Q3 2023 · 13F-HR
Clearwater Capital Advisors, LLCholdings as filed
Filed 2023-10-24 · accession 0001690531-23-000005
$816.1M
Reported value
141
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 46431W507 | NEAR | ISHARES U S ETF TR | $64.2M | 7.86% | 1,286,535 | Common | NONE |
| 97717X669 | DGRW | WISDOMTREE TR | $56.2M | 6.89% | 885,088 | Common | NONE |
| 46641Q241 | BBAG | J P MORGAN EXCHANGE TRADED F | $47.0M | 5.76% | 1,062,877 | Common | NONE |
| 46434V282 | LRGF | ISHARES TR | $46.5M | 5.70% | 1,073,656 | Common | NONE |
| 46434V878 | ICSH | ISHARES TR | $45.8M | 5.61% | 909,392 | Common | NONE |
| 46434V274 | INTF | ISHARES TR | $44.6M | 5.47% | 1,727,204 | Common | NONE |
| 464288646 | IGSB | ISHARES TR | $42.5M | 5.21% | 853,534 | Common | NONE |
| 808524862 | SCHO | SCHWAB STRATEGIC TR | $39.6M | 4.85% | 826,636 | Common | NONE |
| 381430529 | GBIL | GOLDMAN SACHS ETF TR | $38.7M | 4.74% | 386,545 | Common | NONE |
| 78463X889 | SPDW | SPDR INDEX SHS FDS | $33.6M | 4.12% | 1,084,715 | Common | NONE |
| 464288588 | MBB | ISHARES TR | $32.6M | 4.00% | 367,457 | Common | NONE |
| 46434V290 | SMLF | ISHARES TR | $23.6M | 2.89% | 456,504 | Common | NONE |
| 464288414 | MUB | ISHARES TR | $19.8M | 2.43% | 193,455 | Common | NONE |
| 808524201 | SCHX | SCHWAB STRATEGIC TR | $15.5M | 1.89% | 305,583 | Common | NONE |
| 808524706 | SCHE | SCHWAB STRATEGIC TR | $14.0M | 1.72% | 585,478 | Common | NONE |
| 46434G889 | EMGF | ISHARES INC | $13.0M | 1.60% | 318,934 | Common | NONE |
| 92189F106 | GDX | VANECK ETF TRUST | $13.0M | 1.60% | 483,849 | Common | NONE |
| 37954Y780 | SNSR | GLOBAL X FDS | $11.9M | 1.46% | 388,186 | Common | NONE |
| 808524607 | SCHA | SCHWAB STRATEGIC TR | $10.8M | 1.32% | 261,024 | Common | NONE |
| 46434G103 | IEMG | ISHARES INC | $10.6M | 1.30% | 222,899 | Common | NONE |
| 33734X846 | CIBR | FIRST TR EXCHANGE TRADED FD | $10.2M | 1.25% | 223,892 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $9.0M | 1.10% | 52,291 | Common | NONE |
| 33733B100 | FIW | FIRST TR EXCHANGE TRADED FD | $8.9M | 1.09% | 107,746 | Common | NONE |
| 37954Y715 | BOTZ | GLOBAL X FDS | $8.5M | 1.05% | 345,134 | Common | NONE |
| 808524508 | SCHM | SCHWAB STRATEGIC TR | $8.3M | 1.02% | 122,736 | Common | NONE |
| 97717W570 | EZM | WISDOMTREE TR | $7.5M | 0.92% | 147,783 | Common | NONE |
| 00214Q708 | ARKF | ARK ETF TR | $7.2M | 0.88% | 371,483 | Common | NONE |
| 00214Q302 | ARKG | ARK ETF TR | $6.8M | 0.83% | 243,036 | Common | NONE |
| 922908736 | VUG | VANGUARD INDEX FDS | $6.4M | 0.79% | 23,640 | Common | NONE |
| 97717Y691 | WCLD | WISDOMTREE TR | $6.3M | 0.77% | 213,409 | Common | NONE |
| 97717X578 | XSOE | WISDOMTREE TR | $5.1M | 0.62% | 190,664 | Common | NONE |
| 381430479 | GIGB | GOLDMAN SACHS ETF TR | $4.9M | 0.61% | 114,501 | Common | NONE |
| 97717W307 | DLN | WISDOMTREE TR | $4.9M | 0.60% | 79,394 | Common | NONE |
| 464288158 | SUB | ISHARES TR | $4.7M | 0.58% | 46,127 | Common | NONE |
