Matisse Capital — Q3 2024 13F-HR

← Matisse Capital

Q3 2024 · 13F-HR

Matisse Capitalholdings as filed

Filed 2024-10-17 · accession 0001668256-24-000012

$205.6M

Reported value

176

Positions

2024-09-30

Period end

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Holdings as filed

CUSIP	Ticker	Issuer	Value	% port.	Shares	Class	Voting
037833100	AAPL	APPLE INC	$10.1M	4.93%	43,480	Common	SOLE
46434V621	DGRO	ISHARES TR	$8.3M	4.04%	132,387	Common	SOLE
594918104	MSFT	MICROSOFT CORP	$7.6M	3.71%	17,722	Common	SOLE
04351P101	ASNDUSD	ASCENDIS PHARMA A/S	$5.0M	2.45%	33,684	Common	SOLE
09662W109	DMB	BNY MELLON MUN BD INFRASTRUC	$3.5M	1.71%	314,245	Common	SOLE
25065A502	DMA	DESTRA MULTI-ALTERNATIVE FD	$3.4M	1.67%	395,307	Common	SOLE
65340G205	NXDT	NEXPOINT DIVERSIFIED REL ET	$3.2M	1.57%	515,204	Common	SOLE
617468103	XCAFX	MORGAN STANLEY CHINA A SH FD	$3.2M	1.53%	233,000	Common	SOLE
89147L886	TYG	TORTOISE ENERGY INFRA CORP	$3.1M	1.53%	80,000	Common	SOLE
874036106	TWN	TAIWAN FD INC	$3.0M	1.47%	69,000	Common	SOLE
27901F109	XTEAX	ECOFIN SUSTAINABLE AND SOCIA	$3.0M	1.44%	227,000	Common	SOLE
43010T104	HGLB	HIGHLAND GLOBAL ALLOCATION F	$2.8M	1.38%	362,300	Common	SOLE
101507101	STEW	SRH TOTAL RETURN FUND INC	$2.8M	1.38%	180,000	Common	SOLE
023135106	AMZN	AMAZON COM INC	$2.8M	1.36%	14,998	Common	SOLE
43010E404	HFRO	HIGHLAND OPPORTUNITIES	$2.8M	1.36%	455,065	Common	SOLE
02079K305	GOOGL	ALPHABET INC	$2.8M	1.35%	16,719	Common	SOLE
155123102	CET	CENTRAL SECS CORP	$2.8M	1.34%	60,000	Common	SOLE
18914E106	GLO	CLOUGH GLOBAL OPPORTUNITIES	$2.7M	1.33%	503,202	Common	SOLE
592835102	MXF	MEXICO FD INC	$2.7M	1.33%	181,000	Common	SOLE
921937819	BIV	VANGUARD BD INDEX FDS	$2.7M	1.30%	33,990	Common	SOLE
922908595	VBK	VANGUARD INDEX FDS	$2.4M	1.17%	9,000	Common	SOLE
42804T106	—	HERZFELD CARIBBEAN BASIN FD	$2.3M	1.13%	1,028,248	Common	SOLE
72200M108	XPCKX	PIMCO CALIF MUN INCOME FD II	$2.3M	1.09%	358,504	Common	SOLE
47109U104	JOF	JAPAN SMALLER CAPITALIZATION	$2.2M	1.06%	263,808	Common	SOLE
592834105	MXE	MEXICO EQUITY & INCOME FD	$2.2M	1.06%	237,827	Common	SOLE
922908611	VBR	VANGUARD INDEX FDS	$2.1M	1.02%	10,415	Common	SOLE
746922103	PMO	PUTNAM MUN OPPORTUNITIES TR	$2.1M	1.01%	190,000	Common	SOLE
95766R104	WIW	WESTERN AST INFL LKD OPP & I	$2.0M	0.99%	231,033	Common	SOLE
85208M102	SFM	SPROUTS FMRS MKT INC	$2.0M	0.99%	18,450	Common	SOLE
72200Y102	PNI	PIMCO NEW YORK MUN FD II	$2.0M	0.96%	250,000	Common	SOLE
72200T103	—	PIMCO NEW YORK MUN INCOME FD	$1.9M	0.93%	230,000	Common	SOLE
