Q2 2024 · 13F-HR
AWM Investment Company, Inc.holdings as filed
Filed 2024-08-14 · accession 0001535264-24-000050
$740.2M
Reported value
99
Positions
2024-06-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 000899104 | ADMA | ADMA Biologics, Inc. | $57.0M | 7.70% | 5,097,625 | Common | SOLE |
| 030111207 | AMSC | American Superconductor Corp | $50.4M | 6.81% | 2,153,855 | Common | SOLE |
| 453204109 | PI | Impinj, Inc. | $45.7M | 6.17% | 291,552 | Common | SOLE |
| 25065K104 | DXLG | Destination XL Group, Inc. | $34.2M | 4.62% | 9,399,297 | Common | SOLE |
| 04523Y105 | ASPN | Aspen Aerogels, Inc. | $28.3M | 3.83% | 1,188,202 | Common | SOLE |
| 999999999 | — | Turtle Beach Corp. @0 pre-fund | $26.6M | 3.60% | 27,878,375 | Common | SOLE |
| 008073108 | AVAV | Aerovironment, Inc. | $18.7M | 2.53% | 102,625 | Common | SOLE |
| 525558201 | LMAT | LeMaitre Vascular, Inc. | $16.5M | 2.22% | 200,000 | Common | SOLE |
| 73931J109 | AIOT | PowerFleet, Inc. | $15.7M | 2.12% | 3,426,402 | Common | SOLE |
| M1R95N100 | ARBE | Arbe Robotics, Ltd.(Israel) | $14.7M | 1.99% | 7,713,175 | Common | SOLE |
| 63886Q109 | NGS | Natural Gas Services Group Inc | $14.3M | 1.93% | 711,652 | Common | SOLE |
| 00760J108 | AEHR | Aehr Test Systems | $14.0M | 1.89% | 1,254,743 | Common | SOLE |
| 68752L100 | KIDS | OrthoPediatrics Corporation | $13.0M | 1.76% | 452,115 | Common | SOLE |
| 45685K102 | INFU | Infusystem Holdings, Inc. | $13.0M | 1.75% | 1,900,000 | Common | SOLE |
| 683416101 | OOMA | Ooma, Inc. | $12.8M | 1.73% | 1,291,468 | Common | SOLE |
| 36872P103 | GNSS | Genasys, Inc. | $12.2M | 1.64% | 5,749,544 | Common | SOLE |
| 925815102 | VICR | Vicor Corporation | $12.1M | 1.63% | 364,794 | Common | SOLE |
| 30041T104 | MRAM | Everspin Technology, Inc. | $12.0M | 1.62% | 2,006,241 | Common | SOLE |
| 54738L109 | LOVE | The Lovesac Company | $11.7M | 1.58% | 516,696 | Common | SOLE |
| 63R239101 | — | Gambling.com Group Ltd. | $11.1M | 1.50% | 1,350,943 | Common | SOLE |
| 04016X101 | ARGX | argenx SE - ADR (Netherlands) | $10.8M | 1.45% | 25,000 | Common | SOLE |
| 68401U204 | OPRX | OptimizeRx Corporation | $10.0M | 1.35% | 1,002,364 | Common | SOLE |
| 157210105 | CEVA | CEVA, Inc. | $9.8M | 1.32% | 507,104 | Common | SOLE |
| M51474118 | GILT | Gilat Satellite Networks, Ltd. | $9.6M | 1.29% | 2,143,655 | Common | SOLE |
| 759916109 | RGEN | Repligen Corporation | $9.5M | 1.28% | 75,000 | Common | SOLE |
| 75585H206 | REAX | The Real Brokerage, Inc.(Canad | $9.3M | 1.26% | 2,290,428 | Common | SOLE |
| 913915104 | UTI | Universal Technical Institute, | $9.1M | 1.23% | 579,900 | Common | SOLE |
| 092667104 | SRTA | Blade Air Mobility, Inc. | $9.0M | 1.22% | 2,591,114 | Common | SOLE |
| 92663R105 | VMD | Viemed Healthcare, Inc. (Canad | $8.4M | 1.14% | 1,290,000 | Common | SOLE |
| 74317M104 | PAL | Proficient Auto Logistic,Inc. | $8.4M | 1.13% | 522,453 | Common | SOLE |
| M81865111 | RDCM | RADCOM, Ltd. (Israel) | $8.3M | 1.13% | 892,625 | Common | SOLE |
