Q3 2023 · 13F-HR
Main Management LLCholdings as filed
Filed 2023-11-14 · accession 0001583092-23-000008
$986,459
Reported value
134
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 78462F103 | SPY | LARGE CAP CORE | $116,761 | 11.8% | 273,138 | Common | SOLE |
| 66538H179 | BUYW | MAIN BUYWRITE | $81,593 | 8.27% | 6,134,793 | Common | SOLE |
| 46090E103 | QQQ | NASDAQ | $64,854 | 6.57% | 181,019 | Common | SOLE |
| 66538H237 | INTL | INTERNATIONAL COUNTRY ROTATION | $63,469 | 6.43% | 3,164,908 | Common | SOLE |
| 464287606 | IJK | MID-CAP GROWTH | $60,302 | 6.11% | 834,750 | Common | SOLE |
| 81369Y209 | XLV | HEALTH CARE | $51,774 | 5.25% | 402,161 | Common | SOLE |
| 81369Y704 | XLI | INDUSTRIALS | $49,807 | 5.05% | 491,292 | Common | SOLE |
| 92189F676 | SMH | SEMICONDUCTORS | $45,963 | 4.66% | 317,031 | Common | SOLE |
| 81369Y852 | XLC | COMMUNICATIONS SERVICES | $42,688 | 4.33% | 651,023 | Common | SOLE |
| 66538H278 | TMAT | THEMATIC INNOVATION | $38,528 | 3.91% | 2,836,051 | Common | SOLE |
| 92204A306 | VDE | ENERGY | $35,903 | 3.64% | 283,281 | Common | SOLE |
| 81369Y803 | XLK | TECHNOLOGY | $33,992 | 3.45% | 207,356 | Common | SOLE |
| 46137V357 | RSP | S&P 500 EQUAL WEIGHT | $23,848 | 2.42% | 168,314 | Common | SOLE |
| 464287515 | IGV | SOFTWARE | $23,238 | 2.36% | 68,095 | Common | SOLE |
| 464287457 | SHY | US TREASURIES | $19,832 | 2.01% | 244,925 | Common | SOLE |
| 92204A504 | VHT | HEALTH CARE | $19,226 | 1.95% | 81,776 | Common | SOLE |
| 78464A698 | KRE | REGIONAL BANKS | $18,364 | 1.86% | 439,653 | Common | SOLE |
| 81369Y407 | XLY | CONSUMER DISCRETIONARY | $17,503 | 1.77% | 108,729 | Common | SOLE |
| 66538H591 | SECT | US SECTOR ROTATION | $16,730 | 1.70% | 397,483 | Common | SOLE |
| 78464A870 | XBI | BIOTECHNOLOGY | $16,065 | 1.63% | 220,005 | Common | SOLE |
| 464287465 | EFA | DEVELOPED MARKETS | $14,842 | 1.50% | 215,355 | Common | SOLE |
| 46138G649 | QQQM | NASDAQ 100 | $12,899 | 1.31% | 87,507 | Common | SOLE |
| 46432F842 | IEFA | DEVELOPED MARKETS | $12,743 | 1.29% | 198,029 | Common | SOLE |
| 921937835 | BND | AGGREGATE BONDS | $9,382 | 0.95% | 134,446 | Common | SOLE |
| 922042775 | VEU | ALL WORLD EX-US | $9,043 | 0.92% | 174,342 | Common | SOLE |
| 921909768 | VXUS | ALL WORLD EX-US | $8,964 | 0.91% | 167,495 | Common | SOLE |
| 922042858 | VWO | EMERGING MARKETS | $8,066 | 0.82% | 205,721 | Common | SOLE |
| 81369Y605 | XLF | FINANCIALS | $7,235 | 0.73% | 218,131 | Common | SOLE |
| 464287234 | EEM | EMERGING MARKETS | $5,618 | 0.57% | 148,032 | Common | SOLE |
| 78464A664 | SPTL | LONG TERM TREASURIES | $5,468 | 0.55% | 209,087 | Common | SOLE |