24610T108	VFL	ABRDN NATL MUN INCOME FD	$1.9M	0.92%	170,000	Common	SOLE
30303M102	META	META PLATFORMS INC	$1.9M	0.92%	3,296	Common	SOLE
617477104	EDD	MORGAN STANLEY EMERGING MKTS	$1.8M	0.89%	361,421	Common	SOLE
05588W108	LEO	BNY MELLON STRATEGIC MUNS IN	$1.8M	0.86%	273,100	Common	SOLE
76882G107	OPP	RIVERNORTH DOUBLELINE STRATE	$1.8M	0.86%	195,000	Common	SOLE
G29183103	ETN	EATON CORP PLC	$1.7M	0.83%	5,145	Common	SOLE
338480106	PFD	FLAHERTY & CRUMRINE PFD INCO	$1.7M	0.81%	140,108	Common	SOLE
64133Q108	NBXG	NEUBERGER BERMAN NEXT GENERA	$1.7M	0.81%	129,790	Common	SOLE
67061W104	NAZ	NUVEEN ARIZONA QLTY MUN INC	$1.7M	0.80%	139,990	Common	SOLE
338479108	FLC	FLAHERTY & CRUMRINE TOTAL RE	$1.6M	0.80%	95,300	Common	SOLE
18913Y103	GLV	CLOUGH GLOBAL DIVID & INCOME	$1.6M	0.80%	278,867	Common	SOLE
69355J104	SDHY	PGIM SHORT DUR HIG YLD OPP F	$1.6M	0.80%	98,000	Common	SOLE
22160K105	COST	COSTCO WHSL CORP NEW	$1.6M	0.78%	1,818	Common	SOLE
33848E106	PFO	FLAHERTY & CRUMRINE PFD INCO	$1.6M	0.78%	170,775	Common	SOLE
112830104	RA	BROOKFIELD REAL ASSETS INCOM	$1.6M	0.77%	115,000	Common	SOLE
64124P101	NBH	NEUBERGER BERMAN MUN FD INC	$1.5M	0.73%	135,900	Common	SOLE
464288281	EMB	ISHARES TR	$1.3M	0.65%	14,304	Common	SOLE
09254V105	MIY	BLACKROCK MUNIYIELD MICH QU	$1.3M	0.65%	110,749	Common	SOLE
036752103	ELV	ELEVANCE HEALTH INC	$1.3M	0.64%	2,550	Common	SOLE
10537L104	BWG	BRANDYWINEGBL GBL INCM OPP F	$1.3M	0.64%	149,900	Common	SOLE
00766T100	ACM	AECOM	$1.3M	0.63%	12,611	Common	SOLE
25434V781	DISV	DIMENSIONAL ETF TRUST	$1.3M	0.62%	44,100	Common	SOLE
09260Q108	BTX	BLACKROCK INNOVATION AND GRW	$1.2M	0.61%	164,861	Common	SOLE
30231G102	XOM	EXXON MOBIL CORP	$1.2M	0.60%	10,474	Common	SOLE
09254X101	MUJ	BLACKROCK MUNIHLDGS NJ QLTY	$1.2M	0.59%	100,700	Common	SOLE
18469P209	EMO	CLEARBRIDGE ENERGY MIDSTRM O	$1.2M	0.59%	28,653	Common	SOLE
92826C839	V	VISA INC	$1.2M	0.58%	4,310	Common	SOLE
25434V740	DFEV	DIMENSIONAL ETF TRUST	$1.1M	0.56%	40,360	Common	SOLE
61745C105	IIF	MORGAN STANLEY INDIA INVT FD	$1.1M	0.56%	37,950	Common	SOLE
36246K103	GRX	GABELLI HLTHCARE & WELLNESS	$1.1M	0.54%	101,196	Common	SOLE
00306J109	XJEQX	ABRDN JAPAN EQUITY FUND INC	$1.1M	0.52%	172,000	Common	SOLE
09257P105	BTT	BLACKROCK MUN TARGET TERM TR	$1.1M	0.52%	49,697	Common	SOLE
64110D104	NTAP	NETAPP INC	$1.1M	0.52%	8,699	Common	SOLE
892356106	TSCO	TRACTOR SUPPLY CO	$1.1M	0.52%	3,658	Common	SOLE
464287234	EEM	ISHARES TR	$1.1M	0.51%	22,990	Common	SOLE
880192109	TEI	TEMPLETON EMERGING MKTS INCO	$1.1M	0.51%	180,541	Common	SOLE
59318E102	CMU	MFS HIGH YIELD MUN TR	$1.0M	0.51%	286,058	Common	SOLE
