Q1 2024 · 13F-HR
Alpine Global Management, LLCholdings as filed
Filed 2024-05-15 · accession 0001581655-24-000002
$397.7M
Reported value
151
Positions
2024-03-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 45258J102 | IMVT | IMMUNOVANT INC | $60.8M | 15.3% | 1,882,704 | Common | SOLE |
| 770700102 | HOOD | ROBINHOOD MKTS INC | $42.9M | 10.8% | 2,129,168 | Common | SOLE |
| 21924B302 | CLM | CORNERSTONE STRATEGIC VALUE | $40.6M | 10.2% | 5,399,519 | Common | SOLE |
| 00848J104 | — | AGILITI INC | $26.4M | 6.65% | 2,613,113 | Common | SOLE |
| 21924U300 | CRF | CORNERSTONE TOTAL RETURN FD | $19.3M | 4.85% | 2,569,324 | Common | SOLE |
| 13123X508 | CPE* | CALLON PETE CO DEL | $17.7M | 4.44% | 493,580 | Common | SOLE |
| 78462F103 | SPY | SPDR S AND P 500 ETF TR | $11.7M | 2.94% | 22,355 | Common | SOLE |
| G25508105 | CRH | CRH PLC | $7.8M | 1.95% | 90,000 | Common | SOLE |
| 17259U204 | CION | CION INVT CORP | $7.0M | 1.75% | 633,297 | Common | SOLE |
| 03945R102 | ACHR | ARCHER AVIATION INC | $5.8M | 1.45% | 1,251,409 | Common | SOLE |
| 912909108 | USX1 | UNITED STATES STL CORP NEW | $5.1M | 1.28% | 125,000 | Common | SOLE |
| 184692200 | — | CLEARBRIDGE MLP AND MIDSTRM | $4.1M | 1.04% | 90,000 | Common | SOLE |
| 302635206 | FSK | FS KKR CAP CORP | $3.8M | 0.95% | 198,800 | Common | SOLE |
| 18469P209 | EMO | CLEARBRIDGE ENERGY MIDSTRM O | $3.7M | 0.92% | 90,000 | Common | SOLE |
| 88160R101 | TSLA | TESLA INC | $3.5M | 0.88% | 20,000 | Common | SOLE |
| 45257U108 | IMNM | IMMUNOME INC | $3.5M | 0.88% | 142,297 | Common | SOLE |
| 67072T108 | JFR | NUVEEN FLOATING RATE INCOME | $3.4M | 0.85% | 385,000 | Common | SOLE |
| 92835W107 | ZTR | VIRTUS TOTAL RETURN FD INC | $3.3M | 0.84% | 600,000 | Common | SOLE |
| 69346N107 | PDX | PIMCO DYNAMIC INCOME STRATEG | $3.2M | 0.80% | 150,000 | Common | SOLE |
| 78163D100 | RWAY | RUNWAY GROWTH FINANCE CORP | $2.9M | 0.74% | 241,949 | Common | SOLE |
| 48203R104 | JNP | JUNIPER NETWORKS INC | $2.8M | 0.70% | 75,000 | Common | SOLE |
| 09260U109 | BCAT | BLACKROCK CAP ALLOCATION TER | $2.5M | 0.63% | 151,000 | Common | SOLE |
| 11284V105 | — | BROOKFIELD RENEWABLE CORP | $2.5M | 0.62% | 100,000 | Common | SOLE |
| 372460105 | GPC | GENUINE PARTS CO | $2.3M | 0.58% | 14,765 | Common | SOLE |
| 03076C106 | AMP | AMERIPRISE FINL INC | $2.3M | 0.57% | 5,162 | Common | SOLE |
| 148806102 | CTLTEUR | CATALENT INC | $2.3M | 0.57% | 40,000 | Common | SOLE |
| 620076307 | MSI | MOTOROLA SOLUTIONS INC | $2.2M | 0.56% | 6,276 | Common | SOLE |
| 695156109 | PKG | PACKAGING CORP AMER | $2.2M | 0.56% | 11,716 | Common | SOLE |
| 452308109 | ITW | ILLINOIS TOOL WKS INC | $2.2M | 0.55% | 8,204 | Common | SOLE |