| 65487K100 | LASR | nLight, Inc. | $8.1M | 1.09% | 741,405 | Common | SOLE |
| 900450206 | TBCH | Turtle Beach Corporation | $7.8M | 1.06% | 547,402 | Common | SOLE |
| 36269P104 | GAIA | Gaia, Inc. | $7.7M | 1.04% | 1,738,257 | Common | SOLE |
| 17306X102 | CTRN | Citi Trends, Inc. | $7.6M | 1.03% | 359,163 | Common | SOLE |
| 87427V103 | TALK | Talkspace, Inc. | $7.6M | 1.03% | 3,308,280 | Common | SOLE |
| 92847W103 | VITL | Vital Farms, Inc. | $7.4M | 0.99% | 157,301 | Common | SOLE |
| 90385V107 | UCTT | Ultra Clean Holdings, Inc. | $7.0M | 0.94% | 142,248 | Common | SOLE |
| 466189107 | — | J. Jill Group Inc. | $6.6M | 0.90% | 190,000 | Common | SOLE |
| 52661A108 | DRS | Leonardo DRS, Inc. | $6.1M | 0.83% | 240,741 | Common | SOLE |
| 60255C885 | BRD1EUR | Mind Medicine (MindMed) Inc. | $6.0M | 0.81% | 833,000 | Common | SOLE |
| 68752M108 | OFIX | Orthofix Medical, Inc. | $6.0M | 0.81% | 449,456 | Common | SOLE |
| 76119X105 | RSVR | Reservoir Media, Inc. | $5.7M | 0.76% | 716,662 | Common | SOLE |
| 15713L109 | CRVO | Cervomed, Inc. | $5.4M | 0.73% | 314,040 | Common | SOLE |
| 65443P102 | MASS | 908 Devices, Inc. | $5.2M | 0.70% | 1,011,456 | Common | SOLE |
| 75644T100 | RCAT | Red Cat Holdings, Inc. | $5.1M | 0.69% | 4,472,477 | Common | SOLE |
| 05368M106 | PPHMEUR | Avid Bioservices, Inc. | $5.0M | 0.67% | 693,679 | Common | SOLE |
| 87157B103 | — | Synchronoss Technologies, Inc. | $4.9M | 0.67% | 531,110 | Common | SOLE |
| 156492100 | CNTY | Century Casinos, Inc. | $4.6M | 0.62% | 1,644,037 | Common | SOLE |
| 500600101 | KOPN | Kopin Corporation | $4.5M | 0.61% | 5,338,768 | Common | SOLE |
| 07373B109 | BEEM | Beam Global | $4.4M | 0.59% | 950,235 | Common | SOLE |
| 08205P100 | — | Benitec Biopharma, Inc. | $4.4M | 0.59% | 625,000 | Common | SOLE |
| 74316X101 | PFIEEUR | Profire Energy, Inc. | $4.0M | 0.54% | 2,815,742 | Common | SOLE |
| 67080N101 | NUVB | Nuvation Bio, Inc. | $3.9M | 0.53% | 1,350,000 | Common | SOLE |
| 05366Y201 | AVNW | Aviat Networks, Inc. | $3.8M | 0.51% | 130,808 | Common | SOLE |
| 39986L109 | GRWG | GrowGeneration Corp. | $3.6M | 0.48% | 1,661,007 | Common | SOLE |
| 81758H106 | SERV | Serve Robotics, Inc. | $3.5M | 0.48% | 1,818,455 | Common | SOLE |
| 02157Q109 | ANRO | Alto Neuroscience, Inc. | $3.5M | 0.48% | 329,231 | Common | SOLE |
| 28531P202 | ECOR | ElectroCore, Inc. | $3.5M | 0.47% | 541,659 | Common | SOLE |
| 68235C107 | — | OncoCyte Corporation | $3.2M | 0.44% | 1,097,175 | Common | SOLE |
| 81749D107 | SERA | Sera Prognostics, Inc. | $3.1M | 0.42% | 521,314 | Common | SOLE |
| 09263B108 | — | BlackSky Technology, Inc. | $3.0M | 0.40% | 2,785,671 | Common | SOLE |
| 02913V103 | APEI | American Public Education, Inc | $2.6M | 0.36% | 150,000 | Common | SOLE |
| 22663K107 | CRNX | Crinetics Pharmaceuticals, Inc | $2.5M | 0.33% | 55,000 | Common | SOLE |
| 88339P101 | REAL | The RealReal, Inc. | $2.3M | 0.31% | 729,099 | Common | SOLE |