67066G104	NVDA	NVIDIA CORPORATION	$1.0M	0.50%	8,478	Common	SOLE
46625H100	JPM	JPMORGAN CHASE & CO.	$965,950	0.47%	4,581	Common	SOLE
808513105	SCHW	SCHWAB CHARLES CORP	$963,012	0.47%	14,859	Common	SOLE
09254L107	MUC	BLACKROCK MUNIHLDNGS CALI QL	$905,472	0.44%	78,600	Common	SOLE
72201E105	—	PIMCO NEW YORK MUN INCOME FD	$904,693	0.44%	143,602	Common	SOLE
548661107	LOW	LOWES COS INC	$893,263	0.43%	3,298	Common	SOLE
931142103	WMT	WALMART INC	$857,323	0.42%	10,617	Common	SOLE
67080R102	NPFD	NUVEEN VRIABL RAT PFD & INM	$856,921	0.42%	45,244	Common	SOLE
74276L105	PRCT	PROCEPT BIOROBOTICS CORP	$838,696	0.41%	10,468	Common	SOLE
G8473T100	STE	STERIS PLC	$823,908	0.40%	3,397	Common	SOLE
35472T101	FTF	FRANKLIN LTD DURATION INCOME	$817,602	0.40%	122,579	Common	SOLE
747525103	QCOM	QUALCOMM INC	$806,717	0.39%	4,744	Common	SOLE
67061E104	NMT	NUVEEN MASSACHUSETS QLT MUN	$801,622	0.39%	68,632	Common	SOLE
032654105	ADI	ANALOG DEVICES INC	$786,261	0.38%	3,416	Common	SOLE
89377M109	TMDX	TRANSMEDICS GROUP INC	$785,000	0.38%	5,000	Common	SOLE
31428X106	FDX	FEDEX CORP	$778,072	0.38%	2,843	Common	SOLE
084670702	BRK/B	BERKSHIRE HATHAWAY INC DEL	$771,396	0.38%	1,676	Common	SOLE
09248L106	XBNYX	BLACKROCK N Y MUN INCOME TRU	$769,131	0.37%	69,921	Common	SOLE
644465106	GF	NEW GERMANY FD INC	$758,345	0.37%	84,921	Common	SOLE
G51502105	JCI	JOHNSON CTLS INTL PLC	$753,205	0.37%	9,705	Common	SOLE
654106103	NKE	NIKE INC	$729,300	0.35%	8,250	Common	SOLE
59318B108	CXH	MFS INVT GRADE MUN TR	$714,548	0.35%	86,928	Common	SOLE
72200N106	XPCQX	PIMCO CALIF MUN INCOME FD	$714,182	0.35%	71,705	Common	SOLE
437076102	HD	HOME DEPOT INC	$701,806	0.34%	1,732	Common	SOLE
539830109	LMT	LOCKHEED MARTIN CORP	$690,728	0.34%	1,182	Common	SOLE
83406F102	SOFI	SOFI TECHNOLOGIES INC	$684,119	0.33%	87,038	Common	SOLE
925050106	VRNA	VERONA PHARMA PLC	$673,218	0.33%	23,400	Common	SOLE
46435G326	IDEV	ISHARES TR	$672,035	0.33%	9,488	Common	SOLE
57636Q104	MA	MASTERCARD INCORPORATED	$655,766	0.32%	1,328	Common	SOLE
92204A405	VFH	VANGUARD WORLD FD	$645,282	0.31%	5,871	Common	SOLE
921943858	VEA	VANGUARD TAX-MANAGED FDS	$642,381	0.31%	12,164	Common	SOLE
92189H300	EMLC	VANECK ETF TRUST	$632,460	0.31%	24,900	Common	SOLE
92829B101	VGI	VIRTUS GLOBAL MULTI-SECTOR I	$623,493	0.30%	77,022	Common	SOLE
97717W281	DGS	WISDOMTREE TR	$618,517	0.30%	11,518	Common	SOLE
874039100	TSM	TAIWAN SEMICONDUCTOR MFG LTD	$611,839	0.30%	3,523	Common	SOLE
00301W105	AEF	ABDRN EMRG MKTS EQTY INCM FD	$594,414	0.29%	105,486	Common	SOLE
