Q3 2025 · 13F-HR
ALETHEA CAPITAL MANAGEMENT, LLCholdings as filed
Filed 2025-11-14 · accession 0001549408-25-000009
$155.7M
Reported value
34
Positions
2025-09-30
Period end
The Brief · ALETHEA CAPITAL MANAGEMENT, LLC · Q3 2025
AI · grounded in 13F
ALETHEA CAPITAL MANAGEMENT, LLC established a new position in AXSM valued at $81.48M. The fund also initiated new holdings in BIL for $28.62M and RNAGBP for $19.44M. Other new additions include KURA, TLT, and JNJ.
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 05464T104 | AXSM | AXSOME THERAPEUTICS INC | $81.5M | 52.3% | 670,883 | Common | SOLE |
| 78468R663 | BIL | SPDR SERIES TRUST | $28.6M | 18.4% | 311,974 | Common | SOLE |
| 05370A108 | RNAGBP | AVIDITY BIOSCIENCES INC | $19.4M | 12.5% | 446,127 | Common | SOLE |
| 50127T109 | KURA | KURA ONCOLOGY INC | $12.3M | 7.90% | 1,388,794 | Common | SOLE |
| 464287432 | TLT | ISHARES TR | $2.1M | 1.33% | 23,123 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $616,151 | 0.40% | 3,323 | Common | SOLE |
| 171757206 | CDTX | CIDARA THERAPEUTICS INC | $570,442 | 0.37% | 5,957 | Common | SOLE |
| 92276F100 | VTR | VENTAS INC | $562,720 | 0.36% | 8,040 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $561,803 | 0.36% | 1,627 | Common | SOLE |
| 832696405 | SJM | SMUCKER J M CO | $561,462 | 0.36% | 5,170 | Common | SOLE |
| 15189T107 | CNP | CENTERPOINT ENERGY INC | $536,216 | 0.34% | 13,820 | Common | SOLE |
| 580135101 | MCD | MCDONALDS CORP | $528,465 | 0.34% | 1,739 | Common | SOLE |
| 30161N101 | EXC | EXELON CORP | $526,302 | 0.34% | 11,693 | Common | SOLE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $515,621 | 0.33% | 11,732 | Common | SOLE |
| 115637209 | BF/B | BROWN FORMAN CORP | $510,837 | 0.33% | 18,864 | Common | SOLE |
| 209115104 | ED | CONSOLIDATED EDISON INC | $508,430 | 0.33% | 5,058 | Common | SOLE |
| 030420103 | AWK | AMERICAN WTR WKS CO INC NEW | $507,765 | 0.33% | 3,648 | Common | SOLE |
| 59522J103 | MAA | MID-AMER APT CMNTYS INC | $479,274 | 0.31% | 3,430 | Common | SOLE |
| 60871R209 | TAP | MOLSON COORS BEVERAGE CO | $477,704 | 0.31% | 10,557 | Common | SOLE |
| 22822V101 | CCI | CROWN CASTLE INC | $476,757 | 0.31% | 4,941 | Common | SOLE |
| 46187W107 | INVH | INVITATION HOMES INC | $453,970 | 0.29% | 15,478 | Common | SOLE |
| 704326107 | PAYX | PAYCHEX INC | $442,773 | 0.28% | 3,493 | Common | SOLE |
| 501889208 | LKQ | LKQ CORP | $418,887 | 0.27% | 13,716 | Common | SOLE |
| 97717X701 | HEDJ | WISDOMTREE TR | $399,420 | 0.26% | 7,925 | Common | SOLE |
| 00206R102 | T | AT&T INC | $360,964 | 0.23% | 12,782 | Common | SOLE |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $330,976 | 0.21% | 663 | Common | SOLE |
| 21036P108 | STZ | CONSTELLATION BRANDS INC | $318,091 | 0.20% | 2,362 | Common | SOLE |
| 50127T109 | KURA | KURA ONCOLOGY INC | $277,500 | 0.18% | 150,000 | CALL | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $268,232 | 0.17% | 2,379 | Common | SOLE |
| 46137V274 | RSPU | INVESCO EXCHANGE TRADED FD T | $220,168 | 0.14% | 2,872 | Common | SOLE |
| 45254E107 | IMRX | IMMUNEERING CORP | $160,545 | 0.10% | 22,935 | Common | SOLE |
| 27828A100 | XEVMX | EATON VANCE CALIF MUN BD FD | $101,144 | 0.06% | 10,658 | Common | SOLE |
| 876511106 | TGB | TASEKO MINES LTD | $42,300 | 0.03% | 10,000 | Common | SOLE |
| 68373J104 | LPRO | OPEN LENDING CORP | $25,320 | 0.02% | 12,000 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.