Q3 2025 · 13F-HR
Warberg Asset Management LLCholdings as filed
Filed 2025-11-06 · accession 0001597506-25-000004
$626.9M
Reported value
188
Positions
2025-09-30
Period end
The Brief · Warberg Asset Management LLC · Q3 2025
AI · grounded in 13F
Warberg Asset Management LLC established a new position in SPDR S&P 500 ETF TR valued at $195.9M. The fund also initiated new stakes in INVESCO QQQ TR for $30.6M and SEAGATE HDD CAYMAN [[stock:STX 3.5 06/01/28]] for $26.2M. Additional new positions include SEA LTD [[stock:SEALTD 2.375 12/01/25]] at $23.9M and WESTERN DIGITAL CORP [[stock:WDC 3 11/15/28]] at $22.6M.
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 78462F953 | SPY | SPDR S&P 500 ETF TR | $195.9M | 31.2% | 294,000 | PUT | SOLE |
| 46090E953 | QQQ | INVESCO QQQ TR | $30.6M | 4.88% | 51,000 | PUT | SOLE |
| 81180WBL4 | STX 3.5 06/01/28 | SEAGATE HDD CAYMAN | $26.2M | 4.18% | 9,091,000 | Common | NONE |
| 81141RAF7 | SEALTD 2.375 12/01/25 | SEA LTD | $23.9M | 3.81% | 12,103,000 | Common | NONE |
| 958102AT2 | WDC 3 11/15/28 | WESTERN DIGITAL CORP | $22.6M | 3.60% | 7,038,000 | Common | NONE |
| 12653CAG3 | CNX 2.25 05/01/26 | CNX RES CORP | $20.0M | 3.18% | 7,976,000 | Common | NONE |
| 05464CAB7 | AXON 0.5 12/15/27 | AXON ENTERPRISE INC | $19.7M | 3.15% | 6,280,000 | Common | NONE |
| 538034BA6 | LYV 3.125 01/15/29 | LIVE NATION ENTERTAINMENT IN | $17.1M | 2.73% | 10,564,000 | Common | NONE |
| 595017AF1 | MCHP 1.625 02/15/27 | MICROCHIP TECHNOLOGY INC. | $16.7M | 2.67% | 9,096,000 | Common | NONE |
| 10316TAB0 | BOX 0 01/15/26 | BOX INC | $14.1M | 2.25% | 11,302,000 | Common | NONE |
| 45826HAB5 | ITGR 2.125 02/15/28 | INTEGER HLDGS CORP | $13.6M | 2.16% | 10,405,000 | Common | NONE |
| 674599162 | OXY/WS | OCCIDENTAL PETE CORP | $11.4M | 1.82% | 449,311 | Common | SOLE |
| 55405YAB6 | MTSI 0.25 03/15/26 | MACOM TECH SOLUTIONS HLDGS I | $10.9M | 1.74% | 7,174,000 | Common | NONE |
| 86333MAA6 | LRN 1.125 09/01/27 | STRIDE INC | $10.0M | 1.59% | 3,537,000 | Common | NONE |
| 98139AAB1 | WK 1.125 08/15/26 | WORKIVA INC | $9.6M | 1.54% | 8,170,000 | Common | NONE |
| 737446AT1 | POST 2.5 08/15/27 | POST HLDGS INC | $9.4M | 1.50% | 8,390,000 | Common | NONE |
| 92277GAZ0 | VTR 3.75 06/01/26 | VENTAS RLTY LTD PARTNERSHIP | $8.6M | 1.38% | 6,696,000 | Common | NONE |
| 84921RAB6 | SPOT 0 03/15/26 | SPOTIFY USA INC | $8.3M | 1.33% | 6,091,000 | Common | NONE |
| 76655K111 | RGTIW | RIGETTI COMPUTING INC | $8.2M | 1.31% | 449,224 | Common | SOLE |
