Q1 2026 · 13F-HR
Warberg Asset Management LLCholdings as filed
Filed 2026-05-07 · accession 0001597506-26-000002
$599.6M
Reported value
192
Positions
2026-03-31
Period end
The Brief · Warberg Asset Management LLC · Q1 2026
AI · grounded in 13F
Warberg Asset Management LLC closed its position in [[stock:AXON 0.5 12/15/27]], reducing exposure by $30.4M. The fund also exited positions in [[stock:WDC 3 11/15/28]] and [[stock:MTSI 0.25 03/15/26]], which represented reductions of $26.3M and $24.2M respectively. On the buy side, the fund established new positions in [[stock:LCII 3 03/01/30]] for $7.9M and CLM for $7.6M. Additionally, the fund increased its holdings in [[stock:LITE 0.5 12/15/26]] by 311%.
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 78462F953 | SPY | STATE STR SPDR S&P 500 ETF T | $201.6M | 33.6% | 310,000 | PUT | SOLE |
| 55024UAD1 | LITE 0.5 12/15/26 | LUMENTUM HLDGS INC | $68.5M | 11.4% | 9,700,000 | Common | NONE |
| 81180WBL4 | STX 3.5 06/01/28 | SEAGATE HDD CAYMAN | $36.0M | 6.00% | 7,592,000 | Common | NONE |
| 12653CAG3 | CNX 2.25 05/01/26 | CNX RES CORP | $34.4M | 5.74% | 11,473,000 | Common | NONE |
| 674599162 | OXY/WS | OCCIDENTAL PETE CORP | $20.9M | 3.49% | 486,509 | Common | SOLE |
| 595017AF1 | MCHP 1.625 02/15/27 | MICROCHIP TECHNOLOGY INC. | $20.4M | 3.41% | 11,106,000 | Common | NONE |
| 46090E953 | QQQ | INVESCO QQQ TR | $20.2M | 3.37% | 35,000 | PUT | SOLE |
| 538034BA6 | LYV 3.125 01/15/29 | LIVE NATION ENTERTAINMENT IN | $16.2M | 2.71% | 10,658,000 | Common | NONE |
| 97717PAD6 | WT 3.25 06/15/26 | WISDOMTREE INC | $10.2M | 1.70% | 7,712,000 | Common | NONE |
| 92277GAZ0 | VTR 3.75 06/01/26 | VENTAS RLTY LTD PARTNERSHIP | $8.1M | 1.35% | 5,389,000 | Common | NONE |
| 501812AD3 | LCII 3 03/01/30 | LCI INDS | $7.9M | 1.31% | 6,500,000 | Common | NONE |
| 40637HAF6 | HALO 1 08/15/28 | HALOZYME THERAPEUTICS INC | $7.7M | 1.29% | 6,000,000 | Common | NONE |
| 21924B302 | CLM | CORNERSTONE STRATEGIC INVEST | $7.6M | 1.27% | 1,041,935 | Common | SOLE |
| 69349HAF4 | TXNM 5.75 06/01/54 | TXNM ENERGY INC | $6.7M | 1.11% | 5,000,000 | Common | NONE |
| 02043QAB3 | ALNY 1 09/15/27 | ALNYLAM PHARMACEUTICALS INC | $6.4M | 1.07% | 5,002,000 | Common | NONE |
| 046433AD0 | ATRO 5.5 03/15/30 | ASTRONICS CORP | $5.2M | 0.87% | 1,685,000 | Common | NONE |
| 30231G902 | XOM | EXXON MOBIL CORP | $5.1M | 0.85% | 30,000 | CALL | SOLE |
| 91232N957 | — | UNITED STS OIL FD LP | $5.0M | 0.83% | 39,000 | PUT | SOLE |
| 833445AD1 | SNOW 0 10/01/29 | SNOWFLAKE INC | $4.9M | 0.82% | 4,000,000 | Common | NONE |
