Q3 2024 · 13F-HR
LIBERTY WEALTH MANAGEMENT LLCholdings as filed
Filed 2024-11-04 · accession 0001769302-24-000005
$588.6M
Reported value
230
Positions
2024-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 464287200 | IVV | ISHARES TR | $41.4M | 7.03% | 71,735 | Common | NONE |
| 25434V708 | DFAC | DIMENSIONAL U S CORE | $31.3M | 5.31% | 911,954 | Common | NONE |
| 25434V104 | DFAU | DIMENSIONAL US CORE | $28.5M | 4.85% | 718,473 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $27.6M | 4.69% | 118,449 | Common | NONE |
| 25434V831 | DUHP | DIMENSIONAL US HIGH | $27.0M | 4.58% | 791,209 | Common | NONE |
| 464287309 | IVW | ISHARES S&P 500 GROWTH | $22.8M | 3.87% | 237,778 | Common | NONE |
| 46432F339 | QUAL | ISHARES MSCI USA QLTY | $20.6M | 3.50% | 114,765 | Common | NONE |
| 09290C103 | DYNF | BLACKROCK US EQY FCTR | $19.6M | 3.33% | 396,741 | Common | NONE |
| 46434V613 | IUSB | ISHARES TR | $15.5M | 2.63% | 328,886 | Common | NONE |
| 25434V799 | DFIC | DIMENSIONAL INTERN CORE | $14.0M | 2.38% | 497,229 | Common | NONE |
| 29355A107 | ENPH | ENPHASE ENERGY INC | $13.8M | 2.34% | 121,895 | Common | NONE |
| 25434V872 | DFCF | DIMENSIONAL ETF TRUST | $13.1M | 2.23% | 304,428 | Common | NONE |
| 25434V666 | DFLV | DIMENSIONL US LARGE CAP | $12.7M | 2.16% | 412,675 | Common | NONE |
| 922908769 | VTI | VANGUARD TOTAL STOCK | $11.9M | 2.03% | 42,136 | Common | NONE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $11.4M | 1.93% | 93,670 | Common | NONE |
| 464287408 | IVE | ISHARES S&P 500 VALUE | $11.4M | 1.93% | 57,660 | Common | NONE |
| 46432F842 | IEFA | ISHARES TR | $9.3M | 1.58% | 118,847 | Common | NONE |
| 25434V203 | DFAI | DIMENSIONAL INTERN CORE | $9.1M | 1.54% | 285,622 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $8.0M | 1.36% | 18,627 | Common | NONE |
| 25434V609 | DFAT | DIMENSIONAL U S TARGETED | $7.9M | 1.34% | 141,381 | Common | NONE |
| 464287721 | IYW | ISHARES US TECHNOLOGY | $7.5M | 1.28% | 49,553 | Common | NONE |
| 46434G764 | EMXC | ISHARES MSCI EMERGING | $7.5M | 1.27% | 122,329 | Common | NONE |
| 25434V765 | DIHP | DIMENSIONAL INTERN HIGH | $7.4M | 1.25% | 265,728 | Common | NONE |
| 25434V732 | DFEM | DIMENSIONAL ETF TRUST | $6.8M | 1.16% | 242,436 | Common | NONE |
| 464287432 | TLT | ISHARES TR | $6.8M | 1.16% | 69,493 | Common | NONE |
| 922042775 | VEU | VANGUARD INTL EQUITY INDEX F | $6.4M | 1.09% | 102,213 | Common | NONE |
| 464288588 | MBB | ISHARES MBS ETF | $5.4M | 0.92% | 56,390 | Common | NONE |
| 25434V781 | DISV | DIMENSIONAL INTERN SMALL | $5.3M | 0.90% | 182,716 | Common | NONE |
| 464288877 | EFV | ISHARES TR | $5.3M | 0.90% | 92,237 | Common | NONE |
| 92826C839 | V | VISA INC | $5.1M | 0.86% | 18,449 | Common | NONE |
