Q2 2024 · 13F-HR
Texas Capital Bank Wealth Management Services Incholdings as filed
Filed 2024-08-15 · accession 0001802655-24-000006
$962.0M
Reported value
199
Positions
2024-06-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 922908363 | VOO | VANGUARD INDEX FDS | $307.7M | 32.0% | 615,230 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $66.1M | 6.87% | 534,987 | Common | SOLE |
| 46432F842 | IEFA | ISHARES TR | $56.2M | 5.85% | 774,288 | Common | SOLE |
| 464287499 | IWR | ISHARES TR | $33.4M | 3.47% | 411,509 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $27.0M | 2.80% | 128,030 | Common | SOLE |
| 922908637 | VV | VANGUARD INDEX FDS | $20.2M | 2.10% | 80,890 | Common | SOLE |
| 921943858 | VEA | VANGUARD TAX-MANAGED FDS | $19.0M | 1.98% | 384,844 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $15.2M | 1.58% | 27,947 | Common | SOLE |
| 464287507 | IJH | ISHARES TR | $14.3M | 1.48% | 243,742 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $13.1M | 1.36% | 29,214 | Common | SOLE |
| 532457108 | LLY | ELI LILLY & CO | $12.6M | 1.31% | 13,885 | Common | SOLE |
| 464287226 | AGG | ISHARES TR | $12.5M | 1.30% | 129,116 | Common | SOLE |
| 921910816 | MGK | VANGUARD WORLD FD | $11.5M | 1.20% | 36,755 | Common | SOLE |
| 482480100 | KLAC | KLA CORP | $11.2M | 1.16% | 13,544 | Common | SOLE |
| 512807108 | LRCXEUR | LAM RESEARCH CORP | $10.3M | 1.07% | 9,656 | Common | SOLE |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $9.9M | 1.03% | 11,697 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO. | $9.9M | 1.03% | 48,821 | Common | SOLE |
| 244199105 | DE | DEERE & CO | $9.7M | 1.01% | 25,980 | Common | SOLE |
| 68389X105 | ORCL | ORACLE CORP | $9.5M | 0.99% | 67,451 | Common | SOLE |
| 855244109 | SBUX | STARBUCKS CORP | $9.4M | 0.97% | 120,423 | Common | SOLE |
| 437076102 | HD | HOME DEPOT INC | $9.3M | 0.97% | 27,155 | Common | SOLE |
| 872540109 | TJX | TJX COS INC NEW | $8.8M | 0.92% | 80,257 | Common | SOLE |
| 922907746 | VTEB | VANGUARD MUN BD FDS | $8.7M | 0.90% | 173,426 | Common | SOLE |
| 464287622 | IWB | ISHARES TR | $8.6M | 0.90% | 28,995 | Common | SOLE |
| 149123101 | CAT | CATERPILLAR INC | $8.6M | 0.89% | 25,834 | Common | SOLE |
| 461202103 | INTU | INTUIT | $8.5M | 0.89% | 12,969 | Common | SOLE |
| 65339F101 | NEE | NEXTERA ENERGY INC | $8.3M | 0.86% | 116,951 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $8.2M | 0.85% | 16,134 | Common | SOLE |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $8.1M | 0.85% | 18,432 | Common | SOLE |
| 617446448 | MS | MORGAN STANLEY | $8.1M | 0.84% | 82,842 | Common | SOLE |
| 235851102 | DHR | DANAHER CORPORATION | $8.0M | 0.83% | 32,138 | Common | SOLE |
| 29273V100 | ET | ENERGY TRANSFER L P | $8.0M | 0.83% | 492,743 | Common | SOLE |