| 464288646 | IGSB | INVESTMENT GRADE COPORATE BONDS | $5,263 | 0.53% | 105,613 | Common | SOLE |
| 92189H607 | OIH | OIL SERVICES | $4,396 | 0.45% | 12,741 | Common | SOLE |
| 46434V860 | TFLO | FLOATING RATE BOND | $3,767 | 0.38% | 74,245 | Common | SOLE |
| 92204A405 | VFH | FINANCIALS | $3,161 | 0.32% | 39,353 | Common | SOLE |
| 464288794 | IAI | BROKER DEALERS | $3,150 | 0.32% | 34,600 | Common | SOLE |
| 46434G103 | IEMG | EMERGING MARKETS | $3,016 | 0.31% | 63,381 | Common | SOLE |
| 464287432 | TLT | 20-YEAR US TREASURIES | $3,009 | 0.31% | 33,929 | Common | SOLE |
| 464287226 | AGG | AGGREGATE BOND | $2,369 | 0.24% | 25,188 | Common | SOLE |
| 92189F106 | GDX | GOLD MINERS | $1,752 | 0.18% | 65,094 | Common | SOLE |
| 81369Y506 | XLE | ENERGY | $1,739 | 0.18% | 19,237 | Common | SOLE |
| 33734X150 | FXR | INDUSTRIALS | $1,723 | 0.17% | 30,000 | Common | SOLE |
| 464288752 | ITB | HOME CONSTRUCTION | $1,617 | 0.16% | 20,600 | Common | SOLE |
| 78468R663 | BIL | US TREASURIES | $1,455 | 0.15% | 15,848 | Common | SOLE |
| 92204A702 | VGT | INFORMATION TECHNOLOGY | $1,455 | 0.15% | 3,506 | Common | SOLE |
| 78464A797 | KBE | FINANCIALS | $1,126 | 0.11% | 30,551 | Common | SOLE |
| 78464A755 | XME | METAL MINERS | $982 | 0.10% | 18,700 | Common | SOLE |
| 464287523 | SOXX | SEMICONDUCTORS | $961 | 0.10% | 2,029 | Common | SOLE |
| 921943858 | VEA | DEVELOPED MARKETS | $773 | 0.08% | 17,681 | Common | SOLE |
| 464287556 | IBB | BIOTECHNOLOGY | $606 | 0.06% | 4,952 | Common | SOLE |
| 464287614 | IWF | LARGE-CAP GROWTH | $565 | 0.06% | 2,126 | Common | SOLE |
| 922908363 | VOO | LARGE CAP | $468 | 0.05% | 1,193 | Common | SOLE |
| 46641Q837 | JPST | SHORT TERM BONDS | $451 | 0.05% | 8,987 | Common | SOLE |
| 500767306 | KWEB | CHINA INTERNET | $395 | 0.04% | 14,433 | Common | SOLE |
| 46431W507 | NEAR | SHORT TERM BONDS | $379 | 0.04% | 7,595 | Common | SOLE |
| 92206C409 | VCSH | SHORT-TERM CORPORATE BONDS | $372 | 0.04% | 4,954 | Common | SOLE |
| 464287168 | DVY | Dow Jones Dividend | $366 | 0.04% | 3,404 | Common | SOLE |
| 921946406 | VYM | US HIGH DIVDEND YIELD | $358 | 0.04% | 3,464 | Common | SOLE |
| 922042742 | VT | GLOBAL EQUITY | $352 | 0.04% | 3,774 | Common | SOLE |
| 37954Y632 | AIQ | ARTIFICIAL INTELLIGENCE & TECH | $322 | 0.03% | 11,960 | Common | SOLE |
| 464286822 | EWW | MEXICO | $291 | 0.03% | 5,000 | Common | SOLE |
| 78463V107 | GLD | GOLD | $260 | 0.03% | 1,516 | Common | SOLE |
| 464287507 | IJH | MIDCAP | $241 | 0.02% | 965 | Common | SOLE |
| 72201R833 | MINT | SHORT TERM BONDS | $215 | 0.02% | 2,150 | Common | SOLE |
| 464287655 | IWM | SMALL-CAP BLEND | $207 | 0.02% | 1,169 | Common | SOLE |
