Alera Investment Advisors, LLC — Q3 2023 13F-HR

← Alera Investment Advisors, LLC

Q3 2023 · 13F-HR

Alera Investment Advisors, LLCholdings as filed

Filed 2023-10-11 · accession 0001759485-23-000008

$607.0M

Reported value

160

Positions

2023-09-30

Period end

View analyzed profile →PRO

Holdings as filed

CUSIP	Ticker	Issuer	Value	% port.	Shares	Class	Voting
464287614	IWF	ISHARES RUSSELL 1000 GROWTH ETF	$123.3M	20.3%	463,429	Common	NONE
464287598	IWD	ISHARES RUSSELL 1000 VALUE ETF	$120.4M	19.8%	792,802	Common	NONE
921943858	VEA	VANGUARD FTSE DEVELOPED MARKETS ETF	$44.2M	7.29%	1,012,028	Common	NONE
78464A508	SPYV	SPDR PORTFOLIO S&P 500 VALUE ETF	$42.7M	7.03%	1,034,151	Common	NONE
78464A409	SPYG	SPDR PORTFOLIO S&P 500 GROWTH ETF	$32.7M	5.38%	551,061	Common	NONE
922042858	VWO	VANGUARD FTSE EMERGING MARKETS ETF	$28.6M	4.72%	730,603	Common	NONE
464287309	IVW	ISHARES S&P 500 GROWTH ETF	$15.7M	2.58%	229,103	Common	NONE
464287465	EFA	ISHARES MSCI EAFE ETF	$13.3M	2.20%	193,374	Common	NONE
464287655	IWM	ISHARES RUSSELL 2000 ETF	$13.3M	2.18%	75,038	Common	NONE
922042718	VSS	VANGUARD FTSE ALL-WORLD EX-US SMALL-CAP ETF	$12.3M	2.02%	115,578	Common	NONE
464287408	IVE	ISHARES S&P 500 VALUE ETF	$11.3M	1.87%	73,673	Common	NONE
037833100	AAPL	APPLE INC COM	$8.9M	1.47%	52,241	Common	SHARED
922908363	VOO	VANGUARD S&P 500 ETF	$8.4M	1.39%	21,509	Common	NONE
46432F842	IEFA	ISHARES CORE MSCI EAFE ETF	$8.3M	1.36%	128,656	Common	NONE
46434G103	IEMG	ISHARES CORE MSCI EMERGING MARKETS ETF	$7.2M	1.18%	151,026	Common	NONE
78462F103	SPY	SPDR S&P 500 ETF TRUST	$5.7M	0.95%	13,438	Common	NONE
594918104	MSFT	MICROSOFT CORP COM	$5.1M	0.84%	16,073	Common	SHARED
023135106	AMZN	AMAZON COM INC COM	$3.1M	0.52%	24,769	Common	SHARED
922908629	VO	VANGUARD MID-CAP ETF	$2.8M	0.46%	13,518	Common	NONE
45782C508	PJAN	INNOVATOR U.S. EQUITY POWER BUFFER ETF - JANUARY	$2.4M	0.39%	68,821	Common	NONE
464287804	IJR	ISHARES CORE S&P SMALL CAP ETF	$1.9M	0.31%	20,188	Common	NONE
464287226	AGG	ISHARES CORE U.S. AGGREGATE BOND ETF	$1.9M	0.31%	19,946	Common	NONE
464288158	SUB	ISHARES SHORT-TERM NATIONAL MUNI BOND ETF	$1.8M	0.30%	17,547	Common	NONE
91324P102	UNH	UNITEDHEALTH GROUP INC COM	$1.7M	0.28%	3,333	Common	SOLE
464288414	MUB	ISHARES NATIONAL MUNI BOND ETF	$1.7M	0.28%	16,325	Common	NONE
45782C524	IJAN	INNOVATOR INTERNATIONAL DEVELOPED POWER BUFFER ETF - JANUARY	$1.6M	0.26%	57,204	Common	NONE
670100205	NVO	NOVO-NORDISK A S ADR	$1.6M	0.26%	17,472	Common	SHARED
532457108	LLY	ELI LILLY & CO COM	$1.6M	0.26%	2,933	Common	SHARED