| 112830104 | RA | BROOKFIELD REAL ASSETS INCOM | $2.2M | 0.55% | 170,000 | Common | SOLE |
| 494368103 | KMB | KIMBERLY-CLARK CORP | $2.2M | 0.55% | 16,943 | Common | SOLE |
| 67071L106 | NVG | NUVEEN AMT FREE MUN CR INC F | $2.2M | 0.55% | 180,000 | Common | SOLE |
| L6673X107 | NGMSUSD | NEOGAMES S A | $2.2M | 0.55% | 75,000 | Common | SOLE |
| H1467J104 | CB | CHUBB LIMITED | $2.2M | 0.54% | 8,319 | Common | SOLE |
| 09257R101 | BGB | BLACKSTONE STRATEGIC CRED 20 | $2.1M | 0.54% | 180,556 | Common | SOLE |
| 754730109 | RJF | RAYMOND JAMES FINL INC | $2.1M | 0.54% | 16,619 | Common | SOLE |
| 907818108 | UNP | UNION PAC CORP | $2.1M | 0.54% | 8,673 | Common | SOLE |
| 808524797 | SCHD | SCHWAB STRATEGIC TR | $2.1M | 0.52% | 25,655 | Common | SOLE |
| 002824100 | ABT | ABBOTT LABS | $2.1M | 0.52% | 18,131 | Common | SOLE |
| 30290Y101 | FSCO | FS CREDIT OPPORTUNITIES CORP | $2.0M | 0.50% | 332,500 | Common | SOLE |
| 92189F700 | MOO | VANECK ETF TRUST | $1.8M | 0.46% | 24,586 | Common | SOLE |
| 67070X101 | NZF | NUVEEN MUNICIPAL CREDIT INC | $1.8M | 0.46% | 150,000 | Common | SOLE |
| 78518H202 | BRW | SABA CAPITAL INCOME AND OPRNT | $1.8M | 0.46% | 250,000 | Common | SOLE |
| 670750108 | NMAI | NUVEEN MULTI ASSET INCOME FU | $1.8M | 0.46% | 146,000 | Common | SOLE |
| 57667L107 | MTCH | MATCH GROUP INC NEW | $1.8M | 0.46% | 50,000 | Common | SOLE |
| 83444M101 | SOLV | SOLVENTUM CORP | $1.8M | 0.44% | 25,398 | Common | SOLE |
| 64133Q108 | NBXG | NEUBERGER BERMAN NEXT GENERA | $1.8M | 0.44% | 150,000 | Common | SOLE |
| 464287556 | IBB | ISHARES TR | $1.8M | 0.44% | 12,816 | Common | SOLE |
| 05465P101 | AXNX* | AXONICS INC | $1.7M | 0.43% | 25,000 | Common | SOLE |
| 56064Q107 | MEGI | MAINSTAY CBRE GBL INFRA MEG | $1.7M | 0.43% | 135,000 | Common | SOLE |
| G4923T105 | IVCBF | INVESTCORP EUROPE ACQUISITIO | $1.7M | 0.43% | 150,000 | Common | SOLE |
| 67080D103 | NPCT | NUVEEN CORE PLUS IMPACT FUND | $1.6M | 0.41% | 159,000 | Common | SOLE |
| 928377100 | VSTOEUR | VISTA OUTDOOR INC | $1.6M | 0.41% | 50,000 | Common | SOLE |
| 09260K101 | BSTZ | BLACKROCK SCIENCE AND TECHNOLO | $1.6M | 0.41% | 83,500 | Common | SOLE |
| 013091103 | ACI | ALBERTSONS COS INC | $1.6M | 0.40% | 75,000 | Common | SOLE |
| G79407105 | — | SCREAMING EAGLE ACQUISITN CO | $1.6M | 0.40% | 150,000 | Common | SOLE |
| 670663103 | NMCO | NUVEEN MUN CR OPPORTUNITIES | $1.6M | 0.40% | 150,000 | Common | SOLE |
| 464287804 | IJR | ISHARES TR | $1.5M | 0.37% | 13,353 | Common | SOLE |
| G1890L107 | CPRI | CAPRI HOLDINGS LIMITED | $1.5M | 0.37% | 32,442 | Common | SOLE |
