Q3 2024 · 13F-HR
Alpine Global Management, LLCholdings as filed
Filed 2024-11-14 · accession 0001581655-24-000012
$413.1M
Reported value
160
Positions
2024-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 45258J102 | IMVT | IMMUNOVANT INC | $53.7M | 13.0% | 1,882,704 | Common | SOLE |
| 21924B302 | CLM | CORNERSTONE STRATEGIC VALUE | $45.4M | 11.0% | 5,907,907 | Common | SOLE |
| 770700102 | HOOD | ROBINHOOD MKTS INC | $26.5M | 6.40% | 1,129,502 | Common | SOLE |
| 21924U300 | CRF | CORNERSTONE TOTAL RETURN FD | $20.8M | 5.03% | 2,569,928 | Common | SOLE |
| 03945R102 | ACHR | ARCHER AVIATION INC | $11.6M | 2.80% | 3,812,696 | Common | SOLE |
| 09253X102 | XMUIX | BLACKROCK MUNICIPAL INCOME | $9.1M | 2.21% | 724,410 | Common | SOLE |
| 122017AB2 | BURL 2.25 04/15/25 | BURLINGTON STORES INC | $8.8M | 2.12% | 6,955 | Common | SOLE |
| 75737FAE8 | RDFN 0.5 04/01/27 | REDFIN CORP | $8.4M | 2.04% | 11,895 | Common | SOLE |
| 09260U109 | BCAT | BLACKROCK CAP ALLOCATION TER | $7.4M | 1.79% | 450,000 | Common | SOLE |
| 76954AAB9 | RIVN 4.625 03/15/29 | RIVIAN AUTOMOTIVE INC | $6.8M | 1.64% | 7,500 | Common | SOLE |
| 858912108 | SRCLEUR | STERICYCLE INC | $6.7M | 1.62% | 109,703 | Common | SOLE |
| 09262F100 | ECAT | BLACKROCK ESG CAP ALLC TERM | $6.4M | 1.55% | 360,000 | Common | SOLE |
| M7S64L123 | PGY | PAGAYA TECHNOLOGIES LTD | $6.0M | 1.46% | 570,000 | Common | SOLE |
| 472145AF8 | JAZZ 2 06/15/26 | JAZZ INVESTMENTS I LTD | $6.0M | 1.45% | 6,000 | Common | SOLE |
| 682189105 | ON | ON SEMICONDUCTOR CORP | $5.9M | 1.43% | 81,600 | Common | SOLE |
| 78163D100 | RWAY | RUNWAY GROWTH FINANCE CORP | $5.4M | 1.30% | 522,327 | Common | SOLE |
| 10949T109 | BRSP | BRIGHTSPIRE CAPITAL INC | $5.1M | 1.24% | 916,541 | Common | SOLE |
| 148806102 | CTLTEUR | CATALENT INC | $4.5M | 1.10% | 75,000 | Common | SOLE |
| 912909108 | USX1 | UNITED STATES STL CORP NEW | $4.5M | 1.08% | 126,515 | Common | SOLE |
| 81180WBL4 | STX 3.5 06/01/28 | SEAGATE HDD CAYMAN | $4.3M | 1.04% | 3,000 | Common | SOLE |
| 225447AD3 | WOLF 1.75 05/01/26 | WOLFSPEED INC | $4.2M | 1.02% | 6,000 | Common | SOLE |
| 09260K101 | BSTZ | BLACKROCK SCIENCE AND TECHNOLO | $4.0M | 0.97% | 208,876 | Common | SOLE |
| 48203R104 | JNP | JUNIPER NETWORKS INC | $3.9M | 0.94% | 100,000 | Common | SOLE |
| 013091103 | ACI | ALBERTSONS COS INC | $3.7M | 0.89% | 200,000 | Common | SOLE |
| 69346N107 | PDX | PIMCO DYNAMIC INCOME STRATEG | $3.6M | 0.88% | 154,432 | Common | SOLE |
| 00764C109 | AVK | ADVENT CONV AND INCOME FD | $3.5M | 0.85% | 298,611 | Common | SOLE |
| 00326L100 | XAODX | ABRDN TOTAL DYNAMIC DIVIDEND | $3.4M | 0.83% | 375,000 | Common | SOLE |
| 92556H206 | 0VVB | PARAMOUNT GLOBAL | $3.4M | 0.82% | 317,740 | Common | SOLE |
| 003057106 | ACP | ABRDN INCOME CREDIT STRATEGI | $3.3M | 0.80% | 500,000 | Common | SOLE |
| 90353T100 | UBER | UBER TECHNOLOGIES INC | $3.3M | 0.80% | 43,897 | Common | SOLE |
