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Alpine Global Management, LLC

Q2 2023 · 13F-HR/A

Alpine Global Management, LLCholdings as filed

Filed 2024-08-06 · accession 0001581655-24-000006

$363.3M
Reported value
203
Positions
2023-06-30
Period end
View analyzed profile →PRO

Holdings as filed

CUSIPTickerIssuerValue% port.SharesClassVoting
21924B302CLMCORNERSTONE STRATEGIC VALUE$45.2M12.4%5,388,475CommonSOLE
45258J102IMVTIMMUNOVANT INC$27.3M7.52%1,439,544CommonSOLE
G46188101HZNPNHORIZON THERAPEUTICS PUB L$23.8M6.54%230,926CommonSOLE
037833100AAPLAPPLE INC$23.3M6.41%120,000CommonSOLE
770700102HOODROBINHOOD MKTS INC$21.6M5.93%2,159,869CommonSOLE
21924U300CRFCORNERSTONE TOTAL RETURN FD$20.5M5.65%2,564,506CommonSOLE
03945R102ACHRARCHER AVIATION INC$12.9M3.56%3,137,169CommonSOLE
922908629VOVANGUARD INDEX FDS$7.2M1.98%32,701CommonSOLE
531229409LIBERTY MEDIA CORP DEL$7.0M1.92%212,340CommonSOLE
345370CZ1F 0 03/15/26FORD MTR CO DEL$5.5M1.51%5,000CommonSOLE
928298AP3VISHAY INTERTECHNOLOGY INC$5.5M1.51%5,000CommonSOLE
04271TAB6ARRY 1 12/01/28ARRAY TECHNOLOGIES INC$5.2M1.43%4,532CommonSOLE
207410AH4CNMD 2.25 06/15/27CONMED CORP$5.0M1.38%4,500CommonSOLE
852234AF0XYZ 0.125 03/01/25BLOCK INC$4.2M1.17%4,500CommonSOLE
00507V109AIYACTIVISION BLIZZARD INC$4.2M1.17%50,247CommonSOLE
81369Y209XLVSELECT SECTOR SPDR TR$4.1M1.12%30,761CommonSOLE
92189F676SMHVANECK ETF TRUST$4.0M1.10%26,329CommonSOLE
81181C104SEAGEN INC$3.8M1.06%20,000CommonSOLE
82706C108SIMOSILICON MOTION TECHNOLOGY CO$3.6M0.99%50,000CommonSOLE
778296103ROSTROSS STORES INC$3.4M0.94%30,581CommonSOLE
907818108UNPUNION PAC CORP$3.3M0.92%16,296CommonSOLE
191216100KOCOCA COLA CO$3.3M0.91%55,010CommonSOLE
92532F100VRTXVERTEX PHARMACEUTICALS INC$3.3M0.91%9,375CommonSOLE
78464A789KIESPDR SER TR$3.1M0.86%76,318CommonSOLE
615369105MCOMOODYS CORP$3.1M0.86%8,943CommonSOLE
776696106ROPROPER TECHNOLOGIES INC$3.1M0.84%6,376CommonSOLE
45257U108IMNMIMMUNOME INC$2.9M0.80%365,971CommonSOLE
G9078F107TRITON INTL LTD$2.8M0.78%33,971CommonSOLE
M87915274TSEMTOWER SEMICONDUCTOR LTD$2.8M0.77%75,000CommonSOLE
452308109ITWILLINOIS TOOL WKS INC$2.8M0.77%11,160CommonSOLE
007800105AEROJET ROCKETDYNE HLDGS INC$2.7M0.76%50,000CommonSOLE
92189F700MOOVANECK ETF TRUST$2.7M0.75%33,401CommonSOLE
45867GAD3IDCC 3.5 06/01/27INTERDIGITAL INC$2.7M0.74%2,000CommonSOLE
G5251K103KENSINGTON CAPITAL ACQUISITI$2.6M0.73%250,000CommonSOLE
98978V103ZTSZOETIS INC$2.6M0.71%14,997CommonSOLE
02376RAF9AAL 6.5 07/01/25AMERICAN AIRLINES GROUP INC$2.6M0.71%2,000CommonSOLE
291011104EMREMERSON ELEC CO$2.5M0.69%27,745CommonSOLE