| 921932885 | IVOO | VANGUARD ADMIRAL FDS INC | $7.9M | 0.82% | 79,368 | Common | SOLE |
| 20825C104 | COP | CONOCOPHILLIPS | $7.4M | 0.77% | 64,708 | Common | SOLE |
| 98978V103 | ZTS | ZOETIS INC | $7.1M | 0.74% | 40,991 | Common | SOLE |
| 922908629 | VO | VANGUARD INDEX FDS | $7.0M | 0.73% | 28,993 | Common | SOLE |
| 256677105 | DG | DOLLAR GEN CORP NEW | $7.0M | 0.73% | 52,937 | Common | SOLE |
| 921910840 | MGV | VANGUARD WORLD FD | $6.9M | 0.72% | 58,357 | Common | SOLE |
| 55354G100 | MSCI | MSCI INC | $6.6M | 0.69% | 13,763 | Common | SOLE |
| 74340W103 | PLD | PROLOGIS INC. | $6.5M | 0.68% | 57,855 | Common | SOLE |
| 654106103 | NKE | NIKE INC | $5.8M | 0.60% | 76,682 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $4.7M | 0.49% | 24,225 | Common | SOLE |
| 464287465 | EFA | ISHARES TR | $3.8M | 0.39% | 47,877 | Common | SOLE |
| 69121K104 | OBDC | BLUE OWL CAPITAL CORPORATION | $3.7M | 0.39% | 243,837 | Common | SOLE |
| 90138F102 | TWLO | TWILIO INC | $2.8M | 0.30% | 50,000 | Common | SOLE |
| 04010L103 | ARCC | ARES CAPITAL CORP | $2.8M | 0.29% | 135,695 | Common | SOLE |
| 83012A109 | TSLX | SIXTH STREET SPECIALTY LENDI | $2.7M | 0.29% | 128,694 | Common | SOLE |
| 85571B105 | STWD | STARWOOD PPTY TR INC | $2.7M | 0.28% | 141,459 | Common | SOLE |
| 256163106 | DOCU | DOCUSIGN INC | $2.7M | 0.28% | 50,000 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET INC | $2.1M | 0.22% | 11,392 | Common | SOLE |
| 67401P405 | OCSL | OAKTREE SPECIALTY LENDING CO | $2.0M | 0.21% | 108,537 | Common | SOLE |
| 78464A375 | SPIB | SPDR SER TR | $2.0M | 0.21% | 61,976 | Common | SOLE |
| 76954A103 | RIVN | RIVIAN AUTOMOTIVE INC | $2.0M | 0.21% | 150,000 | Common | SOLE |
| 464287309 | IVW | ISHARES TR | $1.8M | 0.19% | 19,976 | Common | SOLE |
| 25434V104 | DFAU | DIMENSIONAL ETF TRUST | $1.8M | 0.19% | 49,092 | Common | SOLE |
| 500255104 | KSS | KOHLS CORP | $1.8M | 0.19% | 80,000 | Common | SOLE |
| 70450Y103 | PYPL | PAYPAL HLDGS INC | $1.8M | 0.18% | 30,607 | Common | SOLE |
| 670100205 | NVO | NOVO-NORDISK A S | $1.6M | 0.17% | 11,380 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $1.6M | 0.16% | 13,667 | Common | SOLE |
| 458140100 | INTC | INTEL CORP | $1.6M | 0.16% | 50,785 | Common | SOLE |
| 717081103 | PFE | PFIZER INC | $1.5M | 0.16% | 54,870 | Common | SOLE |
| 25434V849 | DFNM | DIMENSIONAL ETF TRUST | $1.5M | 0.16% | 31,410 | Common | SOLE |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $1.5M | 0.15% | 4,350 | Common | SOLE |
| 464287200 | IVV | ISHARES TR | $1.4M | 0.15% | 2,625 | Common | SOLE |
| 060505104 | BAC | BANK AMERICA CORP | $1.4M | 0.15% | 35,609 | Common | SOLE |
