Q3 2023 · 13F-HR
Beta Wealth Group, Inc.holdings as filed
Filed 2023-11-13 · accession 0001594417-23-000004
$169.2M
Reported value
99
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 316188309 | FBND | FIDELITY MERRIMACK STR TR | $13.1M | 7.73% | 300,294 | Common | SOLE |
| 92189F700 | MOO | VANECK ETF TRUST | $11.0M | 6.49% | 139,584 | Common | SOLE |
| 78464A854 | SPYM | SPDR SER TR | $8.0M | 4.71% | 158,431 | Common | SOLE |
| 46641Q332 | JEPI | J P MORGAN EXCHANGE TRADED F | $7.3M | 4.30% | 135,845 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $6.5M | 3.86% | 20,660 | Common | SOLE |
| 464288414 | MUB | ISHARES TR | $6.5M | 3.85% | 63,501 | Common | SOLE |
| 09260D107 | BX | BLACKSTONE INC | $6.3M | 3.71% | 58,546 | Common | SOLE |
| 233051630 | HDEF | DBX ETF TR | $5.8M | 3.45% | 258,675 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $4.9M | 2.88% | 28,429 | Common | SOLE |
| 46654Q203 | JEPQ | J P MORGAN EXCHANGE TRADED F | $4.7M | 2.80% | 100,833 | Common | SOLE |
| 254687106 | DIS | DISNEY WALT CO | $4.7M | 2.80% | 58,335 | Common | SOLE |
| 922907746 | VTEB | VANGUARD MUN BD FDS | $4.5M | 2.67% | 93,767 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $4.0M | 2.39% | 31,787 | Common | SOLE |
| 609207105 | MDLZ | MONDELEZ INTL INC | $3.5M | 2.10% | 51,103 | Common | SOLE |
| 921946794 | VYMI | VANGUARD WHITEHALL FDS | $3.4M | 2.02% | 55,262 | Common | SOLE |
| 713448108 | PEP | PEPSICO INC | $3.4M | 2.01% | 20,088 | Common | SOLE |
| 437076102 | HD | HOME DEPOT INC | $3.1M | 1.82% | 10,165 | Common | SOLE |
| 72201R866 | MUNI | PIMCO ETF TR | $3.0M | 1.75% | 59,035 | Common | SOLE |
| 72200W106 | PML | PIMCO MUN INCOME FD II | $2.8M | 1.67% | 366,376 | Common | SOLE |
| 092528108 | SHYM | BLACKROCK ETF TRUST II | $2.8M | 1.66% | 137,514 | Common | SOLE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $2.8M | 1.65% | 86,064 | Common | SOLE |
| 092528603 | BINC | BLACKROCK ETF TRUST II | $2.7M | 1.59% | 53,208 | Common | SOLE |
| 78467V608 | SRLN | SSGA ACTIVE ETF TR | $2.7M | 1.58% | 63,784 | Common | SOLE |
| 464288240 | ACWX | ISHARES TR | $2.6M | 1.51% | 54,471 | Common | SOLE |
| 92204A504 | VHT | VANGUARD WORLD FDS | $2.4M | 1.43% | 10,314 | Common | SOLE |
| 94106L109 | WM | WASTE MGMT INC DEL | $2.3M | 1.38% | 15,368 | Common | SOLE |
| 46138E511 | PGX | INVESCO EXCH TRADED FD TR II | $2.0M | 1.16% | 178,723 | Common | SOLE |
| 464288372 | IGF | ISHARES TR | $1.9M | 1.10% | 42,808 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $1.8M | 1.08% | 13,897 | Common | SOLE |
| 70450Y103 | PYPL | PAYPAL HLDGS INC | $1.8M | 1.05% | 30,365 | Common | SOLE |
| 00507V109 | AIY | ACTIVISION BLIZZARD INC | $1.6M | 0.92% | 16,629 | Common | SOLE |
| 72201Y101 | PDI | PIMCO DYNAMIC INCOME FD | $1.4M | 0.80% | 78,798 | Common | SOLE |