| 46120E602 | ISRG | INTUITIVE SURGICAL INC | $5.0M | 0.86% | 10,267 | Common | NONE |
| 464288885 | EFG | ISHARES TR | $5.0M | 0.85% | 46,631 | Common | NONE |
| 88160R101 | TSLA | TESLA INC | $4.7M | 0.79% | 17,878 | Common | NONE |
| 922908363 | VOO | VANGUARD S&P 500 ETF | $4.6M | 0.78% | 8,666 | Common | NONE |
| 038222105 | AMAT | APPLIED MATLS INC | $4.5M | 0.76% | 22,127 | Common | NONE |
| 921937793 | BLV | VANGUARD BD INDEX FDS | $4.3M | 0.73% | 57,531 | Common | NONE |
| 68389X105 | ORCL | ORACLE CORP | $4.1M | 0.70% | 24,178 | Common | NONE |
| 92206C847 | VGLT | VANGUARD SCOTTSDALE FDS | $4.1M | 0.70% | 66,831 | Common | NONE |
| 023135106 | AMZN | AMAZON COM INC | $3.8M | 0.65% | 20,464 | Common | NONE |
| 87283Q867 | TCAF | T ROWE PRICE ETF INC | $3.4M | 0.58% | 102,047 | Common | NONE |
| 94106L109 | WM | WASTE MGMT INC DEL | $3.4M | 0.58% | 16,335 | Common | NONE |
| 46434V803 | HEFA | ISHARES CURRENCY HEDG | $3.3M | 0.56% | 92,980 | Common | NONE |
| 166764100 | CVX | CHEVRON CORP NEW | $3.3M | 0.55% | 22,139 | Common | NONE |
| 46435U713 | IFRA | ISHARES US | $3.2M | 0.54% | 67,674 | Common | NONE |
| 922908744 | VTV | VANGUARD VALUE ETF | $3.1M | 0.53% | 17,817 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $2.7M | 0.46% | 5,938 | Common | NONE |
| 464288281 | EMB | ISHARES JPMORGAN USD MTS | $2.7M | 0.46% | 29,057 | Common | NONE |
| 30303M102 | META | META PLATFORMS INC | $2.5M | 0.43% | 4,455 | Common | NONE |
| 92204A702 | VGT | VANGUARD INFORMATION | $2.5M | 0.43% | 4,273 | Common | NONE |
| 17275R102 | CSCO | CISCO SYS INC | $2.3M | 0.39% | 42,788 | Common | NONE |
| 922908751 | VB | VANGUARD INDEX FDS | $2.3M | 0.38% | 9,545 | Common | NONE |
| 922908736 | VUG | VANGUARD GROWTH ETF | $2.2M | 0.37% | 5,603 | Common | NONE |
| 92204A504 | VHT | VANGUARD WORLD FD | $2.0M | 0.34% | 7,094 | Common | NONE |
| 02079K107 | GOOG | ALPHABET INC | $1.9M | 0.32% | 11,270 | Common | NONE |
| 22788C105 | CRWD | CROWDSTRIKE HLDGS INC | $1.9M | 0.32% | 6,640 | Common | NONE |
| 46429B267 | GOVT | ISHARES US TREASURY BOND | $1.8M | 0.31% | 77,091 | Common | NONE |
| 092528603 | BINC | BLACKROCK FLEXIBLE | $1.8M | 0.30% | 33,067 | Common | NONE |
| 921943858 | VEA | VANGUARD FTSE DEVELOPED MARKETS ETF | $1.7M | 0.29% | 32,386 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC | $1.5M | 0.26% | 9,208 | Common | NONE |
| 46435G219 | IGEB | ISHARES INVEST GRD SYS | $1.5M | 0.25% | 31,376 | Common | NONE |
| 922908611 | VBR | VANGUARD SMALL CAP VALUE | $1.5M | 0.25% | 7,237 | Common | NONE |
| 46434G103 | IEMG | ISHARES INC | $1.4M | 0.25% | 25,252 | Common | NONE |
| 00287Y109 | ABBV | ABBVIE INC | $1.4M | 0.24% | 7,172 | Common | NONE |
| 92204A405 | VFH | VANGUARD WORLD FD | $1.4M | 0.24% | 12,830 | Common | NONE |
