROYAL CARIBBEAN GROUP$1.1M0.18%7,570CommonSOLE
G8707710610X CAPITAL VENTURE ACQ III$1.0M0.18%95,380CommonSOLE
15719Y105CETUS CAP ACQUISITION CORP$1.0M0.18%95,850CommonSOLE
G5451A129LEGT/ULEGATO MERGER CORP III$1.0M0.18%100,000CommonSOLE
651639106NEMNEWMONT CORP$985,6000.17%27,500PUTSOLE
48203R104JNPJUNIPER NETWORKS INC$978,3840.17%26,400CommonSOLE
400510103GRYPHON DIGITAL MNG INC$970,5370.17%651,367CommonSOLE
612160101AIRJMONTANA TECHNOLOGIES CORP$947,9420.16%83,963CommonSOLE
55306N104MKSIMKS INSTRS INC$944,3000.16%7,100CommonSOLE
72016P105PLLPIEDMONT LITHIUM INC$932,4000.16%70,000CALLSOLE
30069X102EXCELFIN ACQUISITION CORP$917,9890.16%83,988CommonSOLE
023586506UHAL/BU HAUL HOLDING COMPANY$915,7160.16%13,733CommonSOLE
318136108FINTECH ECOSYSTEM DEVE$914,5070.16%83,137CommonSOLE
G44525106PEARL HOLDINGS ACQUISITN COR$880,6800.15%81,620CommonSOLE
G1263E102BLUE WORLD ACQUISITION CORP$838,5000.14%75,000CommonSOLE
496902404KGCKINROSS GOLD CORP$824,8470.14%134,559CommonSOLE
G4619M109HSPOFHORIZON SPACE ACQUSTN I CORP$816,0000.14%75,000CommonSOLE
042644104AOGOAROGO CAPITAL ACQUISITION CO$787,8780.14%73,291CommonSOLE
71715X203PMCBPHARMACYTE BIOTECH INC$776,1820.13%327,503CommonSOLE
G06362100AURA FAT PROJS ACQUISITION C$761,4070.13%68,719CommonSOLE
29446Y502EQXEQUINOX GOLD CORP$752,5000.13%125,000PUTSOLE
98980L101ZNGAZOOM VIDEO COMMUNICATIONS IN$743,1920.13%11,369CommonSOLE
G1261Q107BLUAFBLUERIVER ACQUISITION CORP$715,1340.12%65,911CommonSOLE
526057104LENLENNAR CORP$687,9200.12%4,000CommonSOLE
Q4982L109IRENIRIS ENERGY LTD$675,0000.12%125,000CommonSOLE
10576N102BRZEBRAZE INC$664,5000.11%15,000PUTSOLE
012653101ALBALBEMARLE CORP$658,7000.11%5,000CALLSOLE
G52807107QUADRO ACQUISITION ONE CORP$631,0490.11%57,525CommonSOLE
55616P104MMACYS INC$620,2300.11%31,027CommonSOLE
74346Y103PROPROS HOLDINGS INC$609,5810.11%16,779CommonSOLE
22677T102FOCUS IMPACT BH3 ACQUISITION$606,0500.10%57,719CommonSOLE
83200N103SMARGBPSMARTSHEET INC$577,5000.10%15,000PUTSOLE
74954L104RF ACQUISITION CORP$565,2660.10%52,291CommonSOLE
93627C101HCCWARRIOR MET COAL INC$564,5100.10%9,300CommonSOLE
127387108CDNSCADENCE DESIGN SYSTEM INC$557,1910.10%1,790CommonSOLE
70614W100PTONPELOTON INTERACTIVE INC$552,5480.10%129,100CALLSOLE
023586100UHALU HAUL HOLDING COMPANY$551,1940.10%8,161CommonSOLE
45827K101INTEINTEGRAL ACQUISITION CORP 1$540,0000.09%50,000CommonSOLE
23753F107DSKEUSDDASEKE INC$490,7620.08%59,128CommonSOLE
171779309CIENCIENA CORP$484,6100.08%9,800CommonSOLE
26431Q106DUET ACQUISITION CORP$455,7910.08%41,511CommonSOLE
G1995D109CRTAFCARTICA ACQUISITION CORP$451,5740.08%40,719CommonSOLE
29084Q100EMEEMCOR GROUP INC$448,9560.08%1,282CommonSOLE
