Q2 2023 · 13F-HR
WNY Asset Management, LLCholdings as filed
Filed 2023-08-03 · accession 0001803296-23-000003
$470.1M
Reported value
196
Positions
2023-06-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 14020Y102 | CGCP | CAPITAL GRP FIXED INCM ETF T | $49.8M | 10.6% | 2,235,668 | Common | SOLE |
| 14020X104 | CGGO | CAPITAL GROUP GBL GROWTH EQT | $33.0M | 7.01% | 1,357,521 | Common | SOLE |
| 14020W106 | CGDV | CAPITAL GROUP DIVIDEND VALUE | $32.3M | 6.87% | 1,195,157 | Common | SOLE |
| 464287432 | TLT | ISHARES TR | $28.0M | 5.95% | 271,611 | Common | SOLE |
| 78463V107 | GLD | SPDR GOLD TR | $26.4M | 5.61% | 147,999 | Common | SOLE |
| 46641Q167 | JAVA | J P MORGAN EXCHANGE TRADED F | $20.3M | 4.31% | 381,066 | Common | SOLE |
| 921932885 | IVOO | VANGUARD ADMIRAL FDS INC | $16.3M | 3.47% | 184,202 | Common | SOLE |
| 46429B663 | HDV | ISHARES TR | $15.5M | 3.29% | 153,382 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $11.8M | 2.51% | 60,946 | Common | SOLE |
| 922020805 | VTIP | VANGUARD MALVERN FDS | $9.7M | 2.05% | 203,579 | Common | SOLE |
| 922908363 | VOO | VANGUARD INDEX FDS | $8.5M | 1.80% | 20,794 | Common | SOLE |
| 78464A805 | SPTM | SPDR SER TR | $8.1M | 1.73% | 149,148 | Common | SOLE |
| 922908629 | VO | VANGUARD INDEX FDS | $8.0M | 1.71% | 36,497 | Common | SOLE |
| 921943858 | VEA | VANGUARD TAX-MANAGED FDS | $7.8M | 1.66% | 169,301 | Common | SOLE |
| 78464A664 | SPTL | SPDR SER TR | $7.4M | 1.58% | 247,906 | Common | SOLE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $6.1M | 1.31% | 165,066 | Common | SOLE |
| 25434V724 | DFUV | DIMENSIONAL ETF TRUST | $6.0M | 1.27% | 173,031 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $5.2M | 1.11% | 15,295 | Common | SOLE |
| 921910816 | MGK | VANGUARD WORLD FD | $4.9M | 1.05% | 20,901 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $4.2M | 0.90% | 12,343 | Common | SOLE |
| 00206R102 | T | AT&T INC | $4.1M | 0.86% | 254,568 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $3.8M | 0.81% | 29,164 | Common | SOLE |
| 486606106 | KYN | KAYNE ANDERSON ENERGY INFRST | $3.6M | 0.76% | 439,008 | Common | SOLE |
| 921946794 | VYMI | VANGUARD WHITEHALL FDS | $3.5M | 0.75% | 56,057 | Common | SOLE |
| 46641Q332 | JEPI | J P MORGAN EXCHANGE TRADED F | $3.5M | 0.74% | 63,095 | Common | SOLE |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $3.4M | 0.73% | 19,649 | Common | SOLE |
| 922908512 | VOE | VANGUARD INDEX FDS | $3.3M | 0.71% | 23,969 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $3.2M | 0.67% | 8,536 | Common | SOLE |
| 74348A467 | NOBL | PROSHARES TR | $3.1M | 0.67% | 33,367 | Common | SOLE |
| 46434V456 | IQLT | ISHARES TR | $3.1M | 0.67% | 88,058 | Common | SOLE |
| 464289883 | AOK | ISHARES TR | $3.1M | 0.66% | 87,762 | Common | SOLE |