| 46090E103 | QQQ | INVSC QQQ TRUST SRS 1 | $1.3M | 0.23% | 2,736 | Common | NONE |
| 532457108 | LLY | ELI LILLY &CO | $1.3M | 0.21% | 1,419 | Common | NONE |
| 921910816 | MGK | VANGUARD MEGA CAP GROWTH | $1.2M | 0.21% | 3,858 | Common | NONE |
| 461202103 | INTU | INTUIT | $1.2M | 0.21% | 1,996 | Common | NONE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $1.2M | 0.21% | 6,996 | Common | NONE |
| 464287101 | OEF | ISHARES S&P 100 ETF | $1.2M | 0.20% | 4,218 | Common | NONE |
| 464288653 | TLH | ISHARES TR | $1.1M | 0.19% | 10,390 | Common | NONE |
| 55354G100 | MSCI | MSCI INC | $1.1M | 0.19% | 1,883 | Common | NONE |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $1.1M | 0.18% | 6,619 | Common | NONE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $1.0M | 0.18% | 4,720 | Common | NONE |
| 060505104 | BAC | BANK AMERICA CORP | $1.0M | 0.18% | 26,256 | Common | NONE |
| 11135F101 | AVGO | BROADCOM INC | $975,000 | 0.17% | 5,654 | Common | NONE |
| 316092808 | FTEC | FIDELITY COVINGTON TRUST | $952,000 | 0.16% | 5,457 | Common | NONE |
| 46625H100 | JPM | JPMORGAN CHASE &CO. | $945,000 | 0.16% | 4,484 | Common | NONE |
| 69374H881 | COWZ | PACER US CASH COWS 100 | $944,000 | 0.16% | 16,324 | Common | NONE |
| 437076102 | HD | HOME DEPOT INC | $941,000 | 0.16% | 2,323 | Common | NONE |
| 922908637 | VV | VANGUARD INDEX FDS | $940,000 | 0.16% | 3,571 | Common | NONE |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $912,000 | 0.15% | 1,560 | Common | NONE |
| 464287176 | TIP | ISHARES TIPS BOND ETF | $887,000 | 0.15% | 8,028 | Common | NONE |
| 78462F103 | SPY | SPDR S&P 500 ETF | $877,000 | 0.15% | 1,529 | Common | NONE |
| 053015103 | ADP | AUTOMATIC DATA PROCESSING IN | $866,000 | 0.15% | 3,131 | Common | NONE |
| 81730H109 | S | SENTINELONE INC | $808,000 | 0.14% | 33,780 | Common | NONE |
| 031162100 | AMGN | AMGEN INC | $800,000 | 0.14% | 2,483 | Common | NONE |
| 745867101 | PHM | PULTE GROUP INC | $792,000 | 0.13% | 5,519 | Common | NONE |
| 78464A854 | SPYM | SPDR SER TR | $778,000 | 0.13% | 11,526 | Common | NONE |
| 922908553 | VNQ | VANGUARD INDEX FDS | $757,000 | 0.13% | 7,770 | Common | NONE |
| 00724F101 | ADBE | ADOBE INC | $744,000 | 0.13% | 1,436 | Common | NONE |
| 46435G425 | ESGU | ISHARES TR | $740,000 | 0.13% | 5,866 | Common | NONE |
| 949746101 | WMT2 | WELLS FARGO CO NEW | $729,000 | 0.12% | 12,898 | Common | NONE |
| 254687106 | DIS | DISNEY WALT CO | $729,000 | 0.12% | 7,577 | Common | NONE |
| 233051200 | DBEF | DBX ETF TR | $716,000 | 0.12% | 17,040 | Common | NONE |
| 81369Y803 | XLK | TECHNOLOGY SELECT SECTOR | $694,000 | 0.12% | 3,074 | Common | NONE |
| 46429B697 | USMV | ISHARES MSCI USA MIN VOL | $687,000 | 0.12% | 7,539 | Common | NONE |
| 464287465 | EFA | ISHARES TR | $686,000 | 0.12% | 8,203 | Common | NONE |