| 72201R833 | MINT | PIMCO ETF TR | $4.7M | 0.58% | 46,863 | Common | NONE |
| 808524888 | SCHC | SCHWAB STRATEGIC TR | $4.4M | 0.54% | 137,370 | Common | NONE |
| 464288273 | SCZ | ISHARES TR | $4.3M | 0.53% | 76,240 | Common | NONE |
| 00214Q104 | ARKK | ARK ETF TR | $4.2M | 0.52% | 106,045 | Common | NONE |
| 92206C409 | VCSH | VANGUARD SCOTTSDALE FDS | $3.5M | 0.43% | 47,123 | Common | NONE |
| 381430206 | GEM | GOLDMAN SACHS ETF TR | $3.2M | 0.39% | 112,098 | Common | NONE |
| 381430503 | GSLC | GOLDMAN SACHS ETF TR | $3.0M | 0.37% | 36,093 | Common | NONE |
| 46434V381 | XT | ISHARES TR | $2.9M | 0.36% | 56,487 | Common | NONE |
| 46090E103 | QQQ | INVESCO QQQ TR | $2.7M | 0.33% | 7,462 | Common | NONE |
| 78463X509 | SPEM | SPDR INDEX SHS FDS | $2.4M | 0.29% | 70,236 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $2.2M | 0.27% | 7,067 | Common | NONE |
| 381430107 | GSIE | GOLDMAN SACHS ETF TR | $2.2M | 0.27% | 74,031 | Common | NONE |
| 33735K108 | FTC | FIRST TRUST LRGCP GWT ALPHAD | $2.2M | 0.27% | 22,668 | Common | NONE |
| 464287200 | IVV | ISHARES TR | $2.1M | 0.26% | 5,007 | Common | NONE |
| 233051200 | DBEF | DBX ETF TR | $1.8M | 0.22% | 52,201 | Common | NONE |
| 46436E718 | SGOV | ISHARES TR | $1.8M | 0.22% | 17,814 | Common | NONE |
| 33738R118 | TDIV | FIRST TR EXCHANGE-TRADED FD | $1.7M | 0.21% | 30,598 | Common | NONE |
| 808524805 | SCHF | SCHWAB STRATEGIC TR | $1.5M | 0.19% | 44,705 | Common | NONE |
| 922908538 | VOT | VANGUARD INDEX FDS | $1.5M | 0.19% | 7,761 | Common | NONE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $1.5M | 0.18% | 3,430 | Common | NONE |
| 33739N108 | FMB | FIRST TR EXCH TRADED FD III | $1.3M | 0.17% | 27,558 | Common | NONE |
| 97717W109 | DTD | WISDOMTREE TR | $1.2M | 0.15% | 20,479 | Common | NONE |
| 808524300 | SCHG | SCHWAB STRATEGIC TR | $1.2M | 0.15% | 16,714 | Common | NONE |
| 33734K109 | FEX | FIRST TR LRGE CP CORE ALPHA | $1.2M | 0.15% | 14,702 | Common | NONE |
| 464287507 | IJH | ISHARES TR | $1.2M | 0.15% | 4,764 | Common | NONE |
| 464287804 | IJR | ISHARES TR | $1.1M | 0.13% | 11,513 | Common | NONE |
| 921910816 | MGK | VANGUARD WORLD FD | $1.0M | 0.13% | 4,585 | Common | NONE |
| 023135106 | AMZN | AMAZON COM INC | $962,553 | 0.12% | 7,572 | Common | NONE |
| 78468R739 | SHM | SPDR SER TR | $877,908 | 0.11% | 18,990 | Common | NONE |
| 37954Y442 | CLOU | GLOBAL X FDS | $835,092 | 0.10% | 44,349 | Common | NONE |
| 46434G855 | RING | ISHARES INC | $774,036 | 0.09% | 37,393 | Common | NONE |
| 88160R101 | TSLA | TESLA INC | $760,169 | 0.09% | 3,038 | Common | NONE |
| 464287291 | IXN | ISHARES TR | $682,860 | 0.08% | 11,806 | Common | NONE |
| 46138E354 | SPLV | INVESCO EXCH TRADED FD TR II | $679,143 | 0.08% | 11,552 | Common | NONE |
| 45256X103 | IBRX | IMMUNITYBIO INC | $666,873 | 0.08% | 394,599 | Common | NONE |
| 97717W208 | DHS | WISDOMTREE TR | $652,660 | 0.08% | 8,361 | Common | NONE |
| 532457108 | LLY | ELI LILLY & CO | $637,574 | 0.08% | 1,187 | Common | NONE |
