Q1 2026 · 13F-HR
ALETHEA CAPITAL MANAGEMENT, LLCholdings as filed
Filed 2026-05-13 · accession 0001549408-26-000002
$194.9M
Reported value
14
Positions
2026-03-31
Period end
The Brief · ALETHEA CAPITAL MANAGEMENT, LLC · Q1 2026
AI · grounded in 13F
ALETHEA CAPITAL MANAGEMENT, LLC closed its position in RNAGBP, reducing exposure by $32.18M. The fund also exited positions in CDTX for $1.02M and RSPU for $212,899. New positions were established in RNA for $585,044, WMT2 for $480,048, and GPK for $162,320. Additionally, the fund increased its holdings in BIL by 170.5%.
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 05464T104 | AXSM | AXSOME THERAPEUTICS INC. | $109.7M | 56.3% | 649,114 | Common | SOLE |
| 78468R663 | BIL | SPDR SERIES TRUST | $58.7M | 30.1% | 640,038 | Common | SOLE |
| 50127T109 | KURA | KURA ONCOLOGY INC | $12.4M | 6.38% | 1,529,369 | Common | SOLE |
| 78462F103 | SPY | STATE STR SPDR S&P 500 ETF T | $8.8M | 4.50% | 13,500 | PUT | SOLE |
| 464287432 | TLT | ISHARES TR | $2.0M | 1.02% | 22,831 | Common | SOLE |
| 88023B103 | TEM | TEMPUS AI INC | $1.4M | 0.73% | 31,554 | Common | SOLE |
| 04965N104 | RNA | ATRIUM THERAPEUTICS INC | $585,044 | 0.30% | 43,758 | Common | SOLE |
| 949746101 | WMT2 | WELLS FARGO & CO | $480,048 | 0.25% | 6,030 | Common | SOLE |
| 97717X701 | HEDJ | WISDOMTREE TR | $388,589 | 0.20% | 7,430 | Common | SOLE |
| 388689101 | GPK | GRAPHIC PACKAGING HLDG CO | $162,320 | 0.08% | 16,330 | Common | SOLE |
| 78462F103 | SPY | STATE STR SPDR S&P 500 ETF T | $123,565 | 0.06% | 190 | Common | SOLE |
| 45254E107 | IMRX | IMMUNEERING CORP | $120,867 | 0.06% | 22,935 | Common | SOLE |
| 876511106 | TGB | TASEKO MINES LTD | $64,500 | 0.03% | 10,000 | Common | SOLE |
| 68373J104 | LPRO | OPEN LENDING CORP | $15,000 | 0.01% | 12,000 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.