Q3 2023 · 13F-HR
Circle Wealth Management, LLCholdings as filed
Filed 2023-11-15 · accession 0001578242-23-000004
$4.01B
Reported value
197
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 037833100 | AAPL | APPLE INC | $1.55B | 38.7% | 9,062,933 | Common | NONE |
| 464287200 | IVV | ISHARES TR | $402.5M | 10.0% | 937,367 | Common | NONE |
| 464287614 | IWF | ISHARES TR | $342.7M | 8.54% | 1,288,369 | Common | NONE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $340.4M | 8.48% | 796,179 | Common | NONE |
| 464287507 | IJH | ISHARES TR | $215.3M | 5.36% | 863,335 | Common | NONE |
| 464287804 | IJR | ISHARES TR | $199.7M | 4.98% | 2,116,673 | Common | NONE |
| 464287598 | IWD | ISHARES TR | $94.2M | 2.35% | 620,620 | Common | NONE |
| 922908769 | VTI | VANGUARD INDEX FDS | $62.1M | 1.55% | 292,317 | Common | NONE |
| 654106103 | NKE | NIKE INC | $52.7M | 1.31% | 550,736 | Common | NONE |
| 808524102 | SCHB | SCHWAB STRATEGIC TR | $51.1M | 1.27% | 1,025,197 | Common | NONE |
| 855244109 | SBUX | STARBUCKS CORP | $50.1M | 1.25% | 548,550 | Common | NONE |
| 532457108 | LLY | ELI LILLY & CO | $46.1M | 1.15% | 85,785 | Common | NONE |
| 46432F842 | IEFA | ISHARES TR | $45.4M | 1.13% | 705,123 | Common | NONE |
| 922908751 | VB | VANGUARD INDEX FDS | $43.1M | 1.07% | 228,120 | Common | NONE |
| 023135106 | AMZN | AMAZON COM INC | $34.8M | 0.87% | 274,101 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $33.5M | 0.83% | 105,979 | Common | NONE |
| 17275R102 | CSCO | CISCO SYS INC | $25.0M | 0.62% | 465,590 | Common | NONE |
| 46434G103 | IEMG | ISHARES INC | $18.7M | 0.46% | 391,951 | Common | NONE |
| 464288257 | ACWI | ISHARES TR | $18.6M | 0.46% | 201,790 | Common | NONE |
| 58933Y105 | MRK | MERCK & CO INC | $18.0M | 0.45% | 175,281 | Common | NONE |
| 46090E103 | QQQ | INVESCO QQQ TR | $18.0M | 0.45% | 50,336 | Common | NONE |
| 084670108 | BRK/A | BERKSHIRE HATHAWAY INC DEL | $17.0M | 0.42% | 32 | Common | NONE |
| 458140100 | INTC | INTEL CORP | $17.0M | 0.42% | 477,507 | Common | NONE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB CO | $15.4M | 0.38% | 265,301 | Common | NONE |
| 464287770 | IYG | ISHARES TR | $15.2M | 0.38% | 98,200 | Common | NONE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $11.3M | 0.28% | 77,779 | Common | NONE |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $10.3M | 0.26% | 62,716 | Common | NONE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $9.8M | 0.24% | 63,000 | Common | NONE |
| 38141G104 | GS | GOLDMAN SACHS GROUP INC | $8.7M | 0.22% | 32,503 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC | $8.7M | 0.22% | 66,424 | Common | NONE |
| 02079K107 | GOOG | ALPHABET INC | $8.3M | 0.21% | 62,661 | Common | NONE |
