Q3 2024 · 13F-HR
Almitas Capital LLCholdings as filed
Filed 2024-11-14 · accession 0001596468-24-000015
$283.0M
Reported value
68
Positions
2024-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 315948109 | FBTC | Fidelity Wise Origin Bitcoin Fund | $61.9M | 21.9% | 1,115,370 | Common | SOLE |
| 09260E105 | BMEZ | BlackRock Health Sciences Term Trust | $23.8M | 8.42% | 1,504,393 | Common | SOLE |
| 670972108 | XNQPX | Nuveen Pennsylvania Quality Municipal Income Fund | $14.7M | 5.20% | 1,166,111 | Common | SOLE |
| 600379101 | XHIEX | Miller/Howard High Dividend Fund | $13.6M | 4.82% | 1,119,524 | Common | SOLE |
| 09257P105 | BTT | BlackRock Municipal 2030 Target Term Trust | $11.6M | 4.10% | 536,911 | Common | SOLE |
| 89148B200 | NTG | Tortoise Midstream Energy Fund Inc | $10.2M | 3.61% | 214,984 | Common | SOLE |
| 56064K100 | MMD | MainStay MacKay DefinedTerm Municipal Opportunities Fund | $9.9M | 3.50% | 586,738 | Common | SOLE |
| 05589T104 | — | BNY Mellon Strategic Municipal Bond Fund Inc | $8.7M | 3.09% | 1,268,247 | Common | SOLE |
| 69355J104 | SDHY | PGIM Short Duration High Yield Opportunities Fund | $8.2M | 2.90% | 491,022 | Common | SOLE |
| 25056L103 | DSGN | Design Therapeutics Inc | $7.1M | 2.52% | 1,323,667 | Common | SOLE |
| 27827Y109 | XENWX | Eaton Vance New York Municipal Bond Fund | $6.9M | 2.45% | 696,315 | Common | SOLE |
| 03237H101 | AMLX | Amylyx Pharmaceuticals Inc | $6.4M | 2.28% | 1,988,563 | Common | SOLE |
| 95790A101 | IGI | Western Asset Investment Grade Opportunity Trust Inc | $6.1M | 2.16% | 338,857 | Common | SOLE |
| 09262F100 | ECAT | BlackRock ESG Capital Allocation Term Trust | $5.9M | 2.08% | 331,140 | Common | SOLE |
| 89148H207 | XTTPX | Tortoise Pipeline & Energy Fund Inc | $5.1M | 1.80% | 120,470 | Common | SOLE |
| 95790C107 | GDO | Western Asset Global Corporate Opportunity Fund Inc | $4.9M | 1.72% | 378,659 | Common | SOLE |
| 04683R106 | AVIR | Atea Pharmaceuticals Inc | $4.6M | 1.64% | 1,384,529 | Common | SOLE |
| 67080D103 | NPCT | Nuveen Core Plus Impact Fund | $4.2M | 1.49% | 355,306 | Common | SOLE |
| 641876800 | — | New America High Income Fund Inc/The | $4.1M | 1.46% | 495,961 | Common | SOLE |
| 47109U104 | JOF | Japan Smaller Capitalization Fund Inc | $4.1M | 1.45% | 497,471 | Common | SOLE |
| 59318B108 | CXH | MFS Investment Grade Municipal Trust | $3.9M | 1.39% | 477,454 | Common | SOLE |
| 23334J107 | DTF | DTF Tax-Free Income 2028 Term Fund Inc | $3.7M | 1.30% | 327,374 | Common | SOLE |
| 98943L107 | ZNTL | Zentalis Pharmaceuticals Inc | $3.5M | 1.25% | 960,928 | Common | SOLE |
| 101507101 | STEW | SRH Total Return Fund Inc | $3.5M | 1.23% | 220,762 | Common | SOLE |
| 23342Q101 | — | DWS Strategic Municipal Income Trust | $3.2M | 1.12% | 311,210 | Common | SOLE |
| 59318D104 | CXE | MFS High Income Municipal Trust | $2.9M | 1.02% | 720,853 | Common | SOLE |
| 25065A502 | DMA | Destra Multi-Alternative Fund | $2.7M | 0.94% | 307,315 | Common | SOLE |
| 61745C105 | IIF | Morgan Stanley India Investment Fund Inc | $2.6M | 0.92% | 86,320 | Common | SOLE |
| 592835102 | MXF | Mexico Fund Inc/The | $2.1M | 0.75% | 141,348 | Common | SOLE |
| 09260Q108 | BTX | BlackRock Innovation and Growth Term Trust | $2.1M | 0.73% | 274,442 | Common | SOLE |
| 153436100 | CEE | Central and Eastern Europe Fund Inc | $1.9M | 0.68% | 178,207 | Common | SOLE |
| 92835W107 | ZTR | Virtus Total Return Fund Inc | $1.9M | 0.67% | 307,790 | Common | SOLE |
| 01864U106 | AFB | AllianceBernstein National Municipal Income Fund | $1.8M | 0.63% | 149,896 | Common | SOLE |