369604301GEGENERAL ELECTRIC CO$2.3M0.63%20,955CommonSOLE
863667101SYKSTRYKER CORPORATION$2.2M0.61%7,238CommonSOLE
013091103ACIALBERTSONS COS INC$2.2M0.60%100,000CommonSOLE
35180X105FRANCHISE GROUP INC$2.1M0.59%75,000CommonSOLE
81752R100SRGSERITAGE GROWTH PPTYS$2.0M0.55%225,000CommonSOLE
464287481IWPISHARES TR$2.0M0.55%20,596CommonSOLE
87166B102SYNEOS HEALTH INC$1.9M0.53%45,400CommonSOLE
74386T105PFSPROVIDENT FINL SVCS INC$1.8M0.48%107,820CommonSOLE
848577102SAVEEURSPIRIT AIRLS INC$1.7M0.47%100,000CommonSOLE
743312AB6PRGS 1 04/15/26PROGRESS SOFTWARE CORP$1.6M0.45%1,500CommonSOLE
292671708UUUUENERGY FUELS INC$1.2M0.34%200,000CommonSOLE
78163D100RWAYRUNWAY GROWTH FINANCE CORP$1.1M0.30%88,211CommonSOLE
81141R100SESEA LTD$1.0M0.28%17,574CommonSOLE
464287515IGVISHARES TR$997,2590.27%2,883CommonSOLE
225655109CCAPCRESCENT CAP BDC INC$987,5520.27%65,228CommonSOLE
09262F100ECATBLACKROCK ESG CAP ALLC TERM$945,1590.26%60,355CommonSOLE
09260U109BCATBLACKROCK CAP ALLOCATION TER$903,5630.25%59,250CommonSOLE
22266T109CPNGCOUPANG INC$871,0090.24%50,058CommonSOLE
91688R108URGUR-ENERGY INC$843,9710.23%803,782CommonSOLE
78518H202BRWSABA CAPITAL INCOME AND OPRNT$839,8240.23%109,068CommonSOLE
09061G101BMRNBIOMARIN PHARMACEUTICAL INC$806,1240.22%9,300CommonSOLE
698884AE3PAR 1.5 10/15/27PAR TECHNOLOGY CORP$790,5000.22%1,000CommonSOLE
92556H2060VVBPARAMOUNT GLOBAL$749,0110.21%47,078CommonSOLE
393221106GREEN PLAINS PARTNERS LP$748,8250.21%57,869CommonSOLE
674599105OXYOCCIDENTAL PETE CORP$725,5920.20%12,340CommonSOLE
464287432TLTISHARES TR$720,9920.20%7,004CommonSOLE
443510607HUBBHUBBELL INC$719,1540.20%2,169CommonSOLE
30290Y101FSCOFS CREDIT OPPORTUNITIES CORP$704,1120.19%148,234CommonSOLE
23345J104DICE THERAPEUTICS INC$696,9000.19%15,000CommonSOLE
549498103CCIVGBPLUCID GROUP INC$689,0000.19%100,000CommonSOLE
81369Y100XLBSELECT SECTOR SPDR TR$687,0750.19%8,291CommonSOLE
75737FAE8RDFN 0.5 04/01/27REDFIN CORP$684,3000.19%1,000CommonSOLE
928563402VMWAVMWARE INC$682,6710.19%4,751CommonSOLE
916896103UECURANIUM ENERGY CORP$680,0000.19%200,000CommonSOLE
81369Y308XLPSELECT SECTOR SPDR TR$678,2850.19%9,145CommonSOLE
17259U204CIONCION INVT CORP$667,1230.18%64,270CommonSOLE
46090E103QQQINVESCO QQQ TR$666,4340.18%1,804CommonSOLE
49177J102KVUEKENVUE INC$660,5000.18%25,000CommonSOLE
092533108BKCCUSDBLACKROCK CAP INVT CORP$653,9830.18%199,385CommonSOLE
6706EN100NUVEEN FLOATING RATE INCOME$653,4840.18%83,780CommonSOLE
09249N101BLEBLACKROCK MUNI INCOME TR II$648,9590.18%62,340CommonSOLE
81369Y886XLUSELECT SECTOR SPDR TR$643,8640.18%9,839CommonSOLE
