Q3 2023 · 13F-HR
Aspen Investment Management Incholdings as filed
Filed 2023-11-01 · accession 0001541596-23-000004
$165,039
Reported value
137
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $11,540 | 6.99% | 26,995 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $5,926 | 3.59% | 18,768 | Common | NONE |
| 46137V357 | RSP | INVESCO EXCHANGE TRADED FD T | $5,827 | 3.53% | 41,131 | Common | NONE |
| 46138J841 | BSCO | INVESCO EXCH TRD SLF IDX FD | $5,427 | 3.29% | 262,591 | Common | NONE |
| 46138J866 | — | INVESCO EXCH TRD SLF IDX FD | $5,342 | 3.24% | 251,653 | Common | NONE |
| 46432F842 | IEFA | ISHARES TR | $4,949 | 3.00% | 76,917 | Common | NONE |
| 464287655 | IWM | ISHARES TR | $4,944 | 3.00% | 27,973 | Common | NONE |
| 33738D309 | FTSL | FIRST TR EXCHANGE-TRADED FD | $4,369 | 2.65% | 95,530 | Common | NONE |
| 464288646 | IGSB | ISHARES TR | $4,206 | 2.55% | 84,409 | Common | NONE |
| 33739E108 | FPE | FIRST TR EXCH TRADED FD III | $3,478 | 2.11% | 217,837 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $2,929 | 1.77% | 17,109 | Common | NONE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $2,686 | 1.63% | 18,528 | Common | NONE |
| 78464A409 | SPYG | SPDR SER TR | $2,625 | 1.59% | 44,293 | Common | NONE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $2,546 | 1.54% | 16,348 | Common | NONE |
| 72201R783 | HYS | PIMCO ETF TR | $2,461 | 1.49% | 27,256 | Common | NONE |
| 713448108 | PEP | PEPSICO INC | $2,449 | 1.48% | 14,458 | Common | NONE |
| 464287200 | IVV | ISHARES TR | $2,445 | 1.48% | 5,696 | Common | NONE |
| 931142103 | WMT | WALMART INC | $2,334 | 1.41% | 14,595 | Common | NONE |
| 46138J825 | BSCP | INVESCO EXCH TRD SLF IDX FD | $2,299 | 1.39% | 114,323 | Common | NONE |
| 38141G104 | GS | GOLDMAN SACHS GROUP INC | $1,974 | 1.20% | 6,103 | Common | NONE |
| 126408103 | CSX | CSX CORP | $1,968 | 1.19% | 64,027 | Common | NONE |
| 437076102 | HD | HOME DEPOT INC | $1,939 | 1.17% | 6,419 | Common | NONE |
| 023135106 | AMZN | AMAZON COM INC | $1,790 | 1.08% | 14,082 | Common | NONE |
| 166764100 | CVX | CHEVRON CORP NEW | $1,738 | 1.05% | 10,311 | Common | NONE |
| 30231G102 | XOM | EXXON MOBIL CORP | $1,677 | 1.02% | 14,265 | Common | NONE |
| 97717W604 | DES | WISDOMTREE TR | $1,676 | 1.02% | 59,454 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC | $1,615 | 0.98% | 12,344 | Common | NONE |
| 92826C839 | V | VISA INC | $1,553 | 0.94% | 6,754 | Common | NONE |
| 031162100 | AMGN | AMGEN INC | $1,507 | 0.91% | 5,610 | Common | NONE |
| 808524607 | SCHA | SCHWAB STRATEGIC TR | $1,469 | 0.89% | 35,481 | Common | NONE |
| 464288638 | IGIB | ISHARES TR | $1,460 | 0.88% | 30,011 | Common | NONE |
| 452308109 | ITW | ILLINOIS TOOL WKS INC | $1,421 | 0.86% | 6,171 | Common | NONE |
| 303250104 | FICO | FAIR ISAAC CORP | $1,380 | 0.84% | 1,590 | Common | NONE |