| 452308109 | ITW | ILLINOIS TOOL WKS INC | $8.1M | 0.20% | 35,346 | Common | NONE |
| G0403H108 | AON | AON PLC | $7.9M | 0.20% | 24,486 | Common | NONE |
| 22788C105 | CRWD | CROWDSTRIKE HLDGS INC | $6.9M | 0.17% | 40,974 | Common | NONE |
| 92204A504 | VHT | VANGUARD WORLD FDS | $6.5M | 0.16% | 27,436 | Common | NONE |
| 81369Y308 | XLP | SELECT SECTOR SPDR TR | $6.4M | 0.16% | 93,349 | Common | NONE |
| 464287622 | IWB | ISHARES TR | $6.4M | 0.16% | 27,133 | Common | NONE |
| 464287655 | IWM | ISHARES TR | $6.2M | 0.15% | 35,153 | Common | NONE |
| 464285204 | IAU | ISHARES GOLD TR | $6.2M | 0.15% | 177,413 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $6.0M | 0.15% | 17,069 | Common | NONE |
| 464287689 | IWV | ISHARES TR | $5.4M | 0.14% | 22,119 | Common | NONE |
| 808524201 | SCHX | SCHWAB STRATEGIC TR | $5.2M | 0.13% | 101,899 | Common | NONE |
| 75513E101 | RTX | RTX CORPORATION | $4.8M | 0.12% | 67,007 | Common | NONE |
| 78349D107 | RXST | RXSIGHT INC | $4.6M | 0.12% | 165,719 | Common | NONE |
| 256746108 | DLTR | DOLLAR TREE INC | $4.5M | 0.11% | 42,473 | Common | NONE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $4.3M | 0.11% | 29,702 | Common | NONE |
| 921946406 | VYM | VANGUARD WHITEHALL FDS | $4.0M | 0.10% | 38,927 | Common | NONE |
| 88160R101 | TSLA | TESLA INC | $3.9M | 0.10% | 15,716 | Common | NONE |
| 78463V107 | GLD | SPDR GOLD TR | $3.8M | 0.09% | 22,023 | Common | NONE |
| 18915M107 | NET | CLOUDFLARE INC | $3.7M | 0.09% | 58,104 | Common | NONE |
| 14448C104 | CARR | CARRIER GLOBAL CORPORATION | $3.6M | 0.09% | 65,594 | Common | NONE |
| 30303M102 | META | META PLATFORMS INC | $3.3M | 0.08% | 11,059 | Common | NONE |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $3.3M | 0.08% | 8,287 | Common | NONE |
| 922042874 | VGK | VANGUARD INTL EQUITY INDEX F | $3.3M | 0.08% | 56,195 | Common | NONE |
| 464287606 | IJK | ISHARES TR | $3.2M | 0.08% | 44,000 | Common | NONE |
| 97717W307 | DLN | WISDOMTREE TR | $3.2M | 0.08% | 51,550 | Common | NONE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $2.8M | 0.07% | 5,585 | Common | NONE |
| 46434G822 | EWJ | ISHARES INC | $2.8M | 0.07% | 45,961 | Common | NONE |
| 68902V107 | OTIS | OTIS WORLDWIDE CORP | $2.6M | 0.07% | 32,819 | Common | NONE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $2.6M | 0.07% | 6,044 | Common | NONE |
| 922908363 | VOO | VANGUARD INDEX FDS | $2.5M | 0.06% | 6,339 | Common | NONE |
| 20030N101 | CMCSA | COMCAST CORP NEW | $2.2M | 0.06% | 50,314 | Common | NONE |
| 464287440 | IEF | ISHARES TR | $2.1M | 0.05% | 23,109 | Common | NONE |
| 81369Y209 | XLV | SELECT SECTOR SPDR TR | $2.1M | 0.05% | 16,418 | Common | NONE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $2.1M | 0.05% | 13,382 | Common | NONE |