| 40637HAF6 | HALO 1 08/15/28 | HALOZYME THERAPEUTICS INC | $7.2M | 1.16% | 5,142,000 | Common | NONE |
| 902252AB1 | TYL 0.25 03/15/26 | TYLER TEX INDPT SCH DIST | $6.6M | 1.06% | 6,044,000 | Common | NONE |
| 743312AB6 | PRGS 1 04/15/26 | PROGRESS SOFTWARE CORP | $6.6M | 1.05% | 6,606,000 | Common | NONE |
| 97717PAD6 | WT 3.25 06/15/26 | WISDOMTREE INC | $6.4M | 1.03% | 5,000,000 | Common | NONE |
| 69608A958 | PLTR | PALANTIR TECHNOLOGIES INC | $6.4M | 1.02% | 35,000 | PUT | SOLE |
| 464287952 | — | ISHARES TR | $5.4M | 0.86% | 60,000 | PUT | SOLE |
| 842587DP9 | SO 3.875 12/15/25 | SOUTHERN CO | $5.4M | 0.85% | 4,747,000 | Common | NONE |
| 02043QAB3 | ALNY 1 09/15/27 | ALNYLAM PHARMACEUTICALS INC | $4.9M | 0.79% | 3,000,000 | Common | NONE |
| 733245AD6 | PRCH 9 05/15/30 | PORCH GROUP INC | $4.5M | 0.72% | 3,000,000 | Common | NONE |
| 345370CZ1 | F 0 03/15/26 | FORD MTR CO | $4.1M | 0.66% | 4,058,000 | Common | NONE |
| 26884U208 | EPR 5.75 PERP C | EPR PPTYS | $3.6M | 0.58% | 142,350 | Common | SOLE |
| 15189TBD8 | CNP 4.25 08/15/26 | CENTERPOINT ENERGY INC | $3.3M | 0.53% | 3,000,000 | Common | NONE |
| 85916J409 | STXS | STEREOTAXIS INC | $3.3M | 0.53% | 1,049,867 | Common | SOLE |
| 97717PAH7 | WT 3.25 08/15/29 | WISDOMTREE INC | $3.3M | 0.52% | 2,500,000 | Common | NONE |
| 138103956 | — | CANTALOUPE INC | $2.9M | 0.47% | 276,300 | PUT | SOLE |
| 30212PBE4 | EXPE 0 02/15/26 | EXPEDIA GROUP INC | $2.8M | 0.45% | 2,782,000 | Common | NONE |
| 03040WBE4 | AWK 3.625 06/15/26 | AMERICAN WTR CAP CORP | $2.5M | 0.41% | 2,541,000 | Common | NONE |
| 037833950 | AAPL | APPLE INC | $2.5M | 0.41% | 10,000 | PUT | SOLE |
| 464288953 | — | ISHARES TR | $2.4M | 0.39% | 30,000 | PUT | SOLE |
| 16115Q407 | GTLS 6.75 12/15/25 B | CHART INDS INC | $2.4M | 0.38% | 33,343 | Common | SOLE |
| 29444U950 | EQIX | EQUINIX INC | $2.3M | 0.37% | 3,000 | PUT | SOLE |
| 21874A114 | CORZW | CORE SCIENTIFIC INC NEW | $2.2M | 0.36% | 192,550 | Common | SOLE |
| 46438F951 | IBIT | ISHARES BITCOIN TRUST ETF | $2.1M | 0.33% | 32,000 | PUT | SOLE |
| 67066G904 | NVDA | NVIDIA CORPORATION | $1.9M | 0.30% | 10,000 | CALL | SOLE |
| 67066G954 | NVDA | NVIDIA CORPORATION | $1.9M | 0.30% | 10,000 | PUT | SOLE |
| 465741AN6 | ITRI 0 03/15/26 | ITRON INC | $1.6M | 0.26% | 1,513,000 | Common | NONE |
| 92189F906 | — | VANECK ETF TRUST | $1.6M | 0.26% | 21,000 | CALL | SOLE |
| 393657AM3 | GBX 2.875 04/15/28 | GREENBRIER COS INC | $1.6M | 0.25% | 1,451,000 | Common | NONE |