| 25434V302 | DFAE | DIMENSIONAL ETF TRUST | $1.3M | 0.78% | 58,751 | Common | SOLE |
| 81762P102 | NOW | SERVICENOW INC | $1.1M | 0.68% | 2,052 | Common | SOLE |
| 92206C847 | VGLT | VANGUARD SCOTTSDALE FDS | $1.1M | 0.67% | 20,470 | Common | SOLE |
| 464288448 | IDV | ISHARES TR | $1.0M | 0.62% | 41,064 | Common | SOLE |
| 78464A284 | HYMB | SPDR SER TR | $978,720 | 0.58% | 41,088 | Common | SOLE |
| 78470P705 | MBND | SSGA ACTIVE TR | $974,624 | 0.58% | 37,478 | Common | SOLE |
| 747525103 | QCOM | QUALCOMM INC | $948,416 | 0.56% | 8,540 | Common | SOLE |
| 464287713 | IYZ | ISHARES TR | $895,465 | 0.53% | 42,041 | Common | SOLE |
| 78464A847 | SPMD | SPDR SER TR | $843,252 | 0.50% | 19,257 | Common | SOLE |
| 025072877 | AVUV | AMERICAN CENTY ETF TR | $793,063 | 0.47% | 10,174 | Common | SOLE |
| 25434V500 | DFAS | DIMENSIONAL ETF TRUST | $756,651 | 0.45% | 14,415 | Common | SOLE |
| 038222105 | AMAT | APPLIED MATLS INC | $720,031 | 0.43% | 5,200 | Common | SOLE |
| 46138G508 | BKLN | INVESCO EXCH TRADED FD TR II | $711,207 | 0.42% | 33,883 | Common | SOLE |
| 464288562 | REZ | ISHARES TR | $664,742 | 0.39% | 10,079 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $634,932 | 0.38% | 5,400 | Common | SOLE |
| 285512109 | EA | ELECTRONIC ARTS INC | $626,155 | 0.37% | 5,200 | Common | SOLE |
| 53656F631 | — | LISTED FD TR | $625,650 | 0.37% | 27,777 | Common | SOLE |
| 931142103 | WMT | WALMART INC | $623,895 | 0.37% | 3,901 | Common | SOLE |
| 46641Q126 | JPRE | J P MORGAN EXCHANGE TRADED F | $611,688 | 0.36% | 15,704 | Common | SOLE |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $596,356 | 0.35% | 5,800 | Common | SOLE |
| 25434V872 | DFCF | DIMENSIONAL ETF TRUST | $578,793 | 0.34% | 14,337 | Common | SOLE |
| 58933Y105 | MRK | MERCK & CO INC | $576,653 | 0.34% | 5,601 | Common | SOLE |
| 72201R783 | HYS | PIMCO ETF TR | $569,703 | 0.34% | 6,309 | Common | SOLE |
| 464288158 | SUB | ISHARES TR | $552,554 | 0.33% | 5,372 | Common | SOLE |
| 002824100 | ABT | ABBOTT LABS | $542,360 | 0.32% | 5,600 | Common | SOLE |
| 872540109 | TJX | TJX COS INC NEW | $524,489 | 0.31% | 5,901 | Common | SOLE |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $517,006 | 0.31% | 915 | Common | SOLE |
| 595017104 | MCHP | MICROCHIP TECHNOLOGY INC. | $515,364 | 0.30% | 6,603 | Common | SOLE |
| 126650100 | CVS | CVS HEALTH CORP | $488,909 | 0.29% | 7,002 | Common | SOLE |
| 68389X105 | ORCL | ORACLE CORP | $487,340 | 0.29% | 4,601 | Common | SOLE |
| 617446448 | MS | MORGAN STANLEY | $482,169 | 0.29% | 5,904 | Common | SOLE |
| 375558103 | GILD | GILEAD SCIENCES INC | $480,061 | 0.28% | 6,406 | Common | SOLE |
| 595112103 | MU | MICRON TECHNOLOGY INC | $469,467 | 0.28% | 6,901 | Common | SOLE |