| 78468R853 | SPSM | SPDR SER TR | $2.9M | 0.61% | 73,396 | Common | SOLE |
| 92857W308 | VOD | VODAFONE GROUP PLC NEW | $2.8M | 0.59% | 294,670 | Common | SOLE |
| 464287176 | TIP | ISHARES TR | $2.6M | 0.55% | 23,927 | Common | SOLE |
| 747525103 | QCOM | QUALCOMM INC | $2.5M | 0.53% | 20,771 | Common | SOLE |
| 78463X889 | SPDW | SPDR INDEX SHS FDS | $2.4M | 0.52% | 74,857 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $2.4M | 0.52% | 5,483 | Common | SOLE |
| 931427108 | WFC | WALGREENS BOOTS ALLIANCE INC | $2.4M | 0.52% | 85,116 | Common | SOLE |
| 921910840 | MGV | VANGUARD WORLD FD | $2.3M | 0.49% | 22,173 | Common | SOLE |
| 532457108 | LLY | LILLY ELI & CO | $2.3M | 0.49% | 4,864 | Common | SOLE |
| 464287200 | IVV | ISHARES TR | $2.0M | 0.42% | 4,391 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $1.9M | 0.41% | 18,053 | Common | SOLE |
| 922908744 | VTV | VANGUARD INDEX FDS | $1.9M | 0.40% | 13,300 | Common | SOLE |
| 00326L100 | XAODX | ABRDN TOTAL DYNAMIC DIVIDEND | $1.9M | 0.40% | 228,630 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $1.7M | 0.36% | 14,168 | Common | SOLE |
| 92204A504 | VHT | VANGUARD WORLD FDS | $1.7M | 0.36% | 6,863 | Common | SOLE |
| 375558103 | GILD | GILEAD SCIENCES INC | $1.6M | 0.35% | 21,105 | Common | SOLE |
| 92838X102 | — | VIRTUS CONVERTIBLE & INCOME | $1.6M | 0.33% | 450,630 | Common | SOLE |
| 713448108 | PEP | PEPSICO INC | $1.6M | 0.33% | 8,427 | Common | SOLE |
| 636180101 | NFG | NATIONAL FUEL GAS CO | $1.6M | 0.33% | 30,374 | Common | SOLE |
| 289074106 | ECF | ELLSWORTH GROWTH & INCOME FD | $1.5M | 0.32% | 176,264 | Common | SOLE |
| 921932828 | VIOO | VANGUARD ADMIRAL FDS INC | $1.5M | 0.32% | 16,216 | Common | SOLE |
| 09251A104 | BDJ | BLACKROCK ENHANCED EQUITY DI | $1.4M | 0.31% | 173,450 | Common | SOLE |
| 46429B655 | FLOT | ISHARES TR | $1.4M | 0.30% | 27,903 | Common | SOLE |
| 921946810 | VIGI | VANGUARD WHITEHALL FDS | $1.4M | 0.30% | 18,709 | Common | SOLE |
| 00162Q676 | ENFR | ALPS ETF TR | $1.4M | 0.30% | 64,331 | Common | SOLE |
| 78464A409 | SPYG | SPDR SER TR | $1.4M | 0.29% | 22,435 | Common | SOLE |
| 922908736 | VUG | VANGUARD INDEX FDS | $1.4M | 0.29% | 4,797 | Common | SOLE |
| 46429B747 | STIP | ISHARES TR | $1.3M | 0.28% | 13,626 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $1.3M | 0.28% | 4,611 | Common | SOLE |
| 717081103 | PFE | PFIZER INC | $1.3M | 0.28% | 36,047 | Common | SOLE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $1.2M | 0.27% | 8,226 | Common | SOLE |
| 922908611 | VBR | VANGUARD INDEX FDS | $1.2M | 0.26% | 7,530 | Common | SOLE |