10576N102BRZEBRAZE INC$443,0000.08%10,000CommonSOLE
G31659108ARYA SCIENCES ACQU CORP IV$440,7550.08%39,248CommonSOLE
46565G1045E7ITEOS THERAPEUTICS INC$428,2960.07%31,400CALLSOLE
8342EP107XPLSOLITARIO RESOURCES CORP$398,8580.07%664,764CommonSOLE
00501A101ACRI CAPITAL ACQUISITION COR$396,1600.07%35,403CommonSOLE
83200N103SMARGBPSMARTSHEET INC$365,7500.06%9,500CommonSOLE
67066G104NVDANVIDIA CORPORATION$361,4240.06%400CommonSOLE
874039100TSMTAIWAN SEMICONDUCTOR MFG LTD$360,5330.06%2,650CommonSOLE
079174108BELLEVUE LIFE SCNCS AQSTN CO$358,0590.06%33,589CommonSOLE
37962G102GLOBAL STAR ACQUISITION INC$342,9230.06%32,019CommonSOLE
13765N107CNNECANNAE HLDGS INC$335,1350.06%15,069CommonSOLE
G8956E109TORTOISEECOFIN ACQUISITION C$321,9370.06%29,892CommonSOLE
78574H104SOCSABLE OFFSHORE CORP$312,2390.05%28,489CommonSOLE
918204108VFCV F CORP$306,8000.05%20,000CommonSOLE
93627C101HCCWARRIOR MET COAL INC$303,5000.05%5,000CALLSOLE
007903107AMDADVANCED MICRO DEVICES INC$297,8090.05%1,650CommonSOLE
21874A106CORZCORE SCIENTIFIC INC NEW$295,2360.05%83,400CommonSOLE
38136Y102GDSTGOLDENSTONE ACQUISITION LTD$275,4840.05%25,044CommonSOLE
46565G1045E7ITEOS THERAPEUTICS INC$272,8000.05%20,000CommonSOLE
30303M102METAMETA PLATFORMS INC$242,7900.04%500CommonSOLE
G79407105SCREAMING EAGLE ACQUISITN CO$240,7500.04%22,500CommonSOLE
92537N108VRTVERTIV HOLDINGS CO$234,8010.04%2,875CommonSOLE
02079K107GOOGALPHABET INC$228,3900.04%1,500CommonSOLE
87151X101SYMSYMBOTIC INC$225,0000.04%5,000CommonSOLE
25400Q105DJTTRUMP MEDIA TECHNOLOGY GRO$225,0000.04%150,000CommonSOLE
G9831X106ZLSSFZALATORIS II ACQUISITION COR$150,1230.03%13,849CommonSOLE
64107A105NPWRNET POWER INC$148,1950.03%13,011CommonSOLE
42600H108HENNESSY CAPITAL INVST CORP$134,5490.02%12,925CommonSOLE
G5568L117LZM/WSLIFEZONE METALS LIMITED$131,3210.02%202,032CommonSOLE
123013104BURTECH ACQUISITION CORP$121,4800.02%10,954CommonSOLE
39525U107GFRGREENFIRE RES LTD NEW$121,3100.02%20,303CommonSOLE
17144M110CHURCHILL CAPITAL CORP VII$120,8050.02%377,515CommonSOLE
950415109WELSBACH TECH METALS ACQU CO$114,9880.02%10,530CommonSOLE
M6000J119HUBCZHUB CYBER SECURITY LTD$107,6910.02%2,153,811CommonSOLE
78574H112SABLE OFFSHORE CORP$95,8520.02%37,152CommonSOLE
G8956E117TORTOISEECOFIN ACQUISITION C$92,6760.02%926,758CommonSOLE
98944F117ZEOWWZEO ENERGY CORP$80,1580.01%667,985CommonSOLE
29978K110EVCOWEVEREST CONSOLIDATOR ACQ COR$78,8310.01%606,392CommonSOLE
36170N115GCTS/WSGCT SEMICONDUCTOR HLDG INC$69,9550.01%184,091CommonSOLE
G33033120KDKRWARES ACQUISITION CORP II$52,8990.01%293,883CommonSOLE
54572F119LOTWWLOTUS TECHNOLOGY INC$50,8440.01%105,926CommonSOLE
573134103MRTMARTI TECHNOLOGIES INC$47,8570.01%58,362CommonSOLE