| 464287804 | IJR | ISHARES TR | $685,000 | 0.12% | 5,856 | Common | NONE |
| 92206C680 | VONG | VANGUARD RUSSELL 1000 | $678,000 | 0.12% | 7,029 | Common | NONE |
| 464287341 | IXC | ISHARES GLOBAL ENERGY | $668,000 | 0.11% | 16,506 | Common | NONE |
| 713448108 | PEP | PEPSICO INC | $656,000 | 0.11% | 3,857 | Common | NONE |
| 464287242 | LQD | ISHARES IBOXX INVT GRADE | $652,000 | 0.11% | 5,768 | Common | NONE |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $648,000 | 0.11% | 731 | Common | NONE |
| 191216100 | KO | COCA COLA CO | $631,000 | 0.11% | 8,779 | Common | NONE |
| 922042858 | VWO | VANGUARD FTSE EMERGING | $626,000 | 0.11% | 13,164 | Common | NONE |
| 74460D109 | PSA | PUBLIC STORAGE OPER CO | $608,000 | 0.10% | 1,671 | Common | NONE |
| 30231G102 | XOM | EXXON MOBIL CORP | $576,000 | 0.10% | 4,914 | Common | NONE |
| 464287556 | IBB | ISHARES TR | $574,000 | 0.10% | 3,943 | Common | NONE |
| 744573106 | PEG | PUBLIC SVC ENTERPRISE GRP IN | $529,000 | 0.09% | 5,932 | Common | NONE |
| 002824100 | ABT | ABBOTT LABS | $527,000 | 0.09% | 4,622 | Common | NONE |
| 931142103 | WMT | WALMART INC | $522,000 | 0.09% | 6,465 | Common | NONE |
| 478160104 | JNJ | JOHNSON &JOHNSON | $520,000 | 0.09% | 3,210 | Common | NONE |
| 25434V724 | DFUV | DIMENSIONAL ETF TRUST | $516,000 | 0.09% | 12,384 | Common | NONE |
| 000957100 | ABM | ABM INDS INC | $516,000 | 0.09% | 9,773 | Common | NONE |
| 025816109 | AXP | AMERICAN EXPRESS CO | $510,000 | 0.09% | 1,879 | Common | NONE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $497,000 | 0.08% | 849 | Common | NONE |
| 92203J407 | BNDX | VANGUARD TOTAL INTERNATIONAL BOND ETF | $491,000 | 0.08% | 9,819 | Common | NONE |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $467,000 | 0.08% | 946 | Common | NONE |
| 316092352 | FBCG | FIDELITY COVINGTON TRUST | $467,000 | 0.08% | 10,910 | Common | NONE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $459,000 | 0.08% | 10,221 | Common | NONE |
| 921937835 | BND | VANGUARD TOTAL BOND | $458,000 | 0.08% | 6,174 | Common | NONE |
| 464287705 | IJJ | ISHARES S&P MID CAP 400 | $452,000 | 0.08% | 3,654 | Common | NONE |
| 00206R102 | T | AT&T INC | $450,000 | 0.08% | 20,445 | Common | NONE |
| 464287614 | IWF | ISHARES TR | $446,000 | 0.08% | 1,188 | Common | NONE |
| 75513E101 | RTX | RTX CORPORATION | $433,000 | 0.07% | 3,570 | Common | NONE |
| 911312106 | UPS | UNITED PARCEL SERVICE INC | $433,000 | 0.07% | 3,178 | Common | NONE |
| 149123101 | CAT | CATERPILLAR INC | $428,000 | 0.07% | 1,095 | Common | NONE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $426,000 | 0.07% | 2,149 | Common | NONE |
| 874039100 | TSM | TAIWAN SEMICONDUCTOR M F | $413,000 | 0.07% | 2,377 | Common | NONE |
