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Alpine Global Management, LLC

Q4 2023 · 13F-HR/A

Alpine Global Management, LLCholdings as filed

Filed 2024-08-06 · accession 0001581655-24-000008

$366.1M
Reported value
190
Positions
2023-12-31
Period end
View analyzed profile →PRO

Holdings as filed

CUSIPTickerIssuerValue% port.SharesClassVoting
45258J102IMVTIMMUNOVANT INC$58.9M16.1%1,398,372CommonSOLE
21924B302CLMCORNERSTONE STRATEGIC VALUE$38.7M10.6%5,385,351CommonSOLE
770700102HOODROBINHOOD MKTS INC$27.1M7.42%2,131,031CommonSOLE
21924U300CRFCORNERSTONE TOTAL RETURN FD$18.1M4.94%2,562,673CommonSOLE
74971D101RPTUSDRPT REALTY$9.0M2.45%700,000CommonSOLE
53122981322941EURLIBERTY MEDIA CORP DEL$8.2M2.24%285,065CommonSOLE
538034AU3LYV 2 02/15/25LIVE NATION ENTERTAINMENT IN$7.7M2.10%7,310CommonSOLE
009066AB7ABNB 0 03/15/26AIRBNB INC$6.7M1.82%7,411CommonSOLE
82509LAA5SHOPCN 0.125 11/01/25SHOPIFY INC$5.9M1.61%6,242CommonSOLE
00971T101AKAMAKAMAI TECHNOLOGIES INC$5.7M1.56%48,144CommonSOLE
977852AD4WOLF 1.875 12/01/29WOLFSPEED INC$5.5M1.49%8,000CommonSOLE
95040Q104WELLWELLTOWER INC$5.2M1.42%57,700CommonSOLE
928298AP3VISHAY INTERTECHNOLOGY INC$5.1M1.40%5,300CommonSOLE
22410JAB2CBRL 0.625 06/15/26CRACKER BARREL OLD CTRY STOR$4.9M1.34%5,675CommonSOLE
25470M109DISHDISH NETWORK CORPORATION$4.5M1.23%780,000CommonSOLE
302635206FSKFS KKR CAP CORP$4.4M1.21%221,000CommonSOLE
26142RAB0DKNG 0 03/15/28DRAFTKINGS INC NEW$4.0M1.09%5,000CommonSOLE
912909108USX1UNITED STATES STL CORP NEW$3.6M1.00%75,000CommonSOLE
G25508105CRHCRH PLC$3.5M0.94%50,000CommonSOLE
29786A106ETSYETSY INC$3.3M0.90%40,613CommonSOLE
737446104POSTPOST HLDGS INC$3.2M0.89%36,900CommonSOLE
67072T108JFRNUVEEN FLOATING RATE INCOME$3.2M0.86%385,000CommonSOLE
78163D100RWAYRUNWAY GROWTH FINANCE CORP$3.2M0.86%250,000CommonSOLE
17259U204CIONCION INVT CORP$2.9M0.80%260,000CommonSOLE
852234AF0XYZ 0.125 03/01/25BLOCK INC$2.9M0.80%3,000CommonSOLE
26614N102DDDUPONT DE NEMOURS INC$2.9M0.79%37,667CommonSOLE
464287481IWPISHARES TR$2.9M0.78%27,498CommonSOLE
03769M304APO 6.75 07/31/26APOLLO GLOBAL MGMT INC$2.8M0.77%50,000CommonSOLE
169656105CMGCHIPOTLE MEXICAN GRILL INC$2.8M0.76%1,219CommonSOLE
184692200CLEARBRIDGE MLP AND MIDSTRM$2.7M0.74%67,400CommonSOLE
83304AAF3SNAP 0 05/01/27SNAP INC$2.4M0.66%3,000CommonSOLE
092533108BKCCUSDBLACKROCK CAP INVT CORP$2.4M0.64%610,000CommonSOLE
703343AG8PATK 1.75 12/01/28PATRICK INDS INC$2.3M0.62%2,000CommonSOLE