67066G104	NVDA	NVIDIA CORPORATION COM	$1.6M	0.26%	3,596	Common	SHARED
78464A763	SDY	SPDR S&P DIVIDEND ETF	$1.5M	0.24%	12,739	Common	NONE
02079K305	GOOGL	ALPHABET INC CAP STK CL A	$1.4M	0.23%	10,462	Common	SHARED
92826C839	V	VISA INC COM CL A	$1.3M	0.21%	5,577	Common	SHARED
12572Q105	CME	CME GROUP INC COM	$1.2M	0.21%	6,234	Common	SHARED
46625H100	JPM	JPMORGAN CHASE & CO COM	$1.2M	0.20%	8,194	Common	SHARED
922908744	VTV	VANGUARD VALUE ETF	$1.2M	0.19%	8,518	Common	NONE
478160104	JNJ	JOHNSON & JOHNSON COM	$1.2M	0.19%	7,479	Common	SHARED
65339F101	NEE	NEXTERA ENERGY INC COM	$1.2M	0.19%	20,182	Common	SHARED
437076102	HD	HOME DEPOT INC COM	$1.1M	0.19%	3,795	Common	SHARED
921908844	VIG	VANGUARD DIVIDEND APPRECIATION ETF	$1.1M	0.18%	7,190	Common	NONE
166764100	CVX	CHEVRON CORP NEW COM	$1.1M	0.18%	6,486	Common	SHARED
02079K107	GOOG	ALPHABET INC CAP STK CL C	$1.1M	0.18%	8,293	Common	SHARED
72201R833	MINT	PIMCO ENHANCED SHORT MATURITY ACTIVE ETF	$1.1M	0.18%	10,882	Common	NONE
13646K108	CP	CANADIAN PACIFIC KANSAS CITY COM	$1.1M	0.18%	14,426	Common	SHARED
464287689	IWV	ISHARES RUSSELL 3000 ETF	$1.1M	0.18%	4,357	Common	NONE
464287630	IWN	ISHARES RUSSELL 2000 VALUE ETF	$1.0M	0.17%	7,654	Common	NONE
883556102	TMO	THERMO FISHER SCIENTIFIC INC COM	$1.0M	0.17%	2,040	Common	SHARED
20030N101	CMCSA	COMCAST CORP NEW CL A	$1.0M	0.17%	22,781	Common	SHARED
046353108	AZNN	ASTRAZENECA PLC SPONSORED ADR	$999,875	0.16%	14,765	Common	SHARED
922908611	VBR	VANGUARD SMALL CAP VALUE ETF	$996,813	0.16%	6,250	Common	NONE
45782C425	UFEB	INNOVATOR U.S. EQUITY ULTRA BUFFER ETF - FEBRUARY	$993,247	0.16%	36,101	Common	NONE
363576109	AJG	GALLAGHER ARTHUR J & CO COM	$983,518	0.16%	4,315	Common	SHARED
22160K105	COST	COSTCO WHSL CORP NEW COM	$980,160	0.16%	1,735	Common	SHARED
464288877	EFV	ISHARES MSCI EAFE VALUE ETF	$965,340	0.16%	19,729	Common	NONE
50212V100	LPLA	LPL FINL HLDGS INC COM	$963,198	0.16%	4,053	Common	SHARED
G54950103	LIN	LINDE PLC SHS	$960,671	0.16%	2,580	Common	SHARED
863667101	SYK	STRYKER CORPORATION COM	$937,317	0.15%	3,430	Common	SHARED
040413106	ANETEUR	ARISTA NETWORKS INC COM	$937,123	0.15%	5,095	Common	SHARED
45104G104	IBN	ICICI BANK LIMITED ADR	$932,152	0.15%	40,318	Common	SHARED
23804L103	DDOG	DATADOG INC CL A COM	$930,849	0.15%	10,219	Common	SHARED
617446448	MS	MORGAN STANLEY COM NEW	$915,821	0.15%	11,214	Common	SHARED
26875P101	EOG	EOG RES INC COM	$900,756	0.15%	7,106	Common	SHARED
17275R102	CSCO	CISCO SYS INC COM	$890,147	0.15%	16,558	Common	SHARED
G0403H108	AON	AON PLC SHS CL A	$865,349	0.14%	2,669	Common	SHARED