| 17259U204 | CION | CION INVT CORP | $3.2M | 0.78% | 270,000 | Common | SOLE |
| 09260E105 | BMEZ | BLACKROCK HEALTH SCIENCES TE | $3.1M | 0.76% | 197,764 | Common | SOLE |
| 294628102 | HP5A | EQUITY COMWLTH | $3.1M | 0.75% | 155,000 | Common | SOLE |
| 43010E404 | HFRO | HIGHLAND OPPORTUNITIES | $3.1M | 0.74% | 500,000 | Common | SOLE |
| 09260Q108 | BTX | BLACKROCK INNOVATION AND GRW | $2.9M | 0.70% | 381,075 | Common | SOLE |
| 29260Y109 | 0C3 | ENDEAVOR GROUP HLDGS INC | $2.9M | 0.69% | 100,000 | Common | SOLE |
| 31423P108 | FMN | FEDERATED HERMES PREM MUNI I | $2.8M | 0.69% | 228,000 | Common | SOLE |
| 86745KAH7 | NOVA 2.625 02/15/28 | SUNNOVA ENERGY INTL INC. | $2.6M | 0.63% | 4,200 | Common | SOLE |
| G4923T105 | IVCBF | INVESTCORP EUROPE ACQUISITIO | $2.6M | 0.63% | 220,000 | Common | SOLE |
| 23804LAB9 | DDOG 0.125 06/15/25 | DATADOG INC | $2.6M | 0.63% | 2,000 | Common | SOLE |
| 670656107 | NRK | NUVEEN NEW YORK AMT QLT MUNI | $2.6M | 0.62% | 230,000 | Common | SOLE |
| 03761U502 | MFIC | MIDCAP FINANCIAL INVSTMNT CO | $2.6M | 0.62% | 191,300 | Common | SOLE |
| 852234AF0 | XYZ 0.125 03/01/25 | BLOCK INC | $2.4M | 0.59% | 2,500 | Common | SOLE |
| 67071L106 | NVG | NUVEEN AMT FREE MUN CR INC F | $2.4M | 0.58% | 180,000 | Common | SOLE |
| 829933100 | SIRI | SIRIUSXM HOLDINGS INC | $2.4M | 0.57% | 100,000 | Common | SOLE |
| 928377100 | VSTOEUR | VISTA OUTDOOR INC | $2.4M | 0.57% | 60,000 | Common | SOLE |
| 977852AB8 | WOLF 0.25 02/15/28 | WOLFSPEED INC | $2.3M | 0.57% | 6,000 | Common | SOLE |
| 36240A101 | GUT | GABELLI UTIL TR | $2.3M | 0.55% | 436,411 | Common | SOLE |
| 09175RAA8 | BTDR 8.5 08/15/29 | BITDEER TECHNOLOGIES GROUP | $2.2M | 0.53% | 1,850 | Common | SOLE |
| 538034AU3 | LYV 2 02/15/25 | LIVE NATION ENTERTAINMENT IN | $2.2M | 0.53% | 2,000 | Common | SOLE |
| 00971T101 | AKAM | AKAMAI TECHNOLOGIES INC | $2.2M | 0.52% | 21,386 | Common | SOLE |
| 78518H202 | BRW | SABA CAPITAL INCOME AND OPRNT | $2.1M | 0.51% | 275,000 | Common | SOLE |
| 302635206 | FSK | FS KKR CAP CORP | $2.0M | 0.48% | 100,000 | Common | SOLE |
| 67070X101 | NZF | NUVEEN MUNICIPAL CREDIT INC | $2.0M | 0.48% | 150,000 | Common | SOLE |
| 845467109 | SWN1EUR | SOUTHWESTERN ENERGY CO | $1.8M | 0.43% | 251,063 | Common | SOLE |
| 05465P101 | AXNX* | AXONICS INC | $1.7M | 0.42% | 25,000 | Common | SOLE |
| G8192N103 | — | SK GROWTH OPPORTUNITIES CORP | $1.7M | 0.41% | 150,000 | Common | SOLE |
| 67401P405 | OCSL | OAKTREE SPECIALTY LENDING CO | $1.6M | 0.39% | 100,000 | Common | SOLE |
| G4790U102 | USAR | INFLECTION PT ACQUISITN CRP | $1.6M | 0.39% | 150,000 | Common | SOLE |
| G1890L107 | CPRI | CAPRI HOLDINGS LIMITED | $1.5M | 0.37% | 36,000 | Common | SOLE |
| 670663103 | NMCO | NUVEEN MUN CR OPPORTUNITIES | $1.4M | 0.34% | 120,690 | Common | SOLE |
| 88339PAD3 | REAL 1 03/01/28 | THE REALREAL INC | $1.4M | 0.34% | 3,000 | Common | SOLE |