| 25434V401 | DFUS | DIMENSIONAL ETF TRUST | $1.2M | 0.26% | 24,905 | Common | SOLE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $1.2M | 0.25% | 8,832 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $1.1M | 0.24% | 6,940 | Common | SOLE |
| 922908769 | VTI | VANGUARD INDEX FDS | $1.1M | 0.24% | 5,185 | Common | SOLE |
| 780259305 | SHEL | SHELL PLC | $1.1M | 0.23% | 17,546 | Common | SOLE |
| 808524854 | SCHR | SCHWAB STRATEGIC TR | $1.0M | 0.22% | 20,897 | Common | SOLE |
| 580135101 | MCD | MCDONALDS CORP | $1.0M | 0.22% | 3,431 | Common | SOLE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $1.0M | 0.22% | 12,511 | Common | SOLE |
| 81369Y605 | XLF | SELECT SECTOR SPDR TR | $1.0M | 0.21% | 29,965 | Common | SOLE |
| 46641Q837 | JPST | J P MORGAN EXCHANGE TRADED F | $986,188 | 0.21% | 19,669 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $984,367 | 0.21% | 2,327 | Common | SOLE |
| 00214Q104 | ARKK | ARK ETF TR | $954,641 | 0.20% | 21,627 | Common | SOLE |
| 58933Y105 | MRK | MERCK & CO INC | $948,738 | 0.20% | 8,222 | Common | SOLE |
| 808524409 | SCHV | SCHWAB STRATEGIC TR | $946,660 | 0.20% | 14,110 | Common | SOLE |
| 92204A207 | VDC | VANGUARD WORLD FDS | $922,766 | 0.20% | 4,746 | Common | SOLE |
| 92206C409 | VCSH | VANGUARD SCOTTSDALE FDS | $911,995 | 0.19% | 12,054 | Common | SOLE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $893,729 | 0.19% | 5,502 | Common | SOLE |
| 46434V878 | ICSH | ISHARES TR | $840,567 | 0.18% | 16,711 | Common | SOLE |
| 002824100 | ABT | ABBOTT LABS | $819,441 | 0.17% | 7,516 | Common | SOLE |
| 14020G101 | CGGR | CAPITAL GROUP GROWTH ETF | $816,743 | 0.17% | 32,372 | Common | SOLE |
| 87283Q107 | TCHP | T ROWE PRICE ETF INC | $803,335 | 0.17% | 28,814 | Common | SOLE |
| 81369Y704 | XLI | SELECT SECTOR SPDR TR | $758,866 | 0.16% | 7,071 | Common | SOLE |
| 92939U106 | WEC | WEC ENERGY GROUP INC | $753,859 | 0.16% | 8,543 | Common | SOLE |
| 808524607 | SCHA | SCHWAB STRATEGIC TR | $747,265 | 0.16% | 17,060 | Common | SOLE |
| 464287226 | AGG | ISHARES TR | $722,941 | 0.15% | 7,381 | Common | SOLE |
| 88160R101 | TSLA | TESLA INC | $708,614 | 0.15% | 2,707 | Common | SOLE |
| 464287614 | IWF | ISHARES TR | $700,943 | 0.15% | 2,547 | Common | SOLE |
| 369604301 | GE | GENERAL ELECTRIC CO | $700,856 | 0.15% | 6,380 | Common | SOLE |
| 931142103 | WMT | WALMART INC | $695,599 | 0.15% | 4,424 | Common | SOLE |
| 46137V316 | RSPM | INVESCO EXCHANGE TRADED FD T | $676,386 | 0.14% | 4,168 | Common | SOLE |
| 464287705 | IJJ | ISHARES TR | $661,666 | 0.14% | 6,176 | Common | SOLE |
| 464288570 | DSI | ISHARES TR | $656,106 | 0.14% | 7,795 | Common | SOLE |
| 09260D107 | BX | BLACKSTONE INC | $651,646 | 0.14% | 7,009 | Common | SOLE |
| 464287879 | IJS | ISHARES TR | $629,385 | 0.13% | 6,619 | Common | SOLE |
| 89147L886 | TYG | TORTOISE ENERGY INFRA CORP | $627,975 | 0.13% | 21,617 | Common | SOLE |