| 922908769 | VTI | VANGUARD INDEX FDS | $1.4M | 0.14% | 5,049 | Common | SOLE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $1.3M | 0.14% | 32,166 | Common | SOLE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB CO | $1.3M | 0.14% | 31,628 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $1.3M | 0.14% | 7,127 | Common | SOLE |
| 931427108 | WFC | WALGREENS BOOTS ALLIANCE INC | $1.2M | 0.13% | 101,442 | Common | SOLE |
| 29786A106 | ETSY | ETSY INC | $1.2M | 0.12% | 20,000 | Common | SOLE |
| 708062104 | PNNT | PENNANTPARK INVT CORP | $1.1M | 0.12% | 152,033 | Common | SOLE |
| 922042858 | VWO | VANGUARD INTL EQUITY INDEX F | $1.1M | 0.12% | 26,177 | Common | SOLE |
| 464287671 | IUSG | ISHARES TR | $1.1M | 0.11% | 8,643 | Common | SOLE |
| 464287408 | IVE | ISHARES TR | $1.1M | 0.11% | 5,924 | Common | SOLE |
| 25434V203 | DFAI | DIMENSIONAL ETF TRUST | $1.1M | 0.11% | 35,569 | Common | SOLE |
| G1151C101 | ACN | ACCENTURE PLC IRELAND | $1.0M | 0.11% | 3,426 | Common | SOLE |
| 33939L100 | TILT | FLEXSHARES TR | $1.0M | 0.11% | 5,115 | Common | SOLE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $993,386 | 0.10% | 6,023 | Common | SOLE |
| 882508104 | TXN | TEXAS INSTRS INC | $978,580 | 0.10% | 5,030 | Common | SOLE |
| 922908744 | VTV | VANGUARD INDEX FDS | $956,815 | 0.10% | 5,965 | Common | SOLE |
| 713448108 | PEP | PEPSICO INC | $953,863 | 0.10% | 5,783 | Common | SOLE |
| 464287150 | ITOT | ISHARES TR | $915,081 | 0.10% | 7,704 | Common | SOLE |
| 44888K209 | — | HYDROFARM HLDGS GROUP INC | $911,165 | 0.09% | 1,320,529 | Common | SOLE |
| 983134107 | WYNN | WYNN RESORTS LTD | $899,477 | 0.09% | 10,050 | Common | SOLE |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $897,021 | 0.09% | 5,530 | Common | SOLE |
| 464287598 | IWD | ISHARES TR | $882,469 | 0.09% | 5,058 | Common | SOLE |
| 921946406 | VYM | VANGUARD WHITEHALL FDS | $866,966 | 0.09% | 7,310 | Common | SOLE |
| 464287481 | IWP | ISHARES TR | $846,826 | 0.09% | 7,674 | Common | SHARED |
| 86800U104 | SMCIUSD | SUPER MICRO COMPUTER INC | $819,350 | 0.09% | 1,000 | Common | SOLE |
| 571748102 | MRSH | MARSH & MCLENNAN COS INC | $802,431 | 0.08% | 3,808 | Common | SOLE |
| 36266G107 | GEHC | GE HEALTHCARE TECHNOLOGIES I | $786,681 | 0.08% | 10,096 | Common | SOLE |
| 922908751 | VB | VANGUARD INDEX FDS | $758,343 | 0.08% | 3,478 | Common | SOLE |
| 92826C839 | V | VISA INC | $738,557 | 0.08% | 2,814 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $730,410 | 0.08% | 4,997 | Common | SOLE |
| 866796105 | SLF | SUN LIFE FINANCIAL INC. | $716,283 | 0.07% | 14,621 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $710,582 | 0.07% | 1,409 | Common | SOLE |
| 002824100 | ABT | ABBOTT LABS | $705,886 | 0.07% | 6,793 | Common | SOLE |
| 464286392 | URTH | ISHARES INC | $699,693 | 0.07% | 4,744 | Common | SOLE |
| 09257W100 | BXMT | BLACKSTONE MTG TR INC | $696,800 | 0.07% | 40,000 | Common | SOLE |