269451100	XXGRFXX	EAGLE CAP GROWTH FD INC	$590,805	0.29%	59,769	Common	SOLE
337738108	FISV	FISERV INC	$583,503	0.28%	3,248	Common	SOLE
298768102	EEA	EUROPEAN EQUITY FD INC	$579,768	0.28%	61,809	Common	SOLE
907818108	UNP	UNION PAC CORP	$564,686	0.27%	2,291	Common	SOLE
902973304	USB	US BANCORP DEL	$562,022	0.27%	12,290	Common	SOLE
91324P102	UNH	UNITEDHEALTH GROUP INC	$543,752	0.26%	930	Common	SOLE
46133G107	IQI	INVESCO QUALITY MUN INCOME T	$543,266	0.26%	52,037	Common	SOLE
244199105	DE	DEERE & CO	$535,017	0.26%	1,282	Common	SOLE
18914C100	XGLQX	CLOUGH GLOBAL EQUITY FD	$509,913	0.25%	73,483	Common	SOLE
855244109	SBUX	STARBUCKS CORP	$494,079	0.24%	5,068	Common	SOLE
67077M108	NTR	NUTRIEN LTD	$492,903	0.24%	10,256	Common	SOLE
092481100	BHV	BLACKROCK VA MUN BD TR	$470,270	0.23%	41,000	Common	SOLE
95766Q106	XWIAX	WESTERN ASST INFLTN LKD INM	$455,322	0.22%	53,254	Common	SOLE
577125826	MINV	MATTHEWS ASIA FDS	$453,778	0.22%	15,928	Common	SOLE
922908363	VOO	VANGUARD INDEX FDS	$440,736	0.21%	835	Common	SOLE
670972108	XNQPX	NUVEEN PENNSYLVANIA QLT MUN	$434,633	0.21%	34,440	Common	SOLE
534187109	LNC	LINCOLN NATL CORP IND	$425,385	0.21%	13,500	Common	SOLE
46090E103	QQQ	INVESCO QQQ TR	$408,227	0.20%	836	Common	SOLE
78462F103	SPY	SPDR S&P 500 ETF TR	$407,295	0.20%	710	Common	SOLE
338478100	XFFCX	FLAHERTY & CRUMRINE PFD SECS	$392,314	0.19%	23,907	Common	SOLE
577125818	MEM	MATTHEWS ASIA FDS	$386,205	0.19%	11,700	Common	SOLE
67060Q108	XNOMX	NUVEEN MISSOURI QLT MUN INC	$384,988	0.19%	34,880	Common	SOLE
359616109	FULC	FULCRUM THERAPEUTICS INC	$380,980	0.19%	106,717	Common	SOLE
464287598	IWD	ISHARES TR	$380,722	0.19%	2,006	Common	SOLE
10316T104	BOX	BOX INC	$376,395	0.18%	11,500	Common	SOLE
46435U556	ARTY	ISHARES TR	$373,969	0.18%	10,922	Common	SOLE
153436100	CEE	CENTRAL & EASTERN EUROPE FD	$364,426	0.18%	33,995	Common	SOLE
369550108	GD	GENERAL DYNAMICS CORP	$346,019	0.17%	1,145	Common	SOLE
464287614	IWF	ISHARES TR	$340,470	0.17%	907	Common	SOLE
922042858	VWO	VANGUARD INTL EQUITY INDEX F	$340,070	0.17%	7,107	Common	SOLE
464287200	IVV	ISHARES TR	$328,211	0.16%	569	Common	SOLE
35473P611	FLIA	FRANKLIN TEMPLETON ETF TR	$324,402	0.16%	15,600	Common	SOLE
95766M105	MMU	WESTERN ASSET MANAGED MUNS F	$321,406	0.16%	29,650	Common	SOLE
00181T107	GOLD	A-MARK PRECIOUS METALS INC	$321,043	0.16%	7,270	Common	SOLE
25434V708	DFAC	DIMENSIONAL ETF TRUST	$320,710	0.16%	9,353	Common	SOLE
92206C409	VCSH	VANGUARD SCOTTSDALE FDS	$320,063	0.16%	4,030	Common	SOLE
166764100	CVX	CHEVRON CORP NEW	$320,041	0.16%	2,173	Common	SOLE
