Q4 2025 · 13F-HR
CKW FINANCIAL GROUPholdings as filed
Filed 2026-01-26 · accession 0001600403-26-000002
$922,198
Reported value
186
Positions
2025-12-31
Period end
The Brief · CKW FINANCIAL GROUP · Q4 2025
AI · grounded in 13F
CKW FINANCIAL GROUP reduced its position in HE by 98.048%. The fund also trimmed its holdings in AMZN by 89.1672% and EMXC by 71.0247%. Conversely, the fund accumulated shares of IEMG by 0.1203%.
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 464287200 | IVV | ISHARES CORE S&P 500 ETF | $425,670 | 46.2% | 621,471 | Common | NONE |
| 46432F842 | IEFA | ISHARES TRUST CORE MSCI EAFE ETF | $193,099 | 20.9% | 2,158,492 | Common | NONE |
| 46434G103 | IEMG | ISHARES CORE MSCI EMERGING MARKETS ETF | $83,159 | 9.02% | 1,237,112 | Common | NONE |
| 464287507 | IJH | ISHARES CORE S&P MID-CAP ETF | $59,787 | 6.48% | 905,871 | Common | NONE |
| 381430438 | GSEW | GOLDMAN SACHS EQUAL WEIGHT US LARGE CAP EQUITY ETF | $41,279 | 4.48% | 484,949 | Common | NONE |
| 580135101 | MCD | MCDONALD S CORP | $41,242 | 4.47% | 134,941 | Common | NONE |
| 922042775 | VEU | VANGUARD INTL EQUITY INDEX FDS ALLWRLD EX US | $21,354 | 2.32% | 290,287 | Common | NONE |
| 67066G104 | NVDA | NVIDIA CORPORATION COM | $9,728 | 1.05% | 52,163 | Common | NONE |
| 92206C680 | VONG | VANGUARD SCOTTSDALE FUNDS VANGUARD RUSS1000 GROWTH IDX FD ETF | $5,430 | 0.59% | 44,597 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $4,639 | 0.50% | 9,593 | Common | NONE |
| 57686G105 | MATX | MATSON INC COM NPV | $4,625 | 0.50% | 37,436 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $4,224 | 0.46% | 15,536 | Common | NONE |
| 464288257 | ACWI | ISHARES TR MSCI ACWI ETF | $3,325 | 0.36% | 23,503 | Common | NONE |
| 46625H100 | JPM | JPMORGAN CHASE &CO. COM | $3,127 | 0.34% | 9,706 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC CAP STK CL A | $2,297 | 0.25% | 7,337 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC COM USD0.0033 CLASS B | $1,440 | 0.16% | 2,864 | Common | NONE |
| 78462F103 | SPY | SPDR S&P500 ETF TRUST TRUST UNIT DEPOSITARY RECEIPT | $1,298 | 0.14% | 1,904 | Common | NONE |
| 892331307 | TM | TOYOTA MOTOR CORP ADR-EACH REP 10 ORD NPV LVL | $968 | 0.10% | 4,523 | Common | NONE |
| 060505104 | BAC | BANK AMERICA CORP COM | $884 | 0.10% | 16,078 | Common | NONE |
| 22160K105 | COST | COSTCO WHOLESALE CORP COM | $881 | 0.10% | 1,022 | Common | NONE |
| 478160104 | JNJ | JOHNSON &JOHNSON COM | $871 | 0.09% | 4,207 | Common | NONE |
| 32051X108 | FHB | FIRST HAWAIIAN INC COM | $815 | 0.09% | 32,200 | Common | NONE |
| 532457108 | LLY | ELI LILLY &CO COM | $647 | 0.07% | 602 | Common | NONE |
| 459200101 | IBM | INTERNATIONAL BUS MACH CORP COM USD0.20 | $579 | 0.06% | 1,953 | Common | NONE |
| 464286525 | ACWV | ISHARES INC MSCI GBL MIN VOL | $566 | 0.06% | 4,767 | Common | NONE |