| 464287952 | — | ISHARES TR | $4.3M | 0.72% | 50,000 | PUT | SOLE |
| 67066G954 | NVDA | NVIDIA CORPORATION | $3.8M | 0.64% | 22,000 | PUT | SOLE |
| 15189TBD8 | CNP 4.25 08/15/26 | CENTERPOINT ENERGY INC | $3.6M | 0.59% | 3,000,000 | Common | NONE |
| 97717PAH7 | WT 3.25 08/15/29 | WISDOMTREE INC | $3.3M | 0.56% | 2,500,000 | Common | NONE |
| 00971TAN1 | AKAM 1.125 02/15/29 | AKAMAI TECHNOLOGIES INC | $2.9M | 0.48% | 2,500,000 | Common | NONE |
| 012653200 | ALB 7.25 03/01/27 | ALBEMARLE CORP | $2.8M | 0.46% | 38,500 | Common | SOLE |
| 82452J307 | FOUR 6 05/01/28 | SHIFT4 PMTS INC | $2.7M | 0.45% | 49,991 | Common | SOLE |
| 138103956 | — | CANTALOUPE INC | $2.6M | 0.43% | 236,400 | PUT | SOLE |
| 90353TAM2 | UBER 0.875 12/01/28 2028 | UBER TECHNOLOGIES INC | $2.4M | 0.39% | 1,953,000 | Common | NONE |
| 21874A114 | CORZW | CORE SCIENTIFIC INC NEW | $2.3M | 0.39% | 267,900 | Common | SOLE |
| 26884U208 | EPR 5.75 PERP C | EPR PPTYS | $2.3M | 0.38% | 99,923 | Common | SOLE |
| 450056AB2 | IRTC 1.5 09/01/29 | IRHYTHM HOLDINGS INC | $2.2M | 0.37% | 2,000,000 | Common | NONE |
| 737446AT1 | POST 2.5 08/15/27 | POST HLDGS INC | $2.2M | 0.36% | 2,000,000 | Common | NONE |
| 98139AAB1 | WK 1.125 08/15/26 | WORKIVA INC | $2.1M | 0.35% | 2,121,000 | Common | NONE |
| 85916J409 | STXS | STEREOTAXIS INC | $2.0M | 0.34% | 1,094,123 | Common | SOLE |
| 060505682 | BAC 7.25 PERP L | BANK AMERICA CORP | $1.8M | 0.30% | 1,500 | Common | SOLE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $1.8M | 0.30% | 28,903 | Common | SOLE |
| 594972908 | MSTR | STRATEGY INC | $1.7M | 0.29% | 14,000 | CALL | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $1.7M | 0.29% | 3,000 | Common | SOLE |
| 46436E718 | SGOV | ISHARES TR | $1.7M | 0.28% | 16,928 | Common | SOLE |
| 30034WAD8 | EVRG 4.5 12/15/27 | EVERGY INC | $1.6M | 0.26% | 1,169,000 | Common | NONE |
| G3R41C102 | FGII | FG IMPERII ACQUISITION CORP | $1.5M | 0.26% | 154,908 | Common | SOLE |
| G65431150 | NE/WS/A | NOBLE CORP PLC | $1.5M | 0.25% | 56,999 | Common | SOLE |
| 26884U307 | EPR 9 PERP E | EPR PPTYS | $1.5M | 0.25% | 49,292 | Common | SOLE |
| 81369Y955 | — | SELECT SECTOR SPDR TR | $1.5M | 0.25% | 30,000 | PUT | SOLE |
| G9833K102 | XSLL | XSOLLA SPAC 1 | $1.4M | 0.23% | 143,000 | Common | SOLE |
| 674599905 | — | OCCIDENTAL PETE CORP | $1.3M | 0.22% | 20,000 | CALL | SOLE |
| 855244959 | SBUX | STARBUCKS CORP | $1.3M | 0.21% | 14,000 | PUT | SOLE |
| G9580A109 | VNME | VENDOME ACQUISITION CORP I | $1.2M | 0.20% | 118,983 | Common | SOLE |