84741T104	SPE	SPECIAL OPPORTUNITIES FD INC	$316,953	0.15%	22,786	Common	SOLE
89148B200	NTG	TORTOISE MIDSTRM ENERGY FD I	$316,312	0.15%	6,655	Common	SOLE
25434V872	DFCF	DIMENSIONAL ETF TRUST	$310,968	0.15%	7,200	Common	SOLE
46641Q159	JPIE	J P MORGAN EXCHANGE TRADED F	$310,813	0.15%	6,700	Common	SOLE
25434V864	DFSD	DIMENSIONAL ETF TRUST	$310,310	0.15%	6,500	Common	SOLE
922908736	VUG	VANGUARD INDEX FDS	$308,680	0.15%	804	Common	SOLE
478160104	JNJ	JOHNSON & JOHNSON	$302,299	0.15%	1,865	Common	SOLE
922042718	VSS	VANGUARD INTL EQUITY INDEX F	$294,369	0.14%	2,337	Common	SOLE
59318D104	CXE	MFS HIGH INCOME MUN TR	$292,725	0.14%	73,090	Common	SOLE
742718109	PG	PROCTER AND GAMBLE CO	$289,590	0.14%	1,672	Common	SOLE
003057106	ACP	ABRDN INCOME CREDIT STRATEGI	$287,176	0.14%	43,380	Common	SOLE
368802104	GAM	GENERAL AMERN INVS CO INC	$284,133	0.14%	5,300	Common	SOLE
922908769	VTI	VANGUARD INDEX FDS	$281,744	0.14%	995	Common	SOLE
25434V302	DFAE	DIMENSIONAL ETF TRUST	$281,007	0.14%	10,252	Common	SOLE
25434V807	DFIV	DIMENSIONAL ETF TRUST	$266,560	0.13%	7,000	Common	SOLE
17275R102	CSCO	CISCO SYS INC	$262,999	0.13%	4,942	Common	SOLE
88160R101	TSLA	TESLA INC	$262,153	0.13%	1,002	Common	SOLE
452308109	ITW	ILLINOIS TOOL WKS INC	$262,070	0.13%	1,000	Common	SOLE
458140100	INTC	INTEL CORP	$262,025	0.13%	11,169	Common	SOLE
922042742	VT	VANGUARD INTL EQUITY INDEX F	$248,138	0.12%	2,073	Common	SOLE
95766A101	XEMDX	WESTERN ASSET EMERGING MKTS	$236,441	0.11%	23,226	Common	SOLE
922908751	VB	VANGUARD INDEX FDS	$236,261	0.11%	996	Common	SOLE
808524409	SCHV	SCHWAB STRATEGIC TR	$227,812	0.11%	2,835	Common	SOLE
097023105	BA	BOEING CO	$223,043	0.11%	1,467	Common	SOLE
92204A702	VGT	VANGUARD WORLD FD	$212,320	0.10%	362	Common	SOLE
064058100	BK	BANK NEW YORK MELLON CORP	$211,268	0.10%	2,940	Common	SOLE
46120E602	ISRG	INTUITIVE SURGICAL INC	$207,807	0.10%	423	Common	SOLE
09662E109	DSM	BNY MELLON STRATEGIC MUN BD	$203,285	0.10%	32,630	Common	SOLE
289074106	ECF	ELLSWORTH GROWTH & INCOME FD	$200,980	0.10%	22,356	Common	SOLE
169373107	XXCHNXX	CHINA FD INC	$177,392	0.09%	13,924	Common	SOLE
67066V101	NAD	NUVEEN QUALITY MUNCP INCOME	$168,281	0.08%	13,593	Common	SOLE
94987C103	EOD	ALLSPRING GLOBAL DIVIDEND OP	$137,830	0.07%	27,511	Common	SOLE
Y95308105	WVE	WAVE LIFE SCIENCES LTD	$110,397	0.05%	13,463	Common	SOLE
46132E103	VKI	INVESCO ADVANTAGE MUN INCOME	$102,624	0.05%	11,023	Common	SOLE
292671708	UUUU	ENERGY FUELS INC	$90,601	0.04%	16,503	Common	SOLE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.