| 464287234 | EEM | ISHARES TR | $635,891 | 0.08% | 16,756 | Common | NONE |
| 46641Q837 | JPST | J P MORGAN EXCHANGE TRADED F | $634,276 | 0.08% | 12,640 | Common | NONE |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $626,213 | 0.08% | 3,820 | Common | NONE |
| 97717W604 | DES | WISDOMTREE TR | $597,558 | 0.07% | 21,190 | Common | NONE |
| 46137V282 | RSPT | INVESCO EXCHANGE TRADED FD T | $589,180 | 0.07% | 20,930 | Common | NONE |
| 301505707 | ROBO | EXCHANGE TRADED CONCEPTS TR | $584,932 | 0.07% | 11,615 | Common | NONE |
| 437076102 | HD | HOME DEPOT INC | $580,148 | 0.07% | 1,920 | Common | NONE |
| 33735J101 | FTA | FIRST TR LRG CP VL ALPHADEX | $572,073 | 0.07% | 8,831 | Common | NONE |
| 92189H201 | ITM | VANECK ETF TRUST | $537,712 | 0.07% | 12,193 | Common | NONE |
| 26924G201 | HACKUSD | ETF MANAGERS TR | $531,893 | 0.07% | 10,308 | Common | NONE |
| 97717X701 | HEDJ | WISDOMTREE TR | $524,481 | 0.06% | 13,278 | Common | NONE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $521,988 | 0.06% | 1,200 | Common | NONE |
| 46137V266 | RPG | INVESCO EXCHANGE TRADED FD T | $511,194 | 0.06% | 16,955 | Common | NONE |
| 580135101 | MCD | MCDONALDS CORP | $491,580 | 0.06% | 1,866 | Common | NONE |
| 031162100 | AMGN | AMGEN INC | $484,575 | 0.06% | 1,803 | Common | NONE |
| 97717W802 | DTH | WISDOMTREE TR | $460,331 | 0.06% | 12,718 | Common | NONE |
| 713448108 | PEP | PEPSICO INC | $456,980 | 0.06% | 2,697 | Common | NONE |
| 33737M300 | FYC | FIRST TR EXCHANGE-TRADED ALP | $456,347 | 0.06% | 8,097 | Common | NONE |
| 922908769 | VTI | VANGUARD INDEX FDS | $448,033 | 0.05% | 2,109 | Common | NONE |
| 46434V803 | HEFA | ISHARES TR | $440,664 | 0.05% | 14,640 | Common | NONE |
| 33734X135 | FXO | FIRST TR EXCHANGE TRADED FD | $407,203 | 0.05% | 10,764 | Common | NONE |
| 92189F791 | GDXJ | VANECK ETF TRUST | $403,327 | 0.05% | 12,514 | Common | NONE |
| 97717W315 | DEM | WISDOMTREE TR | $386,719 | 0.05% | 10,318 | Common | NONE |
| 92204A702 | VGT | VANGUARD WORLD FDS | $374,655 | 0.05% | 903 | Common | NONE |
| 17275R102 | CSCO | CISCO SYS INC | $374,170 | 0.05% | 6,960 | Common | NONE |
| 46432F339 | QUAL | ISHARES TR | $368,485 | 0.05% | 2,796 | Common | NONE |
| 381430230 | GSST | GOLDMAN SACHS ETF TR | $367,359 | 0.05% | 7,356 | Common | NONE |
| 97717W505 | DON | WISDOMTREE TR | $351,970 | 0.04% | 8,593 | Common | NONE |
| 46432F388 | VLUE | ISHARES TR | $345,553 | 0.04% | 3,809 | Common | NONE |
| N07059210 | ASML | ASML HOLDING N V | $341,423 | 0.04% | 580 | Common | NONE |
| 464287879 | IJS | ISHARES TR | $339,215 | 0.04% | 3,802 | Common | NONE |
| 922908595 | VBK | VANGUARD INDEX FDS | $337,762 | 0.04% | 1,577 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $336,288 | 0.04% | 960 | Common | NONE |
| 02079K107 | GOOG | ALPHABET INC | $335,031 | 0.04% | 2,541 | Common | NONE |
| 922042858 | VWO | VANGUARD INTL EQUITY INDEX F | $330,776 | 0.04% | 8,436 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC | $324,402 | 0.04% | 2,479 | Common | NONE |
