Q3 2023 · 13F-HR/A
Alpine Global Management, LLCholdings as filed
Filed 2024-08-06 · accession 0001581655-24-000007
$433.6M
Reported value
158
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 16955F107 | — | CHINDATA GROUP HLDGS LTD | $56.0M | 12.9% | 6,750,000 | Common | SOLE |
| 928563402 | VMWA | VMWARE INC | $49.9M | 11.5% | 300,000 | Common | SOLE |
| 45258J102 | IMVT | IMMUNOVANT INC | $48.1M | 11.1% | 1,252,474 | Common | SOLE |
| 21924B302 | CLM | CORNERSTONE STRATEGIC VALUE | $43.3M | 9.99% | 5,381,672 | Common | SOLE |
| 770700102 | HOOD | ROBINHOOD MKTS INC | $20.9M | 4.82% | 2,129,168 | Common | SOLE |
| 21924U300 | CRF | CORNERSTONE TOTAL RETURN FD | $20.5M | 4.72% | 2,561,482 | Common | SOLE |
| 03945R102 | ACHR | ARCHER AVIATION INC | $15.9M | 3.66% | 3,137,169 | Common | SOLE |
| 00507V109 | AIY | ACTIVISION BLIZZARD INC | $11.2M | 2.59% | 120,000 | Common | SOLE |
| G46188101 | HZNPN | HORIZON THERAPEUTICS PUB L | $10.3M | 2.39% | 89,450 | Common | SOLE |
| 81181C104 | — | SEAGEN INC | $8.2M | 1.88% | 38,500 | Common | SOLE |
| 90353TAJ9 | UBER 0 12/15/25 | UBER TECHNOLOGIES INC | $7.0M | 1.61% | 7,500 | Common | SOLE |
| 009066AB7 | ABNB 0 03/15/26 | AIRBNB INC | $6.5M | 1.49% | 7,334 | Common | SOLE |
| 30290Y101 | FSCO | FS CREDIT OPPORTUNITIES CORP | $6.4M | 1.47% | 1,176,000 | Common | SOLE |
| 22410JAB2 | CBRL 0.625 06/15/26 | CRACKER BARREL OLD CTRY STOR | $6.2M | 1.43% | 7,500 | Common | SOLE |
| 531229813 | 22941EUR | LIBERTY MEDIA CORP DEL | $6.0M | 1.38% | 235,065 | Common | SOLE |
| 82509LAA5 | SHOPCN 0.125 11/01/25 | SHOPIFY INC | $6.0M | 1.37% | 6,682 | Common | SOLE |
| G25508105 | CRH | CRH PLC | $5.5M | 1.27% | 100,700 | Common | SOLE |
| 928298AP3 | — | VISHAY INTERTECHNOLOGY INC | $5.3M | 1.23% | 5,300 | Common | SOLE |
| 737446104 | POST | POST HLDGS INC | $3.4M | 0.79% | 40,100 | Common | SOLE |
| 81369Y605 | XLF | SELECT SECTOR SPDR TR | $3.2M | 0.74% | 96,753 | Common | SOLE |
| 345370860 | F | FORD MTR CO DEL | $3.1M | 0.73% | 253,400 | Common | SOLE |
| 45257U108 | IMNM | IMMUNOME INC | $3.1M | 0.70% | 365,971 | Common | SOLE |
| 40171VAA8 | GWRE 1.25 03/15/25 | GUIDEWIRE SOFTWARE INC | $3.0M | 0.70% | 3,000 | Common | SOLE |
| 67072T108 | JFR | NUVEEN FLOATING RATE INCOME | $2.8M | 0.64% | 340,000 | Common | SOLE |
| 00971T101 | AKAM | AKAMAI TECHNOLOGIES INC | $2.8M | 0.64% | 26,200 | Common | SOLE |
| 302635206 | FSK | FS KKR CAP CORP | $2.4M | 0.55% | 121,750 | Common | SOLE |
| 435763107 | — | HOLLY ENERGY PARTNERS L P | $2.1M | 0.49% | 96,168 | Common | SOLE |
| 10949T109 | BRSP | BRIGHTSPIRE CAPITAL INC | $2.0M | 0.45% | 315,000 | Common | SOLE |
| 17259U204 | CION | CION INVT CORP | $1.9M | 0.44% | 180,849 | Common | SOLE |
| 16150R104 | CJCD | CHASE CORP | $1.9M | 0.44% | 15,000 | Common | SOLE |