| 254687106 | DIS | DISNEY WALT CO | $626,516 | 0.13% | 7,017 | Common | SOLE |
| 166764100 | CVX | CHEVRON CORP NEW | $626,412 | 0.13% | 3,981 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC | $614,700 | 0.13% | 4,562 | Common | SOLE |
| 86280R506 | HNDL | STRATEGY SHS | $585,283 | 0.12% | 28,789 | Common | SOLE |
| 092524107 | XBGYX | BLACKROCK ENHANCED INTL DIV | $577,320 | 0.12% | 106,125 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET INC | $570,730 | 0.12% | 4,768 | Common | SOLE |
| 934423104 | WBD | WARNER BROS DISCOVERY INC | $570,616 | 0.12% | 45,504 | Common | SOLE |
| 46434V381 | XT | ISHARES TR | $561,747 | 0.12% | 10,103 | Common | SOLE |
| 72919P202 | PLUG | PLUG POWER INC | $559,994 | 0.12% | 53,896 | Common | SOLE |
| 097023105 | BA | BOEING CO | $558,941 | 0.12% | 2,647 | Common | SOLE |
| 464287622 | IWB | ISHARES TR | $557,678 | 0.12% | 2,288 | Common | SOLE |
| 46434G822 | EWJ | ISHARES INC | $557,471 | 0.12% | 9,006 | Common | SOLE |
| 55261F104 | MTB | M & T BK CORP | $545,880 | 0.12% | 4,410 | Common | SOLE |
| 58733R102 | MELI | MERCADOLIBRE INC | $544,915 | 0.12% | 460 | Common | SOLE |
| 38141G104 | GS | GOLDMAN SACHS GROUP INC | $541,224 | 0.12% | 1,678 | Common | SOLE |
| 808513105 | SCHW | SCHWAB CHARLES CORP | $538,746 | 0.11% | 9,505 | Common | SOLE |
| 25179M103 | DVN | DEVON ENERGY CORP NEW | $523,670 | 0.11% | 10,833 | Common | SOLE |
| 06759L103 | BBDC | BARINGS BDC INC | $519,126 | 0.11% | 66,215 | Common | SOLE |
| 14020Y409 | CGSD | CAPITAL GRP FIXED INCM ETF T | $516,667 | 0.11% | 20,580 | Common | SOLE |
| 464287408 | IVE | ISHARES TR | $514,841 | 0.11% | 3,194 | Common | SOLE |
| 437076102 | HD | HOME DEPOT INC | $513,681 | 0.11% | 1,654 | Common | SOLE |
| 060505104 | BAC | BANK AMERICA CORP | $512,681 | 0.11% | 17,869 | Common | SOLE |
| 191216100 | KO | COCA COLA CO | $501,008 | 0.11% | 8,321 | Common | SOLE |
| 46641Q654 | JMST | J P MORGAN EXCHANGE TRADED F | $494,598 | 0.11% | 9,765 | Common | SOLE |
| 91913Y100 | VLO | VALERO ENERGY CORP | $481,167 | 0.10% | 4,102 | Common | SOLE |
| 46137V647 | PSI | INVESCO EXCHANGE TRADED FD T | $480,324 | 0.10% | 3,511 | Common | SOLE |
| 921946406 | VYM | VANGUARD WHITEHALL FDS | $474,043 | 0.10% | 4,469 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $464,441 | 0.10% | 3,193 | Common | SOLE |
| 191098102 | COKE | COCA COLA CONS INC | $463,062 | 0.10% | 728 | Common | SOLE |
| 464288760 | ITA | ISHARES TR | $456,470 | 0.10% | 3,912 | Common | SOLE |
| 345370860 | F | FORD MTR CO DEL | $453,556 | 0.10% | 29,978 | Common | SOLE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB CO | $451,200 | 0.10% | 7,056 | Common | SOLE |
| 464287507 | IJH | ISHARES TR | $449,932 | 0.10% | 1,721 | Common | SOLE |