| 81369Y852 | XLC | SELECT SECTOR SPDR TR | $1.4M | 0.34% | 16,700 | Common | SOLE |
| 81752R100 | SRG | SERITAGE GROWTH PPTYS | $1.4M | 0.34% | 141,292 | Common | SOLE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $1.4M | 0.34% | 7,462 | Common | SOLE |
| 31423P108 | FMN | FEDERATED HERMES PREM MUNI I | $1.3M | 0.33% | 118,797 | Common | SOLE |
| 78469C103 | SPUSD | SP PLUS CORP | $1.3M | 0.33% | 25,000 | Common | SOLE |
| Y2187A150 | EGLEUSD | EAGLE BULK SHIPPING INC | $1.2M | 0.31% | 20,000 | Common | SOLE |
| 45720L107 | INBXUSD | INHIBRX INC | $1.2M | 0.31% | 35,000 | Common | SOLE |
| 76882B108 | XRSFX | RIVERNORTH CAP AND INCM FD I | $1.2M | 0.29% | 73,778 | Common | SOLE |
| G3643J108 | FLUT | FLUTTER ENTMT PLC | $1.1M | 0.29% | 5,741 | Common | SOLE |
| 13765N107 | CNNE | CANNAE HLDGS INC | $1.1M | 0.28% | 50,000 | Common | SOLE |
| 95766M105 | MMU | WESTERN ASSET MANAGED MUNS F | $1.1M | 0.28% | 105,586 | Common | SOLE |
| 43010E404 | HFRO | HIGHLAND OPPORTUNITIES | $1.1M | 0.27% | 151,036 | Common | SOLE |
| 294628102 | HP5A | EQUITY COMWLTH | $1.0M | 0.26% | 55,000 | Common | SOLE |
| 81369Y886 | XLU | SELECT SECTOR SPDR TR | $1.0M | 0.26% | 15,720 | Common | SOLE |
| 87162W100 | SNX | TD SYNNEX CORPORATION | $1.0M | 0.26% | 9,000 | Common | SOLE |
| 573284106 | MLM | MARTIN MARIETTA MATLS INC | $1.0M | 0.26% | 1,655 | Common | SOLE |
| 916896103 | UEC | URANIUM ENERGY CORP | $1.0M | 0.25% | 150,000 | Common | SOLE |
| 419879101 | HAN | HAWAIIAN HOLDINGS INC | $961,200 | 0.24% | 72,108 | Common | SOLE |
| 72200W106 | PML | PIMCO MUN INCOME FD II | $935,000 | 0.24% | 110,000 | Common | SOLE |
| 27828H105 | XEVVX | EATON VANCE LTD DURATION INC | $930,579 | 0.23% | 95,444 | Common | SOLE |
| 023436108 | AMED | AMEDISYS INC | $921,600 | 0.23% | 10,000 | Common | SOLE |
| 55003T107 | — | LL FLOORING HOLDINGS INC | $918,195 | 0.23% | 501,746 | Common | SOLE |
| 29530P102 | ERIE | ERIE INDTY CO | $889,076 | 0.22% | 2,214 | Common | SOLE |
| 689648103 | OTTR | OTTER TAIL CORP | $790,560 | 0.20% | 9,150 | Common | SOLE |
| 09253X102 | XMUIX | BLACKROCK MUNICIPAL INCOME | $783,900 | 0.20% | 65,000 | Common | SOLE |
| 46133G107 | IQI | INVESCO QUALITY MUN INCOME T | $764,662 | 0.19% | 78,994 | Common | SOLE |
| 80349A208 | SAR | SARATOGA INVT CORP | $726,137 | 0.18% | 31,299 | Common | SOLE |
| 81369Y209 | XLV | SELECT SECTOR SPDR TR | $723,877 | 0.18% | 4,900 | Common | SOLE |
| 98422E103 | XERS | XERIS BIOPHARMA HOLDINGS INC | $663,000 | 0.17% | 300,000 | Common | SOLE |
| 958435109 | SBI | WESTERN ASSET INTER MUNI FD | $626,472 | 0.16% | 79,100 | Common | SOLE |
| 231647207 | NXG | NXG NEXTGEN INFRASTR INCM FD | $621,920 | 0.16% | 16,000 | Common | SOLE |