| 922908553 | VNQ | VANGUARD INDEX FDS | $1,369 | 0.83% | 18,093 | Common | NONE |
| 45866F104 | ICE | INTERCONTINENTAL EXCHANGE IN | $1,348 | 0.82% | 12,253 | Common | NONE |
| 808524805 | SCHF | SCHWAB STRATEGIC TR | $1,333 | 0.81% | 39,256 | Common | NONE |
| 458140100 | INTC | INTEL CORP | $1,274 | 0.77% | 35,853 | Common | NONE |
| 94106L109 | WM | WASTE MGMT INC DEL | $1,272 | 0.77% | 8,350 | Common | NONE |
| 922908629 | VO | VANGUARD INDEX FDS | $1,260 | 0.76% | 6,054 | Common | NONE |
| 053015103 | ADP | AUTOMATIC DATA PROCESSING IN | $1,243 | 0.75% | 5,168 | Common | NONE |
| 70450Y103 | PYPL | PAYPAL HLDGS INC | $1,241 | 0.75% | 21,238 | Common | NONE |
| 863667101 | SYK | STRYKER CORPORATION | $1,191 | 0.72% | 4,361 | Common | NONE |
| 17275R102 | CSCO | CISCO SYS INC | $1,110 | 0.67% | 20,660 | Common | NONE |
| G8994E103 | TT | TRANE TECHNOLOGIES PLC | $1,099 | 0.67% | 5,420 | Common | NONE |
| 808513105 | SCHW | SCHWAB CHARLES CORP | $1,093 | 0.66% | 19,921 | Common | NONE |
| 609207105 | MDLZ | MONDELEZ INTL INC | $1,082 | 0.66% | 15,600 | Common | NONE |
| 003261104 | BCI | ABRDN ETFS | $1,060 | 0.64% | 50,229 | Common | NONE |
| 002824100 | ABT | ABBOTT LABS | $1,036 | 0.63% | 10,706 | Common | NONE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $1,003 | 0.61% | 6,877 | Common | NONE |
| 060505104 | BAC | BANK AMERICA CORP | $985 | 0.60% | 36,006 | Common | NONE |
| 808524201 | SCHX | SCHWAB STRATEGIC TR | $980 | 0.59% | 19,376 | Common | NONE |
| 149123101 | CAT | CATERPILLAR INC | $946 | 0.57% | 3,467 | Common | NONE |
| 52468L877 | SQLV | LEGG MASON ETF INVT | $937 | 0.57% | 26,062 | Common | NONE |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $932 | 0.56% | 2,279 | Common | NONE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $926 | 0.56% | 6,605 | Common | NONE |
| 65339F101 | NEE | NEXTERA ENERGY INC | $911 | 0.55% | 15,906 | Common | NONE |
| 00724F101 | ADBE | ADOBE INC | $878 | 0.53% | 1,722 | Common | NONE |
| 68389X105 | ORCL | ORACLE CORP | $863 | 0.52% | 8,157 | Common | NONE |
| G51502105 | JCI | JOHNSON CTLS INTL PLC | $862 | 0.52% | 16,205 | Common | NONE |
| 464287465 | EFA | ISHARES TR | $853 | 0.52% | 12,378 | Common | NONE |
| 922042858 | VWO | VANGUARD INTL EQUITY INDEX F | $842 | 0.51% | 21,487 | Common | NONE |
| 46434G103 | IEMG | ISHARES INC | $824 | 0.50% | 17,323 | Common | NONE |
| 81369Y209 | XLV | SELECT SECTOR SPDR TR | $776 | 0.47% | 6,035 | Common | NONE |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC INC | $759 | 0.46% | 1,500 | Common | NONE |
| 28176E108 | EW | EDWARDS LIFESCIENCES CORP | $753 | 0.46% | 10,878 | Common | NONE |
| 00287Y109 | ABBV | ABBVIE INC | $746 | 0.45% | 5,005 | Common | NONE |
| 58933Y105 | MRK | MERCK & CO INC | $707 | 0.43% | 6,877 | Common | NONE |
