Q3 2024 · 13F-HR
AWM Investment Company, Inc.holdings as filed
Filed 2024-11-14 · accession 0001535264-24-000066
$825.4M
Reported value
98
Positions
2024-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 000899104 | ADMA | ADMA Biologics, Inc. | $89.0M | 10.8% | 4,452,677 | Common | SOLE |
| 453204109 | PI | Impinj, Inc. | $44.8M | 5.43% | 207,000 | Common | SOLE |
| 030111207 | AMSC | American Superconductor Corp | $40.6M | 4.92% | 1,719,067 | Common | SOLE |
| 04523Y105 | ASPN | Aspen Aerogels, Inc. | $32.5M | 3.94% | 1,174,571 | Common | SOLE |
| 25065K104 | DXLG | Destination XL Group, Inc. | $27.6M | 3.35% | 9,399,297 | Common | SOLE |
| 73931J109 | AIOT | PowerFleet, Inc. (Restricted) | $22.7M | 2.75% | 4,674,617 | Common | SOLE |
| 008073108 | AVAV | Aerovironment, Inc. | $21.1M | 2.56% | 105,434 | Common | SOLE |
| 36872P103 | GNSS | Genasys, Inc. | $20.5M | 2.48% | 5,749,544 | Common | SOLE |
| 00760J108 | AEHR | Aehr Test Systems | $16.5M | 2.00% | 1,286,855 | Common | SOLE |
| 925815102 | VICR | Vicor Corporation | $16.0M | 1.94% | 379,543 | Common | SOLE |
| 525558201 | LMAT | LeMaitre Vascular, Inc. | $15.3M | 1.86% | 165,000 | Common | SOLE |
| M1R95N100 | ARBE | Arbe Robotics, Ltd.(Israel) | $14.7M | 1.78% | 7,713,175 | Common | SOLE |
| 54738L109 | LOVE | The Lovesac Company | $14.7M | 1.78% | 511,696 | Common | SOLE |
| 683416101 | OOMA | Ooma, Inc. | $14.6M | 1.77% | 1,284,580 | Common | SOLE |
| G3R239101 | GAMB | Gambling.com Group Ltd. | $13.9M | 1.68% | 1,382,259 | Common | SOLE |
| 04016X101 | ARGX | argenx SE - ADR (Netherlands) | $13.6M | 1.64% | 25,000 | Common | SOLE |
| 63886Q109 | NGS | Natural Gas Services Group Inc | $13.4M | 1.62% | 698,652 | Common | SOLE |
| 09263B207 | BKSY | BlackSky Technology, Inc. | $13.3M | 1.61% | 2,812,208 | Common | SOLE |
| M51474118 | GILT | Gilat Satellite Networks, Ltd. | $13.2M | 1.60% | 2,510,364 | Common | SOLE |
| 45685K102 | INFU | Infusystem Holdings, Inc. | $12.7M | 1.54% | 1,900,000 | Common | SOLE |
| 75585H206 | REAX | The Real Brokerage Inc(Canada) | $12.7M | 1.54% | 2,290,428 | Common | SOLE |
| 30041T104 | MRAM | Everspin Technology, Inc. | $12.5M | 1.52% | 2,126,241 | Common | SOLE |
| 157210105 | CEVA | CEVA, Inc. | $12.3M | 1.49% | 508,494 | Common | SOLE |
| 68752L100 | KIDS | OrthoPediatrics Corporation | $12.2M | 1.48% | 450,015 | Common | SOLE |
| 75644T100 | RCAT | Red Cat Holdings, Inc. | $11.5M | 1.39% | 4,514,100 | Common | SOLE |
| 759916109 | RGEN | Repligen Corporation | $10.4M | 1.26% | 70,000 | Common | SOLE |
| 00218A105 | ASPI | ASP Isotopes, Inc. | $10.2M | 1.23% | 3,659,586 | Common | SOLE |
| 17306X102 | CTRN | Citi Trends, Inc. | $10.1M | 1.23% | 551,354 | Common | SOLE |
| M81865111 | RDCM | RADCOM, Ltd. (Israel) | $10.0M | 1.21% | 963,867 | Common | SOLE |
| 65487K100 | LASR | nLight, Inc. | $9.9M | 1.20% | 928,953 | Common | SOLE |
| 92847W103 | VITL | Vital Farms, Inc. | $9.7M | 1.17% | 275,417 | Common | SOLE |