| 89148K200 | XNDPX | Tortoise Energy Independence Fund Inc | $1.6M | 0.57% | 42,888 | Common | SOLE |
| 90187BAB7 | TWO 6.25 01/15/26 | Two Harbors Investment Corp | $1.6M | 0.56% | 1,613,000 | Common | SOLE |
| 95766Q106 | XWIAX | Western Asset Inflation-Linked Income Fund | $1.4M | 0.48% | 159,057 | Common | SOLE |
| 723760104 | XMIOX | Pioneer Municipal High Income Opportunities Fund Inc | $1.3M | 0.45% | 102,597 | Common | SOLE |
| 640268108 | NKTREUR | Nektar Therapeutics | $1.2M | 0.42% | 920,225 | Common | SOLE |
| 38983D300 | — | Great Ajax Corp | $1.2M | 0.42% | 354,065 | Common | SOLE |
| 649604840 | ADAM | New York Mortgage Trust Inc | $1.2M | 0.41% | 185,139 | Common | SOLE |
| 05588N108 | XDCFX | BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund Inc | $1.1M | 0.40% | 123,756 | Common | SOLE |
| 723763108 | XMHIX | Pioneer Municipal High Income Fund Trust | $1.1M | 0.39% | 113,531 | Common | SOLE |
| 89147X104 | — | Tortoise Power and Energy Infrastructure Fund Inc | $1.1M | 0.38% | 59,182 | Common | SOLE |
| 27826F101 | CEV | Eaton Vance California Municipal Income Trust | $1.0M | 0.36% | 94,866 | Common | SOLE |
| 75120L100 | — | Rallybio Corp | $1.0M | 0.36% | 875,434 | Common | SOLE |
| 03761U502 | MFIC | MidCap Financial Investment Corp | $963,451 | 0.34% | 71,953 | Common | SOLE |
| 18914E106 | GLO | Clough Global Opportunities Fund | $888,028 | 0.31% | 162,941 | Common | SOLE |
| 723762100 | XPMAX | Pioneer Municipal High Income Advantage Fund Inc | $748,898 | 0.26% | 84,717 | Common | SOLE |
| 33733G109 | — | First Trust Specialty Finance and Financial Opportunities Fund | $730,508 | 0.26% | 179,486 | Common | SOLE |
| 27828A100 | XEVMX | Eaton Vance California Municipal Bond Fund | $628,871 | 0.22% | 65,168 | Common | SOLE |
| 95766R104 | WIW | Western Asset Inflation-Linked Opportunities & Income Fund | $558,096 | 0.20% | 63,133 | Common | SOLE |
| 09248E102 | XBFZX | BlackRock California Municipal Income Trust | $536,989 | 0.19% | 44,416 | Common | SOLE |
| 59318E102 | CMU | MFS High Yield Municipal Trust | $517,718 | 0.18% | 141,260 | Common | SOLE |
| 922908363 | VOO | Vanguard S&P 500 ETF | $511,840 | 0.18% | 970 | Common | SOLE |
| 09662W109 | DMB | BNY Mellon Municipal Bond Infrastructure Fund Inc | $489,333 | 0.17% | 43,847 | Common | SOLE |
| 43157M102 | — | HilleVax Inc | $470,040 | 0.17% | 267,068 | Common | SOLE |
| 18913Y103 | GLV | Clough Global Dividend and Income Fund | $459,874 | 0.16% | 78,077 | Common | SOLE |
| 65373A109 | OMCC | Old Market Capital Corp | $400,031 | 0.14% | 62,997 | Common | SOLE |
| 05588W108 | LEO | BNY Mellon Strategic Municipals Inc | $373,505 | 0.13% | 57,374 | Common | SOLE |
| 874036106 | TWN | Taiwan Fund Inc/The/MD | $333,209 | 0.12% | 7,585 | Common | SOLE |
| 22053A107 | — | Quince Therapeutics Inc | $297,193 | 0.11% | 382,882 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF Trust | $286,880 | 0.10% | 500 | Common | SOLE |
| 09248L106 | XBNYX | BlackRock New York Municipal Income Trust | $245,883 | 0.09% | 22,353 | Common | SOLE |
| 31423P108 | FMN | Federated Hermes Premier Municipal Income Fund | $188,411 | 0.07% | 15,170 | Common | SOLE |
| 85209E109 | — | Spruce Biosciences Inc | $188,301 | 0.07% | 396,506 | Common | SOLE |
| 617477104 | EDD | Morgan Stanley Emerging Markets Domestic Debt Fund Inc | $181,914 | 0.06% | 36,094 | Common | SOLE |
| 00445A100 | — | ACELYRIN Inc | $120,879 | 0.04% | 24,519 | Common | SOLE |
| 01671P100 | ALLKGUSD | Allakos Inc | $59,638 | 0.02% | 91,301 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.