58155Q103	MCK	MCKESSON CORP COM	$861,004	0.14%	1,980	Common	SHARED
438516106	HON	HONEYWELL INTL INC COM	$836,688	0.14%	4,529	Common	SHARED
084670702	BRK/B	BERKSHIRE HATHAWAY INC DEL CL B NEW	$810,711	0.13%	2,314	Common	SHARED
G5960L103	MDT	MEDTRONIC PLC SHS	$807,029	0.13%	10,299	Common	SHARED
29362U104	ENTG	ENTEGRIS INC COM	$778,326	0.13%	8,288	Common	NONE
149123101	CAT	CATERPILLAR INC COM	$775,616	0.13%	2,841	Common	SHARED
099502106	BAH	BOOZ ALLEN HAMILTON HLDG CORP CL A	$764,671	0.13%	6,998	Common	SHARED
94106B101	WCN	WASTE CONNECTIONS INC COM	$757,184	0.12%	5,638	Common	SHARED
679580100	ODFL	OLD DOMINION FREIGHT LINE INC COM	$754,454	0.12%	1,844	Common	SHARED
05722G100	BKR	BAKER HUGHES COMPANY CL A	$747,301	0.12%	21,158	Common	SHARED
110122108	BMY	BRISTOL-MYERS SQUIBB CO COM	$743,580	0.12%	12,812	Common	SHARED
742718109	PG	PROCTER AND GAMBLE CO COM	$743,548	0.12%	5,097	Common	SHARED
311900104	FAST	FASTENAL CO COM	$742,890	0.12%	13,596	Common	SHARED
049468101	TEAM	ATLASSIAN CORPORATION CL A	$742,161	0.12%	3,683	Common	SHARED
88160R101	TSLA	TESLA INC COM	$739,901	0.12%	2,957	Common	SHARED
512807108	LRCXEUR	LAM RESEARCH CORP COM	$732,694	0.12%	1,169	Common	SHARED
45782C813	PJUL	INNOVATOR U.S. EQUITY POWER BUFFER ETF - JULY	$711,102	0.12%	21,101	Common	NONE
009158106	APD	AIR PRODS & CHEMS INC COM	$708,798	0.12%	2,501	Common	SHARED
45782C383	PMAR	INNOVATOR U.S. EQUITY POWER BUFFER ETF - MARCH	$700,276	0.12%	20,910	Common	NONE
46138E354	SPLV	INVESCO S&P 500 LOW VOLATILITY ETF	$699,601	0.12%	11,900	Common	NONE
09247X101	BLKCHF	BLACKROCK INC COM	$692,390	0.11%	1,071	Common	SHARED
339750101	FND	FLOOR & DECOR HLDGS INC CL A	$689,430	0.11%	7,618	Common	SHARED
882508104	TXN	TEXAS INSTRS INC COM	$685,828	0.11%	4,313	Common	SHARED
22052L104	CTVA	CORTEVA INC COM	$679,865	0.11%	13,289	Common	SHARED
464288273	SCZ	ISHARES MSCI EAFE SMALL-CAP ETF	$678,545	0.11%	12,016	Common	NONE
92204A702	VGT	VANGUARD INFORMATION TECHNOLOGY ETF	$676,192	0.11%	1,630	Common	NONE
713448108	PEP	PEPSICO INC COM	$670,592	0.11%	3,958	Common	SHARED
03027X100	AMT	AMERICAN TOWER CORP NEW COM	$666,691	0.11%	4,054	Common	SHARED
58933Y105	MRK	MERCK & CO INC COM	$645,433	0.11%	6,269	Common	SHARED
002824100	ABT	ABBOTT LABS COM	$635,237	0.10%	6,559	Common	SHARED
548661107	LOW	LOWES COS INC COM	$591,319	0.10%	2,845	Common	SHARED
422806208	HEI/A	HEICO CORP NEW CL A	$590,794	0.10%	4,572	Common	SHARED
855244109	SBUX	STARBUCKS CORP COM	$565,418	0.09%	6,195	Common	SHARED