| 72201R783 | HYS | PIMCO 0-5 YEAR HIGH YIELD CORPORATE BOND INDEX ETF | $417 | 0.05% | 4,400 | Common | NONE |
| 023135106 | AMZN | AMAZON.COM INC | $415 | 0.05% | 1,799 | Common | NONE |
| 46434V407 | SHYG | ISHARES TRUST 0-5YR HIGH YIELD CORP BD ISIN #US46434V4077 SEDOL #BFS2LL0 | $403 | 0.04% | 9,393 | Common | NONE |
| 571748102 | MRSH | MARSH &MCLENNAN COMPANIES INC COM USD1.00 | $363 | 0.04% | 1,957 | Common | NONE |
| 014491104 | ALEX | ALEXANDER &BALDWIN INC NEW COM | $346 | 0.04% | 16,785 | Common | NONE |
| 46434G764 | EMXC | ISHARES MSCI EMR MRK EX CHNA | $325 | 0.04% | 4,479 | Common | NONE |
| 369604301 | GE | GE AEROSPACE COM NEW | $319 | 0.03% | 1,037 | Common | NONE |
| 82509L107 | SHOP | SHOPIFY INC COM NPV CL A ISIN #CA82509L1076 SEDOL #BX865C7 | $311 | 0.03% | 1,933 | Common | NONE |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $305 | 0.03% | 1,425 | Common | NONE |
| 61174X109 | MNST | MONSTER BEVERAGE CORP NEW COM | $276 | 0.03% | 3,600 | Common | NONE |
| 882508104 | TXN | TEXAS INSTRUMENTS INC COM USD1.00 | $271 | 0.03% | 1,561 | Common | NONE |
| 88160R101 | TSLA | TESLA INC COM | $270 | 0.03% | 600 | Common | NONE |
| 874039100 | TSM | TAIWAN SEMICONDUCTOR MANUFACTURING SPON ADS EACH REP 5 ORD TWD10 | $258 | 0.03% | 850 | Common | NONE |
| G54950103 | LIN | LINDE PLC COM EUR0.001 | $258 | 0.03% | 606 | Common | NONE |
| 458140100 | INTC | INTEL CORP COM USD0.001 | $221 | 0.02% | 6,002 | Common | NONE |
| 654106103 | NKE | NIKE INC CLASS B COM NPV | $215 | 0.02% | 3,371 | Common | NONE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $213 | 0.02% | 5,230 | Common | NONE |
| 166764100 | CVX | CHEVRON CORP NEW COM | $198 | 0.02% | 1,299 | Common | NONE |
| 64110L106 | NFLX | NETFLIX INC | $188 | 0.02% | 2,000 | Common | NONE |
| 30303M102 | META | META PLATFORMS INC CLASS A COMMON STOCK | $183 | 0.02% | 277 | Common | NONE |
| 617446448 | MS | MORGAN STANLEY COM USD0.01 | $178 | 0.02% | 1,000 | Common | NONE |
| 855244109 | SBUX | STARBUCKS CORP COM USD0.001 | $175 | 0.02% | 2,080 | Common | NONE |
| 172967424 | C | CITIGROUP INC | $175 | 0.02% | 1,500 | Common | NONE |
| 36828A101 | GEV | GE VERNOVA INC COM | $169 | 0.02% | 258 | Common | NONE |
| 30231G102 | XOM | EXXON MOBIL CORP COM | $160 | 0.02% | 1,332 | Common | NONE |
| 742718109 | PG | PROCTER AND GAMBLE CO COM | $159 | 0.02% | 1,110 | Common | NONE |
| 345370860 | F | FORD MTR CO DEL COM | $148 | 0.02% | 11,290 | Common | NONE |
| 922042858 | VWO | VANGUARD INTL EQUITY INDEX FDS FTSE EMR MKT ETF | $148 | 0.02% | 2,756 | Common | NONE |
| 001055102 | AFL | AFLAC INC COM | $133 | 0.01% | 1,210 | Common | NONE |
| 154760409 | CPF | CENTRAL PACIFIC FINANCIAL CORP | $124 | 0.01% | 3,995 | Common | NONE |
| 46090E103 | QQQ | INVESCO QQQ TR UNIT SER 1 | $123 | 0.01% | 201 | Common | NONE |