| 92826C839 | V | VISA INC | $1.9M | 0.05% | 8,307 | Common | NONE |
| 64110L106 | NFLX | NETFLIX INC | $1.8M | 0.05% | 4,866 | Common | NONE |
| 808524870 | SCHP | SCHWAB STRATEGIC TR | $1.8M | 0.05% | 36,091 | Common | NONE |
| 693475105 | PNC | PNC FINL SVCS GROUP INC | $1.8M | 0.04% | 14,461 | Common | NONE |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC INC | $1.8M | 0.04% | 3,479 | Common | NONE |
| 69608A108 | PLTR | PALANTIR TECHNOLOGIES INC | $1.6M | 0.04% | 102,483 | Common | NONE |
| 68389X105 | ORCL | ORACLE CORP | $1.6M | 0.04% | 14,783 | Common | NONE |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $1.5M | 0.04% | 2,730 | Common | NONE |
| 464287168 | DVY | ISHARES TR | $1.4M | 0.04% | 13,455 | Common | NONE |
| 92189H607 | OIH | VANECK ETF TRUST | $1.3M | 0.03% | 3,808 | Common | NONE |
| 040413106 | ANETEUR | ARISTA NETWORKS INC | $1.2M | 0.03% | 6,427 | Common | NONE |
| 70450Y103 | PYPL | PAYPAL HLDGS INC | $1.1M | 0.03% | 19,106 | Common | NONE |
| 437076102 | HD | HOME DEPOT INC | $1.1M | 0.03% | 3,605 | Common | NONE |
| 20825C104 | COP | CONOCOPHILLIPS | $1.1M | 0.03% | 9,058 | Common | NONE |
| 907818108 | UNP | UNION PAC CORP | $1.1M | 0.03% | 5,311 | Common | NONE |
| 92189F106 | GDX | VANECK ETF TRUST | $1.1M | 0.03% | 40,112 | Common | NONE |
| 149123101 | CAT | CATERPILLAR INC | $1.0M | 0.03% | 3,774 | Common | NONE |
| 872590104 | TMUS | T-MOBILE US INC | $1.0M | 0.03% | 7,356 | Common | NONE |
| 31428X106 | FDX | FEDEX CORP | $987,970 | 0.02% | 3,729 | Common | NONE |
| 00724F101 | ADBE | ADOBE INC | $965,751 | 0.02% | 1,894 | Common | NONE |
| 060505104 | BAC | BANK AMERICA CORP | $963,670 | 0.02% | 35,196 | Common | NONE |
| 747525103 | QCOM | QUALCOMM INC | $962,392 | 0.02% | 8,666 | Common | NONE |
| 580135101 | MCD | MCDONALDS CORP | $942,468 | 0.02% | 3,578 | Common | NONE |
| 46120E602 | ISRG | INTUITIVE SURGICAL INC | $942,051 | 0.02% | 3,223 | Common | NONE |
| 16119P108 | CHTR | CHARTER COMMUNICATIONS INC N | $935,937 | 0.02% | 2,128 | Common | NONE |
| 922908736 | VUG | VANGUARD INDEX FDS | $911,170 | 0.02% | 3,346 | Common | NONE |
| 254687106 | DIS | DISNEY WALT CO | $905,062 | 0.02% | 11,167 | Common | NONE |
| 075887109 | BDX | BECTON DICKINSON & CO | $858,099 | 0.02% | 3,319 | Common | NONE |
| 464288810 | IHI | ISHARES TR | $841,017 | 0.02% | 17,341 | Common | NONE |
| 882508104 | TXN | TEXAS INSTRS INC | $831,636 | 0.02% | 5,230 | Common | NONE |
| 833445109 | SNOW | SNOWFLAKE INC | $802,654 | 0.02% | 5,254 | Common | NONE |
| 46137V324 | RSPN | INVESCO EXCHANGE TRADED FD T | $777,919 | 0.02% | 20,316 | Common | NONE |
| 872540109 | TJX | TJX COS INC NEW | $759,836 | 0.02% | 8,549 | Common | NONE |