| 15643U954 | LEU | CENTRUS ENERGY CORP | $1.6M | 0.25% | 5,000 | PUT | SOLE |
| G2616F101 | BCAR | D. BORAL ARC ACQ I CORP. | $1.4M | 0.22% | 140,000 | Common | SOLE |
| G9580A109 | VNME | VENDOME ACQUISITION CORP I | $1.4M | 0.22% | 138,500 | Common | SOLE |
| 76655K953 | — | RIGETTI COMPUTING INC | $1.2M | 0.19% | 39,800 | PUT | SOLE |
| G86880104 | TAVI | TAVIA ACQUISITION CORP | $1.1M | 0.18% | 107,360 | Common | SOLE |
| 67059NAH1 | NTNX 0.25 10/01/27 | NUTANIX INC | $1.0M | 0.17% | 757,000 | Common | NONE |
| 594918954 | MSFT | MICROSOFT CORP | $1.0M | 0.17% | 2,000 | PUT | SOLE |
| G9877L107 | CHAR | CHARLTON ARIA ACQUISITION CO | $1.0M | 0.16% | 98,665 | Common | SOLE |
| 770700902 | — | ROBINHOOD MKTS INC | $1.0M | 0.16% | 7,000 | CALL | SOLE |
| 531229AQ5 | FWONK 2.25 08/15/27 | LIBERTY MEDIA CORP DEL | $955,034 | 0.15% | 719,000 | Common | NONE |
| G2847J104 | DMAA | DRUGS MADE IN AMER ACQUTN CO | $945,405 | 0.15% | 92,055 | Common | SOLE |
| 35088F107 | FORL | FOUR LEAF ACQUISITION CORP | $873,218 | 0.14% | 75,932 | Common | SOLE |
| 46428Q909 | SLV | ISHARES SILVER TR | $847,400 | 0.14% | 20,000 | CALL | SOLE |
| G67751100 | ORIQ | ORIGIN INVT CORP I | $840,281 | 0.13% | 83,610 | Common | SOLE |
| 644206104 | NEN | NEW ENGLAND RLTY ASSOC LTD P | $826,031 | 0.13% | 11,414 | Common | SOLE |
| G1148A101 | BKHA | BLACK HAWK ACQUISITION CORP | $824,695 | 0.13% | 74,230 | Common | SOLE |
| 45781V951 | — | INNOVATIVE INDL PPTYS INC | $803,700 | 0.13% | 15,000 | PUT | SOLE |
| G8089R100 | PGAC | PANTAGES CAPITAL ACQUISITION | $781,709 | 0.12% | 76,190 | Common | SOLE |
| G5304D106 | KCHV | KOCHAV DEFENSE ACQUI CO | $774,316 | 0.12% | 77,200 | Common | SOLE |
| G9008W105 | TDAC | TRANSLATIONAL DEV ACQUISITIO | $759,183 | 0.12% | 73,422 | Common | SOLE |
| 146869952 | CVNA | CARVANA CO | $754,480 | 0.12% | 2,000 | PUT | SOLE |
| 886364951 | REAI | TIDAL TRUST I | $749,700 | 0.12% | 30,000 | PUT | SOLE |
| 69331C908 | PCG | PG&E CORP | $738,920 | 0.12% | 49,000 | CALL | SOLE |
| G1000R101 | AAM | AA MISSION ACQUISITION CORP | $706,902 | 0.11% | 67,196 | Common | SOLE |
| 69352PAS2 | PPL 2.875 03/15/28 | PPL CAP FDG INC | $692,181 | 0.11% | 606,000 | Common | NONE |
| 21036P958 | STZ | CONSTELLATION BRANDS INC | $673,350 | 0.11% | 5,000 | PUT | SOLE |
| 172573957 | CRCL | CIRCLE INTERNET GROUP INC | $662,900 | 0.11% | 5,000 | PUT | SOLE |
| 594972958 | MSTR | STRATEGY INC | $644,420 | 0.10% | 2,000 | PUT | SOLE |