| 092533108 | BKCCUSD | BLACKROCK CAP INVT CORP | $1.9M | 0.44% | 512,774 | Common | SOLE |
| 112830104 | RA | BROOKFIELD REAL ASSETS INCOM | $1.9M | 0.43% | 152,765 | Common | SOLE |
| 29786A106 | ETSY | ETSY INC | $1.8M | 0.42% | 28,000 | Common | SOLE |
| 21037T109 | CEG | CONSTELLATION ENERGY CORP | $1.8M | 0.41% | 16,200 | Common | SOLE |
| 78163D100 | RWAY | RUNWAY GROWTH FINANCE CORP | $1.8M | 0.41% | 137,700 | Common | SOLE |
| 92338C103 | VLTO | VERALTO CORP | $1.7M | 0.39% | 20,000 | Common | SOLE |
| 26886C107 | — | EQRX INC | $1.7M | 0.38% | 750,643 | Common | SOLE |
| 68373M107 | OPRA | OPERA LTD | $1.7M | 0.38% | 146,604 | Common | SOLE |
| 92835W107 | ZTR | VIRTUS TOTAL RETURN FD INC | $1.6M | 0.37% | 338,222 | Common | SOLE |
| 78467Y107 | MDY | SPDR S AND P MIDCAP 400 ETF TR | $1.5M | 0.35% | 3,345 | Common | SOLE |
| 235851102 | DHR | DANAHER CORPORATION | $1.5M | 0.34% | 6,000 | Common | SOLE |
| 18469P209 | EMO | CLEARBRIDGE ENERGY MIDSTRM O | $1.4M | 0.32% | 44,300 | Common | SOLE |
| 80349A208 | SAR | SARATOGA INVT CORP | $1.3M | 0.31% | 52,000 | Common | SOLE |
| G1890L107 | CPRI | CAPRI HOLDINGS LIMITED | $1.3M | 0.30% | 25,000 | Common | SOLE |
| 40051E202 | ASR | GRUPO AEROPORTUARIO DEL SURE | $1.3M | 0.30% | 5,303 | Common | SOLE |
| 81752R100 | SRG | SERITAGE GROWTH PPTYS | $1.2M | 0.28% | 157,841 | Common | SOLE |
| 184692200 | — | CLEARBRIDGE MLP AND MIDSTRM | $1.2M | 0.27% | 33,200 | Common | SOLE |
| 27828H105 | XEVVX | EATON VANCE LTD DURATION INC | $1.2M | 0.27% | 127,500 | Common | SOLE |
| 013091103 | ACI | ALBERTSONS COS INC | $1.1M | 0.26% | 50,000 | Common | SOLE |
| 09260U109 | BCAT | BLACKROCK CAP ALLOCATION TER | $1.1M | 0.25% | 74,854 | Common | SOLE |
| 393221106 | — | GREEN PLAINS PARTNERS LP | $1.1M | 0.25% | 72,574 | Common | SOLE |
| 09260E105 | BMEZ | BLACKROCK HEALTH SCIENCES TE | $1.1M | 0.25% | 74,554 | Common | SOLE |
| 09257R101 | BGB | BLACKSTONE STRATEGIC CRED 20 | $1.1M | 0.25% | 97,623 | Common | SOLE |
| 81369Y860 | XLRE | SELECT SECTOR SPDR TR | $1.1M | 0.25% | 31,429 | Common | SOLE |
| 09260Q108 | BTX | BLACKROCK INNOVATION AND GRW | $1.0M | 0.23% | 145,098 | Common | SOLE |
| 09262F100 | ECAT | BLACKROCK ESG CAP ALLC TERM | $933,441 | 0.22% | 63,113 | Common | SOLE |
| 338307AD3 | FIVN 0.5 06/01/25 | FIVE9 INC | $933,000 | 0.22% | 1,000 | Common | SOLE |
| 852234AF0 | XYZ 0.125 03/01/25 | BLOCK INC | $928,000 | 0.21% | 1,000 | Common | SOLE |
| 06759L103 | BBDC | BARINGS BDC INC | $913,275 | 0.21% | 102,500 | Common | SOLE |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $909,320 | 0.21% | 5,547 | Common | SOLE |
| 45845P108 | — | INTERCEPT PHARMACEUTICALS IN | $827,996 | 0.19% | 44,660 | Common | SOLE |
| 698884AE3 | PAR 1.5 10/15/27 | PAR TECHNOLOGY CORP | $827,000 | 0.19% | 1,000 | Common | SOLE |
