Q3 2024 · 13F-HR
Texas Capital Bank Wealth Management Services Incholdings as filed
Filed 2024-11-14 · accession 0001802655-24-000008
$1.02B
Reported value
204
Positions
2024-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 922908363 | VOO | VANGUARD INDEX FDS | $342.8M | 33.7% | 649,597 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $63.9M | 6.28% | 526,151 | Common | SOLE |
| 46432F842 | IEFA | ISHARES TR | $60.9M | 5.99% | 780,589 | Common | SOLE |
| 464287499 | IWR | ISHARES TR | $34.1M | 3.35% | 386,611 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $27.9M | 2.75% | 119,879 | Common | SOLE |
| 922908637 | VV | VANGUARD INDEX FDS | $21.4M | 2.10% | 81,181 | Common | SOLE |
| 921943858 | VEA | VANGUARD TAX-MANAGED FDS | $18.2M | 1.79% | 344,649 | Common | SOLE |
| 464287226 | AGG | ISHARES TR | $16.7M | 1.64% | 164,902 | Common | SOLE |
| 464287507 | IJH | ISHARES TR | $15.3M | 1.50% | 245,516 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $13.4M | 1.31% | 31,027 | Common | SOLE |
| 921910816 | MGK | VANGUARD WORLD FD | $11.8M | 1.16% | 36,641 | Common | SOLE |
| 68389X105 | ORCL | ORACLE CORP | $11.8M | 1.16% | 69,193 | Common | SOLE |
| 855244109 | SBUX | STARBUCKS CORP | $11.6M | 1.15% | 119,456 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $11.6M | 1.14% | 20,192 | Common | SOLE |
| 532457108 | LLY | ELI LILLY & CO | $11.6M | 1.14% | 13,053 | Common | SOLE |
| 922907746 | VTEB | VANGUARD MUN BD FDS | $11.3M | 1.11% | 220,763 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO. | $11.0M | 1.08% | 52,029 | Common | SOLE |
| 244199105 | DE | DEERE & CO | $10.9M | 1.07% | 26,033 | Common | SOLE |
| 482480100 | KLAC | KLA CORP | $10.6M | 1.04% | 13,671 | Common | SOLE |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $10.4M | 1.03% | 11,755 | Common | SOLE |
| 149123101 | CAT | CATERPILLAR INC | $10.3M | 1.01% | 26,274 | Common | SOLE |
| 65339F101 | NEE | NEXTERA ENERGY INC | $9.9M | 0.98% | 117,619 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $9.6M | 0.94% | 16,370 | Common | SOLE |
| 872540109 | TJX | TJX COS INC NEW | $9.5M | 0.94% | 81,021 | Common | SOLE |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $9.4M | 0.92% | 19,020 | Common | SOLE |
| 437076102 | HD | HOME DEPOT INC | $9.3M | 0.92% | 23,041 | Common | SOLE |
| 235851102 | DHR | DANAHER CORPORATION | $9.2M | 0.91% | 33,260 | Common | SOLE |
| 464287622 | IWB | ISHARES TR | $9.1M | 0.89% | 28,877 | Common | SOLE |
| 922908629 | VO | VANGUARD INDEX FDS | $8.9M | 0.88% | 33,878 | Common | SOLE |
| 617446448 | MS | MORGAN STANLEY | $8.9M | 0.87% | 84,986 | Common | SOLE |
| 98978V103 | ZTS | ZOETIS INC | $8.3M | 0.82% | 42,634 | Common | SOLE |
| 461202103 | INTU | INTUIT | $8.3M | 0.82% | 13,350 | Common | SOLE |
| 55354G100 | MSCI | MSCI INC | $8.2M | 0.80% | 14,023 | Common | SOLE |