| 46429B697 | USMV | ISHARES TR | $303,273 | 0.04% | 4,190 | Common | NONE |
| 46137V142 | PHO | INVESCO EXCHANGE TRADED FD T | $300,840 | 0.04% | 5,657 | Common | NONE |
| 78467Y107 | MDY | SPDR S&P MIDCAP 400 ETF TR | $299,556 | 0.04% | 656 | Common | NONE |
| 48251W104 | KKR | KKR & CO INC | $298,452 | 0.04% | 4,845 | Common | NONE |
| 33739P830 | FSMB | FIRST TR EXCH TRADED FD III | $290,775 | 0.04% | 15,000 | Common | NONE |
| 464287556 | IBB | ISHARES TR | $286,648 | 0.04% | 2,344 | Common | NONE |
| 09260D107 | BX | BLACKSTONE INC | $282,718 | 0.03% | 2,639 | Common | NONE |
| 00287Y109 | ABBV | ABBVIE INC | $277,103 | 0.03% | 1,859 | Common | NONE |
| 81369Y605 | XLF | SELECT SECTOR SPDR TR | $273,653 | 0.03% | 8,250 | Common | NONE |
| 46137V241 | SPHQ | INVESCO EXCHANGE TRADED FD T | $262,610 | 0.03% | 5,248 | Common | NONE |
| 97717W562 | EES | WISDOMTREE TR | $258,409 | 0.03% | 5,972 | Common | NONE |
| 30303M102 | META | META PLATFORMS INC | $251,576 | 0.03% | 838 | Common | NONE |
| 33737J182 | FEM | FIRST TR EXCH TRD ALPHDX FD | $246,726 | 0.03% | 11,822 | Common | NONE |
| 146869102 | CVNA | CARVANA CO | $245,164 | 0.03% | 5,840 | Common | NONE |
| 808524839 | SCHZ | SCHWAB STRATEGIC TR | $242,466 | 0.03% | 5,482 | Common | NONE |
| 46137V563 | PEY | INVESCO EXCHANGE TRADED FD T | $238,935 | 0.03% | 12,451 | Common | NONE |
| 464286533 | EEMV | ISHARES INC | $237,888 | 0.03% | 4,459 | Common | NONE |
| 921946406 | VYM | VANGUARD WHITEHALL FDS | $233,400 | 0.03% | 2,259 | Common | NONE |
| 464287606 | IJK | ISHARES TR | $231,963 | 0.03% | 3,211 | Common | NONE |
| 464287648 | IWO | ISHARES TR | $225,720 | 0.03% | 1,007 | Common | NONE |
| 46137V431 | SPGP | INVESCO EXCHANGE TRADED FD T | $224,816 | 0.03% | 2,464 | Common | NONE |
| 69608A108 | PLTR | PALANTIR TECHNOLOGIES INC | $222,672 | 0.03% | 13,917 | Common | NONE |
| 464288208 | IMCB | ISHARES TR | $217,776 | 0.03% | 3,646 | Common | NONE |
| 922908629 | VO | VANGUARD INDEX FDS | $216,154 | 0.03% | 1,038 | Common | NONE |
| 74624M102 | P | PURE STORAGE INC | $210,194 | 0.03% | 5,901 | Common | NONE |
| 37940X102 | GPN | GLOBAL PMTS INC | $208,972 | 0.03% | 1,811 | Common | NONE |
| 46138K103 | FXE | INVESCO CURRENCYSHARES EURO | $207,320 | 0.03% | 2,122 | Common | NONE |
| 550424105 | — | LUMINAR TECHNOLOGIES INC | $168,951 | 0.02% | 37,132 | Common | NONE |
| 37954Y434 | GNOMEUR | GLOBAL X FDS | $139,777 | 0.02% | 13,744 | Common | NONE |
| 63008G203 | NNDM | NANO DIMENSION LTD | $105,950 | 0.01% | 38,952 | Common | NONE |
| 69404D108 | PACB | PACIFIC BIOSCIENCES CALIF IN | $99,232 | 0.01% | 11,884 | Common | NONE |
| 81750R102 | MCRB1EUR | SERES THERAPEUTICS INC | $25,935 | 0.00% | 10,897 | Common | NONE |
| 75644T100 | RCAT | RED CAT HLDGS INC | $12,113 | 0.00% | 12,500 | Common | NONE |
| M25722105 | CGEN | COMPUGEN LTD | $11,072 | 0.00% | 11,905 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.