| 824348106 | SHW | SHERWIN WILLIAMS CO | $407,000 | 0.07% | 1,067 | Common | NONE |
| 907818108 | UNP | UNION PAC CORP | $407,000 | 0.07% | 1,650 | Common | NONE |
| 92537N108 | VRT | VERTIV HLDGS CO | $403,000 | 0.07% | 4,051 | Common | NONE |
| 64110L106 | NFLX | NETFLIX INC | $401,000 | 0.07% | 566 | Common | NONE |
| 05464C101 | AXON | AXON ENTERPRISE INC | $400,000 | 0.07% | 1,000 | Common | NONE |
| 58933Y105 | MRK | MERCK &CO INC | $396,000 | 0.07% | 3,490 | Common | NONE |
| 855244109 | SBUX | STARBUCKS CORP | $392,000 | 0.07% | 4,017 | Common | NONE |
| 65339F101 | NEE | NEXTERA ENERGY INC | $388,000 | 0.07% | 4,593 | Common | NONE |
| 902973304 | USB | US BANCORP DEL | $385,000 | 0.07% | 8,423 | Common | NONE |
| 78463V107 | GLD | SPDR GOLD TR | $374,000 | 0.06% | 1,537 | Common | NONE |
| 921937827 | BSV | VANGUARD SHORT-TERM BOND | $374,000 | 0.06% | 4,754 | Common | NONE |
| 78464A508 | SPYV | SPDR SER TR | $361,000 | 0.06% | 6,834 | Common | NONE |
| 025072877 | AVUV | AMERICAN CENTY ETF TR | $360,000 | 0.06% | 3,750 | Common | NONE |
| G8994E103 | TT | TRANE TECHNOLOGIES PLC | $359,000 | 0.06% | 925 | Common | NONE |
| 38141G104 | GS | GOLDMAN SACHS GROUP INC | $357,000 | 0.06% | 721 | Common | NONE |
| 580135101 | MCD | MCDONALDS CORP | $357,000 | 0.06% | 1,172 | Common | NONE |
| 92189F676 | SMH | VANECK SEMICONDUCTOR | $355,000 | 0.06% | 1,446 | Common | NONE |
| 464288307 | IMCG | ISHARES TR | $349,000 | 0.06% | 4,779 | Common | NONE |
| 46137V258 | RPV | INVESCO EXCHANGE TRADED FD T | $341,000 | 0.06% | 3,840 | Common | NONE |
| 464288224 | ICLN | ISHARES TR | $341,000 | 0.06% | 23,245 | Common | NONE |
| 81369Y605 | XLF | SELECT SECTOR SPDR TR | $325,000 | 0.06% | 7,164 | Common | NONE |
| 778296103 | ROST | ROSS STORES INC | $323,000 | 0.05% | 2,148 | Common | NONE |
| 464285204 | IAU | ISHARES GOLD TR | $320,000 | 0.05% | 6,446 | Common | NONE |
| 921937819 | BIV | VANGUARD BD INDEX FDS | $314,000 | 0.05% | 4,006 | Common | NONE |
| 097023105 | BA | BOEING CO | $313,000 | 0.05% | 2,061 | Common | NONE |
| 33733E500 | QCLN | FIRST TR EXCHANGE-TRADED FD | $312,000 | 0.05% | 8,688 | Common | NONE |
| 020002101 | ALL | ALLSTATE CORP | $309,000 | 0.05% | 1,630 | Common | NONE |
| 808524102 | SCHB | SCHWAB STRATEGIC TR | $302,000 | 0.05% | 4,535 | Common | NONE |
| 032654105 | ADI | ANALOG DEVICES INC | $297,000 | 0.05% | 1,290 | Common | NONE |
| 718172109 | PM | PHILIP MORRIS INTL INC | $288,000 | 0.05% | 2,369 | Common | NONE |
| 46434V860 | TFLO | ISHARES TREASURY FLOATNG | $281,000 | 0.05% | 5,544 | Common | NONE |
| 369604301 | GE | GE AEROSPACE | $280,000 | 0.05% | 1,487 | Common | NONE |
| 92939U106 | WEC | WEC ENERGY GROUP INC | $276,000 | 0.05% | 2,868 | Common | NONE |