| 78518H202 | BRW | SABA CAPITAL INCOME AND OPRNT | $804,749 | 0.19% | 104,785 | Common | SOLE |
| 670750108 | NMAI | NUVEEN MULTI ASSET INCOME FU | $794,591 | 0.18% | 71,456 | Common | SOLE |
| 31423P108 | FMN | FEDERATED HERMES PREM MUNI I | $750,229 | 0.17% | 78,312 | Common | SOLE |
| 912909108 | USX1 | UNITED STATES STL CORP NEW | $730,800 | 0.17% | 22,500 | Common | SOLE |
| 09249N101 | BLE | BLACKROCK MUNI INCOME TR II | $700,362 | 0.16% | 76,626 | Common | SOLE |
| 918090101 | UTZ | UTZ BRANDS INC | $698,360 | 0.16% | 52,000 | Common | SOLE |
| 292671708 | UUUU | ENERGY FUELS INC | $657,600 | 0.15% | 80,000 | Common | SOLE |
| 400506101 | PAC | GRUPO AEROPUERTO DEL PACIFIC | $651,891 | 0.15% | 3,966 | Common | SOLE |
| 916896103 | UEC | URANIUM ENERGY CORP | $643,750 | 0.15% | 125,000 | Common | SOLE |
| 665531307 | NOG | NORTHERN OIL AND GAS INC | $603,450 | 0.14% | 15,000 | Common | SOLE |
| 75737FAE8 | RDFN 0.5 04/01/27 | REDFIN CORP | $580,000 | 0.13% | 1,000 | Common | SOLE |
| 67066V101 | NAD | NUVEEN QUALITY MUNCP INCOME | $578,071 | 0.13% | 57,009 | Common | SOLE |
| 64133Q108 | NBXG | NEUBERGER BERMAN NEXT GENERA | $575,382 | 0.13% | 55,219 | Common | SOLE |
| 98422E103 | XERS | XERIS BIOPHARMA HOLDINGS INC | $558,000 | 0.13% | 300,000 | Common | SOLE |
| 45826H109 | ITGR | INTEGER HLDGS CORP | $556,853 | 0.13% | 7,100 | Common | SOLE |
| 464287804 | IJR | ISHARES TR | $546,548 | 0.13% | 5,794 | Common | SOLE |
| 09254C107 | — | BLACKROCK MUNIHOLDINGS QUALI | $537,108 | 0.12% | 61,174 | Common | SOLE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $532,487 | 0.12% | 5,891 | Common | SOLE |
| 538034AU3 | LYV 2 02/15/25 | LIVE NATION ENTERTAINMENT IN | $509,230 | 0.12% | 500 | Common | SOLE |
| 11275Q107 | 1939900D | BROOKFIELD INFRASTRUCTURE CO | $496,492 | 0.11% | 14,049 | Common | SOLE |
| 343412102 | FLR | FLUOR CORP NEW | $458,750 | 0.11% | 12,500 | Common | SOLE |
| 65339F101 | NEE | NEXTERA ENERGY INC | $458,320 | 0.11% | 8,000 | Common | SOLE |
| 67074Y105 | JRI | NUVEEN REAL ASSET INCOME AND G | $412,863 | 0.10% | 38,876 | Common | SOLE |
| 848577102 | SAVEEUR | SPIRIT AIRLS INC | $412,500 | 0.10% | 25,000 | Common | SOLE |
| 00912X302 | AL | AIR LEASE CORP | $394,100 | 0.09% | 10,000 | Common | SOLE |
| 95766P108 | — | WESTERN ASSET MUN PARTNERS F | $387,641 | 0.09% | 36,639 | Common | SOLE |
| 400501102 | OMAB | GRUPO AEROPORTUARIO DEL CENT | $375,277 | 0.09% | 4,318 | Common | SOLE |
| 25179M103 | DVN | DEVON ENERGY CORP NEW | $372,060 | 0.09% | 7,800 | Common | SOLE |
| 81369Y704 | XLI | SELECT SECTOR SPDR TR | $349,964 | 0.08% | 3,452 | Common | SOLE |
| 651639106 | NEM | NEWMONT CORP | $347,404 | 0.08% | 9,402 | Common | SOLE |
| 30040W108 | ES | EVERSOURCE ENERGY | $342,911 | 0.08% | 5,897 | Common | SOLE |
| 90400P101 | UGP | ULTRAPAR PARTICIPACOES SA | $336,172 | 0.08% | 91,600 | Common | SOLE |