| 247361702 | DAL | DELTA AIR LINES INC DEL | $612,736 | 0.15% | 12,800 | Common | SOLE |
| 46222L108 | IONQ | IONQ INC | $559,480 | 0.14% | 56,004 | Common | SOLE |
| 27826U108 | EVN | EATON VANCE MUNI INCOME TRUS | $512,500 | 0.13% | 50,000 | Common | SOLE |
| 92536C103 | VERUEUR | VERU INC | $497,071 | 0.12% | 710,000 | Common | SOLE |
| G63365103 | MURA | MURAL ONCOLOGY PUB LTD CO | $488,311 | 0.12% | 99,859 | Common | SOLE |
| 775711104 | ROL | ROLLINS INC | $485,835 | 0.12% | 10,500 | Common | SOLE |
| 680710100 | — | OLINK HLDG AB | $485,646 | 0.12% | 20,657 | Common | SOLE |
| G6683N103 | NU | NU HLDGS LTD | $449,546 | 0.11% | 37,682 | Common | SOLE |
| 670837103 | OGE | OGE ENERGY CORP | $449,330 | 0.11% | 13,100 | Common | SOLE |
| 032108656 | IPAY | AMPLIFY ETF TR | $441,018 | 0.11% | 8,378 | Common | SOLE |
| 10949T109 | BRSP | BRIGHTSPIRE CAPITAL INC | $433,615 | 0.11% | 62,934 | Common | SOLE |
| 760759100 | RSG | REPUBLIC SVCS INC | $398,387 | 0.10% | 2,081 | Common | SOLE |
| 25179M103 | DVN | DEVON ENERGY CORP NEW | $391,404 | 0.10% | 7,800 | Common | SOLE |
| 33733G109 | — | FIRST TR SPECIALTY FIN AND FIN | $377,000 | 0.09% | 100,000 | Common | SOLE |
| 338478100 | XFFCX | FLAHERTY AND CRUMRINE PFD SECS | $371,250 | 0.09% | 25,000 | Common | SOLE |
| 09262F100 | ECAT | BLACKROCK ESG CAP ALLC TERM | $347,200 | 0.09% | 20,000 | Common | SOLE |
| 89612W102 | — | TRICON RESIDENTIAL INC | $334,500 | 0.08% | 30,000 | Common | SOLE |
| 880198106 | — | SABA CAPITAL INCOME AND OPPORT | $317,060 | 0.08% | 83,000 | Common | SOLE |
| 292671708 | UUUU | ENERGY FUELS INC | $314,500 | 0.08% | 50,000 | Common | SOLE |
| 98422D105 | XPEV | XPENG INC | $307,200 | 0.08% | 40,000 | Common | SOLE |
| 292034303 | EP | EMPIRE PETE CORP | $303,023 | 0.08% | 59,300 | Common | SOLE |
| 318136108 | — | FINTECH ECOSYSTEM DEVE | $275,000 | 0.07% | 25,000 | Common | SOLE |
| 04626A103 | ALAB | ASTERA LABS INC | $272,129 | 0.07% | 3,668 | Common | SOLE |
| 84741T104 | SPE | SPECIAL OPPORTUNITIES FD INC | $270,799 | 0.07% | 21,424 | Common | SOLE |
| 464287515 | IGV | ISHARES TR | $249,329 | 0.06% | 2,924 | Common | SOLE |
| 535919401 | LGFEUR | LIONS GATE ENTMNT CORP | $248,750 | 0.06% | 25,000 | Common | SOLE |
| 87190U100 | — | TDCX INC | $236,065 | 0.06% | 32,924 | Common | SOLE |
| 535919500 | LGF/BEUR | LIONS GATE ENTMNT CORP | $232,750 | 0.06% | 25,000 | Common | SOLE |
| 225655109 | CCAP | CRESCENT CAP BDC INC | $216,717 | 0.05% | 12,556 | Common | SOLE |
| 095825105 | BRBS | BLUE RIDGE BANKSHARES INC VA | $206,861 | 0.05% | 76,900 | Common | SOLE |
| 53814X102 | LIVXEUR | LIVEONE INC | $195,000 | 0.05% | 100,000 | Common | SOLE |