67071L106NVGNUVEEN AMT FREE MUN CR INC F$2.2M0.61%190,000CommonSOLE
18469P209EMOCLEARBRIDGE ENERGY MIDSTRM O$2.2M0.60%63,300CommonSOLE
42809H107HESHESS CORP$2.2M0.60%15,191CommonSOLE
92835W107ZTRVIRTUS TOTAL RETURN FD INC$2.2M0.59%395,222CommonSOLE
69346N107PDXPIMCO DYNAMIC INCOME STRATEG$2.1M0.58%102,926CommonSOLE
45257U108IMNMIMMUNOME INC$2.1M0.56%192,333CommonSOLE
09257R101BGBBLACKSTONE STRATEGIC CRED 20$2.0M0.56%180,556CommonSOLE
09260U109BCATBLACKROCK CAP ALLOCATION TER$2.0M0.55%135,000CommonSOLE
G4566710546HHOLLYSYS AUTOMATION TCHNGY L$2.0M0.54%75,000CommonSOLE
112830104RABROOKFIELD REAL ASSETS INCOM$1.9M0.52%150,000CommonSOLE
399473206GRPNGROUPON INC$1.9M0.51%145,605CommonSOLE
464287515IGVISHARES TR$1.8M0.50%4,496CommonSOLE
437076102HDHOME DEPOT INC$1.8M0.50%5,262CommonSOLE
036752103ELVELEVANCE HEALTH INC$1.8M0.48%3,763CommonSOLE
594918104MSFTMICROSOFT CORP$1.6M0.44%4,262CommonSOLE
25470MAB5DISH 3.375 08/15/26DISH NETWORK CORPORATION$1.6M0.43%3,000CommonSOLE
084670702BRK/BBERKSHIRE HATHAWAY INC DEL$1.6M0.43%4,418CommonSOLE
670750108NMAINUVEEN MULTI ASSET INCOME FU$1.5M0.42%125,000CommonSOLE
192446102CTSHCOGNIZANT TECHNOLOGY SOLUTIO$1.5M0.40%19,380CommonSOLE
477143AP6JBLU 0.5 04/01/26JETBLUE AIRWAYS CORP$1.4M0.39%2,000CommonSOLE
64133Q108NBXGNEUBERGER BERMAN NEXT GENERA$1.4M0.39%131,440CommonSOLE
L6673X107NGMSUSDNEOGAMES S A$1.4M0.39%50,000CommonSOLE
78518H202BRWSABA CAPITAL INCOME AND OPRNT$1.4M0.39%185,000CommonSOLE
231021106CMICUMMINS INC$1.4M0.39%5,924CommonSOLE
67070X101NZFNUVEEN MUNICIPAL CREDIT INC$1.4M0.39%119,915CommonSOLE
670663103NMCONUVEEN MUN CR OPPORTUNITIES$1.4M0.39%141,465CommonSOLE
09260K101BSTZBLACKROCK SCIENCE AND TECHNOLO$1.4M0.37%81,500CommonSOLE
30290Y101FSCOFS CREDIT OPPORTUNITIES CORP$1.3M0.36%230,000CommonSOLE
31423P108FMNFEDERATED HERMES PREM MUNI I$1.3M0.35%117,454CommonSOLE
G54950103LINLINDE PLC$1.3M0.35%3,111CommonSOLE
27828H105XEVVXEATON VANCE LTD DURATION INC$1.2M0.34%130,000CommonSOLE
69349H107TXNMPNM RES INC$1.2M0.33%29,460CommonSOLE
Y2573F102FLEXFLEX LTD$1.2M0.33%40,000CommonSOLE
81752R100SRGSERITAGE GROWTH PPTYS$1.2M0.32%126,572CommonSOLE
013091103ACIALBERTSONS COS INC$1.1M0.31%50,000CommonSOLE
67080D103NPCTNUVEEN CORE PLUS IMPACT FUND$1.1M0.30%110,000CommonSOLE
G9074V106TRISTAR ACQUISITION I CORP$1.1M0.29%100,000CommonSOLE
G3167L109ENPHYS ACQUISITION CORP$1.1M0.29%100,000CommonSOLE