| 03676B102 | AM | ANTERO MIDSTREAM CORP | $329,857 | 0.08% | 27,534 | Common | SOLE |
| 549498103 | CCIVGBP | LUCID GROUP INC | $321,425 | 0.07% | 57,500 | Common | SOLE |
| 067901108 | ABX | BARRICK GOLD CORP | $312,883 | 0.07% | 21,504 | Common | SOLE |
| 81369Y852 | XLC | SELECT SECTOR SPDR TR | $307,917 | 0.07% | 4,696 | Common | SOLE |
| M8737E108 | — | TARO PHARMACEUTICAL INDS LTD | $307,638 | 0.07% | 8,158 | Common | SOLE |
| 74386T105 | PFS | PROVIDENT FINL SVCS INC | $304,745 | 0.07% | 19,931 | Common | SOLE |
| 33733G109 | — | FIRST TR SPECIALTY FIN AND FIN | $301,096 | 0.07% | 89,346 | Common | SOLE |
| 46222L108 | IONQ | IONQ INC | $297,600 | 0.07% | 20,000 | Common | SOLE |
| 65341B106 | XIFR | NEXTERA ENERGY PARTNERS LP | $297,000 | 0.07% | 10,000 | Common | SOLE |
| 351858105 | FNV | FRANCO NEV CORP | $292,744 | 0.07% | 2,193 | Common | SOLE |
| 09253X102 | XMUIX | BLACKROCK MUNICIPAL INCOME | $291,051 | 0.07% | 28,675 | Common | SOLE |
| 81369Y886 | XLU | SELECT SECTOR SPDR TR | $284,985 | 0.07% | 4,836 | Common | SOLE |
| G16258108 | BEP | BROOKFIELD RENEWABLE PARTNER | $281,533 | 0.06% | 12,950 | Common | SOLE |
| 58463J304 | MPT | MEDICAL PPTYS TRUST INC | $272,500 | 0.06% | 50,000 | Common | SOLE |
| 30226D106 | EXTR | EXTREME NETWORKS | $264,010 | 0.06% | 10,905 | Common | SOLE |
| 008474108 | AEM | AGNICO EAGLE MINES LTD | $262,974 | 0.06% | 5,786 | Common | SOLE |
| 69331C108 | PCG | PG AND E CORP | $253,467 | 0.06% | 15,714 | Common | SOLE |
| 42804T106 | — | HERZFELD CARIBBEAN BASIN FD | $250,500 | 0.06% | 75,000 | Common | SOLE |
| 15234Q207 | AXIA | CENTRAIS ELETRICAS BRASILEIR | $249,271 | 0.06% | 34,100 | Common | SOLE |
| 29278D105 | ENIC | ENEL CHILE S.A. | $237,392 | 0.05% | 80,200 | Common | SOLE |
| 84741T104 | SPE | SPECIAL OPPORTUNITIES FD INC | $223,016 | 0.05% | 20,404 | Common | SOLE |
| G5709L109 | — | LUMIRADX LTD | $218,930 | 0.05% | 923,366 | Common | SOLE |
| 11284V105 | — | BROOKFIELD RENEWABLE CORP | $215,460 | 0.05% | 9,000 | Common | SOLE |
| 09253R105 | XMVFX | BLACKROCK MUNIVEST FD INC | $214,469 | 0.05% | 35,391 | Common | SOLE |
| 962879102 | WPM | WHEATON PRECIOUS METALS CORP | $214,023 | 0.05% | 5,278 | Common | SOLE |
| Y7542C130 | STNG | SCORPIO TANKERS INC | $211,068 | 0.05% | 3,900 | Common | SOLE |
| 09254G108 | XMQTX | BLACKROCK MUNIYIELD QUALITY | $200,279 | 0.05% | 22,278 | Common | SOLE |
| 20441A102 | SBS | COMPANHIA DE SANEAMENTO BASI | $195,471 | 0.05% | 16,128 | Common | SOLE |
| 233368109 | KTF | DWS MUN INCOME TR | $193,101 | 0.04% | 25,078 | Common | SOLE |
| 78573M104 | SABR | SABRE CORP | $179,600 | 0.04% | 40,000 | Common | SOLE |
| 606710AA9 | MITK 0.75 02/01/26 | MITEK SYS INC | $174,000 | 0.04% | 200 | Common | SOLE |
| 22266T109 | CPNG | COUPANG INC | $170,000 | 0.04% | 10,000 | Common | SOLE |