| 75886F107 | REGN | REGENERON PHARMACEUTICALS | $742,310 | 0.02% | 902 | Common | NONE |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $737,314 | 0.02% | 3,145 | Common | NONE |
| 98138H101 | WDAY | WORKDAY INC | $735,217 | 0.02% | 3,422 | Common | NONE |
| 893641100 | TDG | TRANSDIGM GROUP INC | $730,994 | 0.02% | 867 | Common | NONE |
| 34959E109 | FTNT | FORTINET INC | $729,334 | 0.02% | 12,429 | Common | NONE |
| 81369Y704 | XLI | SELECT SECTOR SPDR TR | $721,045 | 0.02% | 7,112 | Common | NONE |
| 09857L108 | BKNG | BOOKING HOLDINGS INC | $718,561 | 0.02% | 233 | Common | NONE |
| 169656105 | CMG | CHIPOTLE MEXICAN GRILL INC | $718,078 | 0.02% | 392 | Common | NONE |
| 949746101 | WMT2 | WELLS FARGO CO NEW | $698,797 | 0.02% | 17,102 | Common | NONE |
| 09255X100 | XFRAX | BLACKROCK FLOATING RATE INCO | $682,383 | 0.02% | 54,072 | Common | NONE |
| 778296103 | ROST | ROSS STORES INC | $675,103 | 0.02% | 5,977 | Common | NONE |
| 37954Y673 | PAVE | GLOBAL X FDS | $673,858 | 0.02% | 22,181 | Common | NONE |
| 35473P827 | FLCA | FRANKLIN TEMPLETON ETF TR | $672,748 | 0.02% | 22,343 | Common | NONE |
| 780259305 | SHEL | SHELL PLC | $663,758 | 0.02% | 10,310 | Common | NONE |
| 988498101 | YUM | YUM BRANDS INC | $661,198 | 0.02% | 5,292 | Common | NONE |
| G1151C101 | ACN | ACCENTURE PLC IRELAND | $660,594 | 0.02% | 2,151 | Common | NONE |
| 13646K108 | CP | CANADIAN PACIFIC KANSAS CITY | $658,752 | 0.02% | 8,853 | Common | NONE |
| 78409V104 | SPGI | S&P GLOBAL INC | $646,858 | 0.02% | 1,770 | Common | NONE |
| 031162100 | AMGN | AMGEN INC | $622,976 | 0.02% | 2,318 | Common | NONE |
| 78410G104 | SBAC | SBA COMMUNICATIONS CORP NEW | $616,524 | 0.02% | 3,080 | Common | NONE |
| 369604301 | GE | GENERAL ELECTRIC CO | $608,910 | 0.02% | 5,508 | Common | NONE |
| 191216100 | KO | COCA COLA CO | $604,941 | 0.02% | 10,806 | Common | NONE |
| 032654105 | ADI | ANALOG DEVICES INC | $601,126 | 0.01% | 3,433 | Common | NONE |
| 11135F101 | AVGO | BROADCOM INC | $593,865 | 0.01% | 715 | Common | NONE |
| 009158106 | APD | AIR PRODS & CHEMS INC | $587,489 | 0.01% | 2,073 | Common | NONE |
| 931142103 | WMT | WALMART INC | $586,287 | 0.01% | 3,666 | Common | NONE |
| 98419M100 | XYL | XYLEM INC | $584,959 | 0.01% | 6,426 | Common | NONE |
| 718172109 | PM | PHILIP MORRIS INTL INC | $571,497 | 0.01% | 6,173 | Common | NONE |
| 464287630 | IWN | ISHARES TR | $554,807 | 0.01% | 4,093 | Common | NONE |
| 09255P107 | HYT | BLACKROCK CORPOR HI YLD FD I | $529,575 | 0.01% | 61,364 | Common | NONE |
| 947890109 | WBS | WEBSTER FINL CORP | $511,150 | 0.01% | 12,680 | Common | NONE |
| 929740108 | WAB | WABTEC | $506,908 | 0.01% | 4,770 | Common | NONE |
| 66987V109 | NVS | NOVARTIS AG | $504,819 | 0.01% | 4,956 | Common | NONE |