| 464287200 | IVV | S&P 500 VALUE | $191 | 0.02% | 444 | Common | SOLE |
| 808524102 | SCHB | US BROAD MARKET | $186 | 0.02% | 3,740 | Common | SOLE |
| 464287499 | IWR | iShares Russell Mid-Cap | $184 | 0.02% | 2,650 | Common | SOLE |
| 500767769 | KEMX | KraneShares MSCI Em Mkts ex CHN ETF | $184 | 0.02% | 7,177 | Common | SOLE |
| 46090A887 | GSY | SHORT TERM BONDS | $182 | 0.02% | 3,652 | Common | SOLE |
| 922908629 | VO | MID-CAP | $168 | 0.02% | 807 | Common | SOLE |
| 46138E206 | PWZ | CA MUNICIPAL BONDS | $141 | 0.01% | 5,997 | Common | SOLE |
| 464288356 | CMF | CA MUNICIPAL BONDS | $136 | 0.01% | 2,473 | Common | SOLE |
| 921908844 | VIG | US DIVIDEND GROWTH | $129 | 0.01% | 833 | Common | SOLE |
| 389638107 | ETHE | ETHERIUM TRUST | $126 | 0.01% | 11,366 | Common | SOLE |
| 464287648 | IWO | iShares Russell 2000 Growth ETF | $122 | 0.01% | 544 | Common | SOLE |
| 92189F114 | ESPO | VIDEO GAMING & eSPORTS | $119 | 0.01% | 2,305 | Common | SOLE |
| 33738R720 | ROBT | AI & ROBOTICS | $106 | 0.01% | 2,622 | Common | SOLE |
| 922908769 | VTI | US TOTAL MARKET | $97 | 0.01% | 458 | Common | SOLE |
| 00214Q708 | ARKF | FINTECH | $90 | 0.01% | 4,642 | Common | SOLE |
| 00214Q302 | ARKG | GENOMICS | $89 | 0.01% | 3,179 | Common | SOLE |
| 97717W836 | DFJ | JAPAN SMALLCAP | $87 | 0.01% | 1,265 | Common | SOLE |
| 759937204 | IPO | IPO | $81 | 0.01% | 2,548 | Common | SOLE |
| 19762B202 | XCEM | EM ex-China | $80 | 0.01% | 2,914 | Common | SOLE |
| 184499101 | CLNE | Clean Energy Fuels Corp | $77 | 0.01% | 20,000 | Common | SOLE |
| 464288414 | MUB | iShares National Muni Bond ETF | $75 | 0.01% | 735 | Common | SOLE |
| 35473P744 | FLJP | JAPAN | $75 | 0.01% | 2,830 | Common | SOLE |
| 74347B169 | ONLN | ONLINE RETAIL | $74 | 0.01% | 2,407 | Common | SOLE |
| 72201R882 | ZROZ | PIMCO 25 Year Zero Coupon US Trs ETF | $73 | 0.01% | 1,000 | Common | SOLE |
| 33734X192 | SKYY | CLOUD COMPUTING | $68 | 0.01% | 895 | Common | SOLE |
| 46138G706 | TAN | SOLAR | $63 | 0.01% | 1,225 | Common | SOLE |
| 46138G631 | QQQJ | Invesco NASDAQ Next Gen 100 ETF | $62 | 0.01% | 2,500 | Common | SOLE |
| 464286707 | EWQ | FRANCE | $60 | 0.01% | 1,677 | Common | SOLE |
| 35473P736 | FLMX | MEXICO | $58 | 0.01% | 2,015 | Common | SOLE |
| 92206C102 | VGSH | SHORT TERM TREASURY | $55 | 0.01% | 956 | Common | SOLE |
| 00214Q104 | ARKK | ARK INNOVATION | $52 | 0.01% | 1,300 | Common | SOLE |
| 92189F791 | GDXJ | GOLD MINERS | $52 | 0.01% | 1,625 | Common | SOLE |
| 26922A420 | QTUM | QUANTUM COMPUTING | $50 | 0.01% | 1,048 | Common | SOLE |
| 464287598 | IWD | LARGE CAP VALUE | $49 | 0.00% | 323 | Common | SOLE |
| 233051879 | ASHR | CHINA A-SHARES | $42 | 0.00% | 1,618 | Common | SOLE |