| 297602104 | ETD | ETHAN ALLEN INTERIORS INC | $690 | 0.42% | 23,100 | Common | NONE |
| 22788C105 | CRWD | CROWDSTRIKE HLDGS INC | $657 | 0.40% | 3,926 | Common | NONE |
| 683344105 | ONTO | ONTO INNOVATION INC | $655 | 0.40% | 5,140 | Common | NONE |
| 808524888 | SCHC | SCHWAB STRATEGIC TR | $651 | 0.39% | 20,217 | Common | NONE |
| 72352L106 | PINS | PINTEREST INC | $625 | 0.38% | 23,140 | Common | NONE |
| 717081103 | PFE | PFIZER INC | $625 | 0.38% | 18,871 | Common | NONE |
| 446150104 | HBAN | HUNTINGTON BANCSHARES INC | $619 | 0.38% | 59,598 | Common | NONE |
| 46641Q837 | JPST | J P MORGAN EXCHANGE TRADED F | $616 | 0.37% | 12,287 | Common | NONE |
| 880779103 | TEX | TEREX CORP NEW | $599 | 0.36% | 10,405 | Common | NONE |
| 882508104 | TXN | TEXAS INSTRS INC | $593 | 0.36% | 3,731 | Common | NONE |
| 78467Y107 | MDY | SPDR S&P MIDCAP 400 ETF TR | $585 | 0.35% | 1,283 | Common | NONE |
| 20825C104 | COP | CONOCOPHILLIPS | $580 | 0.35% | 4,848 | Common | NONE |
| 191216100 | KO | COCA COLA CO | $577 | 0.35% | 10,324 | Common | NONE |
| 808524706 | SCHE | SCHWAB STRATEGIC TR | $573 | 0.35% | 23,972 | Common | NONE |
| 969457100 | WMB | WILLIAMS COS INC | $550 | 0.33% | 16,354 | Common | NONE |
| 464287622 | IWB | ISHARES TR | $550 | 0.33% | 2,342 | Common | NONE |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $545 | 0.33% | 5,310 | Common | NONE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB CO | $542 | 0.33% | 9,351 | Common | NONE |
| G29183103 | ETN | EATON CORP PLC | $538 | 0.33% | 2,526 | Common | NONE |
| 808524508 | SCHM | SCHWAB STRATEGIC TR | $515 | 0.31% | 7,618 | Common | NONE |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $506 | 0.31% | 2,159 | Common | NONE |
| 025816109 | AXP | AMERICAN EXPRESS CO | $495 | 0.30% | 3,320 | Common | NONE |
| 81369Y704 | XLI | SELECT SECTOR SPDR TR | $485 | 0.29% | 4,789 | Common | NONE |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $479 | 0.29% | 2,925 | Common | NONE |
| 26441C204 | DUK | DUKE ENERGY CORP NEW | $465 | 0.28% | 5,269 | Common | NONE |
| 14448C104 | CARR | CARRIER GLOBAL CORPORATION | $442 | 0.27% | 8,025 | Common | NONE |
| G5960L103 | MDT | MEDTRONIC PLC | $432 | 0.26% | 5,519 | Common | NONE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $416 | 0.25% | 4,604 | Common | NONE |
| 580135101 | MCD | MCDONALDS CORP | $413 | 0.25% | 1,568 | Common | NONE |
| 78468R556 | XOP | SPDR SER TR | $408 | 0.25% | 2,760 | Common | NONE |
| 33738D101 | EMLP | FIRST TR EXCHANGE-TRADED FD | $403 | 0.24% | 15,270 | Common | NONE |
| 038222105 | AMAT | APPLIED MATLS INC | $399 | 0.24% | 2,882 | Common | NONE |
| 97717W505 | DON | WISDOMTREE TR | $393 | 0.24% | 9,595 | Common | NONE |
| 949746101 | WMT2 | WELLS FARGO CO NEW | $391 | 0.24% | 9,580 | Common | NONE |