| 00206R102 | T | AT&T INC COM USD1 | $117 | 0.01% | 4,722 | Common | NONE |
| 931142103 | WMT | WALMART INC COM | $117 | 0.01% | 1,050 | Common | NONE |
| 464287721 | IYW | ISHARES US TECHNOLOGY ETF | $108 | 0.01% | 540 | Common | NONE |
| 062540109 | BOH | BANK OF HAWAII CORP | $107 | 0.01% | 1,562 | Common | NONE |
| 11135F101 | AVGO | BROADCOM INC COM | $104 | 0.01% | 300 | Common | NONE |
| 607828100 | MOD | MODINE MANUFACTURING CO | $100 | 0.01% | 750 | Common | NONE |
| 89417E109 | TRV | TRAVELERS COMPANIES INC COM STK NPV | $100 | 0.01% | 344 | Common | NONE |
| 020002101 | ALL | ALLSTATE CORP COM USD0.01 | $94 | 0.01% | 450 | Common | NONE |
| 464289867 | AOR | ISHARES TRUST CORE 60/40 BALANCED ALLOCATION ETF | $92 | 0.01% | 1,417 | Common | NONE |
| 464288513 | HYG | ISHARES TR IBOXX HI YD ETF | $84 | 0.01% | 1,040 | Common | NONE |
| 443573100 | HUBS | HUBSPOT INC | $81 | 0.01% | 203 | Common | NONE |
| 559222401 | MGA | MAGNA INTL INC COM ISIN #CA5592224011 SEDOL #2554475 | $80 | 0.01% | 1,496 | Common | NONE |
| 09255R202 | DSU | BLACKROCK DEBT STRATEGIES FD I COM NEW | $78 | 0.01% | 7,711 | Common | NONE |
| 464289859 | AOA | ISHARES TRUST CORE 80/20 AGGRESSIVE ALLOCATION ETF | $68 | 0.01% | 763 | Common | NONE |
| 371901109 | GNTX | GENTEX CORP | $66 | 0.01% | 2,841 | Common | NONE |
| 46434V878 | ICSH | ISHARES ULTRA SHORT-TERM BOND ACTIVE ETF | $65 | 0.01% | 1,282 | Common | NONE |
| 24703L202 | DELL | DELL TECHNOLOGIES INC CL C | $65 | 0.01% | 515 | Common | NONE |
| 14448C104 | CARR | CARRIER GLOBAL CORPORATION COM | $58 | 0.01% | 1,103 | Common | NONE |
| 35671D857 | FCX | FREEPORT-MCMORAN INC COM USD0.10 | $53 | 0.01% | 1,052 | Common | NONE |
| 92826C839 | V | VISA INC | $44 | 0.00% | 125 | Common | NONE |
| 46429B689 | EFAV | ISHARES TR MSCI EAFE MIN VL | $43 | 0.00% | 500 | Common | NONE |
| 031162100 | AMGN | AMGEN INC | $41 | 0.00% | 127 | Common | NONE |
| 17275R102 | CSCO | CISCO SYSTEMS INC | $40 | 0.00% | 522 | Common | NONE |
| G96629103 | WTW | WILLIS TOWERS WATSON PLC COM USD0.000304635 | $40 | 0.00% | 121 | Common | NONE |
| 717081103 | PFE | PFIZER INC | $37 | 0.00% | 1,475 | Common | NONE |
| 254687106 | DIS | DISNEY WALT CO COM | $36 | 0.00% | 317 | Common | NONE |
| 22052L104 | CTVA | CORTEVA INC COM | $36 | 0.00% | 530 | Common | NONE |
| 00724F101 | ADBE | ADOBE INC COM | $35 | 0.00% | 100 | Common | NONE |
| 02079K107 | GOOG | ALPHABET INC CAP STK CL C | $31 | 0.00% | 100 | Common | NONE |
| 934423104 | WBD | WARNER BROS DISCOVERY INC COM SER A | $30 | 0.00% | 1,056 | Common | NONE |
| 46138G649 | QQQM | INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF | $28 | 0.00% | 111 | Common | NONE |
| 921937835 | BND | VANGUARD BD INDEX FDS TOTAL BND MRKT | $28 | 0.00% | 372 | Common | NONE |
