Q3 2023 · 13F-HR
Alpine Global Management, LLCholdings as filed
Filed 2023-11-14 · accession 0001581655-23-000005
$395,686
Reported value
146
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 16955F107 | — | CHINDATA GROUP HLDGS LTD | $56,025 | 14.2% | 6,750,000 | Common | SOLE |
| 928563402 | VMWA | VMWARE INC | $49,944 | 12.6% | 300,000 | Common | SOLE |
| 45258J102 | IMVT | IMMUNOVANT INC | $48,082 | 12.2% | 1,252,474 | Common | SOLE |
| 21924B302 | CLM | CORNERSTONE STRATEGIC VALUE | $43,322 | 10.9% | 5,381,672 | Common | SOLE |
| 770700102 | HOOD | ROBINHOOD MKTS INC | $20,887 | 5.28% | 2,129,168 | Common | SOLE |
| 21924U300 | CRF | CORNERSTONE TOTAL RETURN FD | $20,466 | 5.17% | 2,561,482 | Common | SOLE |
| 03945R102 | ACHR | ARCHER AVIATION INC | $15,874 | 4.01% | 3,137,169 | Common | SOLE |
| 00507V109 | AIY | ACTIVISION BLIZZARD INC | $11,236 | 2.84% | 120,000 | Common | SOLE |
| G46188101 | HZNPN | HORIZON THERAPEUTICS PUB L | $10,348 | 2.62% | 89,450 | Common | SOLE |
| 81181C104 | — | SEAGEN INC | $8,168 | 2.06% | 38,500 | Common | SOLE |
| 30290Y101 | FSCO | FS CREDIT OPPORTUNITIES CORP | $6,374 | 1.61% | 1,176,000 | Common | SOLE |
| 531229813 | 22941EUR | LIBERTY MEDIA CORP DEL | $5,982 | 1.51% | 235,065 | Common | SOLE |
| G25508105 | CRH | CRH PLC | $5,511 | 1.39% | 100,700 | Common | SOLE |
| 737446104 | POST | POST HLDGS INC | $3,438 | 0.87% | 40,100 | Common | SOLE |
| 81369Y605 | XLF | SELECT SECTOR SPDR TR | $3,209 | 0.81% | 96,753 | Common | SOLE |
| 345370860 | F | FORD MTR CO DEL | $3,147 | 0.80% | 253,400 | Common | SOLE |
| 45257U108 | IMNM | IMMUNOME INC | $3,056 | 0.77% | 365,971 | Common | SOLE |
| 00971T101 | AKAM | AKAMAI TECHNOLOGIES INC | $2,791 | 0.71% | 26,200 | Common | SOLE |
| 67072T108 | JFR | NUVEEN FLOATING RATE INCOME | $2,791 | 0.71% | 340,000 | Common | SOLE |
| 302635206 | FSK | FS KKR CAP CORP | $2,397 | 0.61% | 121,750 | Common | SOLE |
| 435763107 | — | HOLLY ENERGY PARTNERS L P | $2,112 | 0.53% | 96,168 | Common | SOLE |
| 10949T109 | BRSP | BRIGHTSPIRE CAPITAL INC | $1,972 | 0.50% | 315,000 | Common | SOLE |
| 17259U204 | CION | CION INVT CORP | $1,912 | 0.48% | 180,849 | Common | SOLE |
| 16150R104 | CJCD | CHASE CORP | $1,908 | 0.48% | 15,000 | Common | SOLE |
| 092533108 | BKCCUSD | BLACKROCK CAP INVT CORP | $1,902 | 0.48% | 512,774 | Common | SOLE |
| 112830104 | RA | BROOKFIELD REAL ASSETS INCOM | $1,871 | 0.47% | 152,765 | Common | SOLE |
| 29786A106 | ETSY | ETSY INC | $1,808 | 0.46% | 28,000 | Common | SOLE |