| 22266T109 | CPNG | COUPANG INC | $177,900 | 0.04% | 10,000 | Common | SOLE |
| 649445103 | NYCBEUR | NEW YORK CMNTY BANCORP INC | $167,453 | 0.04% | 52,004 | Common | SOLE |
| 549498103 | CCIVGBP | LUCID GROUP INC | $163,875 | 0.04% | 57,500 | Common | SOLE |
| 09249N101 | BLE | BLACKROCK MUNI INCOME TR II | $162,900 | 0.04% | 15,000 | Common | SOLE |
| 86627T108 | SMMT | SUMMIT THERAPEUTICS INC | $144,900 | 0.04% | 35,000 | Common | SOLE |
| 07134L107 | BATL | BATTALION OIL CORP | $141,500 | 0.04% | 25,000 | Common | SOLE |
| 95766N103 | MHF | WESTERN ASSET MUN HIGH INCOM | $135,800 | 0.03% | 20,000 | Common | SOLE |
| 92707Y108 | VFF | VILLAGE FARMS INTL INC | $124,000 | 0.03% | 100,000 | Common | SOLE |
| 98955G103 | — | ZEROFOX HLDGS INC | $119,411 | 0.03% | 106,617 | Common | SOLE |
| G4236L138 | GFAI | GUARDFORCE AI CO LTD | $84,447 | 0.02% | 23,010 | Common | SOLE |
| 81948W104 | SHCRUSD | SHARECARE INC | $83,232 | 0.02% | 108,445 | Common | SOLE |
| 377320106 | GLT1EUR | GLATFELTER CORPORATION | $80,000 | 0.02% | 40,000 | Common | SOLE |
| 550351100 | LUNA | LUNA INNOVATIONS INC | $74,632 | 0.02% | 23,286 | Common | SOLE |
| 02156K103 | OPTU | ALTICE USA INC | $65,250 | 0.02% | 25,000 | Common | SOLE |
| 83301J100 | SNAL | SNAIL INC | $59,800 | 0.02% | 59,800 | Common | SOLE |
| 670002401 | NVAX | NOVAVAX INC | $48,876 | 0.01% | 10,225 | Common | SOLE |
| 15961R105 | — | CHARGEPOINT HOLDINGS INC | $47,709 | 0.01% | 25,110 | Common | SOLE |
| 733245104 | PRCH | PORCH GROUP INC | $43,100 | 0.01% | 10,000 | Common | SOLE |
| 02008G102 | — | ALLURION TECHNOLOGIES INC | $39,438 | 0.01% | 22,536 | Common | SOLE |
| 594960304 | MVIS | MICROVISION INC DEL | $39,352 | 0.01% | 21,387 | Common | SOLE |
| 72919P202 | PLUG | PLUG POWER INC | $34,710 | 0.01% | 10,090 | Common | SOLE |
| 31572Q808 | FGENEUR | FIBROGEN INC | $25,267 | 0.01% | 10,752 | Common | SOLE |
| 91822J202 | LO9A | VBI VACCINES INC CDA | $15,065 | 0.00% | 25,000 | Common | SOLE |
| 68236X118 | TOIIW | THE ONCOLOGY INSTITUTE INC | $5,005 | 0.00% | 25,024 | Common | SOLE |
| 051774115 | AUROW | AURORA INNOVATION INC | $3,625 | 0.00% | 12,500 | Common | SOLE |
| G4124C117 | GRABW | GRAB HOLDINGS LIMITED | $3,560 | 0.00% | 17,800 | Common | SOLE |
| G9831X122 | ZLSWF | ZALATORIS II ACQUISITION COR | $3,495 | 0.00% | 99,580 | Common | SOLE |
| 52178J113 | LFLYW | LEAFLY HOLDINGS INC | $1,493 | 0.00% | 49,750 | Common | SOLE |
| 81663L119 | WGSWW | GENEDX HOLDINGS CORP | $1,100 | 0.00% | 20,000 | Common | SOLE |
| 04301G128 | — | ARTELO BIOSCIENCES INC | $226 | 0.00% | 14,099 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.