| 98138H101 | WDAY | WORKDAY INC | $391 | 0.24% | 1,821 | Common | NONE |
| 30303M102 | META | META PLATFORMS INC | $382 | 0.23% | 1,275 | Common | NONE |
| 244199105 | DE | DEERE & CO | $381 | 0.23% | 1,010 | Common | NONE |
| 29084Q100 | EME | EMCOR GROUP INC | $375 | 0.23% | 1,785 | Common | NONE |
| 78464A888 | XHB | SPDR SER TR | $358 | 0.22% | 4,680 | Common | NONE |
| 02079K107 | GOOG | ALPHABET INC | $354 | 0.21% | 2,690 | Common | NONE |
| 464287101 | OEF | ISHARES TR | $341 | 0.21% | 1,700 | Common | NONE |
| 88579Y101 | MMM | 3M CO | $337 | 0.20% | 3,601 | Common | NONE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $331 | 0.20% | 658 | Common | NONE |
| 58155Q103 | MCK | MCKESSON CORP | $326 | 0.20% | 750 | Common | NONE |
| 690742101 | OC | OWENS CORNING NEW | $326 | 0.20% | 2,395 | Common | NONE |
| 61174X109 | MNST | MONSTER BEVERAGE CORP NEW | $322 | 0.20% | 6,094 | Common | NONE |
| 532457108 | LLY | ELI LILLY & CO | $317 | 0.19% | 591 | Common | NONE |
| 26884L109 | EQT | EQT CORP | $316 | 0.19% | 7,800 | Common | NONE |
| 56585A102 | MPC | MARATHON PETE CORP | $311 | 0.19% | 2,055 | Common | NONE |
| 808524797 | SCHD | SCHWAB STRATEGIC TR | $304 | 0.18% | 4,307 | Common | NONE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $296 | 0.18% | 1,909 | Common | NONE |
| 81369Y605 | XLF | SELECT SECTOR SPDR TR | $294 | 0.18% | 8,870 | Common | NONE |
| 36870H103 | GNLX | GENELUX CORPORATION | $290 | 0.18% | 11,880 | Common | NONE |
| 81369Y100 | XLB | SELECT SECTOR SPDR TR | $285 | 0.17% | 3,638 | Common | NONE |
| 78468R788 | SPYD | SPDR SER TR | $285 | 0.17% | 8,149 | Common | NONE |
| 254687106 | DIS | DISNEY WALT CO | $283 | 0.17% | 3,500 | Common | NONE |
| 704326107 | PAYX | PAYCHEX INC | $277 | 0.17% | 2,405 | Common | NONE |
| 256746108 | DLTR | DOLLAR TREE INC | $264 | 0.16% | 2,487 | Common | NONE |
| 217204106 | CPRT | COPART INC | $263 | 0.16% | 6,120 | Common | NONE |
| 101137107 | BSX | BOSTON SCIENTIFIC CORP | $255 | 0.15% | 4,835 | Common | NONE |
| 97717X594 | IHDG | WISDOMTREE TR | $253 | 0.15% | 6,550 | Common | NONE |
| 89417E109 | TRV | TRAVELERS COMPANIES INC | $248 | 0.15% | 1,522 | Common | NONE |
| 571903202 | MAR | MARRIOTT INTL INC NEW | $247 | 0.15% | 1,257 | Common | NONE |
| 369604301 | GE | GENERAL ELECTRIC CO | $246 | 0.15% | 2,229 | Common | NONE |
| 46431W507 | NEAR | ISHARES U S ETF TR | $239 | 0.14% | 4,800 | Common | NONE |
| 039483102 | ADM | ARCHER DANIELS MIDLAND CO | $232 | 0.14% | 3,085 | Common | NONE |
| 009066101 | ABNB | AIRBNB INC | $230 | 0.14% | 1,680 | Common | NONE |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $214 | 0.13% | 380 | Common | NONE |
| 233331107 | DTE | DTE ENERGY CO | $207 | 0.13% | 2,088 | Common | NONE |
| 824348106 | SHW | SHERWIN WILLIAMS CO | $204 | 0.12% | 800 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.