| 21037T109 | CEG | CONSTELLATION ENERGY CORP | $1,767 | 0.45% | 16,200 | Common | SOLE |
| 78163D100 | RWAY | RUNWAY GROWTH FINANCE CORP | $1,765 | 0.45% | 137,700 | Common | SOLE |
| 92338C103 | VLTO | VERALTO CORP | $1,691 | 0.43% | 20,000 | Common | SOLE |
| 26886C107 | — | EQRX INC | $1,666 | 0.42% | 750,643 | Common | SOLE |
| 68373M107 | OPRA | OPERA LTD | $1,652 | 0.42% | 146,604 | Common | SOLE |
| 92835W107 | ZTR | VIRTUS TOTAL RETURN FD INC | $1,623 | 0.41% | 338,222 | Common | SOLE |
| 78467Y107 | MDY | SPDR S AND P MIDCAP 400 ETF TR | $1,527 | 0.39% | 3,345 | Common | SOLE |
| 235851102 | DHR | DANAHER CORPORATION | $1,489 | 0.38% | 6,000 | Common | SOLE |
| 18469P209 | EMO | CLEARBRIDGE ENERGY MIDSTRM O | $1,404 | 0.35% | 44,300 | Common | SOLE |
| 80349A208 | SAR | SARATOGA INVT CORP | $1,336 | 0.34% | 52,000 | Common | SOLE |
| G1890L107 | CPRI | CAPRI HOLDINGS LIMITED | $1,315 | 0.33% | 25,000 | Common | SOLE |
| 40051E202 | ASR | GRUPO AEROPORTUARIO DEL SURE | $1,303 | 0.33% | 5,303 | Common | SOLE |
| 81752R100 | SRG | SERITAGE GROWTH PPTYS | $1,222 | 0.31% | 157,841 | Common | SOLE |
| 184692200 | — | CLEARBRIDGE MLP AND MIDSTRM | $1,170 | 0.30% | 33,200 | Common | SOLE |
| 27828H105 | XEVVX | EATON VANCE LTD DURATION INC | $1,153 | 0.29% | 127,500 | Common | SOLE |
| 013091103 | ACI | ALBERTSONS COS INC | $1,138 | 0.29% | 50,000 | Common | SOLE |
| 09260U109 | BCAT | BLACKROCK CAP ALLOCATION TER | $1,085 | 0.27% | 74,854 | Common | SOLE |
| 393221106 | — | GREEN PLAINS PARTNERS LP | $1,080 | 0.27% | 72,574 | Common | SOLE |
| 09260E105 | BMEZ | BLACKROCK HEALTH SCIENCES TE | $1,074 | 0.27% | 74,554 | Common | SOLE |
| 09257R101 | BGB | BLACKSTONE STRATEGIC CRED 20 | $1,073 | 0.27% | 97,623 | Common | SOLE |
| 81369Y860 | XLRE | SELECT SECTOR SPDR TR | $1,071 | 0.27% | 31,429 | Common | SOLE |
| 09260Q108 | BTX | BLACKROCK INNOVATION AND GRW | $1,010 | 0.26% | 145,098 | Common | SOLE |
| 09262F100 | ECAT | BLACKROCK ESG CAP ALLC TERM | $933 | 0.24% | 63,113 | Common | SOLE |
| 06759L103 | BBDC | BARINGS BDC INC | $913 | 0.23% | 102,500 | Common | SOLE |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $909 | 0.23% | 5,547 | Common | SOLE |
| 45845P108 | — | INTERCEPT PHARMACEUTICALS IN | $828 | 0.21% | 44,660 | Common | SOLE |
| 78518H202 | BRW | SABA CAPITAL INCOME AND OPRNT | $805 | 0.20% | 104,785 | Common | SOLE |
| 670750108 | NMAI | NUVEEN MULTI ASSET INCOME FU | $795 | 0.20% | 71,456 | Common | SOLE |
| 31423P108 | FMN | FEDERATED HERMES PREM MUNI I | $750 | 0.19% | 78,312 | Common | SOLE |