708062104PNNTPENNANTPARK INVT CORP$639,8900.18%108,640CommonSOLE
03761U502MFICMIDCAP FINANCIAL INVSTMNT CO$627,5980.17%49,968CommonSOLE
78468R622JNKSPDR SER TR$613,5640.17%6,667CommonSOLE
464287465EFAISHARES TR$611,8280.17%8,439CommonSOLE
98422E103XERSXERIS BIOPHARMA HOLDINGS INC$589,5000.16%225,000CommonSOLE
09253X102XMUIXBLACKROCK MUNICIPAL INCOME$586,0250.16%51,226CommonSOLE
81369Y803XLKSELECT SECTOR SPDR TR$555,8300.15%3,197CommonSOLE
922042874VGKVANGUARD INTL EQUITY INDEX F$541,6640.15%8,779CommonSOLE
808524797SCHDSCHWAB STRATEGIC TR$538,1140.15%7,410CommonSOLE
67067Y104NUVEEN SR INCOME FD$518,1450.14%113,132CommonSOLE
09247D105XBKNXBLACKROCK INVT QUALITY MUN T$512,0810.14%44,031CommonSOLE
670750108NMAINUVEEN MULTI ASSET INCOME FU$508,6560.14%43,624CommonSOLE
464287556IBBISHARES TR$502,7620.14%3,960CommonSOLE
G5709L109LUMIRADX LTD$480,0000.13%1,000,000CommonSOLE
09260Q108BTXBLACKROCK INNOVATION AND GRW$476,1030.13%60,650CommonSOLE
31423P108FMNFEDERATED HERMES PREM MUNI I$464,6590.13%43,712CommonSOLE
78467Y107MDYSPDR S AND P MIDCAP 400 ETF TR$462,6270.13%966CommonSOLE
09260E105BMEZBLACKROCK HEALTH SCIENCES TE$461,5990.13%28,112CommonSOLE
09255R202DSUBLACKROCK DEBT STRATEGIES FD$451,2800.12%46,096CommonSOLE
78463V107GLDSPDR GOLD TR$449,2400.12%2,520CommonSOLE
80517M109SVVSAVERS VALUE VLG INC$445,5600.12%18,800CommonSOLE
92189F106GDXVANECK ETF TRUST$436,2040.12%14,487CommonSOLE
81369Y860XLRESELECT SECTOR SPDR TR$432,5680.12%11,477CommonSOLE
09254C107BLACKROCK MUNIHOLDINGS QUALI$424,6770.12%43,736CommonSOLE
464287739IYRISHARES TR$424,4790.12%4,905CommonSOLE
34631B101FORGEROCK INC$421,4810.12%20,520CommonSOLE
78464A599XSWSPDR SER TR$418,4500.12%3,138CommonSOLE
78709Y105SAIASAIA INC$411,9190.11%1,203CommonSOLE
15118V207CELHCELSIUS HLDGS INC$404,7520.11%2,713CommonSOLE
82489T104SWAVUSDSHOCKWAVE MED INC$395,5780.11%1,386CommonSOLE
29084Q100EMEEMCOR GROUP INC$395,4290.11%2,140CommonSOLE
464287242LQDISHARES TR$388,7630.11%3,595CommonSOLE
10949T109BRSPBRIGHTSPIRE CAPITAL INC$386,1740.11%57,381CommonSOLE
25179M103DVNDEVON ENERGY CORP NEW$380,2420.10%7,866CommonSOLE
81369Y605XLFSELECT SECTOR SPDR TR$375,5290.10%11,140CommonSOLE
67066V101NADNUVEEN QUALITY MUNCP INCOME$372,2710.10%33,032CommonSOLE
33733E302FDNFIRST TR EXCHANGE-TRADED FD$367,0530.10%2,252CommonSOLE
457730109INSPINSPIRE MED SYS INC$365,2200.10%1,125CommonSOLE
64128C106NHSNEUBERGER BERMAN HIGH YIELD$358,2690.10%47,833CommonSOLE
46137V357RSPINVESCO EXCHANGE TRADED FD T$355,5450.10%2,376CommonSOLE