| 30034WAD8 | EVRG 4.5 12/15/27 | EVERGY INC | $635,122 | 0.10% | 505,000 | Common | NONE |
| 67079K950 | — | NUSCALE PWR CORP | $612,000 | 0.10% | 17,000 | PUT | SOLE |
| 834203959 | SLNO | SOLENO THERAPEUTICS INC | $608,400 | 0.10% | 9,000 | PUT | SOLE |
| G86652115 | TLNCU | TALON CAP CORP | $602,928 | 0.10% | 60,000 | Common | SOLE |
| 26884U307 | EPR 9 PERP E | EPR PPTYS | $589,068 | 0.09% | 18,417 | Common | SOLE |
| 02156V959 | OKLO | OKLO INC | $558,150 | 0.09% | 5,000 | PUT | SOLE |
| G52443119 | KVAC | KEEN VISION ACQUISITION CORP | $533,461 | 0.09% | 45,988 | Common | SOLE |
| 097023204 | BA 6 10/15/27 | BOEING CO | $516,080 | 0.08% | 7,399 | Common | SOLE |
| G6993G103 | — | PELICAN ACQUISITION CORP | $503,000 | 0.08% | 50,000 | Common | SOLE |
| 640655114 | NEOVW | NEOVOLTA INC | $499,480 | 0.08% | 249,740 | Common | SOLE |
| G17564108 | CRAQ | CAL REDWOOD ACQUISITION CORP | $499,045 | 0.08% | 49,900 | Common | SOLE |
| 67190B104 | OAKU | OAK WOODS ACQUISITION CORP | $495,696 | 0.08% | 41,308 | Common | SOLE |
| 90353TAM2 | UBER 0.875 12/01/28 2028 | UBER TECHNOLOGIES INC | $487,276 | 0.08% | 331,000 | Common | NONE |
| G7576K107 | RDAC | RISING DRAGON ACQUISITION CO | $479,101 | 0.08% | 45,979 | Common | SOLE |
| 65339KCY4 | NEE 3 03/01/27 | NEXTERA ENERGY CAP HLDGS INC | $465,994 | 0.07% | 394,000 | Common | NONE |
| G87890102 | TVAI | THAYER VENTURES ACQ CORP II | $448,554 | 0.07% | 44,699 | Common | SOLE |
| G4791J106 | INAC | INDIGO ACQUISITION CORP | $444,782 | 0.07% | 44,612 | Common | SOLE |
| G6791A126 | OTGAU | OTG ACQUISITION CORP. I | $443,080 | 0.07% | 44,000 | Common | SOLE |
| 46222L958 | IONQ | IONQ INC | $430,500 | 0.07% | 7,000 | PUT | SOLE |
| G7387B122 | QUMSU | QUANTUMSPHERE ACQUISITION CO | $419,595 | 0.07% | 41,421 | Common | SOLE |
| G75389109 | RFAI | RF ACQUISITION CORP II | $408,120 | 0.07% | 38,000 | Common | SOLE |
| G65431150 | NE/WS/A | NOBLE CORP PLC | $384,900 | 0.06% | 47,198 | Common | SOLE |
| G3933N116 | GTERA | GLOBA TERRA ACQUISITION COR | $362,274 | 0.06% | 36,300 | Common | SOLE |
| 36831E116 | GCMGW | GCM GROSVENOR INC | $353,789 | 0.06% | 592,488 | Common | SOLE |
| 00108J909 | — | ACM RESH INC | $352,170 | 0.06% | 9,000 | CALL | SOLE |
| G6005T127 | MKLYU | MCKINLEY ACQUISITION CORP | $349,650 | 0.06% | 35,000 | Common | SOLE |
| G2124S108 | CHPG | CHAMPIONSGATE ACQUISITION CO | $348,810 | 0.06% | 34,742 | Common | SOLE |
| 02156V909 | OKLO | OKLO INC | $334,890 | 0.05% | 3,000 | CALL | SOLE |