| 78468R556 | XOP | SPDR SER TR | $1.3M | 0.33% | 10,238 | Common | SOLE |
| 464287655 | IWM | ISHARES TR | $1.3M | 0.32% | 6,000 | Common | SOLE |
| 42806J700 | HTZ | HERTZ GLOBAL HLDGS INC | $1.3M | 0.32% | 399,575 | Common | SOLE |
| 18914E106 | GLO | CLOUGH GLOBAL OPPORTUNITIES | $1.3M | 0.32% | 241,244 | Common | SOLE |
| 46133G107 | IQI | INVESCO QUALITY MUN INCOME T | $1.3M | 0.32% | 125,000 | Common | SOLE |
| 98980GAB8 | ZS 0.125 07/01/25 | ZSCALER INC | $1.2M | 0.30% | 1,000 | Common | SOLE |
| 45784PAK7 | PODD 0.375 09/01/26 | INSULET CORP | $1.2M | 0.29% | 1,000 | Common | SOLE |
| 78462F103 | SPY | SPDR S AND P 500 ETF TR | $1.2M | 0.28% | 2,044 | Common | SOLE |
| 977852AD4 | WOLF 1.875 12/01/29 | WOLFSPEED INC | $1.1M | 0.28% | 3,136 | Common | SOLE |
| 01626W101 | ALIT | ALIGHT INC | $1.1M | 0.27% | 150,000 | Common | SOLE |
| 443510607 | HUBB | HUBBELL INC | $1.0M | 0.25% | 2,443 | Common | SOLE |
| 53635D202 | LQDA | LIQUIDIA CORPORATION | $1.0M | 0.24% | 100,000 | Common | SOLE |
| 384747101 | GRAL | GRAIL INC | $994,009 | 0.24% | 72,239 | Common | SOLE |
| 698884AE3 | PAR 1.5 10/15/27 | PAR TECHNOLOGY CORP | $991,500 | 0.24% | 1,000 | Common | SOLE |
| L8681T102 | SPOT | SPOTIFY TECHNOLOGY S A | $986,186 | 0.24% | 2,676 | Common | SOLE |
| 71375UAF8 | PRFT 0.125 11/15/26 | PERFICIENT INC | $983,000 | 0.24% | 1,000 | Common | SOLE |
| G96629103 | WTW | WILLIS TOWERS WATSON PLC LTD | $980,490 | 0.24% | 3,329 | Common | SOLE |
| 890516107 | TR | TOOTSIE ROLL INDS INC | $972,520 | 0.24% | 31,402 | Common | SOLE |
| 023436108 | AMED | AMEDISYS INC | $965,100 | 0.23% | 10,000 | Common | SOLE |
| 81369Y100 | XLB | SELECT SECTOR SPDR TR | $937,874 | 0.23% | 9,731 | Common | SOLE |
| 95766B109 | EHI | WESTERN ASSET GBL HIGH INC F | $911,007 | 0.22% | 131,269 | Common | SOLE |
| 487836108 | K | KELLANOVA | $907,180 | 0.22% | 11,240 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $906,682 | 0.22% | 4,866 | Common | SOLE |
| 92189F700 | MOO | VANECK ETF TRUST | $847,298 | 0.21% | 11,221 | Common | SOLE |
| 670657105 | XNEAX | NUVEEN AMT FREE QLTY MUN INC | $837,900 | 0.20% | 70,000 | Common | SOLE |
| 81752R100 | SRG | SERITAGE GROWTH PPTYS | $822,287 | 0.20% | 176,836 | Common | SOLE |
| 651229106 | NWL | NEWELL BRANDS INC | $804,803 | 0.19% | 104,792 | Common | SOLE |
| 78464A698 | KRE | SPDR SER TR | $804,456 | 0.19% | 14,213 | Common | SOLE |
| 92240M108 | VGREUR | VECTOR GROUP LTD | $797,191 | 0.19% | 53,431 | Common | SOLE |
| 81369Y209 | XLV | SELECT SECTOR SPDR TR | $792,433 | 0.19% | 5,145 | Common | SOLE |
| G0751N103 | ABYEUR | ATLANTICA SUSTAINABLE INFR P | $751,496 | 0.18% | 34,190 | Common | SOLE |
| 86745KAF1 | NOVA 0.25 12/01/26 | SUNNOVA ENERGY INTL INC. | $735,826 | 0.18% | 1,000 | Common | SOLE |
| 09739D100 | BCC | BOISE CASCADE CO DEL | $675,717 | 0.16% | 4,793 | Common | SOLE |