| 922908553 | VNQ | VANGUARD REAL ESTATE ETF | $27 | 0.00% | 300 | Common | NONE |
| 191216100 | KO | COCA-COLA CO | $26 | 0.00% | 374 | Common | NONE |
| 595112103 | MU | MICRON TECHNOLOGY INC | $26 | 0.00% | 90 | Common | NONE |
| 038222105 | AMAT | APPLIED MATERIALS INC COM USD0.01 | $26 | 0.00% | 100 | Common | NONE |
| 09261X102 | BXSL | BLACKSTONE SECD LENDING FD COMMON STOCK | $26 | 0.00% | 1,000 | Common | NONE |
| 464286533 | EEMV | ISHARES INC MSCI EMERG MRKT | $26 | 0.00% | 412 | Common | NONE |
| 37960A669 | SDIV | GLOBAL X FDS SUPERDIVIDEND | $24 | 0.00% | 1,000 | Common | NONE |
| 773121108 | RKLB | ROCKET LAB CORP COM | $23 | 0.00% | 331 | Common | NONE |
| 36266G107 | GEHC | GE HEALTHCARE TECHNOLOGIES INC COMMON STOCK | $23 | 0.00% | 280 | Common | NONE |
| 75513E101 | RTX | RTX CORPORATION COM USD1.00 | $19 | 0.00% | 105 | Common | NONE |
| 464288646 | IGSB | ISHARES TR ISHS 1-5YR INVS | $18 | 0.00% | 333 | Common | NONE |
| 464287465 | EFA | ISHARES MSCI EAFE ETF | $18 | 0.00% | 184 | Common | NONE |
| 09062X103 | BIIB | BIOGEN INC COM USD0.0005 | $18 | 0.00% | 100 | Common | NONE |
| 88579Y101 | MMM | 3M CO | $16 | 0.00% | 100 | Common | NONE |
| 315948109 | FBTC | FIDELITY WISE ORIGIN BITCOIN FUND | $15 | 0.00% | 202 | Common | NONE |
| 46222L108 | IONQ | IONQ INC COM | $14 | 0.00% | 301 | Common | NONE |
| 055622104 | BP | BP PLC SPONSORED ADR | $13 | 0.00% | 370 | Common | NONE |
| 835699307 | SONY | SONY GROUP CORPORATION SPON ADS EACH REPR 1 ORD SHS | $13 | 0.00% | 2,500 | Common | NONE |
| 002896207 | ANF | ABERCROMBIE &FITCH CO CL A COM USD0.01 | $13 | 0.00% | 100 | Common | NONE |
| 78467Y107 | MDY | SPDR S&P MIDCAP 400 ETF | $12 | 0.00% | 20 | Common | NONE |
| 74743L100 | Q | QNITY ELECTRONICS INC COMMON STOCK | $12 | 0.00% | 144 | Common | NONE |
| 26614N102 | DD | DUPONT DE NEMOURS INC COM | $12 | 0.00% | 290 | Common | NONE |
| 097023105 | BA | BOEING CO | $11 | 0.00% | 50 | Common | NONE |
| 316092808 | FTEC | FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF | $11 | 0.00% | 50 | Common | NONE |
| 494368103 | KMB | KIMBERLY-CLARK CORP COM | $11 | 0.00% | 107 | Common | NONE |
| 43940T109 | HOPE | HOPE BANCORP INC COM | $11 | 0.00% | 1,000 | Common | NONE |
| 31609A503 | FMDE | FIDELITY ENHANCED MID CAP ETF | $11 | 0.00% | 316 | Common | NONE |
| 922908769 | VTI | VANGUARD INDEX FDS VANGUARD TOTAL STK MKT ETF | $10 | 0.00% | 31 | Common | NONE |
| 464287432 | TLT | ISHARES TR 20 YR TR BD ETF | $10 | 0.00% | 116 | Common | NONE |
| 68902V107 | OTIS | OTIS WORLDWIDE CORP COM | $9 | 0.00% | 103 | Common | NONE |
| 76954A103 | RIVN | RIVIAN AUTOMOTIVE INC COM CL A | $9 | 0.00% | 440 | Common | NONE |
| 98980L101 | ZNGA | ZOOM COMMUNICATIONS INC CLASS A COMMON | $9 | 0.00% | 100 | Common | NONE |
| 92556V106 | VTRS | VIATRIS INC COM | $9 | 0.00% | 716 | Common | NONE |