| 69608A958 | PLTR | PALANTIR TECHNOLOGIES INC | $1.2M | 0.20% | 8,000 | PUT | SOLE |
| 146869952 | CVNA | CARVANA CO | $1.1M | 0.19% | 3,600 | PUT | SOLE |
| G86880104 | TAVI | TAVIA ACQUISITION CORP | $1.1M | 0.18% | 104,360 | Common | SOLE |
| 644206104 | NEN | NEW ENGLAND RLTY ASSOC LTD P | $1.1M | 0.18% | 17,706 | Common | SOLE |
| G71702123 | PONOU | PONO CAP FOUR INC | $1.0M | 0.17% | 105,000 | Common | SOLE |
| G9877L107 | CHAR | CHARLTON ARIA ACQUISITION CO | $1.0M | 0.17% | 98,664 | Common | SOLE |
| G2294A127 | CTAAU | CLEARTHINK 1 ACQUISITION COR | $984,015 | 0.16% | 98,500 | Common | SOLE |
| G7S17G103 | PTOR | PRAETORIAN ACQUISITION CORP | $979,990 | 0.16% | 99,999 | Common | SOLE |
| G2847J104 | DMAA | DRUGS MADE IN AMER ACQUTN CO | $966,107 | 0.16% | 92,054 | Common | SOLE |
| 464288953 | — | ISHARES TR | $954,720 | 0.16% | 12,000 | PUT | SOLE |
| G65431135 | NE/WS | NOBLE CORP PLC | $912,670 | 0.15% | 29,855 | Common | SOLE |
| G67751100 | ORIQ | ORIGIN INVT CORP I | $851,986 | 0.14% | 83,610 | Common | SOLE |
| G1148A101 | BKHA | BLACK HAWK ACQUISITION CORP | $840,755 | 0.14% | 72,323 | Common | SOLE |
| 69331C908 | PCG | PG&E CORP | $825,790 | 0.14% | 47,000 | CALL | SOLE |
| G5304D106 | KCHV | KOCHAV DEFENSE ACQUI CO | $786,995 | 0.13% | 76,780 | Common | SOLE |
| 06748M906 | — | BARCLAYS BANK PLC | $785,400 | 0.13% | 22,000 | CALL | SOLE |
| G9008W105 | TDAC | TRANSLATIONAL DEV ACQUISITIO | $776,805 | 0.13% | 73,422 | Common | SOLE |
| 67059NAH1 | NTNX 0.25 10/01/27 | NUTANIX INC | $773,374 | 0.13% | 757,000 | Common | NONE |
| 61945C903 | MOS | MOSAIC CO | $765,000 | 0.13% | 30,000 | CALL | SOLE |
| G2616T101 | DBCA | D BORAL ACQUISITION I CORP | $759,220 | 0.13% | 77,000 | Common | SOLE |
| G81306121 | SVAQ | SILICON VY ACQUISITION CORP | $741,750 | 0.12% | 75,000 | Common | SOLE |
| G9831H101 | XCBE | X3 ACQUISITION CORP LTD | $738,000 | 0.12% | 75,000 | Common | SOLE |
| G9709D109 | VHCP | VINE HILL CAP INVTS CORP II | $697,920 | 0.12% | 70,497 | Common | SOLE |
| G7537X107 | RFAM | RF ACQUISITION CORP III | $685,300 | 0.11% | 70,000 | Common | SOLE |
| 595112903 | MU | MICRON TECHNOLOGY INC | $675,680 | 0.11% | 2,000 | CALL | SOLE |
| G9460G119 | VAL/WS | VALARIS LTD | $663,025 | 0.11% | 41,465 | Common | SOLE |
| 81369Y605 | XLF | SELECT SECTOR SPDR TR | $641,940 | 0.11% | 13,000 | Common | SOLE |
| 156431AQ1 | CENX | CENTURY ALUM CO | $588,701 | 0.10% | 188,000 | Common | NONE |
| G7341A129 | PAACU | PROEM ACQUISITION CORP I | $514,743 | 0.09% | 51,500 | Common | SOLE |