45782C367	IAPR	INNOVATOR INTERNATIONAL DEVELOPED POWER BUFFER ETF - APRIL	$562,983	0.09%	23,316	Common	NONE
907818108	UNP	UNION PAC CORP COM	$562,435	0.09%	2,762	Common	SOLE
45782C870	PAPR	INNOVATOR U.S. EQUITY POWER BUFFER ETF - APRIL	$561,204	0.09%	18,334	Common	NONE
11135F101	AVGO	BROADCOM INC COM	$556,554	0.09%	670	Common	SHARED
808524748	FNDC	SCHWAB FUNDAMENTAL INTERNATIONAL SMALL CO. INDEX ETF	$554,286	0.09%	17,246	Common	NONE
039483102	ADM	ARCHER DANIELS MIDLAND CO COM	$553,055	0.09%	7,333	Common	SHARED
30303M102	META	META PLATFORMS INC CL A	$544,881	0.09%	1,815	Common	SHARED
717081103	PFE	PFIZER INC COM	$543,226	0.09%	16,377	Common	SHARED
45782C722	IJUL	INNOVATOR INTERNATIONAL DEVELOPED POWER BUFFER ETF - JULY	$540,564	0.09%	21,232	Common	NONE
49456B101	KMI	KINDER MORGAN INC DEL COM	$534,406	0.09%	32,232	Common	SHARED
580135101	MCD	MCDONALDS CORP COM	$521,085	0.09%	1,978	Common	SHARED
592688105	MTD	METTLER TOLEDO INTERNATIONAL COM	$519,685	0.09%	469	Common	SHARED
45782C532	UDEC	INNOVATOR U.S. EQUITY ULTRA BUFFER ETF - DECEMBER	$508,086	0.08%	17,294	Common	NONE
191216100	KO	COCA COLA CO COM	$503,923	0.08%	9,002	Common	SHARED
833445109	SNOW	SNOWFLAKE INC CL A	$497,419	0.08%	3,256	Common	SHARED
N3167Y103	RACE	FERRARI N V COM	$496,803	0.08%	1,681	Common	SHARED
902973304	USB	US BANCORP DEL COM NEW	$494,083	0.08%	14,945	Common	SHARED
704326107	PAYX	PAYCHEX INC COM	$491,619	0.08%	4,263	Common	SHARED
874039100	TSM	TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS	$485,355	0.08%	5,585	Common	SHARED
001055102	AFL	AFLAC INC COM	$483,915	0.08%	6,305	Common	SHARED
45782C789	BJUL	INNOVATOR U.S. EQUITY BUFFER ETF - JULY	$479,271	0.08%	13,904	Common	NONE
235851102	DHR	DANAHER CORPORATION COM	$452,445	0.07%	1,824	Common	SHARED
20825C104	COP	CONOCOPHILLIPS COM	$448,291	0.07%	3,742	Common	SHARED
464287648	IWO	ISHARES RUSSELL 2000 GROWTH ETF	$442,473	0.07%	1,974	Common	NONE
922908769	VTI	VANGUARD TOTAL STOCK MARKET ETF	$431,315	0.07%	2,031	Common	NONE
00287Y109	ABBV	ABBVIE INC COM	$422,357	0.07%	2,834	Common	SHARED
053015103	ADP	AUTOMATIC DATA PROCESSING INC COM	$405,625	0.07%	1,686	Common	SHARED
45782C680	PAUG	INNOVATOR U.S. EQUITY POWER BUFFER ETF - AUGUST	$400,700	0.07%	12,905	Common	NONE
92204A504	VHT	VANGUARD HEALTH CARE ETF	$377,203	0.06%	1,604	Common	NONE
30231G102	XOM	EXXON MOBIL CORP COM	$375,433	0.06%	3,193	Common	SHARED
464287622	IWB	ISHARES RUSSELL 1000 ETF	$370,688	0.06%	1,578	Common	NONE
032654105	ADI	ANALOG DEVICES INC COM	$370,671	0.06%	2,117	Common	SHARED
57636Q104	MA	MASTERCARD INCORPORATED CL A	$357,914	0.06%	904	Common	SHARED
