Q3 2024 · 13F-HR
ALETHEA CAPITAL MANAGEMENT, LLCholdings as filed
Filed 2024-11-14 · accession 0001549408-24-000005
$138.5M
Reported value
30
Positions
2024-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 05464T104 | AXSM | AXSOME THERAPEUTICS INC | $66.4M | 47.9% | 738,503 | Common | SOLE |
| 78468R663 | BIL | SPDR SER TR | $29.8M | 21.5% | 324,107 | Common | SOLE |
| 05370A108 | RNAGBP | AVIDITY BIOSCIENCES INC | $19.6M | 14.2% | 427,454 | Common | SOLE |
| 50127T109 | KURA | KURA ONCOLOGY INC | $10.8M | 7.81% | 553,542 | Common | SOLE |
| 464287432 | TLT | ISHARES TR | $2.3M | 1.64% | 23,123 | Common | SOLE |
| 171757206 | CDTX | CIDARA THERAPEUTICS INC | $859,011 | 0.62% | 79,908 | Common | SOLE |
| 418056107 | HAS | HASBRO INC | $457,352 | 0.33% | 6,324 | Common | SOLE |
| 962166104 | WY | WEYERHAEUSER CO MTN BE | $446,647 | 0.32% | 13,191 | Common | SOLE |
| 580135101 | MCD | MCDONALDS CORP | $443,612 | 0.32% | 1,457 | Common | SOLE |
| 30161N101 | EXC | EXELON CORP | $428,816 | 0.31% | 10,575 | Common | SOLE |
| G51502105 | JCI | JOHNSON CTLS INTL PLC | $428,252 | 0.31% | 5,518 | Common | SOLE |
| 681919106 | OMC | OMNICOM GROUP INC | $425,967 | 0.31% | 4,120 | Common | SOLE |
| G5960L103 | MDT | MEDTRONIC PLC | $424,401 | 0.31% | 4,714 | Common | SOLE |
| 311900104 | FAST | FASTENAL CO | $418,093 | 0.30% | 5,854 | Common | SOLE |
| 501044101 | KR | KROGER CO | $417,373 | 0.30% | 7,284 | Common | SOLE |
| 071813109 | BAX | BAXTER INTL INC | $415,392 | 0.30% | 10,940 | Common | SOLE |
| 12572Q105 | CME | CME GROUP INC | $412,174 | 0.30% | 1,868 | Common | SOLE |
| 460690100 | IPG | INTERPUBLIC GROUP COS INC | $406,351 | 0.29% | 12,847 | Common | SOLE |
| 833034101 | SNA | SNAP ON INC | $400,090 | 0.29% | 1,381 | Common | SOLE |
| 260557103 | DOW | DOW INC | $378,804 | 0.27% | 6,934 | Common | SOLE |
| 440452100 | HRL | HORMEL FOODS CORP | $378,783 | 0.27% | 11,949 | Common | SOLE |
| 372460105 | GPC | GENUINE PARTS CO | $377,136 | 0.27% | 2,700 | Common | SOLE |
| 854502101 | SWK | STANLEY BLACK & DECKER INC | $363,980 | 0.26% | 3,305 | Common | SOLE |
| 97717X701 | HEDJ | WISDOMTREE TR | $360,098 | 0.26% | 8,020 | Common | SOLE |
| 501889208 | LKQ | LKQ CORP | $350,697 | 0.25% | 8,785 | Common | SOLE |
| 579780206 | MKC | MCCORMICK & CO INC | $347,306 | 0.25% | 4,220 | Common | SOLE |
| 518439104 | EL | LAUDER ESTEE COS INC | $345,127 | 0.25% | 3,462 | Common | SOLE |
| 04546C205 | — | ASSERTIO HOLDINGS INC | $151,569 | 0.11% | 128,448 | Common | SOLE |
| 27828A100 | XEVMX | EATON VANCE CALIF MUN BD FD | $102,850 | 0.07% | 10,658 | Common | SOLE |
| 68373J104 | LPRO | OPEN LENDING CORP | $73,440 | 0.05% | 12,000 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.