| G17564108 | CRAQ | CAL REDWOOD ACQUISITION CORP | $506,984 | 0.08% | 49,900 | Common | SOLE |
| G1R59W127 | BHAVU | BHAV ACQUISITION CORP | $499,000 | 0.08% | 50,000 | Common | SOLE |
| G0579E103 | ARTC | ART TECHNOLOGY ACQUISITION C | $490,750 | 0.08% | 50,000 | Common | SOLE |
| 464288513 | HYG | ISHARES TR | $477,420 | 0.08% | 6,000 | Common | SOLE |
| G2574F119 | CRAC | CROWN RESV ACQUISITION CORP | $471,571 | 0.08% | 47,110 | Common | SOLE |
| G7866D102 | SCII | SC II ACQUISITION CORP | $460,614 | 0.08% | 46,200 | Common | SOLE |
| G6180J100 | MMTX | MILUNA ACQUISITION CORP | $460,350 | 0.08% | 45,989 | Common | SOLE |
| G87890102 | TVAI | THAYER VENTURES ACQ CORP II | $455,483 | 0.08% | 44,699 | Common | SOLE |
| G4791J106 | INAC | INDIGO ACQUISITION CORP | $452,589 | 0.08% | 44,612 | Common | SOLE |
| 70450Y903 | PYPL | PAYPAL HLDGS INC | $452,300 | 0.08% | 10,000 | CALL | SOLE |
| G5354C107 | LKSP | LAKE SUPERIOR ACQUISITION CO | $451,268 | 0.08% | 44,947 | Common | SOLE |
| 72703X114 | PL | PLANET LABS PBC | $445,400 | 0.07% | 27,076 | Common | SOLE |
| 737446104 | POST | POST HLDGS INC | $444,870 | 0.07% | 4,500 | Common | SOLE |
| 03214Q116 | AMPX/WS | AMPRIUS TECHNOLOGIES INC | $434,184 | 0.07% | 63,200 | Common | SOLE |
| 381430529 | GBIL | GOLDMAN SACHS ETF TR | $400,760 | 0.07% | 4,000 | Common | SOLE |
| 88339J905 | TTD | THE TRADE DESK INC | $385,730 | 0.06% | 17,000 | CALL | SOLE |
| 91733P107 | USAR | USA RARE EARTH INC | $383,415 | 0.06% | 25,333 | Common | SOLE |
| G4330A103 | HAVA | HARVARD AVE ACQUISITION CORP | $375,188 | 0.06% | 37,500 | Common | SOLE |
| G3933N116 | GTERA | GLOBA TERRA ACQUISITION COR | $369,897 | 0.06% | 36,300 | Common | SOLE |
| 674599955 | — | OCCIDENTAL PETE CORP | $357,500 | 0.06% | 5,500 | PUT | SOLE |
| G6791A100 | OTGA | OTG ACQUISITION CORP. I | $356,506 | 0.06% | 35,438 | Common | SOLE |
| G2124S108 | CHPG | CHAMPIONSGATE ACQUISITION CO | $356,106 | 0.06% | 34,742 | Common | SOLE |
| 65339KCY4 | NEE 3 03/01/27 | NEXTERA ENERGY CAP HLDGS INC | $352,930 | 0.06% | 254,000 | Common | NONE |
| G1000S109 | YCY | AA MISSION ACQUISITION CORP | $351,619 | 0.06% | 34,987 | Common | SOLE |
| G3700S124 | FMACU | FUTURE MONEY ACQUISITION COR | $349,514 | 0.06% | 35,000 | Common | SOLE |
| G2867S109 | IPOD | DUNE ACQUISITION CORP II | $292,370 | 0.05% | 28,303 | Common | SOLE |
| 44955L155 | IAUX/WS | I-80 GOLD CORP | $291,753 | 0.05% | 291,753 | Common | SOLE |
| G85096108 | APAC | STONEBRIDGE ACQUISITION II C | $276,238 | 0.05% | 27,500 | Common | SOLE |
| 92189F906 | — | VANECK ETF TRUST | $275,310 | 0.05% | 3,000 | CALL | SOLE |