| 921937827 | BSV | VANGUARD BD INDEX FDS | $665,296 | 0.07% | 8,674 | Common | SOLE |
| 83406F102 | SOFI | SOFI TECHNOLOGIES INC | $661,000 | 0.07% | 100,000 | Common | SOLE |
| 863667101 | SYK | STRYKER CORPORATION | $660,434 | 0.07% | 1,941 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $639,896 | 0.07% | 1,573 | Common | SOLE |
| 254687106 | DIS | DISNEY WALT CO | $636,557 | 0.07% | 6,411 | Common | SOLE |
| 11135F101 | AVGO | BROADCOM INC | $635,905 | 0.07% | 396 | Common | SOLE |
| 580135101 | MCD | MCDONALDS CORP | $613,073 | 0.06% | 2,406 | Common | SOLE |
| 88224Q107 | TCBI | TEXAS CAP BANCSHARES INC | $612,378 | 0.06% | 10,016 | Common | SOLE |
| 084670108 | BRK/A | BERKSHIRE HATHAWAY INC DEL | $612,241 | 0.06% | 1 | Common | SOLE |
| 46438F101 | IBIT | ISHARES BITCOIN TR | $599,737 | 0.06% | 17,567 | Common | SOLE |
| 33939L407 | GUNR | FLEXSHARES TR | $578,136 | 0.06% | 14,403 | Common | SOLE |
| 854502101 | SWK | STANLEY BLACK & DECKER INC | $559,558 | 0.06% | 7,004 | Common | SOLE |
| 46137V613 | PRF | INVESCO EXCHANGE TRADED FD T | $552,362 | 0.06% | 14,555 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC | $532,063 | 0.06% | 3,102 | Common | SOLE |
| 45378A106 | IRT | INDEPENDENCE RLTY TR INC | $525,994 | 0.05% | 28,068 | Common | SOLE |
| 032654105 | ADI | ANALOG DEVICES INC | $506,517 | 0.05% | 2,219 | Common | SOLE |
| 464287705 | IJJ | ISHARES TR | $504,216 | 0.05% | 4,444 | Common | SHARED |
| 901109108 | TPC | TUTOR PERINI CORP | $503,336 | 0.05% | 23,110 | Common | SHARED |
| 78464A763 | SDY | SPDR SER TR | $501,852 | 0.05% | 3,946 | Common | SHARED |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $491,806 | 0.05% | 1,053 | Common | SOLE |
| 00724F101 | ADBE | ADOBE INC | $478,875 | 0.05% | 862 | Common | SOLE |
| 166764100 | CVX | CHEVRON CORP NEW | $475,633 | 0.05% | 3,041 | Common | SOLE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $460,112 | 0.05% | 2,660 | Common | SOLE |
| 053015103 | ADP | AUTOMATIC DATA PROCESSING IN | $452,322 | 0.05% | 1,895 | Common | SOLE |
| 92206C664 | VTWO | VANGUARD SCOTTSDALE FDS | $444,605 | 0.05% | 5,424 | Common | SOLE |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC INC | $428,023 | 0.04% | 774 | Common | SOLE |
| 25434V302 | DFAE | DIMENSIONAL ETF TRUST | $427,683 | 0.04% | 16,532 | Common | SOLE |
| 78467Y107 | MDY | SPDR S&P MIDCAP 400 ETF TR | $426,459 | 0.04% | 797 | Common | SOLE |
| 92556H206 | 0VVB | PARAMOUNT GLOBAL | $419,039 | 0.04% | 40,331 | Common | SOLE |
| 548661107 | LOW | LOWES COS INC | $416,912 | 0.04% | 1,891 | Common | SOLE |
| 747525103 | QCOM | QUALCOMM INC | $408,772 | 0.04% | 2,052 | Common | SOLE |
| 871607107 | SNPS | SYNOPSYS INC | $380,838 | 0.04% | 640 | Common | SOLE |
| 27828Y108 | ETV | EATON VANCE TAX-MANAGED BUY- | $376,335 | 0.04% | 27,530 | Common | SOLE |