| 464287523 | SOXX | ISHARES TR | $276,000 | 0.05% | 1,195 | Common | NONE |
| 46429B655 | FLOT | ISHARES FLOATING RATE | $275,000 | 0.05% | 5,389 | Common | NONE |
| 458140100 | INTC | INTEL CORP | $275,000 | 0.05% | 11,728 | Common | NONE |
| 654106103 | NKE | NIKE INC | $273,000 | 0.05% | 3,092 | Common | NONE |
| 375558103 | GILD | GILEAD SCIENCES INC | $272,000 | 0.05% | 3,242 | Common | NONE |
| 46435G102 | ICVT | ISHARES TR | $269,000 | 0.05% | 3,214 | Common | NONE |
| 46284V101 | IRM | IRON MTN INC DEL | $269,000 | 0.05% | 2,262 | Common | NONE |
| 464287598 | IWD | ISHARES RUSSELL 1000 | $267,000 | 0.05% | 1,409 | Common | NONE |
| 78467X109 | DIA | SPDR DOW JONES INDL AVERAGE | $267,000 | 0.05% | 630 | Common | NONE |
| 66987V109 | NVS | NOVARTIS AG | $259,000 | 0.04% | 2,255 | Common | NONE |
| V7780T103 | RCL | ROYAL CARIBBEAN GROUP | $259,000 | 0.04% | 1,461 | Common | NONE |
| 025072802 | AVDV | AMERICAN CENTY ETF TR | $256,000 | 0.04% | 3,624 | Common | NONE |
| 14448C104 | CARR | CARRIER GLOBAL CORPORATION | $256,000 | 0.04% | 3,184 | Common | NONE |
| 433000106 | HIMS | HIMS &HERS HEALTH INC | $248,000 | 0.04% | 12,383 | Common | NONE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB CO | $248,000 | 0.04% | 4,793 | Common | NONE |
| 00846U101 | A | AGILENT TECHNOLOGIES INC | $247,000 | 0.04% | 1,665 | Common | NONE |
| 79466L302 | CRM | SALESFORCE INC | $246,000 | 0.04% | 898 | Common | NONE |
| 87612E106 | TGT | TARGET CORP | $245,000 | 0.04% | 1,572 | Common | NONE |
| 922042742 | VT | VANGUARD INTL EQUITY INDEX F | $244,000 | 0.04% | 2,037 | Common | NONE |
| 747525103 | QCOM | QUALCOMM INC | $242,000 | 0.04% | 1,422 | Common | NONE |
| 863667101 | SYK | STRYKER CORPORATION | $240,000 | 0.04% | 663 | Common | NONE |
| 24703L202 | DELL | DELL TECHNOLOGIES INC | $239,000 | 0.04% | 2,014 | Common | NONE |
| 921932505 | VOOG | VANGUARD ADMIRAL FDS INC | $239,000 | 0.04% | 692 | Common | NONE |
| 464287507 | IJH | ISHARES TR | $238,000 | 0.04% | 3,819 | Common | NONE |
| 74340W103 | PLD | PROLOGIS INC. | $235,000 | 0.04% | 1,860 | Common | NONE |
| 316188309 | FBND | FIDELITY MERRIMACK STR TR | $235,000 | 0.04% | 5,036 | Common | NONE |
| 46435U861 | DIVB | ISHARES TR | $233,000 | 0.04% | 4,810 | Common | NONE |
| 464287150 | ITOT | ISHARES TR | $228,000 | 0.04% | 1,812 | Common | NONE |
| 88339J105 | TTD | THE TRADE DESK INC | $228,000 | 0.04% | 2,077 | Common | NONE |
| 055622104 | BP | BP PLC | $226,000 | 0.04% | 7,199 | Common | NONE |
| 46138E339 | SPMO | INVSC S P 500 MOMENTUM | $225,000 | 0.04% | 2,487 | Common | NONE |
| 46428Q109 | SLV | ISHARES SILVER TR | $223,000 | 0.04% | 7,833 | Common | NONE |
| 548661107 | LOW | LOWES COS INC | $220,000 | 0.04% | 813 | Common | NONE |
| G1151C101 | ACN | ACCENTURE PLC IRELAND F | $220,000 | 0.04% | 621 | Common | NONE |