| 46428Q909 | SLV | ISHARES SILVER TR | $272,560 | 0.05% | 4,000 | CALL | SOLE |
| G6005T101 | MKLY | MCKINLEY ACQUISITION CORP | $270,810 | 0.05% | 27,000 | Common | SOLE |
| G2662B953 | — | CRITICAL METALS CORP | $262,020 | 0.04% | 33,000 | PUT | SOLE |
| G8089R100 | PGAC | PANTAGES CAPITAL ACQUISITION | $259,485 | 0.04% | 24,760 | Common | SOLE |
| G04819101 | ENHA | A PARADISE ACQUISITION CORP | $254,250 | 0.04% | 25,000 | Common | SOLE |
| G82617104 | SOCA | SOLARIUS CAPITAL ACQU CORP | $253,182 | 0.04% | 24,895 | Common | SOLE |
| G3226F101 | EVOX | EVOLUTION GLOBAL ACQUISITION | $249,375 | 0.04% | 25,000 | Common | SOLE |
| G2296M111 | CMIIU | COLUMBUS CIRCLE CAP CORP II | $249,250 | 0.04% | 25,000 | Common | SOLE |
| G8662J111 | TDWD | TAILWIND 2.0 ACQUISITION COR | $247,008 | 0.04% | 24,900 | Common | SOLE |
| G53426105 | LAFA | LAFAYETTE ACQUISITION CORP | $244,793 | 0.04% | 24,553 | Common | SOLE |
| G0750N104 | AXIN | AXIOM INTELLIGENCE AC CORP 1 | $243,039 | 0.04% | 23,992 | Common | SOLE |
| G7633M104 | DRDB | ROMAN DBDR ACQUISITION CORP | $242,967 | 0.04% | 23,206 | Common | SOLE |
| G25014104 | CRAN | CRANE HBR ACQUISITION CORP I | $233,004 | 0.04% | 23,512 | Common | SOLE |
| G7552W109 | RIBB | RIBBON ACQUISITION CORP | $229,391 | 0.04% | 21,826 | Common | SOLE |
| G7314B104 | QSEA | QUARTZSEA ACQUISITION CORP | $227,632 | 0.04% | 21,951 | Common | SOLE |
| G3865B106 | GIXXU | GIGCAPITAL9 CORP | $218,505 | 0.04% | 21,796 | Common | SOLE |
| 464287432 | TLT | ISHARES TR | $216,725 | 0.04% | 2,500 | Common | SOLE |
| 640655114 | NEOVW | NEOVOLTA INC | $214,460 | 0.04% | 151,162 | Common | SOLE |
| G9582G104 | VACI | VIKING ACQUISITION CORP I | $210,526 | 0.04% | 21,201 | Common | SOLE |
| G1143H101 | BIXI | BITCOIN INFRASTRUCTURE ACQUI | $198,100 | 0.03% | 20,000 | Common | SOLE |
| G24243100 | COPL | COPLEY ACQUISITION CORP | $179,568 | 0.03% | 17,400 | Common | SOLE |
| G2616F101 | BCAR | D. BORAL ARC ACQ I CORP. | $177,960 | 0.03% | 17,585 | Common | SOLE |
| N90064901 | QURE | UNIQURE NV | $163,500 | 0.03% | 10,000 | CALL | SOLE |
| G2584S101 | KOYN | CSLM DIGITA ASSET ACQ CORP I | $158,913 | 0.03% | 15,828 | Common | SOLE |
| G32168109 | EURK | EUREKA ACQUISITION CORP | $144,959 | 0.02% | 12,783 | Common | SOLE |
| 09074F173 | BIVIW | BIOVIE INC | $141,555 | 0.02% | 456,629 | Common | SOLE |
| 46655E100 | DC | DAKOTA GOLD CORP | $126,477 | 0.02% | 25,045 | Common | SOLE |
| 107930125 | BCTXL | BRIACELL THERAPEUTICS CORP | $118,462 | 0.02% | 115,000 | Common | SOLE |
