Q2 2023 · 13F-HR
ALETHEA CAPITAL MANAGEMENT, LLCholdings as filed
Filed 2023-08-15 · accession 0001549408-23-000004
$93.5M
Reported value
51
Positions
2023-06-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 05464T104 | AXSM | AXSOME THERAPEUTICS INC | $54.6M | 58.4% | 759,944 | Common | SOLE |
| 05370A108 | RNAGBP | AVIDITY BIOSCIENCES INC | $9.4M | 10.1% | 849,651 | Common | SOLE |
| 50127T109 | KURA | KURA ONCOLOGY INC | $3.5M | 3.77% | 333,445 | Common | SOLE |
| 464287432 | TLT | ISHARES TR | $2.4M | 2.56% | 23,278 | Common | SOLE |
| 171757107 | — | CIDARA THERAPEUTICS INC | $1.8M | 1.97% | 1,627,670 | Common | SOLE |
| 58933Y105 | MRK | MERCK & CO INC | $959,122 | 1.03% | 8,312 | Common | SOLE |
| 78468R663 | BIL | SPDR SER TR | $918,200 | 0.98% | 10,000 | Common | SOLE |
| 260557103 | DOW | DOW INC | $831,229 | 0.89% | 15,607 | Common | SOLE |
| 26441C204 | DUK | DUKE ENERGY CORP NEW | $794,737 | 0.85% | 8,856 | Common | SOLE |
| 126650100 | CVS | CVS HEALTH CORP | $753,794 | 0.81% | 10,904 | Common | SOLE |
| 717081103 | PFE | PFIZER INC | $746,401 | 0.80% | 20,349 | Common | SOLE |
| 84763A108 | — | SPECTRUM PHARMACEUTICALS INC | $720,446 | 0.77% | 750,465 | Common | SOLE |
| 026874784 | AIG | AMERICAN INTL GROUP INC | $645,541 | 0.69% | 11,219 | Common | SOLE |
| 92276F100 | VTR | VENTAS INC | $616,164 | 0.66% | 13,035 | Common | SOLE |
| 30161N101 | EXC | EXELON CORP | $610,611 | 0.65% | 14,988 | Common | SOLE |
| 655844108 | NSC | NORFOLK SOUTHN CORP | $604,542 | 0.65% | 2,666 | Common | SOLE |
| 086516101 | BBY | BEST BUY INC | $591,597 | 0.63% | 7,219 | Common | SOLE |
| 440452100 | HRL | HORMEL FOODS CORP | $569,917 | 0.61% | 14,170 | Common | SOLE |
| 682680103 | OKE | ONEOK INC NEW | $548,876 | 0.59% | 8,893 | Common | SOLE |
| 500754106 | KHC | KRAFT HEINZ CO | $518,726 | 0.55% | 14,612 | Common | SOLE |
| 42250P103 | DOC | HEALTHPEAK PROPERTIES INC | $517,012 | 0.55% | 25,722 | Common | SOLE |
| 015271109 | ARE | ALEXANDRIA REAL ESTATE EQ IN | $510,818 | 0.55% | 4,501 | Common | SOLE |
| 989701107 | ZION | ZIONS BANCORPORATION N A | $507,117 | 0.54% | 18,880 | Common | SOLE |
| 174610105 | CFG | CITIZENS FINL GROUP INC | $485,244 | 0.52% | 18,606 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $455,974 | 0.49% | 2,351 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $436,320 | 0.47% | 3,000 | Common | SOLE |
| 857477103 | STT | STATE STR CORP | $430,372 | 0.46% | 5,881 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $429,000 | 0.46% | 4,000 | Common | SOLE |
| 651229106 | NWL | NEWELL BRANDS INC | $395,198 | 0.42% | 45,425 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $393,153 | 0.42% | 3,250 | Common | SOLE |
| 438516106 | HON | HONEYWELL INTL INC | $386,051 | 0.41% | 1,860 | Common | SOLE |
| 94106L109 | WM | WASTE MGMT INC DEL | $381,524 | 0.41% | 2,200 | Common | SOLE |
| 494368103 | KMB | KIMBERLY-CLARK CORP | $379,665 | 0.41% | 2,750 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $375,100 | 0.40% | 1,100 | Common | SOLE |
| G29183103 | ETN | EATON CORP PLC | $372,035 | 0.40% | 1,850 | Common | SOLE |
| 231021106 | CMI | CUMMINS INC | $367,740 | 0.39% | 1,500 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $366,081 | 0.39% | 1,075 | Common | SOLE |
| G5960L103 | MDT | MEDTRONIC PLC | $365,615 | 0.39% | 4,150 | Common | SOLE |
| 437076102 | HD | HOME DEPOT INC | $357,236 | 0.38% | 1,150 | Common | SOLE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $333,828 | 0.36% | 2,200 | Common | SOLE |
| 713448108 | PEP | PEPSICO INC | $333,396 | 0.36% | 1,800 | Common | SOLE |
| 452308109 | ITW | ILLINOIS TOOL WKS INC | $331,462 | 0.35% | 1,325 | Common | SOLE |
| 97717X701 | HEDJ | WISDOMTREE TR | $328,299 | 0.35% | 4,010 | Common | SOLE |
| 668771108 | GEN | GEN DIGITAL INC | $323,772 | 0.35% | 17,454 | Common | SOLE |
| 191216100 | KO | COCA COLA CO | $322,177 | 0.34% | 5,350 | Common | SOLE |
| 060505104 | BAC | BANK AMERICA CORP | $304,120 | 0.33% | 10,600 | Common | SOLE |
| 09247X101 | BLKCHF | BLACKROCK INC | $293,735 | 0.31% | 425 | Common | SOLE |
| 458140100 | INTC | INTEL CORP | $285,912 | 0.31% | 8,550 | Common | SOLE |
| 75513E101 | RTX | RAYTHEON TECHNOLOGIES CORP | $273,602 | 0.29% | 2,793 | Common | SOLE |
| 68373J104 | LPRO | OPEN LENDING CORP | $126,120 | 0.13% | 12,000 | Common | SOLE |
| 27828A100 | XEVMX | EATON VANCE CALIF MUN BD FD | $116,848 | 0.12% | 13,129 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.