| 921943858 | VEA | VANGUARD DEVELOPED MARKETS INDEX FUND ETF | $9 | 0.00% | 142 | Common | NONE |
| 00846U101 | A | AGILENT TECHNOLOGIES INC COM USD0.01 | $8 | 0.00% | 56 | Common | NONE |
| 922908363 | VOO | VANGUARD INDEX FUNDS S&P 500 ETF USD | $8 | 0.00% | 13 | Common | NONE |
| 31609A107 | FELV | FIDELITY ENHANCED LARGE CAP VALUE ETF | $8 | 0.00% | 236 | Common | NONE |
| 75886F107 | REGN | REGENERON PHARMACEUTICALS INC | $8 | 0.00% | 10 | Common | NONE |
| 45781V101 | IIPR | INNOVATIVE INDL PPTYS INC COM | $8 | 0.00% | 173 | Common | NONE |
| 216648501 | COO | COOPER COS INC COM | $8 | 0.00% | 93 | Common | NONE |
| 929740108 | WAB | WABTEC COM | $8 | 0.00% | 36 | Common | NONE |
| 00287Y109 | ABBV | ABBVIE INC COM USD0.01 | $7 | 0.00% | 30 | Common | NONE |
| 464288240 | ACWX | ISHARES TR MSCI ACWI EX US | $6 | 0.00% | 90 | Common | NONE |
| 49338L103 | KEYS | KEYSIGHT TECHNOLOGIES INC COM USD0.01 WD | $6 | 0.00% | 28 | Common | NONE |
| 50155Q100 | KD | KYNDRYL HLDGS INC COMMON STOCK | $6 | 0.00% | 215 | Common | NONE |
| 803607100 | SRPT | SAREPTA THERAPEUTICS INC | $6 | 0.00% | 300 | Common | NONE |
| 58933Y105 | MRK | MERCK &CO. INC COM | $6 | 0.00% | 56 | Common | NONE |
| 31613E103 | FETH | FIDELITY ETHEREUM FUND | $5 | 0.00% | 160 | Common | NONE |
| 14020Y102 | CGCP | CAPITAL GRP FIXED INCM ETF TR CORE PLUS INCM | $5 | 0.00% | 214 | Common | NONE |
| 03674X106 | AR | ANTERO RESOURCES CORP COM | $4 | 0.00% | 111 | Common | NONE |
| 31609A206 | FESM | FIDELITY ENHANCED SMALL CAP ETF | $4 | 0.00% | 96 | Common | NONE |
| G65163100 | JOBY | JOBY AVIATION INC COMMON STOCK | $4 | 0.00% | 300 | Common | NONE |
| 83304A106 | SNAP | SNAP INC CL A | $4 | 0.00% | 520 | Common | NONE |
| 56501R106 | MFC | MANULIFE FINANCIAL CORP COM NPV ISIN #CA56501R1064 SEDOL #2492519 | $4 | 0.00% | 118 | Common | NONE |
| 670100205 | NVO | NOVO NORDISK A/S ADR-EACH CNV INTO 1 CLASS B DKK1 | $3 | 0.00% | 50 | Common | NONE |
| 29273V100 | ET | ENERGY TRANSFER L P COM UT LTD PTN | $3 | 0.00% | 200 | Common | NONE |
| 419870100 | HE | HAWAIIAN ELECTRIC INDUSTRIES INC | $3 | 0.00% | 226 | Common | NONE |
| 90184D100 | TWST | TWIST BIOSCIENCE CORP COM | $3 | 0.00% | 80 | Common | NONE |
| 85859N300 | STEM | STEM INC COM NEW | $3 | 0.00% | 192 | Common | NONE |
| 23918K108 | DVA | DAVITA INC COM | $3 | 0.00% | 25 | Common | NONE |
| 024061103 | DCH | AMERICAN AXLE & MANUFACTURING HOLDINGS INC | $3 | 0.00% | 500 | Common | NONE |
| 867224107 | SU | SUNCOR ENERGY INC NEW COM ISIN #CA8672241079 SEDOL #B3NB1P2 | $2 | 0.00% | 50 | Common | NONE |
| 02156V109 | OKLO | OKLO INC COM CL A | $2 | 0.00% | 25 | Common | NONE |
| 98944F109 | ZEO | ZEO ENERGY CORP CL A | $2 | 0.00% | 1,527 | Common | NONE |
| 595017104 | MCHP | MICROCHIP TECHNOLOGY INC. COM | $2 | 0.00% | 25 | Common | NONE |
