Q3 2024 · 13F-HR
Alken Asset Management Ltdholdings as filed
Filed 2024-10-11 · accession 0001629996-24-000005
$50,017
Reported value
34
Positions
2024-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 060505682 | BAC 7.25 PERP L | Bank of America 7.250 | $3,760 | 7.52% | 2,950 | Common | NONE |
| 69352PAS2 | PPL 2.875 03/15/28 | PPL Capital Funding 2. | $2,695 | 5.39% | 2,550 | Common | NONE |
| 842587DP9 | SO 3.875 12/15/25 | Southern Company 3.875 | $2,658 | 5.31% | 2,400 | Common | NONE |
| 125896BX7 | CMS 3.375 05/01/28 | CMS Energy 3.375 01-M | $2,627 | 5.25% | 2,450 | Common | NONE |
| 45867GAD3 | IDCC 3.5 06/01/27 | InterDigital 3.500 01 | $2,594 | 5.19% | 1,400 | Common | NONE |
| 337932AR8 | FE 4 05/01/26 | FirstEnergy 4.000 01- | $2,566 | 5.13% | 2,450 | Common | NONE |
| 697435AF2 | PANW 0.375 06/01/25 | Palo Alto Networks 0.3 | $2,413 | 4.82% | 700 | Common | NONE |
| 00971TAJ0 | AKAM 0.125 05/01/25 | Akamai Technologies 0. | $2,393 | 4.78% | 2,150 | Common | NONE |
| 65339F663 | NEE 7.299 06/01/27 | NextEra Energy 7.299 | $2,221 | 4.44% | 40,000 | Common | NONE |
| 67059NAH1 | NTNX 0.25 10/01/27 | Nutanix 0.250 01-Oct- | $2,101 | 4.20% | 1,770 | Common | NONE |
| 45784PAK7 | PODD 0.375 09/01/26 | Insulet Corp 0.375 01 | $2,046 | 4.09% | 1,700 | Common | NONE |
| 98980GAB8 | ZS 0.125 07/01/25 | Zscaler 0.125 01-Jul- | $1,708 | 3.41% | 1,400 | Common | NONE |
| 26441CBY0 | DUK 4.125 04/15/26 | Duke Energy 4.125 04/1 | $1,692 | 3.38% | 1,600 | Common | NONE |
| 40637HAF6 | HALO 1 08/15/28 | Halozyme Thera 1.000 | $1,546 | 3.09% | 1,300 | Common | NONE |
| 10316TAB0 | BOX 0 01/15/26 | Box 0.000 15-Jan-2026 | $1,503 | 3.00% | 1,150 | Common | NONE |
| 682189AU9 | ON 0.5 03/01/29 | ON Semiconductor 0.500 | $1,411 | 2.82% | 1,400 | Common | NONE |
| 03769M304 | APO 6.75 07/31/26 | Apollo Global Mgmt 6.7 | $1,402 | 2.80% | 20,600 | Common | NONE |
| 09857LAN8 | BKNG 0.75 05/01/25 | Booking Holdings 0.750 | $1,402 | 2.80% | 625 | Common | NONE |
| 629377CG5 | NRG 2.75 06/01/48 | NRG Energy 2.750 01-J | $1,332 | 2.66% | 600 | Common | NONE |
| 83304AAF3 | SNAP 0 05/01/27 | Snap 0 - 0.5 up 45 - | $1,280 | 2.56% | 1,500 | Common | NONE |
| 345370CZ1 | F 0 03/15/26 | Ford 0.000 up 40 - 45 | $1,268 | 2.54% | 1,300 | Common | NONE |
| 26210CAD6 | DBX 0 03/01/28 | Dropbox 0 - 0.5 up 47 | $1,157 | 2.31% | 1,200 | Common | NONE |
| 89377MAB5 | TMDX 1.5 06/01/28 | TransMedics Group 1.50 | $1,105 | 2.21% | 600 | Common | NONE |
| 803607AD2 | SRPT 1.25 09/15/27 | Sarepta Therapeutics 1 | $966 | 1.93% | 850 | Common | NONE |
| 23248VAB1 | CYBR 0 11/15/24 | CyberArk Software 0.00 | $834 | 1.67% | 450 | Common | NONE |
| 443573AD2 | HUBS 0.375 06/01/25 | HubSpot 0.375 01-Jun- | $793 | 1.59% | 420 | Common | NONE |
| 23804LAB9 | DDOG 0.125 06/15/25 | Datadog 0.125 15-Jun- | $652 | 1.30% | 500 | Common | NONE |
| 60937PAD8 | MDB 0.25 01/15/26 | MongoDB 0.250 15-Jan- | $622 | 1.24% | 450 | Common | NONE |
| 977852AB8 | WOLF 0.25 02/15/28 | Wolfspeed 0.250 15-Fe | $607 | 1.21% | 1,550 | Common | NONE |
| 090043AD2 | BILL 0 04/01/27 | Bill.com Holdings 0 - | $353 | 0.71% | 400 | Common | NONE |
| 00971TAL5 | AKAM 0.375 09/01/27 | Akamai Technologies 0. | $310 | 0.62% | 300 | Common | NONE |
| 30231G102 | XOM | Exxon Mobil Corp CFD | $0 | — | 900 | Common | SHARED |
| 252131107 | DXCM | DexCom Inc | $0 | — | 10,000 | Common | NONE |
| 71654V101 | PBR/A | Petroleo Brasileiro SA | $0 | — | 27,500 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.