651639106	NEM	NEWMONT CORP COM	$346,628	0.06%	9,381	Common	SHARED
911312106	UPS	UNITED PARCEL SERVICE INC CL B	$322,505	0.05%	2,069	Common	SHARED
931142103	WMT	WALMART INC COM	$318,421	0.05%	1,991	Common	SHARED
45782C755	BJUN	INNOVATOR U.S. EQUITY BUFFER ETF - JUNE	$314,055	0.05%	9,569	Common	NONE
45782C474	KJAN	INNOVATOR U.S. SMALL CAP POWER BUFFER ETF - JANUARY	$306,096	0.05%	9,964	Common	NONE
633707104	NBHC	NATIONAL BK HLDGS CORP CL A	$301,826	0.05%	10,142	Common	NONE
45782C516	EJAN	INNOVATOR EMERGING MARKETS POWER BUFFER ETF JANUARY	$299,081	0.05%	10,923	Common	NONE
718172109	PM	PHILIP MORRIS INTL INC COM	$297,645	0.05%	3,215	Common	SHARED
94106L109	WM	WASTE MGMT INC DEL COM	$297,002	0.05%	1,948	Common	SHARED
N07059210	ASML	ASML HOLDING N V N Y REGISTRY SHS	$281,387	0.05%	478	Common	SHARED
29444U700	EQIX	EQUINIX INC COM	$271,622	0.04%	374	Common	SHARED
665859104	NTRS	NORTHERN TR CORP COM	$268,124	0.04%	3,859	Common	SHARED
45782C417	PFEB	INNOVATOR U.S. EQUITY POWER BUFFER ETF - FEBRUARY	$262,688	0.04%	8,625	Common	NONE
803054204	SAP	SAP SE SPON ADR	$252,045	0.04%	1,949	Common	SHARED
654106103	NKE	NIKE INC CL B	$240,315	0.04%	2,513	Common	SHARED
464287887	IJT	ISHARES S&P SMALL-CAP 600 GROWTH ETF	$236,909	0.04%	2,160	Common	NONE
78409V104	SPGI	S&P GLOBAL INC COM	$233,342	0.04%	639	Common	SHARED
68389X105	ORCL	ORACLE CORP COM	$227,113	0.04%	2,144	Common	SHARED
904767704	—	UNILEVER PLC SPON ADR NEW	$203,824	0.03%	4,126	Common	SHARED
464287200	IVV	ISHARES CORE S&P 500 ETF	$202,691	0.03%	472	Common	NONE
45782C748	PJUN	INNOVATOR U.S. EQUITY POWER BUFFER ETF - JUNE	$202,106	0.03%	6,455	Common	NONE
610335101	MRCC	MONROE CAP CORP COM	$119,394	0.02%	16,026	Common	NONE
910873405	UMC	UNITED MICROELECTRONICS CORP SPON ADR NEW	$111,238	0.02%	15,756	Common	SHARED
00215W100	ASX	ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS	$109,438	0.02%	14,553	Common	SHARED
97651M109	WIT	WIPRO LTD SPON ADR 1 SH	$103,896	0.02%	21,466	Common	SHARED
86323X106	—	STREAMLINE HEALTH SOLUTIONS IN COM	$96,750	0.02%	100,000	Common	NONE
00768Y495	YOLO	ADVISORSHARES PURE CANNABIS ETF	$82,552	0.01%	24,138	Common	NONE
05964H105	SAN	BANCO SANTANDER S.A. ADR	$54,223	0.01%	14,421	Common	SHARED
50186V102	LPL	LG DISPLAY CO LTD SPONS ADR REP	$53,094	0.01%	10,880	Common	SHARED
82968B103	SIRIEUR	SIRIUS XM HOLDINGS INC COM	$49,231	0.01%	10,892	Common	SHARED
60687Y109	MFG	MIZUHO FINANCIAL GROUP INC SPONSORED ADR	$36,519	0.01%	10,647	Common	SHARED

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.