Q1 2026 · 13F-HR
Alken Asset Management Ltdholdings as filed
Filed 2026-04-24 · accession 0001629996-26-000002
$55,510
Reported value
35
Positions
2026-03-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 90353TAM2 | UBER 0.875 12/01/28 2028 | Uber Technologies 0.875 01-Dec-2028 | $5,103 | 9.19% | 4,250 | Common | NONE |
| 125896BX7 | CMS 3.375 05/01/28 | CMS Energy 3.375 01-May-2028 | $4,544 | 8.19% | 4,050 | Common | NONE |
| 01609WBG6 | BABA 0.5 06/01/31 | Alibaba Group 0.500 01-Jun-2031 | $3,482 | 6.27% | 2,540 | Common | NONE |
| 55405YAD2 | MTSI 0 12/15/29 | Macom Tech 0.000 15-Dec-2029 (Exch) | $3,428 | 6.18% | 2,400 | Common | NONE |
| 45867GAD3 | IDCC 3.5 06/01/27 | InterDigital 3.500 01-Jun-2027 | $3,300 | 5.94% | 850 | Common | NONE |
| 594918104 | MSFT | Microsoft Corp | $3,159 | 5.69% | 8,800 | Common | NONE |
| 40637HAF6 | HALO 1 08/15/28 | Halozyme Thera 1.000 15-Aug-2028 | $2,600 | 4.68% | 2,030 | Common | NONE |
| 833445AD1 | SNOW 0 10/01/29 | Snowflake 0.000 01-Oct-2029 | $2,492 | 4.49% | 2,050 | Common | NONE |
| 03990B309 | ARES 6.75 10/01/27 B | Ares Management 6.750 01-Oct-2027 PEPS B | $2,479 | 4.47% | 69,000 | Common | NONE |
| 737446AT1 | POST 2.5 08/15/27 | Post Holdings 2.500 15-Aug-2027 | $2,449 | 4.41% | 2,280 | Common | NONE |
| 465741AQ9 | ITRI 1.375 07/15/30 | Itron 1.375 15-Jul-2030 | $2,094 | 3.77% | 2,100 | Common | NONE |
| 450056AB2 | IRTC 1.5 09/01/29 | iRhythm Technologies 1.500 01-Sep-2029 | $2,063 | 3.72% | 1,900 | Common | NONE |
| 26441CBY0 | DUK 4.125 04/15/26 | Duke Energy 4.125 04/15/26 | $1,967 | 3.54% | 1,800 | Common | NONE |
| 393657AM3 | GBX 2.875 04/15/28 | Greenbrier Companies 2.375 - 2.875 up 30 - 35 15-Apr-2028 | $1,778 | 3.20% | 1,550 | Common | NONE |
| 68389X204 | ORCL 6.5 01/15/29 D | Oracle 6.500 15-Jan-2029 PEPS D | $1,654 | 2.98% | 37,000 | Common | NONE |
| 67059NAH1 | NTNX 0.25 10/01/27 | Nutanix 0.250 01-Oct-2027 (Exch) | $1,612 | 2.90% | 1,600 | Common | NONE |
| 00182CAC7 | ANIP 2.25 09/01/29 | ANI Pharma 2.250 01-Sep-2029 | $1,596 | 2.88% | 1,300 | Common | NONE |
| 03769M304 | APO 6.75 07/31/26 | Apollo Global Mgmt 6.750 31-Jul-2026 PEPS A | $1,544 | 2.78% | 26,600 | Common | NONE |
| 008073AA6 | AVAV 0 07/15/30 | AeroVironment 0.000 15-Jul-2030 | $1,457 | 2.62% | 1,500 | Common | NONE |
| 02043QAB3 | ALNY 1 09/15/27 | Alnylam Pharma 1.000 15-Sep-2027 | $1,279 | 2.30% | 1,000 | Common | NONE |
| 191216100 | KO | Coca-Cola Co/The | $847 | 1.53% | 11,100 | Common | NONE |
| 55354G100 | MSCI | MSCI Inc | $585 | 1.05% | 1,100 | Common | NONE |
| 83304AAF3 | SNAP 0 05/01/27 | Snap 0 - 0.5 up 45 - 50 01-May-2027 | $562 | 1.01% | 600 | Common | NONE |
| 464285204 | IAU | Ishares Gold Trust | $410 | 0.74% | 7,400 | Common | SOLE |
| 090043AD2 | BILL 0 04/01/27 | Bill.com Holdings 0 - 0.25 up 45 - 50 01-Apr-2027 | $380 | 0.68% | 400 | Common | NONE |
| 803607AD2 | SRPT 1.25 09/15/27 | Sarepta Therapeutics 1.250 15-Sep-2027 | $366 | 0.66% | 400 | Common | NONE |
| 29355AAK3 | ENPH 0 03/01/28 | Enphase Energy 0.000 01-Mar-2028 | $356 | 0.64% | 400 | Common | NONE |
| 91680MAB3 | UPST 0.25 08/15/26 | Upstart Holdings 0 - 0.5 up 42.5 - 47.5 15-Aug-2026 | $336 | 0.61% | 350 | Common | NONE |
| 753422AH7 | RPD 1.25 03/15/29 | Rapid7 1.250 15-Mar-2029 | $331 | 0.60% | 400 | Common | NONE |
| 91332UAB7 | U 0 11/15/26 | Unity Software 0 - 0.25 up 47.5 - 52.5 15-Nov-2026 | $292 | 0.53% | 300 | Common | NONE |
| 25402DAB8 | DOCN 0 12/01/26 | DigitalOcean 0 - 0.5 up 40 - 45 01-Dec-2026 | $291 | 0.52% | 300 | Common | NONE |
| 29786AAL0 | ETSY 0.125 09/01/27 | Etsy 0.125 01-Sep-2027 | $278 | 0.50% | 300 | Common | NONE |
| 47215PAJ5 | JD 0.25 06/01/29 | JD.com 0.250 01-Jun-2029 | $178 | 0.32% | 180 | Common | SHARED |
| 02081GAD4 | ATEC 0.75 03/15/30 | Alphatec Holdings 0.750 15-Mar-2030 | $122 | 0.22% | 120 | Common | SHARED |
| 23804LAD5 | DDOG 0 12/01/29 | Datadog 0.000 01-Dec-2029 | $96 | 0.17% | 100 | Common | SHARED |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.