| 500600101 | KOPN | Kopin Corporation | $9.6M | 1.16% | 13,156,901 | Common | SOLE |
| 913915104 | UTI | Universal Technical Institute | $8.9M | 1.08% | 549,200 | Common | SOLE |
| 900450206 | TBCH | Turtle Beach Corporation | $8.8M | 1.07% | 576,829 | Common | SOLE |
| B5950S113 | MDXH | MDxHealth, SA (Belgium) | $8.8M | 1.07% | 4,250,000 | Common | SOLE |
| 36269P104 | GAIA | Gaia, Inc. | $8.4M | 1.02% | 1,721,412 | Common | SOLE |
| 87157B400 | SNCR | Synchronoss Technologies, Inc. | $8.3M | 1.01% | 558,588 | Common | SOLE |
| 68401U204 | OPRX | OptimizeRx Corporation | $8.3M | 1.00% | 1,071,832 | Common | SOLE |
| 092667104 | SRTA | Blade Air Mobility, Inc. | $8.1M | 0.98% | 2,765,058 | Common | SOLE |
| 87427V103 | TALK | Talkspace, Inc. | $8.0M | 0.97% | 3,818,500 | Common | SOLE |
| 05368M106 | PPHMEUR | Avid Bioservices, Inc. | $7.1M | 0.85% | 619,697 | Common | SOLE |
| 68752M108 | OFIX | Orthofix Medical, Inc. | $7.0M | 0.85% | 449,456 | Common | SOLE |
| 15713L109 | CRVO | Cervomed, Inc. | $6.6M | 0.79% | 449,006 | Common | SOLE |
| 76119X105 | RSVR | Reservoir Media, Inc. | $6.5M | 0.78% | 797,558 | Common | SOLE |
| 02157Q109 | ANRO | Alto Neuroscience, Inc. | $6.4M | 0.78% | 559,731 | Common | SOLE |
| 00258Y104 | ABX | Abacus Life, Inc. | $6.3M | 0.77% | 624,851 | Common | SOLE |
| 90385V107 | UCTT | Ultra Clean Holdings, Inc. | $6.1M | 0.73% | 151,617 | Common | SOLE |
| 08205P209 | BNTC | Benitec Biopharma, Inc.(Aust | $5.7M | 0.70% | 625,000 | Common | SOLE |
| 65443P102 | MASS | 908 Devices, Inc. | $5.5M | 0.66% | 1,574,330 | Common | SOLE |
| 451622203 | IPWR | Ideal Power, Inc. | $4.9M | 0.60% | 601,531 | Common | SOLE |
| 60255C885 | BRD1EUR | Mind Medicine (MindMed) Inc. | $4.9M | 0.59% | 853,000 | Common | SOLE |
| 74316X101 | PFIEEUR | Profire Energy, Inc. | $4.7M | 0.57% | 2,815,742 | Common | SOLE |
| 92663R105 | VMD | Viemed Healthcare, Inc(Canada) | $4.5M | 0.54% | 612,889 | Common | SOLE |
| 07373B109 | BEEM | Beam Global | $4.5M | 0.54% | 911,173 | Common | SOLE |
| 156492100 | CNTY | Century Casinos, Inc. | $4.2M | 0.51% | 1,644,037 | Common | SOLE |
| 39986L109 | GRWG | GrowGeneration Corp. | $4.1M | 0.50% | 1,929,001 | Common | SOLE |
| 81749D107 | SERA | Sera Prognostics, Inc. | $4.1M | 0.49% | 521,314 | Common | SOLE |
| 28531P202 | ECOR | ElectroCore, Inc. | $3.7M | 0.45% | 510,094 | Common | SOLE |
| 810648105 | SCPH | scPharmaceuticals, Inc. | $3.5M | 0.42% | 764,857 | Common | SOLE |
| 68235C206 | IMDX | OncoCyte Corporation | $3.1M | 0.38% | 1,097,175 | Common | SOLE |
| 88339P101 | REAL | The RealReal, Inc. | $3.1M | 0.37% | 979,099 | Common | SOLE |
| 05366Y201 | AVNW | Aviat Networks, Inc. | $3.0M | 0.36% | 136,388 | Common | SOLE |
| 22663K107 | CRNX | Crinetics Pharmaceuticals, Inc | $2.8M | 0.34% | 55,000 | Common | SOLE |
| 68628V308 | ORN | Orion Group Holdings, Inc. | $2.6M | 0.31% | 450,000 | Common | SOLE |
| 532257805 | LPTH | LightPath Technologies, Inc. | $2.5M | 0.30% | 1,825,000 | Common | SOLE |