| 30231G102 | XOM | EXXON MOBIL CORP | $501,272 | 0.01% | 4,263 | Common | NONE |
| 79466L302 | CRM | SALESFORCE INC | $495,392 | 0.01% | 2,443 | Common | NONE |
| 247361702 | DAL | DELTA AIR LINES INC DEL | $493,247 | 0.01% | 13,331 | Common | NONE |
| 464287556 | IBB | ISHARES TR | $485,981 | 0.01% | 3,974 | Common | NONE |
| 81181C104 | — | SEAGEN INC | $466,730 | 0.01% | 2,200 | Common | NONE |
| 713448108 | PEP | PEPSICO INC | $460,787 | 0.01% | 2,719 | Common | NONE |
| 002824100 | ABT | ABBOTT LABS | $455,904 | 0.01% | 4,707 | Common | NONE |
| 036752103 | ELV | ELEVANCE HEALTH INC | $453,708 | 0.01% | 1,042 | Common | NONE |
| 81762P102 | NOW | SERVICENOW INC | $444,374 | 0.01% | 795 | Common | NONE |
| 127387108 | CDNS | CADENCE DESIGN SYSTEM INC | $442,593 | 0.01% | 1,889 | Common | NONE |
| 615369105 | MCO | MOODYS CORP | $441,374 | 0.01% | 1,396 | Common | NONE |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $436,985 | 0.01% | 4,250 | Common | NONE |
| 571903202 | MAR | MARRIOTT INTL INC NEW | $435,774 | 0.01% | 2,217 | Common | NONE |
| 35671D857 | FCX | FREEPORT-MCMORAN INC | $431,968 | 0.01% | 11,584 | Common | NONE |
| 743315103 | PGR | PROGRESSIVE CORP | $426,816 | 0.01% | 3,064 | Common | NONE |
| 256677105 | DG | DOLLAR GEN CORP NEW | $421,402 | 0.01% | 3,983 | Common | NONE |
| 00214Q104 | ARKK | ARK ETF TR | $416,377 | 0.01% | 10,496 | Common | NONE |
| 808513105 | SCHW | SCHWAB CHARLES CORP | $407,853 | 0.01% | 7,429 | Common | NONE |
| 573284106 | MLM | MARTIN MARIETTA MATLS INC | $407,607 | 0.01% | 993 | Common | NONE |
| 33939L407 | GUNR | FLEXSHARES TR | $405,816 | 0.01% | 10,035 | Common | NONE |
| 74348A467 | NOBL | PROSHARES TR | $401,349 | 0.01% | 4,532 | Common | NONE |
| N00985106 | AER | AERCAP HOLDINGS NV | $389,495 | 0.01% | 6,215 | Common | NONE |
| 00287Y109 | ABBV | ABBVIE INC | $383,620 | 0.01% | 2,574 | Common | NONE |
| 464287721 | IYW | ISHARES TR | $377,280 | 0.01% | 3,596 | Common | NONE |
| 82509L107 | SHOP | SHOPIFY INC | $364,746 | 0.01% | 6,684 | Common | NONE |
| 166764100 | CVX | CHEVRON CORP NEW | $351,910 | 0.01% | 2,087 | Common | NONE |
| 92204A702 | VGT | VANGUARD WORLD FDS | $346,027 | 0.01% | 834 | Common | NONE |
| 30151E806 | CEFS | EXCHANGE LISTED FDS TR | $345,985 | 0.01% | 19,748 | Common | NONE |
| 258623107 | DBL | DOUBLELINE OPPORTUNISTIC CR | $339,685 | 0.01% | 23,298 | Common | NONE |
| 461202103 | INTU | INTUIT | $338,243 | 0.01% | 662 | Common | NONE |
| 14040H105 | COF | CAPITAL ONE FINL CORP | $333,681 | 0.01% | 3,438 | Common | NONE |
| 56585A102 | MPC | MARATHON PETE CORP | $323,263 | 0.01% | 2,136 | Common | NONE |
| 58155Q103 | MCK | MCKESSON CORP | $317,441 | 0.01% | 730 | Common | NONE |