| 01609W102 | BABA | ALIBABA GROUP HLDG LTD | $445,767 | 0.09% | 5,348 | Common | SOLE |
| 767204100 | RIO | RIO TINTO PLC | $431,558 | 0.09% | 6,760 | Common | SOLE |
| 458140100 | INTC | INTEL CORP | $429,030 | 0.09% | 12,830 | Common | SOLE |
| 92203C303 | VUSB | VANGUARD BD INDEX FDS | $421,920 | 0.09% | 8,583 | Common | SOLE |
| 962879102 | WPM | WHEATON PRECIOUS METALS CORP | $416,037 | 0.09% | 9,626 | Common | SOLE |
| 92204A801 | VAW | VANGUARD WORLD FDS | $413,075 | 0.09% | 2,270 | Common | SOLE |
| 922908751 | VB | VANGUARD INDEX FDS | $411,888 | 0.09% | 2,071 | Common | SOLE |
| 808524839 | SCHZ | SCHWAB STRATEGIC TR | $410,796 | 0.09% | 8,899 | Common | SOLE |
| 69374H709 | GCOW | PACER FDS TR | $398,797 | 0.08% | 12,030 | Common | SOLE |
| 494368103 | KMB | KIMBERLY-CLARK CORP | $388,226 | 0.08% | 2,812 | Common | SOLE |
| 172967424 | C | CITIGROUP INC | $387,657 | 0.08% | 8,420 | Common | SOLE |
| 126408103 | CSX | CSX CORP | $377,010 | 0.08% | 11,056 | Common | SOLE |
| 92203J407 | BNDX | VANGUARD CHARLOTTE FDS | $375,545 | 0.08% | 7,683 | Common | SOLE |
| 79466L302 | CRM | SALESFORCE INC | $375,410 | 0.08% | 1,777 | Common | SOLE |
| 921937835 | BND | VANGUARD BD INDEX FDS | $374,280 | 0.08% | 5,149 | Common | SOLE |
| 70450Y103 | PYPL | PAYPAL HLDGS INC | $368,159 | 0.08% | 5,517 | Common | SOLE |
| 65339F101 | NEE | NEXTERA ENERGY INC | $351,638 | 0.07% | 4,739 | Common | SOLE |
| 46435G425 | ESGU | ISHARES TR | $351,326 | 0.07% | 3,605 | Common | SOLE |
| 78467X109 | DIA | SPDR DOW JONES INDL AVERAGE | $347,976 | 0.07% | 1,012 | Common | SOLE |
| 92204A108 | VCR | VANGUARD WORLD FDS | $337,667 | 0.07% | 1,192 | Common | SOLE |
| 75513E101 | RTX | RAYTHEON TECHNOLOGIES CORP | $335,523 | 0.07% | 3,425 | Common | SOLE |
| 31428X106 | FDX | FEDEX CORP | $335,252 | 0.07% | 1,352 | Common | SOLE |
| 921937793 | BLV | VANGUARD BD INDEX FDS | $324,479 | 0.07% | 4,331 | Common | SOLE |
| 464287309 | IVW | ISHARES TR | $324,208 | 0.07% | 4,600 | Common | SOLE |
| 67075G103 | JGH | NUVEEN GLOBAL HIGH INCOME FD | $323,931 | 0.07% | 29,000 | Common | SOLE |
| 615394202 | MOG/A | MOOG INC | $308,375 | 0.07% | 2,844 | Common | SOLE |
| 404280406 | HSBC | HSBC HLDGS PLC | $303,093 | 0.06% | 7,650 | Common | SOLE |
| 260557103 | DOW | DOW INC | $296,364 | 0.06% | 5,564 | Common | SOLE |
| 704326107 | PAYX | PAYCHEX INC | $296,055 | 0.06% | 2,647 | Common | SOLE |
| 83570H108 | SONO | SONOS INC | $295,827 | 0.06% | 18,115 | Common | SOLE |
| 00676P107 | ADEA | ADEIA INC | $281,274 | 0.06% | 25,547 | Common | SOLE |
| 19260Q107 | COIN | COINBASE GLOBAL INC | $278,345 | 0.06% | 3,890 | Common | SOLE |
| 37045V100 | GM | GENERAL MTRS CO | $276,360 | 0.06% | 7,167 | Common | SOLE |