380799114GOLDEN ARROW MERGER CORP$45,0000.01%300,000CommonSOLE
G83752116SPRING VALLEY ACQUISTN CORP$39,6930.01%360,841CommonSOLE
G76088122RMGWFRMG ACQUISITION CORP III$32,4410.01%540,682CommonSOLE
G72556114PROJECT ENERGY REIMAGINED AC$30,9170.01%206,110CommonSOLE
G4790U110INFLECTION PT ACQUISITN CRP$26,8690.00%191,922CommonSOLE
G6363K114NABORS ENERGY TRANSITION COR$23,8090.00%198,410CommonSOLE
923372114VGASWVERDE CLEAN FUELS INC$23,3500.00%97,291CommonSOLE
45827K119INTEWINTEGRAL ACQUISITION CORP 1$22,3050.00%223,048CommonSOLE
G4923T113IVCWFINVESTCORP EUROPE ACQUISITIO$20,3630.00%509,071CommonSOLE
G8059B101SLNAFSELINA HOSPITALITY PLC$19,9260.00%132,841CommonSOLE
M7S64L107PGYWWPAGAYA TECHNOLOGIES LTD$13,9030.00%154,481CommonSOLE
G0131Y118ANSCWAGRICULTURE NAT SOL ACQ CO$13,6000.00%75,557CommonSOLE
G6759A134NOVA VISION ACQUISITION CORP$12,6800.00%79,252CommonSOLE
G52443127KVACWKEEN VISION ACQUISITION CORP$12,3330.00%246,657CommonSOLE
20460L104SPWRCOMPLETE SOLARIA INC$12,2340.00%20,390CommonSOLE
G8316B118SPKLWSPARK I ACQUISITION CORP$11,7860.00%58,930CommonSOLE
67190B112OAK WOODS ACQUISITION CORP$10,0240.00%501,190CommonSOLE
35088F115FORLWFOUR LEAF ACQUISITION CORP$8,9330.00%223,317CommonSOLE
04208V111ARMADA ACQUISITION CORP I$8,6130.00%107,659CommonSOLE
M6000J127HUBCWHUB CYBER SECURITY LTD$8,0910.00%404,542CommonSOLE
G6301J112MOUNTAIN CO I ACQUISITN CO$7,6230.00%108,900CommonSOLE
296424112ESHARESH ACQUISITION CORP$7,4100.00%92,627CommonSOLE
G8656T125TLGWFTLGY ACQUISITION CORPORATION$7,2140.00%360,690CommonSOLE
G2365L119CSLM ACQUISITION CORP$6,3580.00%57,800CommonSOLE
G52807115QUADRO ACQUISITION ONE CORP$6,0040.00%150,101CommonSOLE
G5260A112KEYARCH ACQUISITION CORP$5,0000.00%100,000CommonSOLE
97655B125WINVRWINVEST ACQUISITION CORP$4,7230.00%118,087CommonSOLE
G6759A118NOVA VISION ACQUISITION CORP$4,5600.00%152,000CommonSOLE
066644113BANNIX ACQUISITION CORP$4,4550.00%148,497CommonSOLE
G0283A116ATMVRALPHAVEST ACQUISITION CORP$3,9590.00%49,484CommonSOLE
G12729128BOWEN ACQUISITION CORP$3,2560.00%29,596CommonSOLE
61244M117MONTEREY CAP ACQUISITION COR$2,9880.00%149,396CommonSOLE
079174116BELLEVUE LIFE SCNCS AQSTN CO$2,9440.00%147,176CommonSOLE
97655B117WINVWWINVEST ACQUISITION CORP$2,8110.00%281,091CommonSOLE
318136116FINTECH ECOSYSTEM DEVE$2,7500.00%275,000CommonSOLE
G3167L117ENPHYS ACQUISITION CORP$2,6790.00%53,582CommonSOLE
98400V119XBPEWXBP EUROPE HOLDINGS INC$2,5070.00%62,681CommonSOLE
G4375F116HAYMAKER ACQUISITION CORP IV$2,5000.00%12,500CommonSOLE
G0223V121ATMCWALPHATIME ACQUISITION CORP$1,4160.00%141,606CommonSOLE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.