| G5960L103 | MDT | MEDTRONIC PLC | $462,447 | 0.27% | 5,901 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC | $456,960 | 0.27% | 8,500 | Common | SOLE |
| 291011104 | EMR | EMERSON ELEC CO | $454,133 | 0.27% | 4,702 | Common | SOLE |
| 25434V807 | DFIV | DIMENSIONAL ETF TRUST | $434,879 | 0.26% | 13,332 | Common | SOLE |
| 23331A109 | DHI | D R HORTON INC | $429,944 | 0.25% | 4,000 | Common | SOLE |
| 654106103 | NKE | NIKE INC | $420,728 | 0.25% | 4,400 | Common | SOLE |
| 75513E101 | RTX | RTX CORPORATION | $410,427 | 0.24% | 5,703 | Common | SOLE |
| 56585A102 | MPC | MARATHON PETE CORP | $408,845 | 0.24% | 2,702 | Common | SOLE |
| 26614N102 | DD | DUPONT DE NEMOURS INC | $395,507 | 0.23% | 5,302 | Common | SOLE |
| 191216100 | KO | COCA COLA CO | $391,988 | 0.23% | 7,002 | Common | SOLE |
| 949746101 | WMT2 | WELLS FARGO CO NEW | $376,118 | 0.22% | 9,205 | Common | SOLE |
| 842587107 | SO | SOUTHERN CO | $375,712 | 0.22% | 5,805 | Common | SOLE |
| 25434V849 | DFNM | DIMENSIONAL ETF TRUST | $361,676 | 0.21% | 7,783 | Common | SOLE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB CO | $360,011 | 0.21% | 6,202 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $349,476 | 0.21% | 818 | Common | SOLE |
| 921946810 | VIGI | VANGUARD WHITEHALL FDS | $343,597 | 0.20% | 4,817 | Common | SOLE |
| 871607107 | SNPS | SYNOPSYS INC | $333,212 | 0.20% | 726 | Common | SOLE |
| 958102105 | WDC | WESTERN DIGITAL CORP. | $333,099 | 0.20% | 7,300 | Common | SOLE |
| 682189105 | ON | ON SEMICONDUCTOR CORP | $324,396 | 0.19% | 3,490 | Common | SOLE |
| 78463X772 | DWX | SPDR INDEX SHS FDS | $297,971 | 0.18% | 9,057 | Common | SOLE |
| 247361702 | DAL | DELTA AIR LINES INC DEL | $296,033 | 0.18% | 8,000 | Common | SOLE |
| 060505104 | BAC | BANK AMERICA CORP | $287,730 | 0.17% | 10,508 | Common | SOLE |
| 172967424 | C | CITIGROUP INC | $279,896 | 0.17% | 6,805 | Common | SOLE |
| 482480100 | KLAC | KLA CORP | $263,729 | 0.16% | 575 | Common | SOLE |
| 25434V401 | DFUS | DIMENSIONAL ETF TRUST | $258,977 | 0.15% | 5,563 | Common | SOLE |
| 33738D101 | EMLP | FIRST TR EXCHANGE-TRADED FD | $257,239 | 0.15% | 9,737 | Common | SOLE |
| 30161N101 | EXC | EXELON CORP | $245,840 | 0.15% | 6,505 | Common | SOLE |
| 464287226 | AGG | ISHARES TR | $228,025 | 0.13% | 2,425 | Common | SOLE |
| 05465P101 | AXNX* | AXONICS INC | $217,465 | 0.13% | 3,875 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $208,629 | 0.12% | 480 | Common | SOLE |
| 921910733 | ESGV | VANGUARD WORLD FD | $203,962 | 0.12% | 2,712 | Common | SOLE |
| 59935V107 | MIST | MILESTONE PHARMACEUTICALS IN | $43,794 | 0.03% | 14,127 | Common | SOLE |
| 50125G109 | KULR | KULR TECHNOLOGY GROUP INC | $18,535 | 0.01% | 51,644 | Common | SOLE |
| 68236P107 | GTXIEUR | ONCTERNAL THERAPEUTICS INC | $9,600 | 0.01% | 32,000 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.