| 45245EAJ8 | IMAX 0.5 04/01/26 | IMAX CORP | $327,495 | 0.05% | 277,000 | Common | NONE |
| 594972408 | MSTR | STRATEGY INC | $322,210 | 0.05% | 1,000 | Common | SOLE |
| 91733P115 | USAR | USA RARE EARTH INC | $317,588 | 0.05% | 44,000 | Common | SOLE |
| G70077105 | PCSC | PERCEPTIVE CAP SOLUTIONS COR | $316,071 | 0.05% | 29,931 | Common | SOLE |
| G2867S109 | IPOD | DUNE ACQUISITION CORP II | $297,690 | 0.05% | 29,416 | Common | SOLE |
| 60742B110 | MOBBW | MOBILICOM LTD | $281,761 | 0.04% | 64,922 | Common | SOLE |
| G65163118 | JOBY/WS | JOBY AVIATION INC | $275,366 | 0.04% | 45,818 | Common | SOLE |
| G85096124 | APACU | STONEBRIDGE ACQUISITION II C | $274,175 | 0.04% | 27,500 | Common | SOLE |
| 03769M304 | APO 6.75 07/31/26 | APOLLO GLOBAL MGMT INC | $272,543 | 0.04% | 3,873 | Common | SOLE |
| 674599955 | — | OCCIDENTAL PETE CORP | $259,875 | 0.04% | 5,500 | PUT | SOLE |
| 68386H111 | OPFI/WS | OPPFI INC | $253,244 | 0.04% | 112,553 | Common | SOLE |
| G82617104 | SOCA | SOLARIUS CAPITAL ACQU CORP | $249,500 | 0.04% | 25,000 | Common | SOLE |
| G04819101 | ENHA | A PARADISE ACQUISITION CORP | $247,750 | 0.04% | 25,000 | Common | SOLE |
| G7633M104 | DRDB | ROMAN DBDR ACQUISITION CORP | $246,727 | 0.04% | 23,910 | Common | SOLE |
| G7314B104 | QSEA | QUARTZSEA ACQUISITION CORP | $243,120 | 0.04% | 24,000 | Common | SOLE |
| G9717M109 | WTG | WINTERGREEN ACQUISITION CORP | $241,198 | 0.04% | 23,964 | Common | SOLE |
| G0750N104 | AXIN | AXIOM INTELLIGENCE AC CORP 1 | $239,040 | 0.04% | 24,000 | Common | SOLE |
| 06748M196 | VXX | BARCLAYS BANK PLC | $231,980 | 0.04% | 7,000 | Common | SOLE |
| 739650909 | — | PRAIRIE OPER CO | $226,489 | 0.04% | 114,100 | CALL | SOLE |
| G0544A103 | ASPC | A SPAC III ACQUISITION CORP | $206,800 | 0.03% | 20,000 | Common | SOLE |
| G1368E106 | BLUW | BLUE WTR ACQUISITION CORP. I | $199,600 | 0.03% | 20,000 | Common | SOLE |
| G7375C108 | RANG | RANGE CAP ACQUISITION CORP | $194,001 | 0.03% | 18,645 | Common | SOLE |
| G0701G125 | BDCIU | BTC DEV CORP | $191,900 | 0.03% | 19,000 | Common | SOLE |
| G2296A109 | CCCMUSD | COLUMBUS CIRCLE CAP CORP. I | $187,018 | 0.03% | 18,480 | Common | SOLE |
| G7552W109 | RIBB | RIBBON ACQUISITION CORP | $182,272 | 0.03% | 17,800 | Common | SOLE |
| G1993W109 | CAPN | CAYSON ACQUISITION CORP | $180,184 | 0.03% | 17,226 | Common | SOLE |
| G24243100 | COPL | COPLEY ACQUISITION CORP | $176,088 | 0.03% | 17,400 | Common | SOLE |
| G32168109 | EURK | EUREKA ACQUISITION CORP | $168,736 | 0.03% | 15,783 | Common | SOLE |