| 38071H122 | GROY/WS | GOLD ROYALTY CORP | $113,038 | 0.02% | 68,508 | Common | SOLE |
| G6717R104 | OACC | OAKTREE ACQUISITION CORP III | $106,315 | 0.02% | 10,025 | Common | SOLE |
| G6861F104 | OYSE | OYSTER ENTERPRISES II ACQUIS | $101,701 | 0.02% | 10,000 | Common | SOLE |
| G0R38M127 | AACIU | ARMADA ACQUISITION CORP III | $99,600 | 0.02% | 10,000 | Common | SOLE |
| 60742B110 | MOBBW | MOBILICOM LTD | $91,875 | 0.02% | 50,900 | Common | SOLE |
| 84856X122 | BESS/WS | BIMERGEN ENERGY CORP | $77,794 | 0.01% | 97,248 | Common | SOLE |
| 76152G209 | RVPH | REVIVA PHARMACEUTCLS HLDGS I | $66,218 | 0.01% | 90,772 | Common | SOLE |
| 739650909 | — | PRAIRIE OPER CO | $63,133 | 0.01% | 31,100 | CALL | SOLE |
| 40472A128 | EONR/WS | EON RESOURCES INC | $62,093 | 0.01% | 547,077 | Common | SOLE |
| 90177C200 | — | TWIN VEE POWERCATS CO | $61,486 | 0.01% | 239,431 | Common | SOLE |
| 320703408 | CLDI | CALIDI BIOTHERAPEUTICS INC | $59,475 | 0.01% | 250,000 | Common | SOLE |
| 69012T305 | OTLK | OUTLOOK THERAPEUTICS INC | $56,375 | 0.01% | 275,000 | Common | SOLE |
| 514766104 | LFCR | LIFECORE BIOMEDICAL INC | $55,800 | 0.01% | 15,000 | Common | SOLE |
| 92919F103 | VOXR | VOX ROYALTY CORP | $52,400 | 0.01% | 10,000 | Common | SOLE |
| 92854B109 | VANI | VIVANI MEDICAL INC | $40,400 | 0.01% | 40,000 | Common | SOLE |
| 92333E104 | VENU | VENU HLDG CORP | $39,600 | 0.01% | 12,000 | Common | SOLE |
| G65163118 | JOBY/WS | JOBY AVIATION INC | $35,406 | 0.01% | 44,818 | Common | SOLE |
| 15117F880 | CLRB | CELLECTAR BIOSCIENCES INC | $35,306 | 0.01% | 13,900 | Common | SOLE |
| 927950113 | VWAVW | VISIONWAVE HOLDINGS INC | $31,824 | 0.01% | 37,000 | Common | SOLE |
| 53838J113 | LVWR/WS | LIVEWIRE GROUP INC | $29,983 | 0.01% | 599,657 | Common | SOLE |
| 682189AS4 | ON 0 05/01/27 | ON SEMICONDUCTOR CORP | $24,496 | 0.00% | 19,000 | Common | NONE |
| 713715100 | PMNT | PERFECT MOMENT LTD | $24,048 | 0.00% | 95,200 | Common | SOLE |
| 739650109 | PROP | PRAIRIE OPER CO | $20,300 | 0.00% | 10,000 | Common | SOLE |
| 03211Q143 | AMPGZ | AMPLITECH GROUP INC | $20,000 | 0.00% | 166,667 | Common | SOLE |
| M53071136 | ICCM | ICECURE MEDICAL LTD CAESAREA | $19,736 | 0.00% | 65,568 | Common | SOLE |
| 03211Q135 | AMPGR | AMPLITECH GROUP INC | $18,747 | 0.00% | 200,117 | Common | SOLE |
| G63638111 | NAMMW | NAMIB MINERALS | $17,887 | 0.00% | 132,494 | Common | SOLE |
| 33830Q208 | FEAM | 5E ADVANCED MATERIALS INC | $17,237 | 0.00% | 12,312 | Common | SOLE |
| G7185A136 | ALP | ALPHATON CAPITAL CORP | $13,554 | 0.00% | 42,133 | Common | SOLE |