| 29259W700 | EU | enCore Energy Corp. (Canada) | $2.4M | 0.29% | 595,000 | Common | SOLE |
| 63008G203 | NNDM | Nano Dimension, Ltd. ADR (Isra | $2.2M | 0.26% | 882,623 | Common | SOLE |
| 91704K202 | — | urban-gro, Inc. | $2.0M | 0.24% | 1,444,037 | Common | SOLE |
| 773122106 | — | Rocket Lab USA, Inc. | $2.0M | 0.24% | 202,000 | Common | SOLE |
| M8T145100 | SYNX | Silynxcom, Ltd. (Israel) | $2.0M | 0.24% | 652,622 | Common | SOLE |
| 68375N103 | OPK | OPKO Health, Inc. | $1.9M | 0.23% | 1,300,000 | Common | SOLE |
| 538146101 | LPSNUSD | LivePerson, Inc. | $1.9M | 0.23% | 1,500,000 | Common | SOLE |
| M96088105 | URGN | UroGen Pharma Ltd. | $1.8M | 0.22% | 139,886 | Common | SOLE |
| 02913V103 | APEI | American Public Education, Inc | $1.8M | 0.21% | 119,000 | Common | SOLE |
| 917313108 | USIO | Usio,Inc. | $1.7M | 0.21% | 1,262,864 | Common | SOLE |
| 60785L207 | — | Modular Medical, Inc. | $1.7M | 0.20% | 750,000 | Common | SOLE |
| 83086J200 | SKYE | Skye Bioscience, Inc. | $1.6M | 0.19% | 400,000 | Common | SOLE |
| 04206A101 | ARLO | Arlo Technologies, Inc. | $1.5M | 0.18% | 124,570 | Common | SOLE |
| 09174P105 | — | Bitcoin Depot, Inc. | $1.5M | 0.18% | 937,002 | Common | SOLE |
| 69002R103 | TEAD | Outbrain, Inc. | $1.5M | 0.18% | 301,155 | Common | SOLE |
| 64130M100 | — | NeuroOne Medical Technologies | $1.2M | 0.14% | 1,200,000 | Common | SOLE |
| 23331S100 | DHX | DHI Group, Inc. | $1.1M | 0.13% | 581,000 | Common | SOLE |
| 05380C102 | RCEL | AVITA Medical, Inc. | $1.1M | 0.13% | 98,173 | Common | SOLE |
| 005083100 | ACTU | Actuate Therapeutics, Inc. | $1.0M | 0.13% | 139,511 | Common | SOLE |
| 516548203 | LTRX | Lantronix, Inc. | $956,606 | 0.12% | 232,186 | Common | SOLE |
| 45258J102 | IMVT | Immunovant, Inc. | $712,750 | 0.09% | 25,000 | Common | SOLE |
| 74317M104 | PAL | Proficient Auto Logistic,Inc. | $701,839 | 0.09% | 49,495 | Common | SOLE |
| 05637B105 | BLZE | Backblaze, Inc. | $643,332 | 0.08% | 100,678 | Common | SOLE |
| 53632A300 | LIQT | LiqTech International, Inc. | $638,750 | 0.08% | 250,000 | Common | SOLE |
| 98400M101 | XELBUSD | XCel Brands, Inc. | $575,384 | 0.07% | 769,230 | Common | SOLE |
| 62459M107 | — | Movano, Inc. | $555,329 | 0.07% | 1,546,447 | Common | SOLE |
| 52661A108 | DRS | Leonardo DRS, Inc. | $545,972 | 0.07% | 19,347 | Common | SOLE |
| 84833T103 | SPRO | Spero Therapeutics, Inc. | $446,756 | 0.05% | 333,400 | Common | SOLE |
| 74340E103 | PGNY | Progyny, Inc. | $419,000 | 0.05% | 25,000 | Common | SOLE |
| 09173B107 | 1B2 | Bitfarms, Ltd. (Canada) (U.S.) | $407,207 | 0.05% | 192,989 | Common | SOLE |
| 53224K302 | LTBR | Lightbridge Corporation | $280,000 | 0.03% | 100,000 | Common | SOLE |
| 00258Y112 | ABLLW | Abacus Life Inc. WTS | $102,954 | 0.01% | 60,561 | Common | SOLE |
| 60742B110 | MOBBW | Mobilicom Ltd. @5.00 8/31/27 A | $61,909 | 0.01% | 363,100 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.