81369Y506XLESELECT SECTOR SPDR TR$353,0080.10%4,349CommonSOLE
03753U106APLSUSDAPELLIS PHARMACEUTICALS INC$328,8710.09%3,610CommonSOLE
85254J102STAGSTAG INDL INC$328,7680.09%9,163CommonSOLE
46269C102IRDMIRIDIUM COMMUNICATIONS INC$323,5830.09%5,209CommonSOLE
464287440IEFISHARES TR$319,9390.09%3,312CommonSOLE
49714P108KNSLKINSALE CAP GROUP INC$318,8180.09%852CommonSOLE
882681109TXRHTEXAS ROADHOUSE INC$314,2720.09%2,799CommonSOLE
81369Y704XLISELECT SECTOR SPDR TR$311,7650.09%2,905CommonSOLE
464287614IWFISHARES TR$302,9730.08%1,101CommonSOLE
75524B104RBCRBC BEARINGS INC$302,2830.08%1,390CommonSOLE
09248E102XBFZXBLACKROCK CALIF MUN INCOME T$297,6390.08%25,096CommonSOLE
46583P102IVERIC BIO INC$295,0500.08%7,500CommonSOLE
G04553106ARCO PLATFORM LTD$294,5160.08%24,260CommonSOLE
464287598IWDISHARES TR$288,1980.08%1,826CommonSOLE
008492100ADCAGREE RLTY CORP$286,5390.08%4,382CommonSOLE
00912X302ALAIR LEASE CORP$281,7340.08%6,732CommonSOLE
227046109CROXCROCS INC$275,5900.08%2,451CommonSOLE
67074X107NUVEEN SHORT DURATION CR OPP$273,7120.08%23,698CommonSOLE
464287648IWOISHARES TR$268,6250.07%1,107CommonSOLE
156727109CRNCCERENCE INC$263,0700.07%9,000CommonSOLE
48576A100KARUNA THERAPEUTICS INC$261,3040.07%1,205CommonSOLE
81369Y852XLCSELECT SECTOR SPDR TR$257,3260.07%3,954CommonSOLE
54303L104LONGEVERON INC$253,5000.07%75,000CommonSOLE
64133Q108NBXGNEUBERGER BERMAN NEXT GENERA$252,0100.07%23,099CommonSOLE
89386L100TGANTRANSPHORM INC$250,5800.07%73,700CommonSOLE
58506Q109MEDPMEDPACE HLDGS INC$249,5370.07%1,039CommonSOLE
626755102MUSAMURPHY USA INC$248,8880.07%800CommonSOLE
33733G109FIRST TR SPECIALTY FIN AND FIN$244,6140.07%75,035CommonSOLE
749607107RLIRLI CORP$243,1900.07%1,782CommonSOLE
974155103WINGWINGSTOP INC$241,7930.07%1,208CommonSOLE
441593100HLIHOULIHAN LOKEY INC$236,9270.07%2,410CommonSOLE
46429B697USMVISHARES TR$234,9570.06%3,161CommonSOLE
921908844VIGVANGUARD SPECIALIZED FUNDS$232,9250.06%1,434CommonSOLE
92535C104CCIFVERTICAL CAP INCOME FD$232,2850.06%23,357CommonSOLE
922908652VXFVANGUARD INDEX FDS$210,5940.06%1,415CommonSOLE
464288281EMBISHARES TR$204,2340.06%2,360CommonSOLE
55003T107LL FLOORING HOLDINGS INC$201,5120.06%52,614CommonSOLE
95766P108WESTERN ASSET MUN PARTNERS F$197,1500.05%16,848CommonSOLE
606710AA9MITK 0.75 02/01/26MITEK SYS INC$173,4760.05%200CommonSOLE
204833206COMPUTE HEALTH ACQUISITIN CO$170,8770.05%15,866CommonSOLE
46222L108IONQIONQ INC$169,1250.05%12,500CommonSOLE
40609P105HNRGHALLADOR ENERGY COMPANY$159,7360.04%18,639CommonSOLE
92835W107ZTRVIRTUS TOTAL RETURN FD INC$158,9070.04%26,136CommonSOLE