| 149123101 | CAT | CATERPILLAR INC | $275,577 | 0.06% | 1,120 | Common | SOLE |
| 670100205 | NVO | NOVO-NORDISK A S | $266,210 | 0.06% | 1,645 | Common | SOLE |
| 92204A306 | VDE | VANGUARD WORLD FDS | $254,888 | 0.05% | 2,258 | Common | SOLE |
| 46428Q109 | SLV | ISHARES SILVER TR | $253,104 | 0.05% | 12,116 | Common | SOLE |
| 11135F101 | AVGO | BROADCOM INC | $245,483 | 0.05% | 283 | Common | SOLE |
| 552953101 | MGM | MGM RESORTS INTERNATIONAL | $245,381 | 0.05% | 5,587 | Common | SOLE |
| 92189F106 | GDX | VANECK ETF TRUST | $240,247 | 0.05% | 7,979 | Common | SOLE |
| 922042775 | VEU | VANGUARD INTL EQUITY INDEX F | $237,064 | 0.05% | 4,357 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC | $231,021 | 0.05% | 4,465 | Common | SOLE |
| 21036P108 | STZ | CONSTELLATION BRANDS INC | $229,359 | 0.05% | 932 | Common | SOLE |
| 370334104 | GIS | GENERAL MLS INC | $223,779 | 0.05% | 2,918 | Common | SOLE |
| 464287341 | IXC | ISHARES TR | $221,944 | 0.05% | 5,963 | Common | SOLE |
| 46435U713 | IFRA | ISHARES TR | $221,701 | 0.05% | 5,673 | Common | SOLE |
| 14040H105 | COF | CAPITAL ONE FINL CORP | $220,931 | 0.05% | 2,020 | Common | SOLE |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $219,846 | 0.05% | 1,930 | Common | SOLE |
| 82509L107 | SHOP | SHOPIFY INC | $215,764 | 0.05% | 3,340 | Common | SOLE |
| 438516106 | HON | HONEYWELL INTL INC | $212,185 | 0.05% | 1,023 | Common | SOLE |
| 464286822 | EWW | ISHARES INC | $208,926 | 0.04% | 3,360 | Common | SOLE |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $208,891 | 0.04% | 388 | Common | SOLE |
| 235851102 | DHR | DANAHER CORPORATION | $208,320 | 0.04% | 868 | Common | SOLE |
| 872540109 | TJX | TJX COS INC NEW | $203,131 | 0.04% | 2,396 | Common | SOLE |
| 464287770 | IYG | ISHARES TR | $200,425 | 0.04% | 1,269 | Common | SOLE |
| 09260K101 | BSTZ | BLACKROCK SCIENCE & TECHNOLO | $190,156 | 0.04% | 10,500 | Common | SOLE |
| 98423J101 | XPER | XPERI INC | $159,470 | 0.03% | 12,127 | Common | SOLE |
| 09257A108 | BCX | BLACKROCK RES & COMMODITIES | $146,027 | 0.03% | 16,100 | Common | SOLE |
| 456837103 | ING | ING GROEP N.V. | $140,088 | 0.03% | 10,400 | Common | SOLE |
| 00302M106 | XAGDX | ABRDN GLOBAL DYNAMIC DIVIDEN | $96,211 | 0.02% | 10,085 | Common | SOLE |
| 82968B103 | SIRIEUR | SIRIUS XM HOLDINGS INC | $46,659 | 0.01% | 10,300 | Common | SOLE |
| 816212104 | SELBUSD | SELECTA BIOSCIENCES INC | $11,480 | 0.00% | 10,250 | Common | SOLE |
| 42806J148 | HTZWW | HERTZ GLOBAL HLDGS INC | $6,508 | 0.00% | 645 | Common | SOLE |
| 90137F103 | — | 22ND CENTY GROUP INC | $6,008 | 0.00% | 15,700 | Common | SOLE |
| 674599162 | OXY/WS | OCCIDENTAL PETE CORP | $4,330 | 0.00% | 116 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.