| 282559103 | ETNBGBP | 89BIO INC | $158,831 | 0.04% | 10,287 | Common | SOLE |
| 25065K104 | DXLG | DESTINATION XL GROUP INC | $148,364 | 0.03% | 33,117 | Common | SOLE |
| 20441B605 | ELP1 | COMPANHIA PARANAENSE ENERG C | $148,213 | 0.03% | 16,900 | Common | SOLE |
| 03761U502 | MFIC | MIDCAP FINANCIAL INVSTMNT CO | $137,500 | 0.03% | 10,000 | Common | SOLE |
| 92707Y108 | VFF | VILLAGE FARMS INTL INC | $127,600 | 0.03% | 160,000 | Common | SOLE |
| 63942X106 | NVTS | NAVITAS SEMICONDUCTOR CORP | $118,602 | 0.03% | 17,065 | Common | SOLE |
| 02008G102 | — | ALLURION TECHNOLOGIES INC | $96,905 | 0.02% | 22,536 | Common | SOLE |
| 91688R108 | URG | UR-ENERGY INC | $96,250 | 0.02% | 62,500 | Common | SOLE |
| 98955G103 | — | ZEROFOX HLDGS INC | $93,738 | 0.02% | 106,617 | Common | SOLE |
| G4236L138 | GFAI | GUARDFORCE AI CO LTD | $92,200 | 0.02% | 20,000 | Common | SOLE |
| 55003T107 | — | LL FLOORING HOLDINGS INC | $87,134 | 0.02% | 27,487 | Common | SOLE |
| 105532105 | BAK | BRASKEM S A | $82,100 | 0.02% | 10,000 | Common | SOLE |
| 98585N106 | YEXT | YEXT INC | $82,005 | 0.02% | 12,955 | Common | SOLE |
| 53814X102 | LIVXEUR | LIVEONE INC | $71,715 | 0.02% | 75,000 | Common | SOLE |
| 83301J100 | SNAL | SNAIL INC | $69,600 | 0.02% | 60,000 | Common | SOLE |
| 75971T301 | VQKA | EMEREN GROUP LTD | $61,526 | 0.01% | 19,976 | Common | SOLE |
| 86627T108 | SMMT | SUMMIT THERAPEUTICS INC | $56,100 | 0.01% | 30,000 | Common | SOLE |
| 78397Q109 | SES | SES AI CORPORATION | $45,475 | 0.01% | 20,033 | Common | SOLE |
| 29280W109 | NRGV | ENERGY VAULT HOLDINGS INC | $38,171 | 0.01% | 14,969 | Common | SOLE |
| 536221104 | LEVEUR | THE LION ELECTRIC COMPANY | $33,927 | 0.01% | 17,763 | Common | SOLE |
| 30320C103 | FTCI | FTC SOLAR INC | $23,972 | 0.01% | 18,728 | Common | SOLE |
| 91822J202 | LO9A | VBI VACCINES INC CDA | $16,655 | 0.00% | 25,000 | Common | SOLE |
| Q9225T108 | — | TRITIUM DCFC LIMITED | $12,670 | 0.00% | 41,844 | Common | SOLE |
| 499238103 | VSULUSD | KNOW LABS INC | $12,500 | 0.00% | 50,000 | Common | SOLE |
| G4124C117 | GRABW | GRAB HOLDINGS LIMITED | $6,141 | 0.00% | 17,800 | Common | SOLE |
| G9831X122 | ZLSWF | ZALATORIS II ACQUISITION COR | $5,975 | 0.00% | 99,580 | Common | SOLE |
| 051774115 | AUROW | AURORA INNOVATION INC | $4,000 | 0.00% | 12,500 | Common | SOLE |
| 68236X118 | TOIIW | THE ONCOLOGY INSTITUTE INC | $2,127 | 0.00% | 25,024 | Common | SOLE |
| 52178J113 | LFLYW | LEAFLY HOLDINGS INC | $1,741 | 0.00% | 49,750 | Common | SOLE |
| 81663L119 | WGSWW | GENEDX HOLDINGS CORP | $598 | 0.00% | 20,000 | Common | SOLE |
| 04301G128 | — | ARTELO BIOSCIENCES INC | $565 | 0.00% | 14,099 | Common | SOLE |
| G30449121 | — | ENERGEM CORP | $489 | 0.00% | 10,300 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.