880198106TEMPLETON GLOBAL INCOME FD$151,0600.04%36,488CommonSOLE
699374302PARATEK PHARMACEUTICALS INC$146,7480.04%66,402CommonSOLE
76881Y109RIVRIVERNORTH OPPORTUNITIES FD$132,3490.04%11,569CommonSOLE
912318300UNITED STS NAT GAS FD LP$130,0430.04%17,526CommonSOLE
04546C205ASSERTIO HOLDINGS INC$128,2100.04%23,655CommonSOLE
65487U108NKTXNKARTA INC$124,8780.03%57,022CommonSOLE
92707Y108VFFVILLAGE FARMS INTL INC$119,7600.03%200,000CommonSOLE
83301J100SNALSNAIL INC$119,2500.03%75,000CommonSOLE
98955G103ZEROFOX HLDGS INC$106,6170.03%106,617CommonSOLE
G4236L138GFAIGUARDFORCE AI CO LTD$100,8000.03%20,000CommonSOLE
92891H408VS TRUST$98,9140.03%22,178CommonSOLE
140755109CARAEURCARA THERAPEUTICS INC$96,2600.03%34,014CommonSOLE
880881107430TERNS PHARMACEUTICALS INC$93,2310.03%10,655CommonSOLE
041356205AIEURARLINGTON ASSET INVST CORP$92,6000.03%20,000CommonSOLE
21900C308CRMDCORMEDIX INC$79,3000.02%20,000CommonSOLE
86627T108SMMTSUMMIT THERAPEUTICS INC$75,3000.02%30,000CommonSOLE
00091E109ABSIABSCI CORPORATION$73,6260.02%48,438CommonSOLE
21077C3055ZZ0CONTEXTLOGIC INC$71,0180.02%10,793CommonSOLE
81750R102MCRB1EURSERES THERAPEUTICS INC$67,8550.02%14,166CommonSOLE
550241103LUMNLUMEN TECHNOLOGIES INC$62,8230.02%27,798CommonSOLE
00165C104AMC ENTMT HLDGS INC$56,2580.02%12,786CommonSOLE
33830Q1095E ADVANCED MATERIALS INC$53,3230.01%16,257CommonSOLE
23131L107CUROEURCURO GROUP HOLDINGS CORP$51,9170.01%38,457CommonSOLE
90089L108TSPHTUSIMPLE HLDGS INC$45,4030.01%27,351CommonSOLE
848560108NSHEURSPIRE GLOBAL INC$25,4950.01%49,505CommonSOLE
57064P107MARKETWISE INC$24,8060.01%12,403CommonSOLE
51818V106LTCHLATCH INC$19,6880.01%14,164CommonSOLE
766559603RIGLUSDRIGEL PHARMACEUTICALS INC$16,6000.00%12,868CommonSOLE
G9831X122ZLSWFXPAC ACQUISITION CORP$8,5640.00%99,580CommonSOLE
G4124C117GRABWGRAB HOLDINGS LIMITED$7,8780.00%17,800CommonSOLE
051774115AUROWAURORA INNOVATION INC$5,7500.00%12,500CommonSOLE
084656115BERKSHIRE GREY INC$5,0220.00%15,000CommonSOLE
307359109FARADAY FUTRE INTLGT ELCTR I$2,0080.00%10,038CommonSOLE
60436Q118MINORITY EQUALITY OPPORTUNIT$1,7930.00%22,355CommonSOLE
320703119CLDWWFIRST LT ACQUISITION GROUP I$1,7480.00%15,400CommonSOLE
52178J113LFLYWLEAFLY HOLDINGS INC$1,5070.00%49,750CommonSOLE
68236X118TOIIWTHE ONCOLOGY INSTITUTE INC$1,1260.00%25,024CommonSOLE
G29201111ECXWWECARX HOLDINGS INC$1,0610.00%14,302CommonSOLE
04301G128ARTELO BIOSCIENCES INC$6990.00%14,099CommonSOLE
G30449121ENERGEM CORP$6180.00%10,300CommonSOLE
81663L119WGSWWGENEDX HOLDINGS CORP$1420.00%20,000CommonSOLE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.