| 512807108 | LRCXEUR | LAM RESEARCH CORP | $8.1M | 0.80% | 9,911 | Common | SOLE |
| 29273V100 | ET | ENERGY TRANSFER L P | $7.9M | 0.78% | 492,743 | Common | SOLE |
| 74340W103 | PLD | PROLOGIS INC. | $7.5M | 0.74% | 59,734 | Common | SOLE |
| 921910840 | MGV | VANGUARD WORLD FD | $7.5M | 0.74% | 58,357 | Common | SOLE |
| 20825C104 | COP | CONOCOPHILLIPS | $7.0M | 0.69% | 66,750 | Common | SOLE |
| 921932885 | IVOO | VANGUARD ADMIRAL FDS INC | $6.9M | 0.68% | 65,290 | Common | SOLE |
| 654106103 | NKE | NIKE INC | $6.9M | 0.68% | 77,923 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $5.7M | 0.56% | 9,920 | Common | SOLE |
| 69121K104 | OBDC | BLUE OWL CAPITAL CORPORATION | $3.6M | 0.35% | 247,199 | Common | SOLE |
| 464287465 | EFA | ISHARES TR | $2.9M | 0.29% | 34,952 | Common | SOLE |
| 85571B105 | STWD | STARWOOD PPTY TR INC | $2.9M | 0.28% | 141,459 | Common | SOLE |
| 04010L103 | ARCC | ARES CAPITAL CORP | $2.8M | 0.28% | 135,882 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $2.7M | 0.26% | 14,429 | Common | SOLE |
| 83012A109 | TSLX | SIXTH STREET SPECIALTY LENDI | $2.6M | 0.26% | 128,694 | Common | SOLE |
| 464287655 | IWM | ISHARES TR | $2.5M | 0.25% | 11,350 | Common | SOLE |
| 78464A375 | SPIB | SPDR SER TR | $2.1M | 0.21% | 63,247 | Common | SOLE |
| 500255104 | KSS | KOHLS CORP | $2.1M | 0.21% | 100,000 | Common | SOLE |
| 25434V104 | DFAU | DIMENSIONAL ETF TRUST | $1.9M | 0.19% | 49,092 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $1.9M | 0.18% | 16,036 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET INC | $1.8M | 0.18% | 11,153 | Common | SOLE |
| 67401P405 | OCSL | OAKTREE SPECIALTY LENDING CO | $1.8M | 0.17% | 108,537 | Common | SOLE |
| 874039100 | TSM | TAIWAN SEMICONDUCTOR MFG LTD | $1.8M | 0.17% | 10,124 | Common | SOLE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $1.7M | 0.17% | 37,506 | Common | SOLE |
| 25434V849 | DFNM | DIMENSIONAL ETF TRUST | $1.5M | 0.15% | 31,410 | Common | SOLE |
| 464287200 | IVV | ISHARES TR | $1.5M | 0.15% | 2,625 | Common | SOLE |
| 46434G103 | IEMG | ISHARES INC | $1.5M | 0.15% | 26,017 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $1.5M | 0.15% | 8,878 | Common | SOLE |
| G1151C101 | ACN | ACCENTURE PLC IRELAND | $1.5M | 0.14% | 4,150 | Common | SHARED |
| 922908769 | VTI | VANGUARD INDEX FDS | $1.4M | 0.14% | 5,049 | Common | SOLE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $1.4M | 0.14% | 7,953 | Common | SOLE |
| 060505104 | BAC | BANK AMERICA CORP | $1.4M | 0.13% | 34,561 | Common | SOLE |
| 464287309 | IVW | ISHARES TR | $1.4M | 0.13% | 14,221 | Common | SOLE |
| 882508104 | TXN | TEXAS INSTRS INC | $1.4M | 0.13% | 6,557 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC | $1.3M | 0.13% | 6,493 | Common | SOLE |
| 24703L202 | DELL | DELL TECHNOLOGIES INC | $1.2M | 0.12% | 10,231 | Common | SOLE |