| 683712953 | OPEN | OPENDOOR TECHNOLOGIES INC | $159,400 | 0.03% | 20,000 | PUT | SOLE |
| G2584S101 | KOYN | CSLM DIGITA ASSET ACQ CORP I | $157,093 | 0.03% | 15,828 | Common | SOLE |
| 30334J102 | FGMC | FG MERGER II CORP | $149,871 | 0.02% | 15,000 | Common | SOLE |
| G93Y0A104 | UYSC | UY SCUTI ACQUISITION CORP. | $148,044 | 0.02% | 14,600 | Common | SOLE |
| 44955L155 | IAUX/WS | I-80 GOLD CORP | $130,433 | 0.02% | 289,852 | Common | SOLE |
| 765504955 | RR | RICHTECH ROBOTICS INC | $128,700 | 0.02% | 30,000 | PUT | SOLE |
| 09074F173 | BIVIW | BIOVIE INC | $124,669 | 0.02% | 281,483 | Common | SOLE |
| 03214Q116 | AMPX/WS | AMPRIUS TECHNOLOGIES INC | $106,140 | 0.02% | 29,000 | Common | SOLE |
| 244778106 | DFSC | DEFSEC TECHNOLOGIES INC | $103,062 | 0.02% | 28,950 | Common | SOLE |
| G04537109 | ATII | ARCHIMEDES TECH SPAC PARTNER | $102,350 | 0.02% | 10,000 | Common | SOLE |
| G6861F104 | OYSE | OYSTER ENTERPRISES II ACQUIS | $100,300 | 0.02% | 10,000 | Common | SOLE |
| 862945102 | ASST | STRIVE INC | $100,000 | 0.02% | 40,000 | Common | SOLE |
| G2086N113 | CHECU | CHENGHE ACQUISITION III CO | $99,800 | 0.02% | 10,000 | Common | SOLE |
| 00258Y954 | ABX | ABACUS GLOBAL MGMT INC | $91,680 | 0.01% | 16,000 | PUT | SOLE |
| 87165D208 | SNYR | SYNERGY CHC CORP | $81,786 | 0.01% | 33,519 | Common | SOLE |
| 231269309 | CRIS | CURIS INC | $72,587 | 0.01% | 43,727 | Common | SOLE |
| 171756117 | DAICW | CID HOLDCO INC | $57,615 | 0.01% | 377,800 | Common | SOLE |
| 65344E115 | NXGLW | NEXGEL INC | $50,041 | 0.01% | 166,860 | Common | SOLE |
| G1466R903 | BORR | BORR DRILLING LTD | $49,765 | 0.01% | 18,500 | CALL | SOLE |
| 90291W116 | USGOW | US GOLDMINING INC | $49,085 | 0.01% | 29,217 | Common | SOLE |
| 53838J113 | LVWR/WS | LIVEWIRE GROUP INC | $46,060 | 0.01% | 634,442 | Common | SOLE |
| 36151G600 | GBS1EUR | INTELLIGENT BIO SOLUTIONS IN | $45,587 | 0.01% | 44,693 | Common | SOLE |
| 172406958 | CNVS | CINEVERSE CORP | $40,320 | 0.01% | 12,000 | PUT | SOLE |
| 17166A101 | CBUS | CIBUS INC | $38,700 | 0.01% | 30,000 | Common | SOLE |
| M8T145100 | SYNX | SILYNXCOM LTD | $37,690 | 0.01% | 25,466 | Common | SOLE |
| 40472A128 | EONR/WS | EON RESOURCES INC | $31,697 | 0.01% | 633,940 | Common | SOLE |
| 60785L207 | — | MODULAR MED INC | $31,470 | 0.01% | 44,970 | Common | SOLE |
| 40472A102 | EONR | EON RESOURCES INC | $30,103 | 0.00% | 62,068 | Common | SOLE |