04956D107ATMUATMUS FILTRATION TECHNOLOGIE$1.1M0.29%45,000CommonSOLE
56064Q107MEGIMAINSTAY CBRE GBL INFRA MEG$1.0M0.28%80,000CommonSOLE
852234AK9XYZ 0.25 11/01/27BLOCK INC$1.0M0.27%1,223CommonSOLE
06759L103BBDCBARINGS BDC INC$986,7000.27%115,000CommonSOLE
G8766E109TGHEURTEXTAINER GROUP HOLDINGS LTD$984,0000.27%20,000CommonSOLE
92189F676SMHVANECK ETF TRUST$974,2010.27%5,571CommonSOLE
393221106GREEN PLAINS PARTNERS LP$923,8670.25%72,574CommonSOLE
698884AE3PAR 1.5 10/15/27PAR TECHNOLOGY CORP$883,0000.24%1,000CommonSOLE
45826H109ITGRINTEGER HLDGS CORP$871,9040.24%8,800CommonSOLE
278865100ECLECOLAB INC$858,8560.23%4,330CommonSOLE
916896103UECURANIUM ENERGY CORP$832,0000.23%130,000CommonSOLE
464287739IYRISHARES TR$803,0370.22%8,785CommonSOLE
78464A599XSWSPDR SER TR$753,3040.21%5,011CommonSOLE
53814L108LTHM1EURLIVENT CORP$733,6200.20%40,802CommonSOLE
23804L103DDOGDATADOG INC$728,2800.20%6,000CommonSOLE
72200W106PMLPIMCO MUN INCOME FD II$715,9330.20%86,257CommonSOLE
46132C107VMOINVESCO MUN OPPORTUNITY TR$684,2320.19%71,200CommonSOLE
693506107PPGPPG INDS INC$682,8450.19%4,566CommonSOLE
75737FAE8RDFN 0.5 04/01/27REDFIN CORP$641,9000.18%1,000CommonSOLE
98422E103XERSXERIS BIOPHARMA HOLDINGS INC$634,5000.17%270,000CommonSOLE
46133G107IQIINVESCO QUALITY MUN INCOME T$633,4800.17%66,612CommonSOLE
00912X302ALAIR LEASE CORP$608,1300.17%14,500CommonSOLE
55003T107LL FLOORING HOLDINGS INC$585,0000.16%150,000CommonSOLE
09262F100ECATBLACKROCK ESG CAP ALLC TERM$563,3730.15%34,927CommonSOLE
25179M103DVNDEVON ENERGY CORP NEW$536,5330.15%11,844CommonSOLE
G6859L105BRLSOXUS ACQUISITION CORP$521,3910.14%46,100CommonSOLE
464287804IJRISHARES TR$497,9500.14%4,600CommonSOLE
46132E103VKIINVESCO ADVANTAGE MUN INCOME$494,0460.13%58,467CommonSOLE
27826U108EVNEATON VANCE MUNI INCOME TRUS$491,0000.13%50,000CommonSOLE
92536C103VERUEURVERU INC$422,6410.12%587,001CommonSOLE
81369Y886XLUSELECT SECTOR SPDR TR$407,0220.11%6,427CommonSOLE
549498103CCIVGBPLUCID GROUP INC$400,8590.11%95,216CommonSOLE
464287507IJHISHARES TR$381,3580.10%1,376CommonSOLE
292671708UUUUENERGY FUELS INC$359,5000.10%50,000CommonSOLE
67074Y105JRINUVEEN REAL ASSET INCOME AND G$351,6000.10%30,000CommonSOLE
231647207NXGNXG NEXTGEN INFRASTR INCM FD$347,6170.09%9,781CommonSOLE
464287242LQDISHARES TR$324,7870.09%2,935CommonSOLE
33733G109FIRST TR SPECIALTY FIN AND FIN$319,8590.09%89,346CommonSOLE
338478100XFFCXFLAHERTY AND CRUMRINE PFD SECS$319,7000.09%23,000CommonSOLE