| 25434V203 | DFAI | DIMENSIONAL ETF TRUST | $1.1M | 0.11% | 35,569 | Common | SOLE |
| 33939L100 | TILT | FLEXSHARES TR | $1.1M | 0.11% | 5,115 | Common | SOLE |
| 922908744 | VTV | VANGUARD INDEX FDS | $1.1M | 0.11% | 6,232 | Common | SOLE |
| 92826C839 | V | VISA INC | $1.1M | 0.11% | 3,947 | Common | SOLE |
| 708062104 | PNNT | PENNANTPARK INVT CORP | $1.1M | 0.10% | 152,033 | Common | SOLE |
| 713448108 | PEP | PEPSICO INC | $1.0M | 0.10% | 5,998 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $1.0M | 0.10% | 6,224 | Common | SOLE |
| 464287598 | IWD | ISHARES TR | $992,844 | 0.10% | 5,231 | Common | SOLE |
| 464287150 | ITOT | ISHARES TR | $967,776 | 0.10% | 7,704 | Common | SOLE |
| 717081103 | PFE | PFIZER INC | $916,295 | 0.09% | 31,662 | Common | SOLE |
| 44888K209 | — | HYDROFARM HLDGS GROUP INC | $909,844 | 0.09% | 1,320,529 | Common | SOLE |
| 381430107 | GSIE | GOLDMAN SACHS ETF TR | $899,729 | 0.09% | 24,875 | Common | SOLE |
| 464287606 | IJK | ISHARES TR | $899,075 | 0.09% | 9,780 | Common | SOLE |
| 580135101 | MCD | MCDONALDS CORP | $871,534 | 0.09% | 2,862 | Common | SOLE |
| 571748102 | MRSH | MARSH & MCLENNAN COS INC | $861,811 | 0.08% | 3,863 | Common | SHARED |
| 464287671 | IUSG | ISHARES TR | $861,768 | 0.08% | 6,533 | Common | SOLE |
| 866796105 | SLF | SUN LIFE FINANCIAL INC. | $848,310 | 0.08% | 14,621 | Common | SOLE |
| 166764100 | CVX | CHEVRON CORP NEW | $840,623 | 0.08% | 5,708 | Common | SOLE |
| 464287705 | IJJ | ISHARES TR | $803,530 | 0.08% | 6,500 | Common | SOLE |
| 45378A106 | IRT | INDEPENDENCE RLTY TR INC | $803,477 | 0.08% | 39,194 | Common | SOLE |
| 922042858 | VWO | VANGUARD INTL EQUITY INDEX F | $795,219 | 0.08% | 16,619 | Common | SOLE |
| 464286392 | URTH | ISHARES INC | $744,381 | 0.07% | 4,744 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $738,717 | 0.07% | 1,605 | Common | SOLE |
| 921937827 | BSV | VANGUARD BD INDEX FDS | $723,161 | 0.07% | 9,190 | Common | SOLE |
| 69608A108 | PLTR | PALANTIR TECHNOLOGIES INC | $716,844 | 0.07% | 19,270 | Common | SOLE |
| 863667101 | SYK | STRYKER CORPORATION | $715,669 | 0.07% | 1,981 | Common | SHARED |
| 11135F101 | AVGO | BROADCOM INC | $713,961 | 0.07% | 4,139 | Common | SOLE |
| 254687106 | DIS | DISNEY WALT CO | $712,116 | 0.07% | 7,403 | Common | SOLE |
| 747525103 | QCOM | QUALCOMM INC | $706,791 | 0.07% | 4,156 | Common | SOLE |
| 001055102 | AFL | AFLAC INC | $696,686 | 0.07% | 6,232 | Common | SOLE |
| 084670108 | BRK/A | BERKSHIRE HATHAWAY INC DEL | $691,180 | 0.07% | 1 | Common | SOLE |
| 88160R101 | TSLA | TESLA INC | $690,180 | 0.07% | 2,638 | Common | SOLE |
| 670100205 | NVO | NOVO-NORDISK A S | $687,153 | 0.07% | 5,771 | Common | SOLE |
| 46438F101 | IBIT | ISHARES BITCOIN TRUST ETF | $634,696 | 0.06% | 17,567 | Common | SOLE |