| G63365103 | MURA | MURAL ONCOLOGY PUB LTD CO | $659,140 | 0.16% | 210,588 | Common | SOLE |
| 67069Y102 | XNXJX | NUVEEN NEW JERSEY QULT MUN F | $652,000 | 0.16% | 50,000 | Common | SOLE |
| 33733G109 | — | FIRST TR SPECIALTY FIN AND FIN | $649,165 | 0.16% | 159,500 | Common | SOLE |
| 36242H104 | XGDVX | GABELLI DIVID AND INCOME TR | $611,250 | 0.15% | 25,000 | Common | SOLE |
| 78574H104 | SOC | SABLE OFFSHORE CORP | $590,750 | 0.14% | 25,000 | Common | SOLE |
| 18913Y103 | GLV | CLOUGH GLOBAL DIVID AND INCOME | $569,263 | 0.14% | 96,649 | Common | SOLE |
| 531229722 | LLYVK* | LIBERTY MEDIA CORP DEL | $513,300 | 0.12% | 10,000 | Common | SOLE |
| 92536C103 | VERUEUR | VERU INC | $499,850 | 0.12% | 650,000 | Common | SOLE |
| 55305B101 | MHO | M/I HOMES INC | $491,632 | 0.12% | 2,869 | Common | SOLE |
| 36251C103 | GMS1EUR | GMS INC | $486,180 | 0.12% | 5,368 | Common | SOLE |
| 922908629 | VO | VANGUARD INDEX FDS | $476,477 | 0.12% | 1,806 | Common | SOLE |
| 57164YAF4 | VAC 3.25 12/15/27 | MARRIOTT VACATIONS WORLDWIDE | $465,990 | 0.11% | 500 | Common | SOLE |
| 46132E103 | VKI | INVESCO ADVANTAGE MUN INCOME | $465,500 | 0.11% | 50,000 | Common | SOLE |
| 07134L107 | BATL | BATTALION OIL CORP | $462,378 | 0.11% | 69,322 | Common | SOLE |
| 98422E103 | XERS | XERIS BIOPHARMA HOLDINGS INC | $456,000 | 0.11% | 160,000 | Common | SOLE |
| 46222L108 | IONQ | IONQ INC | $449,489 | 0.11% | 51,429 | Common | SOLE |
| 000957100 | ABM | ABM INDS INC | $447,035 | 0.11% | 8,473 | Common | SOLE |
| 00164V103 | AMCX | AMC NETWORKS INC | $429,173 | 0.10% | 49,387 | Common | SOLE |
| 08862EAB5 | BYND 0 03/15/27 | BEYOND MEAT INC | $400,000 | 0.10% | 2,500 | Common | SOLE |
| 84741T104 | SPE | SPECIAL OPPORTUNITIES FD INC | $347,750 | 0.08% | 25,000 | Common | SOLE |
| 535919500 | LGF/BEUR | LIONS GATE ENTMNT CORP | $346,000 | 0.08% | 50,000 | Common | SOLE |
| 127203107 | WHD | CACTUS INC | $339,105 | 0.08% | 5,683 | Common | SOLE |
| 76118Y104 | REZI | RESIDEO TECHNOLOGIES INC | $329,269 | 0.08% | 16,349 | Common | SOLE |
| 030506109 | AMWD | AMERICAN WOODMARK CORPORATIO | $307,544 | 0.07% | 3,291 | Common | SOLE |
| 17166A101 | CBUS | CIBUS INC | $290,577 | 0.07% | 89,134 | Common | SOLE |
| 292671708 | UUUU | ENERGY FUELS INC | $274,500 | 0.07% | 50,000 | Common | SOLE |
| 001744101 | AMN | AMN HEALTHCARE SVCS INC | $273,288 | 0.07% | 6,447 | Common | SOLE |
| 131428104 | CLMT | CALUMET INC | $270,062 | 0.07% | 15,155 | Common | SOLE |
| 05351W103 | AGREUR | AVANGRID INC | $262,412 | 0.06% | 7,332 | Common | SOLE |
| 690732102 | ACH | OWENS AND MINOR INC NEW | $252,578 | 0.06% | 16,098 | Common | SOLE |
| 149568107 | CVCO | CAVCO INDS INC DEL | $242,812 | 0.06% | 567 | Common | SOLE |
| 09259E108 | TCPC | BLACKROCK TCP CAPITAL CORP | $242,068 | 0.06% | 29,200 | Common | SOLE |