| 320703408 | CLDI | CALIDI BIOTHERAPEUTICS INC | $28,432 | 0.00% | 18,705 | Common | SOLE |
| 01444V111 | ANNAW | ALEANNA INC | $23,835 | 0.00% | 125,382 | Common | SOLE |
| G63638111 | NAMMW | NAMIB MINERALS | $22,400 | 0.00% | 160,000 | Common | SOLE |
| 343928115 | FLYX/WS | FLYEXCLUSIVE INC | $22,225 | 0.00% | 70,000 | Common | SOLE |
| G2662B111 | CRMLW | CRITICAL METALS CORP | $21,230 | 0.00% | 10,100 | Common | SOLE |
| 45828J103 | INTS | INTENSITY THERAPEUTICS INC | $14,562 | 0.00% | 60,000 | Common | SOLE |
| 00887A204 | RNTX | REIN THERAPEUTICS INC | $12,595 | 0.00% | 11,000 | Common | SOLE |
| 58471K111 | MDCXW | MEDICUS PHARMA LTD | $12,386 | 0.00% | 17,203 | Common | SOLE |
| 05330T205 | AMIX | AUTONOMIX MED INC | $12,241 | 0.00% | 11,334 | Common | SOLE |
| G63369113 | MRNOW | MURANO GLOBAL INVTS PLC | $12,057 | 0.00% | 82,639 | Common | SOLE |
| 612160119 | AIRJW | AIRJOULE TECHNOLOGIES CORP | $11,840 | 0.00% | 14,800 | Common | SOLE |
| 693489122 | VEEA | VEEA INC | $11,797 | 0.00% | 18,900 | Common | SOLE |
| 30334J128 | FGMCR | FG MERGER II CORP | $6,384 | 0.00% | 15,200 | Common | SOLE |
| 86887P119 | BNCWW | CEA INDUSTRIES INC | $5,597 | 0.00% | 35,000 | Common | SOLE |
| G38268119 | TGE | GENERATION ESSENTIALS GROUP | $5,589 | 0.00% | 42,664 | Common | SOLE |
| 86260J110 | SWAGW | STRAN & COMPANY INC | $4,394 | 0.00% | 66,371 | Common | SOLE |
| G67751126 | ORIQW | ORIGIN INVT CORP I | $3,769 | 0.00% | 20,937 | Common | SOLE |
| 80516T113 | SVREW | SAVERONE 2014 LTD | $3,473 | 0.00% | 125,826 | Common | SOLE |
| M6000J127 | HUBCW | HUB CYBER SECURITY LTD | $3,158 | 0.00% | 162,771 | Common | SOLE |
| 0557MQ115 | BTBDW | BT BRANDS INC | $2,979 | 0.00% | 10,000 | Common | SOLE |
| G0136H110 | AERTW | AERIES TECHNOLOGY INC | $2,846 | 0.00% | 70,787 | Common | SOLE |
| 744413113 | PIIIW | P3 HEALTH PARTNERS INC | $2,717 | 0.00% | 292,107 | Common | SOLE |
| G0411D115 | APLMW | APOLLOMICS INC | $1,663 | 0.00% | 87,049 | Common | SOLE |
| 68557F118 | NXPLW | NEXTPLAT CORP | $1,618 | 0.00% | 34,060 | Common | SOLE |
| 895970119 | ILLRW | TRILLER GROUP INC | $1,605 | 0.00% | 30,450 | Common | SOLE |
| G7500M120 | RNWWW | RENEW ENERGY GLOBAL PLC | $1,418 | 0.00% | 31,092 | Common | SOLE |
| G8267K117 | SMXWW | SMX SEC MATTERS PLC | $1,403 | 0.00% | 57,750 | Common | SOLE |
| G1893D110 | CRPWF | CARBON REVOLUTION LTD | $1,097 | 0.00% | 46,472 | Common | SOLE |
| G0369L119 | ANGHW | ANGHAMI INC | $546 | 0.00% | 40,409 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.