| 921910725 | VSGX | VANGUARD WORLD FD | $218,000 | 0.04% | 3,542 | Common | NONE |
| 26441C204 | DUK | DUKE ENERGY CORP NEW | $217,000 | 0.04% | 1,878 | Common | NONE |
| 25243Q205 | DEO | DIAGEO PLC | $213,000 | 0.04% | 1,521 | Common | NONE |
| 464287606 | IJK | ISHARES TR | $210,000 | 0.04% | 2,284 | Common | NONE |
| 717081103 | PFE | PFIZER INC | $210,000 | 0.04% | 7,240 | Common | NONE |
| 816851109 | SRE | SEMPRA | $205,000 | 0.03% | 2,454 | Common | NONE |
| 95040Q104 | WELL | WELLTOWER INC | $203,000 | 0.03% | 1,587 | Common | NONE |
| 297178105 | ESS | ESSEX PPTY TR INC | $201,000 | 0.03% | 681 | Common | NONE |
| 33735T109 | FDD | FIRST TR STOXX EUROPEAN SELE | $178,000 | 0.03% | 14,256 | Common | NONE |
| 110122EC8 | — | BRISTOL-MYERS SQU | $118,000 | 0.02% | 100,000 | Common | NONE |
| 426927109 | XHC | HERITAGE COMM CORP | $113,000 | 0.02% | 11,403 | Common | NONE |
| 575718AA9 | — | MASSACHUSETTS INS | $112,000 | 0.02% | 100,000 | Common | NONE |
| 638842302 | NAII | NATURAL ALTERNATIVES INTL IN | $80,000 | 0.01% | 14,000 | Common | NONE |
| 10501E201 | BCLIEUR | BRAINSTORM CELL THERAPEUTICS | $78,000 | 0.01% | 340,150 | Common | NONE |
| 826418BQ7 | — | SIERRA PACIFIC PO | $55,000 | 0.01% | 50,000 | Common | NONE |
| 641423CG1 | — | NEVADA POWER CO | $55,000 | 0.01% | 50,000 | Common | NONE |
| 911312CF1 | — | UNITED PARCEL SER | $53,000 | 0.01% | 50,000 | Common | NONE |
| 695114DE5 | — | PACIFICORP | $53,000 | 0.01% | 50,000 | Common | NONE |
| 797440CF9 | — | SAN DIEGO GAS & | $53,000 | 0.01% | 50,000 | Common | NONE |
| 716973AH5 | — | PFIZER INVT ENT5 | $51,000 | 0.01% | 50,000 | Common | NONE |
| 63305LJ87 | — | NTNL BANK OF CA5 | $50,000 | 0.01% | 50,000 | Common | NONE |
| 06745UGU8 | — | BARCLAYS BANK PL5 | $50,000 | 0.01% | 50,000 | Common | NONE |
| 26442RAB7 | — | DUKE ENERGY PRO | $45,000 | 0.01% | 50,000 | Common | NONE |
| 95101VAA7 | — | WESLEYAN UNIVER | $45,000 | 0.01% | 50,000 | Common | NONE |
| 48133PDG5 | — | JPMORGAN CHASE F | $30,000 | 0.01% | 30,000 | Common | NONE |
| 149123BE0 | — | CATERPILLAR INC | $26,000 | 0.00% | 20,000 | Common | NONE |
| 949764DG6 | — | WELLS FARGO BANK, N | $25,000 | 0.00% | 25,000 | Common | NONE |
| 640268108 | NKTREUR | NEKTAR THERAPEUTICS | $25,000 | 0.00% | 19,000 | Common | NONE |
| 125525584 | — | CREATIVE MEDIA &CMNTY TR | $14,000 | 0.00% | 28,997 | Common | NONE |
| 960878106 | — | WESTMORELAND COAL CO XXX | $0 | — | 20,000 | Common | NONE |
| 29278A101 | — | EN POINT TECHNOLOGIES INC | $0 | — | 30,000 | Common | NONE |
| 68276T100 | OPMZ | ONEPM INDUSTRIES INC | $0 | — | 16,666 | Common | NONE |
| 171127103 | KKUR | CHROMOCURE INC | $0 | — | 33,333 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.