| 98138H101 | WDAY | WORKDAY INC | $374,463 | 0.04% | 1,675 | Common | SOLE |
| 28852N109 | EFC | ELLINGTON FINANCIAL INC | $366,362 | 0.04% | 30,328 | Common | SOLE |
| 922042775 | VEU | VANGUARD INTL EQUITY INDEX F | $364,917 | 0.04% | 6,223 | Common | SOLE |
| 191216100 | KO | COCA COLA CO | $363,040 | 0.04% | 5,704 | Common | SOLE |
| 69608A108 | PLTR | PALANTIR TECHNOLOGIES INC | $361,459 | 0.04% | 14,270 | Common | SHARED |
| 922908736 | VUG | VANGUARD INDEX FDS | $357,928 | 0.04% | 957 | Common | SOLE |
| 94106L109 | WM | WASTE MGMT INC DEL | $356,287 | 0.04% | 1,670 | Common | SOLE |
| 760759100 | RSG | REPUBLIC SVCS INC | $356,230 | 0.04% | 1,833 | Common | SOLE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $347,555 | 0.04% | 3,813 | Common | SOLE |
| N07059210 | ASML | ASML HOLDING N V | $344,660 | 0.04% | 337 | Common | SOLE |
| 11133T103 | BR | BROADRIDGE FINL SOLUTIONS IN | $341,798 | 0.04% | 1,735 | Common | SOLE |
| 464287655 | IWM | ISHARES TR | $339,029 | 0.04% | 1,671 | Common | SOLE |
| 46434V621 | DGRO | ISHARES TR | $338,228 | 0.04% | 5,871 | Common | SOLE |
| 67071L106 | NVG | NUVEEN AMT FREE MUN CR INC F | $337,728 | 0.04% | 27,105 | Common | SOLE |
| 464287614 | IWF | ISHARES TR | $334,620 | 0.03% | 918 | Common | SOLE |
| 82509L107 | SHOP | SHOPIFY INC | $334,213 | 0.03% | 5,060 | Common | SOLE |
| 81369Y209 | XLV | SELECT SECTOR SPDR TR | $322,108 | 0.03% | 2,210 | Common | SOLE |
| 81369Y605 | XLF | SELECT SECTOR SPDR TR | $318,849 | 0.03% | 7,756 | Common | SOLE |
| 81369Y886 | XLU | SELECT SECTOR SPDR TR | $302,814 | 0.03% | 4,444 | Common | SOLE |
| 294429105 | EFX | EQUIFAX INC | $301,378 | 0.03% | 1,243 | Common | SOLE |
| 595112103 | MU | MICRON TECHNOLOGY INC | $290,292 | 0.03% | 2,207 | Common | SOLE |
| 907818108 | UNP | UNION PAC CORP | $288,738 | 0.03% | 1,276 | Common | SOLE |
| 824348106 | SHW | SHERWIN WILLIAMS CO | $286,795 | 0.03% | 961 | Common | SOLE |
| 74340E103 | PGNY | PROGYNY INC | $286,100 | 0.03% | 10,000 | Common | SOLE |
| 278865100 | ECL | ECOLAB INC | $283,226 | 0.03% | 1,190 | Common | SOLE |
| 55087P104 | LYFT | LYFT INC | $282,000 | 0.03% | 20,000 | Common | SOLE |
| 922908553 | VNQ | VANGUARD INDEX FDS | $281,268 | 0.03% | 3,358 | Common | SOLE |
| 64049M209 | NEO | NEOGENOMICS INC | $277,400 | 0.03% | 20,000 | Common | SOLE |
| 931142103 | WMT | WALMART INC | $270,458 | 0.03% | 3,994 | Common | SOLE |
| 200340107 | CMA | COMERICA INC | $260,304 | 0.03% | 5,100 | Common | SOLE |
| 032095101 | APH | AMPHENOL CORP NEW | $259,648 | 0.03% | 3,854 | Common | SOLE |
| 921937835 | BND | VANGUARD BD INDEX FDS | $258,241 | 0.03% | 3,584 | Common | SOLE |
| 21036P108 | STZ | CONSTELLATION BRANDS INC | $257,800 | 0.03% | 1,002 | Common | SOLE |