| 36468G103 | GAME | GAMESQUARE HLDGS INC | $13,500 | 0.00% | 50,000 | Common | SOLE |
| 87165D208 | SNYR | SYNERGY CHC CORP | $13,186 | 0.00% | 10,222 | Common | SOLE |
| 343928115 | FLYX/WS | FLYEXCLUSIVE INC | $13,046 | 0.00% | 33,024 | Common | SOLE |
| 114082308 | ERNAW | ERNEXA THERAPEUTICS INC | $10,055 | 0.00% | 50,000 | Common | SOLE |
| 171756117 | DAICW | CID HOLDCO INC | $10,012 | 0.00% | 377,800 | Common | SOLE |
| 68386H111 | OPFI/WS | OPPFI INC | $9,660 | 0.00% | 74,310 | Common | SOLE |
| G9831H119 | XCBEW | X3 ACQUISITION CORP LTD | $9,377 | 0.00% | 37,500 | Common | SOLE |
| G81306113 | SVAQW | SILICON VY ACQUISITION CORP | $9,003 | 0.00% | 31,600 | Common | SOLE |
| 74102N119 | FTW/WS | PRESIDIO PRODTN CO | $8,505 | 0.00% | 10,500 | Common | SOLE |
| 65344E115 | NXGLW | NEXGEL INC | $7,655 | 0.00% | 146,091 | Common | SOLE |
| 114082118 | ERNAW | ERNEXA THERAPEUTICS INC | $7,106 | 0.00% | 253,800 | Common | SOLE |
| G38268119 | TGE | GENERATION ESSENTIALS GROUP | $7,017 | 0.00% | 35,775 | Common | SOLE |
| G7S17G129 | PTORW | PRAETORIAN ACQUISITION CORP | $6,954 | 0.00% | 21,732 | Common | SOLE |
| G3R41C110 | FGIIW | FG IMPERII ACQUISITION CORP | $6,499 | 0.00% | 37,029 | Common | SOLE |
| G9833K110 | XSLLW | XSOLLA SPAC 1 | $5,644 | 0.00% | 28,234 | Common | SOLE |
| 231269309 | CRIS | CURIS INC | $5,473 | 0.00% | 10,000 | Common | SOLE |
| G9709D117 | VHCPW | VINE HILL CAP INVTS CORP II | $4,511 | 0.00% | 12,356 | Common | SOLE |
| G63369113 | MRNOW | MURANO GLOBAL INVTS PLC | $2,520 | 0.00% | 63,000 | Common | SOLE |
| 0557MQ115 | BTBDW | BT BRANDS INC | $1,831 | 0.00% | 10,000 | Common | SOLE |
| 744413113 | PIIIW | P3 HEALTH PARTNERS INC | $1,723 | 0.00% | 292,107 | Common | SOLE |
| G4330A111 | HAVAR | HARVARD AVE ACQUISITION CORP | $1,524 | 0.00% | 12,190 | Common | SOLE |
| G0136H110 | AERTW | AERIES TECHNOLOGY INC | $1,416 | 0.00% | 70,787 | Common | SOLE |
| G0411D115 | APLMW | APOLLOMICS INC | $1,323 | 0.00% | 87,049 | Common | SOLE |
| 80516T113 | SVREW | SAVERONE 2014 LTD | $1,288 | 0.00% | 125,026 | Common | SOLE |
| 86887P119 | BNCWW | CEA INDUSTRIES INC | $1,176 | 0.00% | 35,000 | Common | SOLE |
| M6000J127 | HUBCW | HUB CYBER SECURITY LTD | $1,139 | 0.00% | 162,771 | Common | SOLE |
| G2574S103 | CRACW | CROWN RESV ACQUISITION CORP | $587 | 0.00% | 12,352 | Common | SOLE |
| G0369L119 | ANGHW | ANGHAMI INC | $501 | 0.00% | 40,409 | Common | SOLE |
| G7500M120 | RNWWW | RENEW ENERGY GLOBAL PLC | $239 | 0.00% | 31,092 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.