244199105DEDEERE AND CO$317,8970.09%795CommonSOLE
46625H100JPMJPMORGAN CHASE AND CO$311,4530.09%1,831CommonSOLE
57636Q104MAMASTERCARD INCORPORATED$311,3520.09%730CommonSOLE
654110AG0NIKOLA CORP$306,1170.08%258CommonSOLE
47215P106JDJD.COM INC$300,1670.08%10,390CommonSOLE
09857L108BKNGBOOKING HOLDINGS INC$297,9660.08%84CommonSOLE
808513105SCHWSCHWAB CHARLES CORP$271,5540.07%3,947CommonSOLE
060505104BACBANK AMERICA CORP$270,9090.07%8,046CommonSOLE
318136108FINTECH ECOSYSTEM DEVE$269,8700.07%25,000CommonSOLE
565849106MRO*MARATHON OIL CORP$266,2190.07%11,019CommonSOLE
438516106HONHONEYWELL INTL INC$263,6050.07%1,257CommonSOLE
674599105OXYOCCIDENTAL PETE CORP$261,8280.07%4,385CommonSOLE
857477103STTSTATE STR CORP$259,9560.07%3,356CommonSOLE
75513E101RTXRTX CORPORATION$259,6560.07%3,086CommonSOLE
375558103GILDGILEAD SCIENCES INC$258,7460.07%3,194CommonSOLE
880198106TEMPLETON GLOBAL INCOME FD$257,1930.07%67,861CommonSOLE
92826C839VVISA INC$256,1840.07%984CommonSOLE
84741T104SPESPECIAL OPPORTUNITIES FD INC$254,0890.07%21,424CommonSOLE
91913Y100VLOVALERO ENERGY CORP$253,1100.07%1,947CommonSOLE
10949T109BRSPBRIGHTSPIRE CAPITAL INC$252,7140.07%33,967CommonSOLE
00206R102TAT AND T INC$251,7670.07%15,004CommonSOLE
70450Y103PYPLPAYPAL HLDGS INC$251,4130.07%4,094CommonSOLE
02079K305GOOGLALPHABET INC$251,1630.07%1,798CommonSOLE
59156R108METMETLIFE INC$251,0960.07%3,797CommonSOLE
92343V104VZVERIZON COMMUNICATIONS INC$250,8560.07%6,654CommonSOLE
G96629103WTWWILLIS TOWERS WATSON PLC LTD$249,6420.07%1,035CommonSOLE
666807102NOCNORTHROP GRUMMAN CORP$247,1780.07%528CommonSOLE
29355A107ENPHENPHASE ENERGY INC$241,0230.07%1,824CommonSOLE
29273V100ETENERGY TRANSFER L P$233,6620.06%16,932CommonSOLE
464287390ILFISHARES TR$233,0320.06%8,019CommonSOLE
617446448MSMORGAN STANLEY$233,0320.06%2,499CommonSOLE
095825105BRBSBLUE RIDGE BANKSHARES INC VA$233,0070.06%76,900CommonSOLE
126408103CSXCSX CORP$229,7580.06%6,627CommonSOLE
464288281EMBISHARES TR$224,1640.06%2,517CommonSOLE
874039100TSMTAIWAN SEMICONDUCTOR MFG LTD$223,6000.06%2,150CommonSOLE
278642103EBAYEBAY INC.$223,3340.06%5,120CommonSOLE
718546104PSXPHILLIPS 66$221,4120.06%1,663CommonSOLE
02079K107GOOGALPHABET INC$216,8910.06%1,539CommonSOLE
22266T109CPNGCOUPANG INC$207,2320.06%12,800CommonSOLE
020764106AMRALPHA METALLURGICAL RESOUR I$202,3350.06%597CommonSOLE
87265H109T86TRI POINTE HOMES INC$201,2490.05%5,685CommonSOLE