| 532257805 | LPTH | LightPath Technologies, Inc. | $2.3M | 0.31% | 1,825,000 | Common | SOLE |
| 917313108 | USIO | Usio,Inc. | $1.9M | 0.26% | 1,269,866 | Common | SOLE |
| 91704K202 | — | urban-gro, Inc. | $1.9M | 0.26% | 1,444,037 | Common | SOLE |
| 00258Y104 | ABX | Abacus Life, Inc. | $1.7M | 0.23% | 200,000 | Common | SOLE |
| 09174P105 | — | Bitcoin Depot, Inc. | $1.7M | 0.23% | 937,002 | Common | SOLE |
| 68375N103 | OPK | OPKO Health, Inc. | $1.6M | 0.22% | 1,300,000 | Common | SOLE |
| N52586109 | LILMF | Lilium N.V. (Germany) | $1.6M | 0.21% | 2,000,000 | Common | SOLE |
| M8T145100 | SYNX | Silynxcom, Ltd. (Israel) | $1.6M | 0.21% | 546,997 | Common | SOLE |
| 69002R103 | TEAD | Outbrain, Inc. | $1.5M | 0.20% | 301,155 | Common | SOLE |
| 516548203 | LTRX | Lantronix, Inc. | $1.5M | 0.20% | 417,241 | Common | SOLE |
| 63008G203 | NNDM | Nano Dimension, Ltd. ADR (Isra | $1.5M | 0.20% | 663,126 | Common | SOLE |
| 45258J102 | IMVT | Immunovant, Inc. | $1.3M | 0.18% | 50,000 | Common | SOLE |
| 23331S100 | DHX | DHI Group, Inc. | $1.2M | 0.16% | 581,000 | Common | SOLE |
| 60785L207 | — | Modular Medical, Inc. | $1.2M | 0.16% | 750,000 | Common | SOLE |
| 86366E106 | GPCR | Structure Therapeutics, Inc. | $1.2M | 0.16% | 30,000 | Common | SOLE |
| 451622203 | IPWR | Ideal Power, Inc. | $1.1M | 0.15% | 162,351 | Common | SOLE |
| 538146101 | LPSNUSD | LivePerson, Inc. | $1.1M | 0.15% | 1,900,000 | Common | SOLE |
| 19243B102 | CGTX | Cognition Therapeutics, Inc. | $1.1M | 0.15% | 650,000 | Common | SOLE |
| 773122106 | — | Rocket Lab USA, Inc. | $969,600 | 0.13% | 202,000 | Common | SOLE |
| 74880P104 | QIPT | Quipt Home Medical Corp. | $948,612 | 0.13% | 294,600 | Common | SOLE |
| 64130M100 | — | NeuroOne Medical Technologies | $760,000 | 0.10% | 950,000 | Common | SOLE |
| 53632A102 | — | LiqTech International, Inc. | $585,000 | 0.08% | 250,000 | Common | SOLE |
| 05380C102 | RCEL | AVITA Medical, Inc. | $579,530 | 0.08% | 73,173 | Common | SOLE |
| 09173B107 | 1B2 | Bitfarms, Ltd. (Canada)(U.S.) | $495,982 | 0.07% | 192,989 | Common | SOLE |
| 98400M101 | XELBUSD | XCel Brands, Inc. | $453,846 | 0.06% | 769,230 | Common | SOLE |
| 84833T103 | SPRO | Spero Therapeutics, Inc. | $433,420 | 0.06% | 333,400 | Common | SOLE |
| 90177C101 | — | Twin Vee PowerCats Co. | $432,645 | 0.06% | 793,844 | Common | SOLE |
| 62459M107 | — | Movano, Inc. | $425,273 | 0.06% | 1,546,447 | Common | SOLE |
| 805111101 | SVRA | Savara, Inc. | $364,715 | 0.05% | 90,500 | Common | SOLE |
| 53224K104 | — | Lightbridge Corporation | $337,000 | 0.05% | 100,000 | Common | SOLE |
| 236759156 | — | Markforged Holding Corp. | $251,457 | 0.03% | 613,310 | Common | SOLE |
| 51216F109 | LSH | Lakeside Holding, LTD | $200,500 | 0.03% | 50,000 | Common | SOLE |
| M96088105 | URGN | UroGen Pharma Ltd. | $167,800 | 0.02% | 10,000 | Common | SOLE |
| 60742B110 | MOBBW | Mobilicom Ltd. @5.00 8/31/27 A | $47,203 | 0.01% | 363,100 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.