| 235851102 | DHR | DANAHER CORPORATION | $310,870 | 0.01% | 1,253 | Common | NONE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $309,076 | 0.01% | 3,419 | Common | NONE |
| 438516106 | HON | HONEYWELL INTL INC | $307,162 | 0.01% | 1,663 | Common | NONE |
| 33939L795 | NFRA | FLEXSHARES TR | $303,913 | 0.01% | 6,275 | Common | NONE |
| 81369Y605 | XLF | SELECT SECTOR SPDR TR | $302,194 | 0.01% | 9,110 | Common | NONE |
| 92532F100 | VRTX | VERTEX PHARMACEUTICALS INC | $291,754 | 0.01% | 839 | Common | NONE |
| 78463X202 | FEZ | SPDR INDEX SHS FDS | $290,668 | 0.01% | 6,919 | Common | NONE |
| 617446448 | MS | MORGAN STANLEY | $289,676 | 0.01% | 3,547 | Common | NONE |
| 595112103 | MU | MICRON TECHNOLOGY INC | $283,141 | 0.01% | 4,162 | Common | NONE |
| 776696106 | ROP | ROPER TECHNOLOGIES INC | $275,295 | 0.01% | 568 | Common | NONE |
| 172967424 | C | CITIGROUP INC | $274,326 | 0.01% | 6,670 | Common | NONE |
| 78464A870 | XBI | SPDR SER TR | $274,191 | 0.01% | 3,755 | Common | NONE |
| N6596X109 | NXPI | NXP SEMICONDUCTORS N V | $272,891 | 0.01% | 1,365 | Common | NONE |
| 03662Q105 | AKX | ANSYS INC | $258,274 | 0.01% | 868 | Common | NONE |
| G29183103 | ETN | EATON CORP PLC | $252,951 | 0.01% | 1,186 | Common | NONE |
| 486606106 | KYN | KAYNE ANDERSON ENERGY INFRST | $252,300 | 0.01% | 30,000 | Common | NONE |
| 219350105 | GLW | CORNING INC | $249,824 | 0.01% | 8,199 | Common | NONE |
| 351858105 | FNV | FRANCO NEV CORP | $248,292 | 0.01% | 1,860 | Common | NONE |
| 717081103 | PFE | PFIZER INC | $245,602 | 0.01% | 7,404 | Common | NONE |
| 67103H107 | ORLY | OREILLY AUTOMOTIVE INC | $244,484 | 0.01% | 269 | Common | NONE |
| 682189105 | ON | ON SEMICONDUCTOR CORP | $243,344 | 0.01% | 2,618 | Common | NONE |
| 43300A203 | HLT | HILTON WORLDWIDE HLDGS INC | $241,039 | 0.01% | 1,605 | Common | NONE |
| 97717Y691 | WCLD | WISDOMTREE TR | $239,026 | 0.01% | 8,067 | Common | NONE |
| 803054204 | SAP | SAP SE | $237,820 | 0.01% | 1,839 | Common | NONE |
| 94106L109 | WM | WASTE MGMT INC DEL | $225,967 | 0.01% | 1,482 | Common | NONE |
| 65336K103 | NXST | NEXSTAR MEDIA GROUP INC | $222,224 | 0.01% | 1,550 | Common | NONE |
| 26875P101 | EOG | EOG RES INC | $220,943 | 0.01% | 1,743 | Common | NONE |
| 530307305 | LBRDK | LIBERTY BROADBAND CORP | $214,602 | 0.01% | 2,350 | Common | NONE |
| 980745103 | WWD | WOODWARD INC | $206,024 | 0.01% | 1,658 | Common | NONE |
| 67066X107 | NAN | NUVEEN NEW YORK QLT MUN INC | $194,300 | 0.00% | 20,093 | Common | NONE |
| 250565108 | DBI | DESIGNER BRANDS INC | $131,664 | 0.00% | 10,400 | Common | NONE |
| M0740A108 | DRTS | ALPHA TAU MEDICAL LTD | $54,955 | 0.00% | 14,500 | Common | NONE |
| M0740A116 | DRTSW | ALPHA TAU MEDICAL LTD | $20,208 | 0.00% | 80,000 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.