| 038222105 | AMAT | APPLIED MATLS INC | $256,305 | 0.03% | 1,086 | Common | SOLE |
| 452308109 | ITW | ILLINOIS TOOL WKS INC | $253,298 | 0.03% | 1,069 | Common | SOLE |
| 464288448 | IDV | ISHARES TR | $249,362 | 0.03% | 9,012 | Common | SOLE |
| 046353108 | AZNN | ASTRAZENECA PLC | $245,669 | 0.03% | 3,150 | Common | SOLE |
| 127097103 | CTRA | COTERRA ENERGY INC | $238,358 | 0.02% | 8,937 | Common | SOLE |
| 58933Y105 | MRK | MERCK & CO INC | $236,645 | 0.02% | 1,912 | Common | SOLE |
| 20717M103 | 8QR | CONFLUENT INC | $236,240 | 0.02% | 8,000 | Common | SOLE |
| 09062X103 | BIIB | BIOGEN INC | $235,993 | 0.02% | 1,018 | Common | SOLE |
| 46434G764 | EMXC | ISHARES INC | $235,675 | 0.02% | 3,981 | Common | SHARED |
| 33939L795 | NFRA | FLEXSHARES TR | $234,196 | 0.02% | 4,403 | Common | SOLE |
| H5919C104 | ONON | ON HLDG AG | $232,800 | 0.02% | 6,000 | Common | SOLE |
| 009158106 | APD | AIR PRODS & CHEMS INC | $231,478 | 0.02% | 897 | Common | SOLE |
| 98423F109 | XMTR | XOMETRY INC | $231,200 | 0.02% | 20,000 | Common | SOLE |
| 960417103 | WLKP | WESTLAKE CHEM PARTNERS LP | $225,800 | 0.02% | 10,000 | Common | SOLE |
| 031162100 | AMGN | AMGEN INC | $223,780 | 0.02% | 716 | Common | SHARED |
| 553368101 | MP | MP MATERIALS CORP | $190,950 | 0.02% | 15,000 | Common | SOLE |
| 763165107 | RELL | RICHARDSON ELECTRS LTD | $178,350 | 0.02% | 15,000 | Common | SOLE |
| 912318409 | UNG | UNITED STS NAT GAS FD LP | $174,300 | 0.02% | 10,000 | Common | SOLE |
| 09225M101 | BSM | BLACK STONE MINERALS L P | $156,700 | 0.02% | 10,000 | Common | SOLE |
| 248356107 | DNN | DENISON MINES CORP | $139,300 | 0.01% | 70,000 | Common | SOLE |
| 19243B102 | CGTX | COGNITION THERAPEUTICS INC | $91,956 | 0.01% | 55,395 | Common | SOLE |
| 124155102 | BFLY | BUTTERFLY NETWORK INC | $84,080 | 0.01% | 100,000 | Common | SOLE |
| 68373J104 | LPRO | OPEN LENDING CORP | $81,887 | 0.01% | 14,675 | Common | SOLE |
| 74880P104 | QIPT | QUIPT HOME MEDICAL CORP | $80,500 | 0.01% | 25,000 | Common | SOLE |
| 00887A204 | RNTX | AILERON THERAPEUTICS INC | $72,494 | 0.01% | 26,171 | Common | SOLE |
| 45674E109 | INABEUR | IN8BIO INC | $66,555 | 0.01% | 78,624 | Common | SOLE |
| 550351100 | LUNA | LUNA INNOVATIONS INC | $64,000 | 0.01% | 20,000 | Common | SOLE |
| 931427108 | WFC | WALGREENS BOOTS ALLIANCE INC | $48,000 | 0.00% | 200,000 | CALL | SOLE |
| 500600101 | KOPN | KOPIN CORP | $33,848 | 0.00% | 40,300 | Common | SOLE |
| 42238H108 | BEAT | HEARTBEAM INC | $25,700 | 0.00% | 10,000 | Common | SOLE |
| 29664W105 | ESPR | ESPERION THERAPEUTICS INC NE | $22,200 | 0.00% | 10,000 | Common | SOLE |
| 23283X206 | CTSO | CYTOSORBENTS CORP | $16,286 | 0.00% | 23,166 | Common | SOLE |
| 03835T309 | — | APTOSE BIOSCIENCES INC | $9,448 | 0.00% | 12,448 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.