| 577096100 | MTTR* | MATTERPORT INC | $225,000 | 0.05% | 50,000 | Common | SOLE |
| 549498103 | CCIVGBP | LUCID GROUP INC | $220,625 | 0.05% | 62,500 | Common | SOLE |
| 86627T108 | SMMT | SUMMIT THERAPEUTICS INC | $219,000 | 0.05% | 10,000 | Common | SOLE |
| 95766Q106 | XWIAX | WESTERN ASST INFLTN LKD INM | $208,620 | 0.05% | 24,400 | Common | SOLE |
| G3156P103 | ASA | ASA GOLD AND PRECIOUS MTLS L | $207,800 | 0.05% | 10,000 | Common | SOLE |
| 505336107 | LZB | LA Z BOY INC | $207,781 | 0.05% | 4,840 | Common | SOLE |
| 978097103 | WWW | WOLVERINE WORLD WIDE INC | $201,758 | 0.05% | 11,582 | Common | SOLE |
| 606710AA9 | MITK 0.75 02/01/26 | MITEK SYS INC | $187,794 | 0.05% | 200 | Common | SOLE |
| 377320106 | GLT1EUR | GLATFELTER CORPORATION | $184,298 | 0.04% | 102,388 | Common | SOLE |
| 53626M104 | — | LIONSGATE STUDIOS CORP | $182,854 | 0.04% | 25,574 | Common | SOLE |
| 53814X102 | LIVXEUR | LIVEONE INC | $161,296 | 0.04% | 170,000 | Common | SOLE |
| 916896103 | UEC | URANIUM ENERGY CORP | $155,250 | 0.04% | 25,000 | Common | SOLE |
| 112830104 | RA | BROOKFIELD REAL ASSETS INCOM | $152,234 | 0.04% | 11,112 | Common | SOLE |
| 83570H108 | SONO | SONOS INC | $146,497 | 0.04% | 11,920 | Common | SOLE |
| 86722A103 | SXC | SUNCOKE ENERGY INC | $138,758 | 0.03% | 15,986 | Common | SOLE |
| 811054402 | SSP | SCRIPPS E W CO OHIO | $127,123 | 0.03% | 56,625 | Common | SOLE |
| 30052F100 | EVGO | EVGO INC | $119,182 | 0.03% | 28,788 | Common | SOLE |
| 573331105 | MMLP | MARTIN MIDSTREAM PRTNRS L P | $116,851 | 0.03% | 32,014 | Common | SOLE |
| 032797300 | AVXL | ANAVEX LIFE SCIENCES CORP | $104,262 | 0.03% | 18,356 | Common | SOLE |
| G6333L200 | ITRMF | ITERUM THERAPEUTICS PLC | $70,668 | 0.02% | 64,833 | Common | SOLE |
| 78397Q109 | SES | SES AI CORPORATION | $53,276 | 0.01% | 83,270 | Common | SOLE |
| 83301J100 | SNAL | SNAIL INC | $43,152 | 0.01% | 59,800 | Common | SOLE |
| G4236L138 | GFAI | GUARDFORCE AI CO LTD | $30,750 | 0.01% | 25,000 | Common | SOLE |
| 35834F104 | TE | FREYR BATTERY INC | $30,644 | 0.01% | 31,588 | Common | SOLE |
| 29280W109 | NRGV | ENERGY VAULT HOLDINGS INC | $29,838 | 0.01% | 31,081 | Common | SOLE |
| 36240A184 | — | GABELLI UTIL TR | $28,222 | 0.01% | 1,026,252 | Common | SOLE |
| 051774115 | AUROW | AURORA INNOVATION INC | $10,363 | 0.00% | 12,500 | Common | SOLE |
| 00764C117 | — | ADVENT CONV AND INCOME FD | $6,393 | 0.00% | 321,250 | Common | SOLE |
| G4124C117 | GRABW | GRAB HOLDINGS LIMITED | $4,272 | 0.00% | 17,800 | Common | SOLE |
| 95766B117 | — | WESTERN ASSET GBL HIGH INC F | $1,760 | 0.00% | 160,002 | Common | SOLE |
| 52178J113 | LFLYW | LEAFLY HOLDINGS INC | $1,572 | 0.00% | 49,750 | Common | SOLE |
| 81663L119 | WGSWW | GENEDX HOLDINGS CORP | $1,476 | 0.00% | 20,000 | Common | SOLE |
| 68236X118 | TOIIW | THE ONCOLOGY INSTITUTE INC | $500 | 0.00% | 25,024 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.