| 912909108 | USX1 | UNITED STATES STL CORP NEW | $731 | 0.18% | 22,500 | Common | SOLE |
| 09249N101 | BLE | BLACKROCK MUNI INCOME TR II | $700 | 0.18% | 76,626 | Common | SOLE |
| 918090101 | UTZ | UTZ BRANDS INC | $698 | 0.18% | 52,000 | Common | SOLE |
| 292671708 | UUUU | ENERGY FUELS INC | $658 | 0.17% | 80,000 | Common | SOLE |
| 400506101 | PAC | GRUPO AEROPUERTO DEL PACIFIC | $652 | 0.16% | 3,966 | Common | SOLE |
| 916896103 | UEC | URANIUM ENERGY CORP | $644 | 0.16% | 125,000 | Common | SOLE |
| 665531307 | NOG | NORTHERN OIL AND GAS INC | $603 | 0.15% | 15,000 | Common | SOLE |
| 67066V101 | NAD | NUVEEN QUALITY MUNCP INCOME | $578 | 0.15% | 57,009 | Common | SOLE |
| 64133Q108 | NBXG | NEUBERGER BERMAN NEXT GENERA | $575 | 0.15% | 55,219 | Common | SOLE |
| 98422E103 | XERS | XERIS BIOPHARMA HOLDINGS INC | $558 | 0.14% | 300,000 | Common | SOLE |
| 45826H109 | ITGR | INTEGER HLDGS CORP | $557 | 0.14% | 7,100 | Common | SOLE |
| 464287804 | IJR | ISHARES TR | $547 | 0.14% | 5,794 | Common | SOLE |
| 09254C107 | — | BLACKROCK MUNIHOLDINGS QUALI | $537 | 0.14% | 61,174 | Common | SOLE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $532 | 0.13% | 5,891 | Common | SOLE |
| 11275Q107 | 1939900D | BROOKFIELD INFRASTRUCTURE CO | $496 | 0.13% | 14,049 | Common | SOLE |
| 343412102 | FLR | FLUOR CORP NEW | $459 | 0.12% | 12,500 | Common | SOLE |
| 65339F101 | NEE | NEXTERA ENERGY INC | $458 | 0.12% | 8,000 | Common | SOLE |
| 848577102 | SAVEEUR | SPIRIT AIRLS INC | $413 | 0.10% | 25,000 | Common | SOLE |
| 67074Y105 | JRI | NUVEEN REAL ASSET INCOME AND G | $413 | 0.10% | 38,876 | Common | SOLE |
| 00912X302 | AL | AIR LEASE CORP | $394 | 0.10% | 10,000 | Common | SOLE |
| 95766P108 | — | WESTERN ASSET MUN PARTNERS F | $388 | 0.10% | 36,639 | Common | SOLE |
| 400501102 | OMAB | GRUPO AEROPORTUARIO DEL CENT | $375 | 0.09% | 4,318 | Common | SOLE |
| 25179M103 | DVN | DEVON ENERGY CORP NEW | $372 | 0.09% | 7,800 | Common | SOLE |
| 81369Y704 | XLI | SELECT SECTOR SPDR TR | $350 | 0.09% | 3,452 | Common | SOLE |
| 651639106 | NEM | NEWMONT CORP | $347 | 0.09% | 9,402 | Common | SOLE |
| 30040W108 | ES | EVERSOURCE ENERGY | $343 | 0.09% | 5,897 | Common | SOLE |
| 90400P101 | UGP | ULTRAPAR PARTICIPACOES SA | $336 | 0.08% | 91,600 | Common | SOLE |
| 03676B102 | AM | ANTERO MIDSTREAM CORP | $330 | 0.08% | 27,534 | Common | SOLE |
| 549498103 | CCIVGBP | LUCID GROUP INC | $321 | 0.08% | 57,500 | Common | SOLE |
| 067901108 | ABX | BARRICK GOLD CORP | $313 | 0.08% | 21,504 | Common | SOLE |