| 901109108 | TPC | TUTOR PERINI CORP | $627,668 | 0.06% | 23,110 | Common | SOLE |
| 921946406 | VYM | VANGUARD WHITEHALL FDS | $627,026 | 0.06% | 4,891 | Common | SOLE |
| 75513E101 | RTX | RTX CORPORATION | $609,146 | 0.06% | 5,028 | Common | SOLE |
| 46137V613 | PRF | INVESCO EXCHANGE TRADED FD T | $591,370 | 0.06% | 14,555 | Common | SOLE |
| 907818108 | UNP | UNION PAC CORP | $586,666 | 0.06% | 2,380 | Common | SOLE |
| 464287408 | IVE | ISHARES TR | $578,300 | 0.06% | 2,933 | Common | SOLE |
| 922908751 | VB | VANGUARD INDEX FDS | $575,946 | 0.06% | 2,428 | Common | SOLE |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $569,388 | 0.06% | 974 | Common | SOLE |
| 031162100 | AMGN | AMGEN INC | $562,990 | 0.06% | 1,747 | Common | SOLE |
| 345370860 | F | FORD MTR CO | $561,317 | 0.06% | 53,155 | Common | SOLE |
| 78464A763 | SDY | SPDR SER TR | $560,490 | 0.06% | 3,946 | Common | SOLE |
| 278865100 | ECL | ECOLAB INC | $559,183 | 0.05% | 2,190 | Common | SOLE |
| 29786A106 | ETSY | ETSY INC | $556,188 | 0.05% | 10,016 | Common | SOLE |
| 291011104 | EMR | EMERSON ELEC CO | $555,596 | 0.05% | 5,080 | Common | SOLE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $549,712 | 0.05% | 2,486 | Common | SOLE |
| 26856L103 | ELF | E L F BEAUTY INC | $546,022 | 0.05% | 5,008 | Common | SOLE |
| 032654105 | ADI | ANALOG DEVICES INC | $517,664 | 0.05% | 2,249 | Common | SOLE |
| 704326107 | PAYX | PAYCHEX INC | $508,198 | 0.05% | 3,787 | Common | SOLE |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC INC | $496,096 | 0.05% | 802 | Common | SHARED |
| 548661107 | LOW | LOWES COS INC | $487,841 | 0.05% | 1,801 | Common | SOLE |
| 92206C664 | VTWO | VANGUARD SCOTTSDALE FDS | $484,689 | 0.05% | 5,424 | Common | SOLE |
| 74460D109 | PSA | PUBLIC STORAGE OPER CO | $479,581 | 0.05% | 1,318 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $471,476 | 0.05% | 966 | Common | SOLE |
| 053015103 | ADP | AUTOMATIC DATA PROCESSING IN | $461,042 | 0.05% | 1,666 | Common | SHARED |
| 25434V302 | DFAE | DIMENSIONAL ETF TRUST | $453,142 | 0.04% | 16,532 | Common | SOLE |
| 88224Q107 | TCBI | TEXAS CAP BANCSHARES INC | $436,478 | 0.04% | 6,108 | Common | SOLE |
| 438516106 | HON | HONEYWELL INTL INC | $434,401 | 0.04% | 2,101 | Common | SOLE |
| 78467Y107 | MDY | SPDR S&P MIDCAP 400 ETF TR | $434,081 | 0.04% | 762 | Common | SOLE |
| 00724F101 | ADBE | ADOBE INC | $421,991 | 0.04% | 815 | Common | SHARED |
| 464287481 | IWP | ISHARES TR | $397,027 | 0.04% | 3,385 | Common | SOLE |
| 83406F102 | SOFI | SOFI TECHNOLOGIES INC | $393,000 | 0.04% | 50,000 | Common | SOLE |
| 46438R105 | ETHA | ISHARES ETHEREUM TR | $390,390 | 0.04% | 19,847 | Common | SOLE |
| 87612E106 | TGT | TARGET CORP | $377,842 | 0.04% | 2,424 | Common | SOLE |
| 11133T103 | BR | BROADRIDGE FINL SOLUTIONS IN | $369,212 | 0.04% | 1,717 | Common | SHARED |