| 90353T100 | UBER | UBER TECHNOLOGIES INC COM | $2 | 0.00% | 25 | Common | NONE |
| 25400Q105 | DJT | TRUMP MEDIA & TECHNOLOGY GROUP CORP COMMON STOCK FLORIDA | $2 | 0.00% | 162 | Common | NONE |
| 42824C109 | HPE | HEWLETT PACKARD ENTERPRISE CO COM | $1 | 0.00% | 50 | Common | NONE |
| 500754106 | KHC | KRAFT HEINZ CO COM | $1 | 0.00% | 50 | Common | NONE |
| 464288281 | EMB | ISHARES TR JP MOR EM MK ETF | $1 | 0.00% | 14 | Common | NONE |
| 06849F108 | B | BARRICK MINING CORPORATION COM NPV ISIN #CA06849F1080 SEDOL #BNM23Q1 | $1 | 0.00% | 25 | Common | NONE |
| 71654V408 | PBR | PETROLEO BRASILEIRO SA PETROBRAS SPON ADS EACH REP 2 ORD SHS | $1 | 0.00% | 59 | Common | NONE |
| 74767V109 | QS | QUANTUMSCAPE CORP COM CL A | $1 | 0.00% | 50 | Common | NONE |
| H8817H100 | RIG | TRANSOCEAN LIMITED COM CHF0.10 REGISTERED SHS | $1 | 0.00% | 126 | Common | NONE |
| 22160N109 | CSGP | COSTAR GROUP INC | $1 | 0.00% | 20 | Common | NONE |
| 46432F834 | IXUS | ISHARES TR CORE MSCI TOTAL | $1 | 0.00% | 9 | Common | NONE |
| 464285204 | IAU | ISHARES GOLD TR ISHARES NEW ISIN #US4642852044 SEDOL #BKP74N6 | $1 | 0.00% | 9 | Common | NONE |
| 53224K302 | LTBR | LIGHTBRIDGE CORP COM | $1 | 0.00% | 50 | Common | NONE |
| 88339J105 | TTD | THE TRADE DESK INC COM CL A | $1 | 0.00% | 20 | Common | NONE |
| 958102105 | WDC | WESTERN DIGITAL CORP. COM | $1 | 0.00% | 5 | Common | NONE |
| 163851108 | CC | CHEMOURS CO COM | $1 | 0.00% | 55 | Common | NONE |
| 40434L105 | HPQ | HP INC COM | $1 | 0.00% | 50 | Common | NONE |
| 896945201 | TRIP | TRIPADVISOR INC COM | $0 | — | 25 | Common | NONE |
| 05350V106 | AVNS | AVANOS MED INC COM | $0 | — | 12 | Common | NONE |
| 00971T101 | AKAM | AKAMAI TECHNOLOGIES COM USD0.01 | $0 | — | 1 | Common | NONE |
| 98956P102 | ZBH | ZIMMER BIOMET HOLDINGS INC COM | $0 | — | 5 | Common | NONE |
| 80004C200 | SNDK | SANDISK CORP COM | $0 | — | 1 | Common | NONE |
| 70450Y103 | PYPL | PAYPAL HLDGS INC COM | $0 | — | 5 | Common | NONE |
| Y8162K204 | SBLK | STAR BULK CARRIERS CORP | $0 | — | 19 | Common | NONE |
| 134429109 | CPB | THE CAMPBELL'S COMPANY COMMON STOCK | $0 | — | 4 | Common | NONE |
| 464287804 | IJR | ISHARES CORE S&P SMALL-CAP E | $0 | — | 1 | Common | NONE |
| 23355L106 | DXC | DXC TECHNOLOGY CO COM | $0 | — | 4 | Common | NONE |
| 36465E101 | GNT | GAMCO NATURAL RESOURCES GOLD & INCOME TRUST | $0 | — | 25 | Common | NONE |
| 927926303 | VGZ | VISTA GOLD CORP COM NPV ISIN #CA9279263037 SEDOL #B1P75F2 | $0 | — | 25 | Common | NONE |
| 013872106 | AA | ALCOA CORP COM | $0 | — | 5 | Common | NONE |
| 359523107 | FTEK | FUEL TECH INC COM STK USD0.01 | $0 | — | 200 | Common | NONE |
| 72919P202 | PLUG | PLUG POWER INC | $0 | — | 200 | Common | NONE |
| 911312106 | UPS | UNITED PARCEL SERVICE INC CL B | $0 | — | 5 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.