| 81369Y852 | XLC | SELECT SECTOR SPDR TR | $308 | 0.08% | 4,696 | Common | SOLE |
| M8737E108 | — | TARO PHARMACEUTICAL INDS LTD | $308 | 0.08% | 8,158 | Common | SOLE |
| 74386T105 | PFS | PROVIDENT FINL SVCS INC | $305 | 0.08% | 19,931 | Common | SOLE |
| 33733G109 | — | FIRST TR SPECIALTY FIN AND FIN | $301 | 0.08% | 89,346 | Common | SOLE |
| 46222L108 | IONQ | IONQ INC | $298 | 0.08% | 20,000 | Common | SOLE |
| 65341B106 | XIFR | NEXTERA ENERGY PARTNERS LP | $297 | 0.08% | 10,000 | Common | SOLE |
| 351858105 | FNV | FRANCO NEV CORP | $293 | 0.07% | 2,193 | Common | SOLE |
| 09253X102 | XMUIX | BLACKROCK MUNICIPAL INCOME | $291 | 0.07% | 28,675 | Common | SOLE |
| 81369Y886 | XLU | SELECT SECTOR SPDR TR | $285 | 0.07% | 4,836 | Common | SOLE |
| G16258108 | BEP | BROOKFIELD RENEWABLE PARTNER | $282 | 0.07% | 12,950 | Common | SOLE |
| 58463J304 | MPT | MEDICAL PPTYS TRUST INC | $273 | 0.07% | 50,000 | Common | SOLE |
| 30226D106 | EXTR | EXTREME NETWORKS | $264 | 0.07% | 10,905 | Common | SOLE |
| 008474108 | AEM | AGNICO EAGLE MINES LTD | $263 | 0.07% | 5,786 | Common | SOLE |
| 69331C108 | PCG | PG AND E CORP | $253 | 0.06% | 15,714 | Common | SOLE |
| 42804T106 | — | HERZFELD CARIBBEAN BASIN FD | $251 | 0.06% | 75,000 | Common | SOLE |
| 15234Q207 | AXIA | CENTRAIS ELETRICAS BRASILEIR | $249 | 0.06% | 34,100 | Common | SOLE |
| 29278D105 | ENIC | ENEL CHILE S.A. | $237 | 0.06% | 80,200 | Common | SOLE |
| 84741T104 | SPE | SPECIAL OPPORTUNITIES FD INC | $223 | 0.06% | 20,404 | Common | SOLE |
| G5709L109 | — | LUMIRADX LTD | $219 | 0.06% | 923,366 | Common | SOLE |
| 11284V105 | — | BROOKFIELD RENEWABLE CORP | $215 | 0.05% | 9,000 | Common | SOLE |
| 09253R105 | XMVFX | BLACKROCK MUNIVEST FD INC | $214 | 0.05% | 35,391 | Common | SOLE |
| 962879102 | WPM | WHEATON PRECIOUS METALS CORP | $214 | 0.05% | 5,278 | Common | SOLE |
| Y7542C130 | STNG | SCORPIO TANKERS INC | $211 | 0.05% | 3,900 | Common | SOLE |
| 09254G108 | XMQTX | BLACKROCK MUNIYIELD QUALITY | $200 | 0.05% | 22,278 | Common | SOLE |
| 20441A102 | SBS | COMPANHIA DE SANEAMENTO BASI | $195 | 0.05% | 16,128 | Common | SOLE |
| 233368109 | KTF | DWS MUN INCOME TR | $193 | 0.05% | 25,078 | Common | SOLE |
| 78573M104 | SABR | SABRE CORP | $180 | 0.05% | 40,000 | Common | SOLE |
| 22266T109 | CPNG | COUPANG INC | $170 | 0.04% | 10,000 | Common | SOLE |
| 282559103 | ETNBGBP | 89BIO INC | $159 | 0.04% | 10,287 | Common | SOLE |
| 25065K104 | DXLG | DESTINATION XL GROUP INC | $148 | 0.04% | 33,117 | Common | SOLE |