| 760759100 | RSG | REPUBLIC SVCS INC | $368,147 | 0.04% | 1,833 | Common | SHARED |
| 46434V621 | DGRO | ISHARES TR | $368,053 | 0.04% | 5,871 | Common | SOLE |
| 98423F109 | XMTR | XOMETRY INC | $367,400 | 0.04% | 20,000 | Common | SOLE |
| 20717M103 | 8QR | CONFLUENT INC | $366,840 | 0.04% | 18,000 | Common | SOLE |
| 67071L106 | NVG | NUVEEN AMT FREE MUN CR INC F | $362,936 | 0.04% | 27,105 | Common | SOLE |
| 98138H101 | WDAY | WORKDAY INC | $354,395 | 0.03% | 1,450 | Common | SOLE |
| 824348106 | SHW | SHERWIN WILLIAMS CO | $348,853 | 0.03% | 914 | Common | SHARED |
| 94106L109 | WM | WASTE MGMT INC DEL | $345,666 | 0.03% | 1,665 | Common | SHARED |
| 33939L407 | GUNR | FLEXSHARES TR | $342,581 | 0.03% | 8,305 | Common | SOLE |
| 191216100 | KO | COCA COLA CO | $339,255 | 0.03% | 4,721 | Common | SOLE |
| 372460105 | GPC | GENUINE PARTS CO | $337,618 | 0.03% | 2,417 | Common | SOLE |
| 931142103 | WMT | WALMART INC | $334,632 | 0.03% | 4,144 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC | $333,023 | 0.03% | 6,257 | Common | SOLE |
| 871607107 | SNPS | SYNOPSYS INC | $327,634 | 0.03% | 647 | Common | SOLE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $322,314 | 0.03% | 3,671 | Common | SOLE |
| 294429105 | EFX | EQUIFAX INC | $312,079 | 0.03% | 1,062 | Common | SHARED |
| 773903109 | ROK | ROCKWELL AUTOMATION INC | $307,118 | 0.03% | 1,144 | Common | SOLE |
| 81369Y100 | XLB | SELECT SECTOR SPDR TR | $306,007 | 0.03% | 3,175 | Common | SOLE |
| 64049M209 | NEO | NEOGENOMICS INC | $295,000 | 0.03% | 20,000 | Common | SOLE |
| 92204A702 | VGT | VANGUARD WORLD FD | $293,260 | 0.03% | 500 | Common | SOLE |
| N07059210 | ASML | ASML HOLDING N V | $286,638 | 0.03% | 344 | Common | SOLE |
| 464287614 | IWF | ISHARES TR | $286,040 | 0.03% | 762 | Common | SOLE |
| 452308109 | ITW | ILLINOIS TOOL WKS INC | $277,878 | 0.03% | 1,060 | Common | SHARED |
| 126650100 | CVS | CVS HEALTH CORP | $277,552 | 0.03% | 4,414 | Common | SOLE |
| 58933Y105 | MRK | MERCK & CO INC | $270,525 | 0.03% | 2,382 | Common | SOLE |
| 833034101 | SNA | SNAP ON INC | $270,299 | 0.03% | 933 | Common | SOLE |
| 46222L108 | IONQ | IONQ INC | $262,200 | 0.03% | 30,000 | Common | SOLE |
| 81369Y886 | XLU | SELECT SECTOR SPDR TR | $259,142 | 0.03% | 3,208 | Common | SOLE |
| 55087P104 | LYFT | LYFT INC | $255,000 | 0.03% | 20,000 | Common | SOLE |
| 922908736 | VUG | VANGUARD INDEX FDS | $253,778 | 0.02% | 661 | Common | SOLE |
| 64110L106 | NFLX | NETFLIX INC | $247,535 | 0.02% | 349 | Common | SOLE |
| 00206R102 | T | AT&T INC | $245,211 | 0.02% | 11,146 | Common | SOLE |
| 03027X100 | AMT | AMERICAN TOWER CORP NEW | $244,635 | 0.02% | 1,052 | Common | SOLE |
| 81369Y308 | XLP | SELECT SECTOR SPDR TR | $244,186 | 0.02% | 2,942 | Common | SOLE |
| 81369Y209 | XLV | SELECT SECTOR SPDR TR | $240,271 | 0.02% | 1,560 | Common | SOLE |