12504L109CBRECBRE GROUP INC$200,5160.05%2,154CommonSOLE
34959E109FTNTFORTINET INC$200,1140.05%3,419CommonSOLE
46590V100JBGSJBG SMITH PPTYS$196,2780.05%11,539CommonSOLE
46131B704IVRINVESCO MORTGAGE CAPITAL INC$188,8420.05%21,314CommonSOLE
606710AA9MITK 0.75 02/01/26MITEK SYS INC$185,5000.05%200CommonSOLE
318672706FBPFIRST BANCORP P R$182,8250.05%11,114CommonSOLE
726503105PAAPLAINS ALL AMERN PIPELINE L$181,7390.05%11,996CommonSOLE
49456B101KMIKINDER MORGAN INC DEL$177,7940.05%10,079CommonSOLE
46222L108IONQIONQ INC$173,4720.05%14,001CommonSOLE
53814X102LIVXEURLIVEONE INC$139,0000.04%100,000CommonSOLE
92707Y108VFFVILLAGE FARMS INTL INC$136,9800.04%180,000CommonSOLE
82968B103SIRIEURSIRIUS XM HOLDINGS INC$135,5740.04%24,785CommonSOLE
46132P108IIMINVESCO VALUE MUN INCOME TR$131,3760.04%11,200CommonSOLE
845467109SWN1EURSOUTHWESTERN ENERGY CO$110,6430.03%16,892CommonSOLE
405217100HAINHAIN CELESTIAL GROUP INC$109,5000.03%10,000CommonSOLE
98955G103ZEROFOX HLDGS INC$92,7570.03%106,617CommonSOLE
02008G102ALLURION TECHNOLOGIES INC$84,2850.02%22,536CommonSOLE
86627T108SMMTSUMMIT THERAPEUTICS INC$78,3000.02%30,000CommonSOLE
91823B109UWMCUWM HOLDINGS CORPORATION$75,8190.02%10,604CommonSOLE
83301J100SNALSNAIL INC$72,9560.02%59,800CommonSOLE
72919P202PLUGPLUG POWER INC$67,5000.02%15,000CommonSOLE
G4236L138GFAIGUARDFORCE AI CO LTD$66,4000.02%20,000CommonSOLE
550424105LUMINAR TECHNOLOGIES INC$57,7280.02%17,130CommonSOLE
85859N102STEM INC$51,4140.01%13,251CommonSOLE
G5709L109LUMIRADX LTD$48,1170.01%747,157CommonSOLE
91688R108URGUR-ENERGY INC$46,2000.01%30,000CommonSOLE
74623V103PCTPURECYCLE TECHNOLOGIES INC$41,6990.01%10,296CommonSOLE
62548M100MPLNUSDMULTIPLAN CORPORATION$36,9840.01%25,683CommonSOLE
483104204KAIVAL BRNDS INNOVATNS GRP I$20,1000.01%100,000CommonSOLE
G7S53R104PROKIDNEY CORP$19,9110.01%11,186CommonSOLE
91822J202LO9AVBI VACCINES INC CDA$14,6880.00%25,000CommonSOLE
051774115AUROWAURORA INNOVATION INC$6,4500.00%12,500CommonSOLE
G9831X122ZLSWFZALATORIS II ACQUISITION COR$5,0890.00%99,580CommonSOLE
G4124C117GRABWGRAB HOLDINGS LIMITED$3,9520.00%17,800CommonSOLE
68236X118TOIIWTHE ONCOLOGY INSTITUTE INC$3,2530.00%25,024CommonSOLE
52178J113LFLYWLEAFLY HOLDINGS INC$7810.00%49,750CommonSOLE
04301G128ARTELO BIOSCIENCES INC$5630.00%14,099CommonSOLE
81663L119WGSWWGENEDX HOLDINGS CORP$2380.00%20,000CommonSOLE
G30449121ENERGEM CORP$1090.00%10,300CommonSOLE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.