| 20441B605 | ELP1 | COMPANHIA PARANAENSE ENERG C | $148 | 0.04% | 16,900 | Common | SOLE |
| 03761U502 | MFIC | MIDCAP FINANCIAL INVSTMNT CO | $138 | 0.03% | 10,000 | Common | SOLE |
| 92707Y108 | VFF | VILLAGE FARMS INTL INC | $128 | 0.03% | 160,000 | Common | SOLE |
| 63942X106 | NVTS | NAVITAS SEMICONDUCTOR CORP | $119 | 0.03% | 17,065 | Common | SOLE |
| 02008G102 | — | ALLURION TECHNOLOGIES INC | $97 | 0.02% | 22,536 | Common | SOLE |
| 91688R108 | URG | UR-ENERGY INC | $96 | 0.02% | 62,500 | Common | SOLE |
| 98955G103 | — | ZEROFOX HLDGS INC | $94 | 0.02% | 106,617 | Common | SOLE |
| G4236L138 | GFAI | GUARDFORCE AI CO LTD | $92 | 0.02% | 20,000 | Common | SOLE |
| 55003T107 | — | LL FLOORING HOLDINGS INC | $87 | 0.02% | 27,487 | Common | SOLE |
| 98585N106 | YEXT | YEXT INC | $82 | 0.02% | 12,955 | Common | SOLE |
| 105532105 | BAK | BRASKEM S A | $82 | 0.02% | 10,000 | Common | SOLE |
| 53814X102 | LIVXEUR | LIVEONE INC | $72 | 0.02% | 75,000 | Common | SOLE |
| 83301J100 | SNAL | SNAIL INC | $70 | 0.02% | 60,000 | Common | SOLE |
| 75971T301 | VQKA | EMEREN GROUP LTD | $62 | 0.02% | 19,976 | Common | SOLE |
| 86627T108 | SMMT | SUMMIT THERAPEUTICS INC | $56 | 0.01% | 30,000 | Common | SOLE |
| 78397Q109 | SES | SES AI CORPORATION | $45 | 0.01% | 20,033 | Common | SOLE |
| 29280W109 | NRGV | ENERGY VAULT HOLDINGS INC | $38 | 0.01% | 14,969 | Common | SOLE |
| 536221104 | LEVEUR | THE LION ELECTRIC COMPANY | $34 | 0.01% | 17,763 | Common | SOLE |
| 30320C103 | FTCI | FTC SOLAR INC | $24 | 0.01% | 18,728 | Common | SOLE |
| 91822J202 | LO9A | VBI VACCINES INC CDA | $17 | 0.00% | 25,000 | Common | SOLE |
| Q9225T108 | — | TRITIUM DCFC LIMITED | $13 | 0.00% | 41,844 | Common | SOLE |
| 499238103 | VSULUSD | KNOW LABS INC | $13 | 0.00% | 50,000 | Common | SOLE |
| G4124C117 | GRABW | GRAB HOLDINGS LIMITED | $6 | 0.00% | 17,800 | Common | SOLE |
| G9831X122 | ZLSWF | ZALATORIS II ACQUISITION COR | $6 | 0.00% | 99,580 | Common | SOLE |
| 051774115 | AUROW | AURORA INNOVATION INC | $4 | 0.00% | 12,500 | Common | SOLE |
| 68236X118 | TOIIW | THE ONCOLOGY INSTITUTE INC | $2 | 0.00% | 25,024 | Common | SOLE |
| 52178J113 | LFLYW | LEAFLY HOLDINGS INC | $2 | 0.00% | 49,750 | Common | SOLE |
| 81663L119 | WGSWW | GENEDX HOLDINGS CORP | $1 | 0.00% | 20,000 | Common | SOLE |
| 04301G128 | — | ARTELO BIOSCIENCES INC | $1 | 0.00% | 14,099 | Common | SOLE |
| G30449121 | — | ENERGEM CORP | $0 | — | 10,300 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.