| 27828Y108 | ETV | EATON VANCE TAX-MANAGED BUY- | $237,733 | 0.02% | 17,227 | Common | SOLE |
| 192446102 | CTSH | COGNIZANT TECHNOLOGY SOLUTIO | $237,722 | 0.02% | 3,080 | Common | SOLE |
| 842587107 | SO | SOUTHERN CO | $232,178 | 0.02% | 2,575 | Common | SOLE |
| 76954A103 | RIVN | RIVIAN AUTOMOTIVE INC | $224,400 | 0.02% | 20,000 | Common | SOLE |
| 032095101 | APH | AMPHENOL CORP NEW | $222,657 | 0.02% | 3,417 | Common | SHARED |
| 038222105 | AMAT | APPLIED MATLS INC | $219,451 | 0.02% | 1,086 | Common | SHARED |
| 009158106 | APD | AIR PRODS & CHEMS INC | $216,473 | 0.02% | 727 | Common | SHARED |
| 92556H206 | 0VVB | PARAMOUNT GLOBAL | $212,400 | 0.02% | 20,000 | Common | SOLE |
| 502431109 | LHX | L3HARRIS TECHNOLOGIES INC | $210,768 | 0.02% | 886 | Common | SOLE |
| 09247X101 | BLKCHF | BLACKROCK INC | $207,040 | 0.02% | 218 | Common | SOLE |
| 33939L795 | NFRA | FLEXSHARES TR | $206,425 | 0.02% | 3,474 | Common | SOLE |
| 45866F104 | ICE | INTERCONTINENTAL EXCHANGE IN | $203,383 | 0.02% | 1,266 | Common | SOLE |
| 922042775 | VEU | VANGUARD INTL EQUITY INDEX F | $202,860 | 0.02% | 3,220 | Common | SOLE |
| 28852N109 | EFC | ELLINGTON FINANCIAL INC | $195,644 | 0.02% | 15,178 | Common | SOLE |
| 74347G432 | — | PROSHARES TR | $174,000 | 0.02% | 500,000 | CALL | SOLE |
| 74340E103 | PGNY | PROGYNY INC | $167,600 | 0.02% | 10,000 | Common | SOLE |
| 763165107 | RELL | RICHARDSON ELECTRS LTD | $123,400 | 0.01% | 10,000 | Common | SOLE |
| N44445109 | IMTX | IMMATICS N.V | $114,100 | 0.01% | 10,000 | Common | SOLE |
| 124155102 | BFLY | BUTTERFLY NETWORK INC | $106,200 | 0.01% | 60,000 | Common | SOLE |
| 00887A204 | RNTX | AILERON THERAPEUTICS INC | $92,645 | 0.01% | 26,171 | Common | SOLE |
| 68373J104 | LPRO | OPEN LENDING CORP | $89,811 | 0.01% | 14,675 | Common | SOLE |
| 458140100 | INTC | INTEL CORP | $82,500 | 0.01% | 60,000 | CALL | SOLE |
| 84445C100 | SLND | SOUTHLAND HLDGS INC | $71,847 | 0.01% | 19,418 | Common | SOLE |
| 550351100 | LUNA | LUNA INNOVATIONS INC | $47,000 | 0.00% | 20,000 | Common | SOLE |
| 23283X206 | CTSO | CYTOSORBENTS CORP | $34,749 | 0.00% | 23,166 | Common | SOLE |
| 500600101 | KOPN | KOPIN CORP | $29,419 | 0.00% | 40,300 | Common | SOLE |
| 19243B102 | CGTX | COGNITION THERAPEUTICS INC | $25,958 | 0.00% | 55,395 | Common | SOLE |
| 74347X864 | UPRO | PROSHARES TR | $24,200 | 0.00% | 10,000 | PUT | SOLE |
| 42238H108 | BEAT | HEARTBEAM INC | $23,200 | 0.00% | 10,000 | Common | SOLE |
| 45674E109 | INABEUR | IN8BIO INC | $21,228 | 0.00% | 78,624 | Common | SOLE |
| 29664W105 | ESPR | ESPERION THERAPEUTICS INC NE | $16,500 | 0.00% | 10,000 | Common | SOLE |
| 931427108 | WFC | WALGREENS BOOTS ALLIANCE INC | $10,000 | 0.00% | 100,000 | CALL | SOLE |
| 03835T309 | — | APTOSE BIOSCIENCES INC | $5,115 | 0.00% | 12,448 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.