| 46428Q109 | SLV | SILVER | $41 | 0.00% | 2,000 | Common | SOLE |
| 464286632 | EIS | ISRAEL | $41 | 0.00% | 753 | Common | SOLE |
| 37954Y442 | CLOU | CLOUD COMPUTING | $40 | 0.00% | 2,125 | Common | SOLE |
| 301505624 | — | CRYPTO INDUSTRY INNOVATORS | $39 | 0.00% | 5,852 | Common | SOLE |
| 464286400 | EWZ | BRAZIL | $38 | 0.00% | 1,240 | Common | SOLE |
| 464286806 | EWG | GERMANY | $33 | 0.00% | 1,258 | Common | SOLE |
| 35473P678 | FLGB | UNITED KINGDOM | $32 | 0.00% | 1,351 | Common | SOLE |
| 464286756 | EWD | SWEDEN | $31 | 0.00% | 929 | Common | SOLE |
| 46434G772 | EWT | TAIWAN | $30 | 0.00% | 671 | Common | SOLE |
| 35473P769 | FLIN | INDIA | $30 | 0.00% | 933 | Common | SOLE |
| 46137V720 | PEJ | LEISURE & ENTERTAINMENT | $30 | 0.00% | 790 | Common | SOLE |
| 78464A714 | XRT | SPDR S&P Retail ETF | $28 | 0.00% | 460 | Common | SOLE |
| 464286509 | EWC | CANADA | $27 | 0.00% | 813 | Common | SOLE |
| 46429B606 | EPOL | POLAND | $24 | 0.00% | 1,430 | Common | SOLE |
| 464286582 | SCJ | JAPAN SMALL-CAP | $23 | 0.00% | 344 | Common | SOLE |
| 35473P710 | FLKR | SOUTH KOREA | $22 | 0.00% | 1,094 | Common | SOLE |
| 389637109 | GBTC | BITCOIN | $21 | 0.00% | 1,100 | Common | SOLE |
| 46429B614 | SMIN | SMALL-CAP INDIA | $18 | 0.00% | 288 | Common | SOLE |
| 81369Y100 | XLB | MATERIALS | $18 | 0.00% | 225 | Common | SOLE |
| 464287804 | IJR | S&P SMALL-CAP | $16 | 0.00% | 173 | Common | SOLE |
| 464288810 | IHI | MEDICAL DEVICES | $15 | 0.00% | 317 | Common | SOLE |
| 67066Y105 | NAC | Nuveen Ca Dividend Adv M | $14 | 0.00% | 1,500 | Common | SOLE |
| 46138E800 | CQQQ | CHINA TECHNOLOGY | $13 | 0.00% | 347 | Common | SOLE |
| 464288281 | EMB | EMERGING INTL DEBT | $12 | 0.00% | 142 | Common | SOLE |
| 464288273 | SCZ | EAFE SMALL-CAP | $12 | 0.00% | 221 | Common | SOLE |
| 464288760 | ITA | AEROSPACE & DEFENSE | $11 | 0.00% | 100 | Common | SOLE |
| 301505590 | FMQQ | FMQQ The Next Frontr Intrnt & Ecmmrc ETF | $10 | 0.00% | 1,000 | Common | SOLE |
| 670657105 | XNEAX | Nuveen AMT-Free Quality Muni Inc | $10 | 0.00% | 1,000 | Common | SOLE |
| 464285204 | IAU | iShares Gold Trust | $9 | 0.00% | 250 | Common | SOLE |
| 464287101 | OEF | S&P 100 | $8 | 0.00% | 40 | Common | SOLE |
| 301505558 | INQQ | INDIA INTERNET AND ECOMMERCE ETF | $6 | 0.00% | 478 | Common | SOLE |
| 922908744 | VTV | Vanguard Value ETF | $5 | 0.00% | 38 | Common | SOLE |
| 500767694 | KSTR | STAR MARKET 50 INDEX | $4 | 0.00% | 309 | Common | SOLE |
| 46432F388 | VLUE | LARGE-CAP VALUE | $3 | 0.00% | 37 | Common | SOLE |
| 500767835 | KURE | CHINA HEALTH CARE | $0 | — | 11 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.